2021-11-15T12:07:02-06:00 2020-12-31 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE SUITE 200 JERICHO NY 11753 990 2020-01-01 135622663 IRON WORKERS LOCAL 40 361 & 417 HEALTH FUND IRON 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 BRIAN SABBAGH FUND MANAGER 2126610945 2021-10-27 1 BRIAN SABBAGH 999009999 ALAN SILVERSTEIN P00043838 2126610945 2021-10-26 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z BRIAN SABBAGH 451 PARK AVE SOUTH NEW YORK NY 10016 368840736 0 X WWW.IRONWORKERS.NET X 1948 NY TO PROVIDE HEALTH, VACATION AND OTHER BENEFITS 18 18 20 0 0 0 0 0 126025487 116464830 6654933 8362918 1103 256 132681523 124828004 0 0 119441304 112971130 2345290 2342906 0 0 0 2212903 2197704 123999497 117511740 8682026 7316264 215775171 224931312 30835380 30594367 184939791 194336945 HOSPITALIZATION, COMPREHENSIVE, MEDICAL, PRESCRIPTION, DENTAL, OPTICAL, SUPPLEMENTARY MEDICARE, AND VACATION BENEFIT 0 0 HOSPITALIZATION, COMPREHENSIVE MEDICAL, PRESCRIPTION, DENTAL, OPTICAL, SUPPLEMENTARY MEDICARE, AND VACATION BENEFITS 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 2362 0 20 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 1 0 0 0 X BRIAN SABBAGH 2126841586 451 PARK AVE SOUTH NEW YORK NY 10016 X JAKE BIDOSKY EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 STEVE ISAACSON EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 ROBERT SAMELA EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 RICHARD LUCAS EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 A ALAN SEIDMAN EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 DANIEL TEUTUL EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 TERRY FLYNN EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WEISS EMPLOYERS TRUSTEE 0.50 0.50 X 0 0 0 DANIEL DOYLE UNION TRUSTEE 0.50 0.50 X 0 0 0 CHRISTOPER WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 ROBERT WALSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MICHAEL GAYDOS UNION TRUSTEE 0.50 0.50 X 0 0 0 JOHN CUSH UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW CHARTRAND UNION TRUSTEE 0.50 0.50 X 0 0 0 ANTHONY DEBLASIE UNION TRUSTEE 0.50 0.50 X 0 0 0 KEITH EISGRUBER UNION TRUSTEE 0.50 0.50 X 0 0 0 MATTHEW P STODDARD UNION TRUSTEE 0.50 0.50 X 0 0 0 BRIAN SABBAGH FUND MANAGER 35.00 5.00 X 225404 0 122418 ELSIE O'NEIL EMPLOYEE 35.00 5.00 X 180538 0 122418 IAN CHAN EMPLOYEE 35.00 5.00 X 172330 0 122418 JOHN J DELANEY EMPLOYEE 35.00 5.00 X 195127 0 122418 JIM DUFFICY EMPLOYEE 35.00 5.00 X 180843 0 122418 LUCIA BAUKNIGHT EMPLOYEE 35.00 5.00 X 165316 0 122418 LORI DALTON EMPLOYEE 35.00 5.00 X 105130 0 122418 DOREEN STENNETT EMPLOYEE 35.00 5.00 X 151601 0 122418 GARRENT LEUNG EMPLOYEE 35.00 5.00 X 120441 0 122418 KEVIN CUSH EMPLOYEE 35.00 5.00 X 112010 0 122418 1608740 0 1224180 10 0 1 0 JOINT MULTI SERVICE ASSOCIATES LTD 89 JOSEPH AVE STATEN ISLAND NY 10304 ACCOUNTING 312000 COLLERAN O'HARA & MILLS LLP 100 CROSSWAYS PARK DR W 200 WOODBURY NY 11797 LEGAL 213148 2 EMPLOYER CONTRIBUTIONS 230000 115992223 115992223 EMPLOYEE CONTRIBUTIONS 230000 472607 472607 116464830 4198682 4198682 248176968 244012732 4164236 4164236 4164236 MISC INCOME 230000 256 256 256 124828004 120629066 0 4198938 112971130 1320598 920252 102056 228515 255124 180755 70277 191988 366922 7370 8535 19055 222513 