2021-02-12T08:32:06-06:00 2020-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2019-07-01 464495751 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES FOUNDATION AMER 7032999766 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 MATTHEW R D'UVA CEO 7032999766 2021-02-12 1 RICHARD J LOCASTRO CPA P00288314 3019519090 2019 2022-09-23 18:48:47Z MATTHEW D'UVA 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 6065047 0 X WWW.AASLDFOUNDATION.ORG X 2013 VA SEE PART III, LINE 1 7 7 0 35 0 0 6754516 3711995 0 0 424641 493177 0 0 7179157 4205172 3526625 2236740 0 0 885775 800224 258000 42000 384187 1069625 779787 5740025 3858751 1439132 346421 19230420 18288127 5981399 4623696 13249021 13664431 X TO INVEST IN INNOVATIVE HEPATOLOGY RESEARCH AND IN THE PEOPLE WHO STUDY AND TREAT LIVER DISEASE. 0 0 2773567 2236740 GRANTS AND ASSISTANCE: THE FOUNDATION MAKES (1) GRANTS TO INSTITUTIONS TO SUPPORT LIVER DISEASE RESEARCH; (2) CLINICAL TRAINING AWARDS FOR ADVANCED TRAINING FOR HEPATOLOGY FELLOWS, NURSE PRACTITIONERS, AND PHYSICIAN ASSISTANTS; AND (3) ABSTRACT AWARDS TO ENABLE YOUNG INVESTIGATORS TO ATTEND AND PRESENT THE RESULTS OF PROMISING RESEARCH AT PREMIERE HEPATOLOGY SCIENTIFIC MEETINGS. 132898 EMERGING LIVER SCHOLARS: THE EMERGING LIVER SCHOLARS (ELS) PROGRAM PROMOTES THE STUDY OF HEPATOLOGY AMONG MEDICAL, SURGICAL AND PEDIATRIC RESIDENTS WHO HAVE THE POTENTIAL FOR A CAREER IN ACADEMIC MEDICINE AND WHO HAVEN'T YET DETERMINED THEIR LONG-TERM CAREER GOALS. THE ELS PROGRAM IS SUPPORTED BY AASLD AND AASLD FOUNDATION AS PART OF ITS CONTINUING MISSION TO INSPIRE AND INVEST IN THE NEXT GENERATION OF HEPATOLOGISTS. 96823 PUBLIC AWARENESS: THE FOUNDATION WORKS TO INCREASE PUBLIC AWARENESS OF LIVER DISEASE BY MAINTAINING INFORMATION ON ITS WEBSITE AASLDFOUNDATION.ORG, AND BY EXHIBITING AND DISTRIBUTING INFORMATION AT MEETINGS AND CONVENTIONS FOCUSED ON LIVER DISEASE. 35631 FUNDAMENTALS OF LIVER DISEASE: A COMPLIMENTARY ONLINE CURRICULUM, IS DESIGNED FOR PRIMARY CARE PROVIDERS ON THE FRONT LINES OF IMPLEMENTING SCREENING RECOMMENDATIONS FOR LIVER DISEASES. THE CURRICULUM OFFERS FIVE UNITS WITH A PLAN TO EXPAND IN THE FUTURE. THIS PROGRAM IS A KEY STRATEGY IN INCREASING THE NUMBER OF HEALTH CARE PROFESSIONALS TRAINED TO CARE FOR THE GROWING NUMBER OF PATIENTS WITH LIVER DISEASE.AASLDFOUNDATION.ORG PROVIDES INFORMATION ABOUT THE IMPACT OF FOUNDATION PROGRAMS AND OFFERS WAYS TO GET INVOLVED AND MAKE DONATIONS TO SUPPORT OUR PROGRAMS. 35631 3038919 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 40 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X MATTHEW D'UVA 7032999766 1001 NORTH FAIRFAX STREET NO 400 ALEXANDRIA VA 22314 BRUCE A LUXON CHAIR (FROM 1/2020) 5.00 0.00 X X 7500 0 0 BRUCE BACON CHAIR (UNTIL 12/2019) 5.00 0.00 X X 7500 0 0 RAYMOND T CHUNG VICE-CHAIR 5.00 5.00 X X 0 0 0 VIJAY H SHAH TREASURER 5.00 5.00 X X 0 0 0 LAURIE D DELEVE TRUSTEE 5.00 5.00 X 0 0 0 ROBERT