2021-11-05T10:47:00-05:00 2020-12-31 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2020-01-01 237203666 THE J DAVID GLADSTONE INSTITUTES JDAV 4157342000 1650 OWENS STREET SAN FRANCISCO CA 94158 MICHELLE SIBLY VICE PRESIDENT, FINANCE 4157342000 2021-11-04 1 MICHELLE SIBLY 999009999 PATRICIA J MAYER P00188643 8586271400 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z ROBERT OBANA 1650 OWENS STREET SAN FRANCISCO CA 94158 156991626 0 X WWW.GLADSTONEINSTITUTES.ORG X 1972 CA TO DRIVE A NEW ERA OF DISCOVERY IN DISEASE ORIENTED SCIENCE AND TO MENTOR TOMORROW'S LEADERS IN AN INSPIRING AND DIVERSE ENVIRONMENT. 3 0 473 40 -47086 0 12763261 8871876 52102454 58349338 -3110896 16287063 1076531 766388 62831350 84274665 0 0 0 0 45793947 49154685 0 0 1276884 36475297 44358074 82269244 93512759 -19437894 -9238094 314172354 318407379 189331529 197575119 124840825 120832260 X TO DRIVE A NEW ERA OF DISCOVERY IN DISEASE ORIENTED SCIENCE AND TO MENTOR TOMORROW'S LEADERS IN AN INSPIRING AND DIVERSE ENVIRONMENT. 0 0 14495988 11085724 THE INSTITUTE OF VIROLOGY HAS MADE SIGNIFICANT CONTRIBUTIONS TO FIGHTING HIV/AIDS, PAVING THE WAY FOR MANY MEDICATIONS CURRENTLY IN USE AND LEADING TO A GLOBAL AND GROUNDBREAKING EFFORT IN HIV PREVENTION. RESEARCHERS CONTINUE TO EXPLORE THE BIOLOGICAL BASIS FOR HIV LATENCY, WHICH REPRESENTS THE GREATEST BARRIER TO A CURE. THE INSTITUTE HAS ALSO EXPANDED ITS FOCUS TO STUDY OTHER VIRUSES AND INFECTIOUS DISEASES, AND LOOK FOR UNIQUE STRATEGIES TO TREAT MULTIPLE VIRUSES AT ONCE. 15538266 9205518 THE INSTITUTE OF CARDIOVASCULAR DISEASE LEVERAGES IMPORTANT GENETIC, DEVELOPMENTAL, CHEMICAL, BIOLOGICAL SYSTEMS, COMPUTATIONAL, AND ENGINEERING APPROACHES TO STUDY HEART DISEASE AND STEM CELL BIOLOGY. 34595253 29097621 THE INSTITUTE OF NEUROLOGICAL DISEASE MAINTAINS A STRONG FOCUS ON NEURODEGENERATIVE AND NEUROINFLAMMATORY DISEASES, INCLUDING ALZHEIMER'S DISEASE AND OTHER DEMENTIAS, PARKINSON'S DISEASE, AMYOTROPHIC LATERAL SCLEROSIS (ALS), AND MULTIPLE SCLEROSIS. THE INVESTIGATORS ARE SEARCHING FOR COMMON THREADS THAT WILL ALLOW THEM TO IDENTIFY THERAPEUTIC INTERVENTIONS THAT MIGHT BENEFIT MULTIPLE CONDITIONS. THEY ARE USING UNCONVENTIONAL APPROACHES TO IDENTIFY SUCH MULTI-FACETED SOLUTIONS, WHILE ALSO LEVERAGING CAPABILITIES IN REGENERATIVE AND PERSONALIZED MEDICINE. 14221876 8960475 THE GLADSTONE INSTITUTE OF DATA SCIENCE AND BIOTECHNOLOGY INVESTS IN TALENT TO CREATE NEW WAYS TO ANALYZE AND INTEGRATE DATASETS, INCLUDING MACHINE LEARNING APPROACHES THAT LEVERAGE THE RAPID ADVANCES IN ARTIFICIAL INTELLIGENCE. IT WILL BE THE HOME FOR DEVELOPMENT OF NEW TECHNOLOGIES THAT CAN ACCELERATE DISCOVERY IN ALL AREAS OF INVESTIGATION AT GLADSTONE.GLADSTONE - UCSF INSTITUTE OF GENOMIC IMMUNOLOGY BLENDS THE LATEST GENOMICS AND GENOME ENGINEERING TECHNOLOGIES WITH IMMUNOLOGY RESEARCH TO ENGINEER THE HUMAN IMMUNE SYSTEM FOR THERAPEUTIC BENEFIT. 14221876 8960475 78851383 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 97 0 473 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 3 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MICHELLE S SIBLY 4157342000 1650 OWENS STREET SAN FRANCISCO CA 94158 DEEPAK SRIVASTAVA PRESIDENT 40.00 1.00 X 975518 0 72499 LENNART MUCKE DIRECTOR 40.00 X 544659 0 53080 STEVEN M FINKBEINER DIRECTOR 40.00 X 496678 0 72499 ROBERT OBANA COO 40.00 X 496259 0 50293 BENOIT BRUNEAU DIRECTOR 40.00 X 461824 0 72499 KATHERINE POLLARD DIRECTOR 40.00 X 444539 0 72499 WARNER GREENE DIRECTOR 40.00 X 438619 0 64543 LEOR WEINBERGER SR. 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RESEARCH WILL BE PERFORMED ON THESE PROJECTS OVER THE NEXT FEW YEARS. PERMANENTLY RESTRICTED FUND EARNINGS WILL BE SPENT ON SCIENTIFIC RESEARCH AND ADMINISTRATION. PART X, LINE 2: THE INSTITUTES HAS BEEN GRANTED EXEMPTION FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE INSTITUTES IS SUBJECT TO UNRELATED BUSINESS INCOME TAX ON CERTAIN RENTAL TRANSACTIONS AND INCOME FROM ALTERNATIVE INVESTMENTS. FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019, THE INSTITUTES HAD APPROXIMATELY $11,535,000 AND $11,400,000 OF CUMULATIVE TAXABLE LOSSES, RESPECTIVELY. SINCE MANAGEMENT BELIEVES IT IS UNLIKELY THERE WILL BE FUTURE INCOME TO OFFSET THESE LOSSES, A VALUATION ALLOWANCE HAS BEEN REFLECTED AGAINST THE FULL BALANCE. THE INSTITUTES FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND WITH THE FRANCHISE TAX BOARD IN THE STATE OF CALIFORNIA. THE INSTITUTES HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2020 AND 2019. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 47159618 0 0 0 0 0 0 47159618 0 47159618 1 0 0 1 1 0 PART I, LINE 3: METHOD OF ACCOUNTING IS ACCRUAL BASIS PART III ACCOUNTING METHOD: X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 DEEPAK SRIVASTAVA PRESIDENT 789523 0 184753 0 1242 0 42750 0 29749 0 1048017 0 0 0 LENNART MUCKE DIRECTOR 541095 0 0 0 3564 0 42750 0 10330 0 597739 0 0 0 STEVEN M FINKBEINER DIRECTOR 494356 0 0 0 2322 0 42750 0 29749 0 569177 0 0 0 ROBERT OBANA COO 442695 0 50000 0 3564 0 28500 0 21793 0 546552 0 0 0 BENOIT BRUNEAU DIRECTOR 430010 0 30572 0 1242 0 42750 0 29749 0 534323 0 0 0 KATHERINE POLLARD DIRECTOR 443008 0 721 0 810 0 42750 0 29749 0 517038 0 0 0 WARNER GREENE DIRECTOR 427495 0 0 0 11124 0 42750 0 21793 0 503162 0 0 0 LEOR WEINBERGER SR. 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TAX INDEMNIFICATION & GROSS UP PAYMENTS- PRINCIPAL REDUCTION RELATING TO THE RELOCATION LOANS PROVIDED TO DEEPAK SRIVASTAVA, LEOR WEINBERGER, TODD MCDEVITT AND ALEX MARSON ARE GROSSED UP AND INCLUDED AS TAXABLE COMPENSATION. PART I, LINE 7 NONDISCRETIONARY BONUS PAYMENTS WERE PAID BASED ON PERSONS MEETING GOALS SET BY AND APPROVED BY TRUSTEES. DEEPAK SRIVASTAVA PRESIDENT HOUSING X 820000 700000 0 1 1 ALEX MARSON DIRECTOR HOUSING X 500000 450000 0 1 1 1150000 X 2 1604625 FMV 0 0 1 0 PART I, COLUMN (B): THE NUMBERS REPORTED IN PART I, COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 7B THE SUPERIOR COURT OF CALIFORNIA'S APPROVAL IS REQUIRED FOR THE ELECTION AND REMOVAL OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ITS RELATED SCHEDULES WERE GIVEN TO THE TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE J. DAVID GLADSTONE INSTITUTES REQUIRES THAT EACH OFFICER, DIRECTOR, TRUSTEE AND KEY EMPLOYEE COMPLETE A CONFLICT OF INTEREST REPORT AND REPORT ANY CONFLICT HE/SHE MAY HAVE. ANY CONFLICTS THAT ARISE DURING THE YEAR ARE REQUIRED TO BE REPORTED TO THE EXECUTIVE DIRECTOR AND THE TRUSTEES IMMEDIATELY. IN THE EVENT THAT A CONFLICT DOES ARISE THAT INDIVIDUAL IS PROHIBITED FROM PARTICIPATING IN THE GOVERNING BODY'S DELIBERATIONS AND DECISIONS IN THAT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE ATTORNEY GENERAL FOR THE STATE OF CALIFORNIA IS ADVISED OF TRUSTEE COMPENSATION AND THE STATE OF CALIFORNIA SUPERIOR COURT REVIEWS AND APPROVES THE COMPENSATION. AN EXECUTIVE COMPENSATION REPORT IS COMPLETED EACH YEAR BY AN INDEPENDENT CONSULTING FIRM FROM SALARY SURVEYS, NON-PROFIT FORM 990'S AND OTHER SOURCES ON ORGANIZATIONS THAT ARE COMPARABLE IN SIZE AND COMPLEXITY TO THE INSTITUTES. THE 2020 REPORT WAS COMPLETED 12/18/19. THE PRESIDENT AND DIRECTORS' COMPENSATION IS APPROVED BY THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO VICE DEAN EACH YEAR. 2020 SALARIES WERE APPROVED ON 12/18/19. THE INSTITUTES' PRESIDENT AND DIRECTORS UTILIZE SIMILAR RESOURCES AS GUIDELINES WHEN APPROVING COMPENSATION FOR THE INSTITUTES' KEY EMPLOYEES, OTHER OFFICERS AND DIRECT REPORTS. COMPENSATION WAS LAST APPROVED ON 12/3/19. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND ORGANIZATIONAL DOCUMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G SERVICE CONTRACTS: PROGRAM SERVICE EXPENSES 1,980,210. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 2,736. TOTAL EXPENSES 1,982,946. OTHER SERVICES: PROGRAM SERVICE EXPENSES 8,344,480. MANAGEMENT AND GENERAL EXPENSES 668,397. FUNDRAISING EXPENSES 26,098. TOTAL EXPENSES 9,038,975. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH 47,086. 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