INVESTMENT EXPENSE 406122 ADMIN FEES 112822 POSTAGE 67353 MISCELLANEOUS EXPENSE 26689 33664 117511740 19262718 23364382 7627109 16137887 8676734 7646998 101882 101882 2439428 2272753 61176 166675 177086663 174299040 2958889 3214448 215775171 224931312 27363163 27485783 3472217 3108584 30835380 30594367 X 0 0 0 0 184939791 194336945 184939791 194336945 215775171 224931312 7316264 2080890 0 X 0 1 X 0 0 2439428 2272753 166675 166675 U.S. GOVERNMENT AND AGENCIES 67437849 F COMMON STOCK 16007175 F CORPORATE BONDS AND DEBENTURES 71154828 F STATE AND LOCAL BONDS 1716571 F EXCHANGE TRADED FUNS 10070804 F COMMON COLLECTIVE TRUST 7911813 F 174299040 ESCROW PAYABLE 30000 DUE TO AFFILIATED FUNDS 1131776 EXCHANGE 56779 DUE TO BROKER 1890029 3108584 X 126502772 2080890 2080890 124421882 406122 406122 124828004 117047710 0 117047710 406122 57908 464030 117511740 PART X, LINE 2: THE PLAN ADOPTED THE PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE FOUNDATION BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS PRIOR TO 2017. PART XII, LINE 4B - OTHER ADJUSTMENTS: INCREASE IN BENEFITS PAYABLE 57,908. 0 0 0 BRIAN SABBAGH FUND MANAGER 225404 0 0 0 0 0 39799 21374 39846 21399 305049 42773 0 0 JOHN J DELANEY EMPLOYEE 195127 0 0 0 0 0 39799 21374 39846 21399 274772 42773 0 0 JIM DUFFICY EMPLOYEE 180843 0 0 0 0 0 39799 21374 39846 21399 260488 42773 0 0 ELSIE O'NEIL EMPLOYEE 180538 0 0 0 0 0 39799 21374 39846 21399 260183 42773 0 0 IAN CHAN EMPLOYEE 172330 0 0 0 0 0 39799 21374 39846 21399 251975 42773 0 0 LUCIA BAUKNIGHT EMPLOYEE 165316 0 0 0 0 0 39799 21374 39846 21399 244961 42773 0 0 DOREEN STENNETT EMPLOYEE 151601 0 0 0 0 0 39799 21374 39846 21399 231246 42773 0 0 GARRENT LEUNG EMPLOYEE 120441 0 0 0 0 0 39799 21374 39846 21399 200086 42773 0 0 KEVIN CUSH EMPLOYEE 112010 0 0 0 0 0 39799 21374 39846 21399 191655 42773 0 0 LORI DALTON EMPLOYEE 105130 0 0 0 0 0 39799 21374 39846 21399 184775 42773 0 0 FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PROVIDED TO MEMBERS OF ORGANIZATION'S GOVERNING BODY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY MONITORS THE COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ENFORCEMENT OF POLICY AND COMPLIANCE WITH THE POLICY IS ADDRESSED AT QUARTERLY BOARD MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE UPON REQUEST IRON WORKERS LOCALS 40 361 & 417 PENSION FUND 451 PARK AVE SOUTH NEW YORK NY 10016 516102576 TO PROVIDE PENSION BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 ANNUITY FUND 451 PARK AVE SOUTH NEW YORK NY 10016 237299279 TO PROVIDE ANNUITY BENEFITS TO MEMBERS NY 0 IRON WORKERS LOCALS 40 361 & 417 TOPPING OUT FUND 451 PARK AVE SOUTH NEW YORK NY 10016 133156507 TO PROVIDE SUPPLEMENTAL MEDICAL AND UNEMPLOYMENT BENEFITS TO MEMBERS NY 501(C)(9) 0 IRON WORKERS LOCALS 40 361 APPRENTICESHIP & TRAINING FUND 35-23 36TH STREET ASTORIA NY 11106 132571023 TO PROVIDE TRAINING TO MEMBERS NY 501(C)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 IRON WORKERS LOCALS 40361 & 417 PENSION FUND Q 583237 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 ANNUITY FUND FUND Q 667733 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 TOPPING OUT FUND FUND Q 633556 TIME AND MOTION STUDY IRON WORKERS LOCALS 40361 & 417 APPRENTICESHIP & TRAINING FUND Q 54193 TIME AND MOTION STUDY