S BROWN JR TRUSTEE 5.00 0.00 X 0 0 0 STEVEN K HERRINE TRUSTEE 5.00 0.00 X 0 0 0 NORAH TERRAULT TRUSTEE 5.00 5.00 X 0 0 0 MATTHEW D'UVA CEO (FROM 1/2020) 1.00 40.00 X 0 0 0 STEVEN ECHARD CHIEF EXECUTIVE OFFICER (UNTIL 5/19) 2.00 39.00 X 0 303875 35544 NELLIE SARKISSIAN CHIEF OPERATING OFFICER 3.00 34.00 X 0 268421 41141 JULIE DEAL EXECUTIVE DIRECTOR 9.00 34.00 X 0 284373 46637 15000 856669 123322 0 0 1 0 0 2891 1178000 2531104 3711995 453052 453052 1900000 1859875 40125 40125 40125 4205172 0 0 493177 2236740 2236740 114778 51185 59095 4498 306039 147076 74622 84341 71085 34468 19292 17325 190538 92778 53901 43859 117784 57443 33866 26475 11899 1549 3156 7194 24202 24202 42000 42000 49572 49572 114048 22511 21655 69882 54305 44027 1806 8472 78979 66224 6250 6505 92024 38641 35491 17892 134259 65264 39079 29916 98970 91963 4542 2465 118874 88471 8015 22388 STAFF DEVELOPMENT 1294 745 549 REPAIRS & MAINTENANCE 865 405 261 199 REGISTRATION FEES 227 227 MEMBERSHIP DUES 174 174 95 95 3858751 3038919 435645 384187 348617 888555 551323 233008 1987908 1651019 14265 21426 16267500 15494119 60807 0 19230420 18288127 13269 178767 5968130 4297724 0 147205 5981399 4623696 X 7591219 8600759 5657802 5063672 13249021 13664431 19230420 18288127 346421 68989 0 X 0 1 X 1 0 X 2995441 4616770 3555064 6754516 3711995 21633786 2995441 4616770 3555064 6754516 3711995 21633786 11485890 10147896 261056 382358 416622 382245 453052 1895333 23529119 0.43130 0.31060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4853099 524025 137484 33400 5481208 4551914 147750 213435 60000 4853099 2743234 1686955 175825 54100 4551914 2366109 250000 228825 101700 2743234 2115609 250000 1000 500 2366109 0.58860 0.33910 0.07230 0 0 0 DUE TO AASLD 147205 147205 X 4224589 68989 68989 4155600 49572 49572 4205172 3809179 0 3809179 49572 49572 3858751 PART V, LINE 4: DONOR RESTRICTED ENDOWMENT ASSETS ARE HELD IN PERPETUITY AND INVESTED IN AN ATTEMPT TO PROVIDE A STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWED ASSETS. TEMPORARY ENDOWMENT FUNDS ARE SPENT TO SUPPORT THE PROGRAM DESIGNATED BY THE DONOR. BOARD DESIGNATED ASSETS ARE UNRESTRICTED AND CURRENTLY SET ASIDE TO SUPPORT THE RESEARCH PROGRAMS AND AWARDS. PART X, LINE 2: FOR THE YEAR ENDED JUNE 30, 2020, THE AASLD FOUNDATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X X 1 COMMUNITY COUNSELLING SERVICES 527 MADISON AVE 5TH FLOOR NEW YORK NY 10022 FUNDRAISING CAMPAIGN STUDY 0 453000 42000 411000 453000 42000 411000 AL AK AR CA CO CT DC GA HI IL KS ME MD MA MI MN MS NV NH NJ NM NY NC ND OH OK OR PA TN UT VA WA WI 1 MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 416011702 501(C)(3) 300000 PINNACLE RESEARCH AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA IRVINE ACCT OFFICE 120 THEORY STE 200 IRVINE CA 92617 952226406 501(C)(3) 300000 PINNACLE RESEARCH AWARD REGENTS OF THE UNIVERSITY OF MICHIGAN 5082 WOLVERINE TOWER 3003 SOUTH STATE ST ANN ARBOR MI 48109 386006309 501(C)(3) 250000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES AND AASLD FOUNDATION PILOT RESEARCH AWARD UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS SUITE 205 LOS ANGELES CA 90089 951642394 501(C)(3) 200000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES STANFORD UNIVERSITY 485 BROADWAY MAIL CODE 8838 REDWOOD CITY CA 94063 941156365 501(C)(3) 226000 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES AND AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET ROOM 329 PHILADELPHIA PA 19104 231352685 501(C)(3) 170000 AFDHAL/MCHUTCHINSON LIFER AWARD, AASLD FOUNDATION PILOT RESEARCH AWARD, AND AUTOIMMUNE LIVER DISEASES PILOT RESEARCH AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 920930953 956006144 501(C)(3) 126000 AASLD FOUNDATION CLINICAL & TRANSLATIONAL RESEARCH FELLOWSHIP AND AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 136171197 501(C)(3) 78000 NP/PA CLINICAL HEPATOLOGY FELLOWSHIP THE OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 316025986 GOV'T 78000 NP/PA CLINICAL HEPATOLOGY FELLOWSHIP UNIVERSITY OF CALIFORNIA SAN FRANCISCO CONTROLLERS OFFICE 1855 FOLSOM STREET SUITE 425 SAN FRANCISCO CA 94143 946036493 501(C)(3) 78000 NP/PA CLINICAL HEPATOLOGY FELLOWSHIP REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS OFFICE OF RESEARCH 1859 RESEARCH PARK DR DAVIS CA 95618 946036494 501(C)(3) 50000 AASLD FOUNDATION GUPTA FAMILY PILOT RESEARCH AWARD IN PSC RESEARCH WASHINGTON UNIVERSITY 600 SOUTH EUCLID AVENUE SAINT LOUIOS MO 63110 430653611 501(C)(3) 50000 AASLD FOUNDATION PILOT RESEARCH AWARD WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVENUE NEW YORK NY 10065 131623978 501(C)(3) 26000 AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD GENERAL HOSPITAL CORPORATION 55 FRUIT STREET BOSTON MA 02114 042697983 501(C)(3) 46000 AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD AND AUTOIMMUNE LIVER DISEASES PILOT RESEARCH AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10945 LE CONTE AVE 2114 PVUB LOS ANGELES CA 90095 956006143 501(C)(3) 26000 AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD UNIVERSITY OF CINCINNATI 51 GOODMAN DRIVE CINICINNATI OH 45221 316000989 GOV'T 26000 AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD BETH ISRAEL DEACONESS MEDICAL CENTER INC 330 BROOKLINE AVENUE BOSTON MA 02215 042103881 501(C)(3) 26000 AASLD FOUNDATION ADVANCED/TRANSPLANT HEPATOLOGY AWARD TRUSTEES OF INDIANA UNIVERSITY 400 E 7TH STREET POPLAS 50 BLOOMINGTON IN 47405 356001673 501(C)(3) 20000 AUTOIMMUNE LIVER DISEASES PILOT RESEARCH AWARD 18 0 PART I, LINE 2: RECIPIENTS MUST BE ENROLLED AS A GI AND/OR HEPATOLOGY FELLOW OR TRAINEE IN AN ACCREDITED ADULT OR PEDIATRIC TRANSPLANT HEPATOLOGY PROGRAM. AASLD PROVIDES GRANTS TO INSTITUTIONS TO SUPPORT THE RESEARCH WORK AND EDUCATION OF THE FELLOW OR TRAINEE. AASLD RECEIVES INTERIM PROGRESS AND FISCAL REPORTS FROM THE RECIPIENT REGARDING USE OF FUNDS. 0 0 0 0 0 0 0 0 0 STEVEN ECHARD CHIEF EXECUTIVE OFFICER (UNTIL 5/19) 0 259985 0 43890 0 0 0 18288 0 17256 0 339419 0 0 NELLIE SARKISSIAN CHIEF OPERATING OFFICER 0 262100 0 6321 0 0 0 25322 0 15819 0 309562 0 0 JULIE DEAL EXECUTIVE DIRECTOR 0 275710 0 8663 0 0 0 25765 0 20872 0 331010 0 0 PART I, LINE 3 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD USES THE FOLLOWING TO ESTABLISH COMPENSATION: - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - COMPENSATION SURVEY AND STUDY - APPROVAL BY THE GOVERNING BOARD OR COMPENSATION COMMITTEE FORM 990, PART VI, SECTION A, LINE 6 THERE IS ONE VOTING MEMBER OF THE CORPORATION, THE AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES (AASLD). FORM 990, PART VI, SECTION A, LINE 7A AASLD HAS THE POWER TO APPOINT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B AASLD HAS THE POWER TO ALTER, AMEND OR REPEAL THE BYLAWS OF THE CORPORATION OR TO ADOPT NEW BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B AFTER BEING PREPARED BY AASLD FOUNDATION'S OUTSIDE ACCOUNTANTS, THE FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND OUTSIDE LEGAL COUNSEL. IT IS THEN PROVIDED TO THE AASLD FOUNDATION BOARD OF TRUSTEES AND THE AASLD GOVERNING BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST DISCLOSURE FORM IS COMPLETED BY ALL MEMBERS OF THE BOARD OF TRUSTEES, COMMITTEES, AND TASK FORCES UPON NOMINATION AND/OR APPOINTMENT. THE FORM IS UPDATED THEREAFTER, AS NECESSARY, DURING EACH PERSON'S TENURE OF OFFICE. COMMITTEE CHAIRS MAKE FORMS AVAILABLE AT ALL MEETINGS. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THE BOARD OF TRUSTEES ADVISES THE TRUSTEE TO TAKE ACTIONS INCLUDING THE FOLLOWING POSSIBLE ACTIONS: - DIVEST OR RESIGN FROM THE CONFLICT IN QUESTION; - ABSTAIN FROM DISCUSSION AND VOTING ON MATTERS INVOLVING THE CONFLICT; OR - RECUSE HIM/HERSELF FROM PARTICIPATING IN SUCH MATTERS. FORM 990, PART VI, SECTION B, LINE 15 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE GOVERNING BOARD APPROVES/ADJUSTS THE CEO'S SALARY. THE CEO'S PERFORMANCE AND SALARY REVIEW ARE NOTED IN A LETTER FROM THE PRESIDENT OF AASLD TO THE CEO WITH A COPY TO THE ENTIRE GOVERNING BOARD. A COPY OF THE LETTER, ALONG WITH THE RELATED SUPPORTING DOCUMENTS, ARE IN THE CEO'S PERSONNEL FILE. THE CEO'S COMPENSATION WAS LAST REVIEWED IN DECEMBER 2019. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE CEO APPROVES STAFF SALARY. STAFF SALARY DETERMINATION IS COMMUNICATED WITH STAFF ALONG WITH WRITTEN PERFORMANCE EVALUATION, WHICH IS CONDUCTED AT YEAR-END. INDIVIDUAL MEMORANDUMS FROM THE CEO TO INDIVIDUAL STAFF, COMMUNICATING THE SALARY CHANGE AND THE POSITION GRADE, ARE GIVEN TO INDIVIDUAL STAFF MEMBERS. COPIES OF THESE MEMORANDUMS ARE IN INDIVIDUALS' PERSONNEL FILES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON RECEIPT OF A BONAFIDE REQUEST. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES 1001 NORTH FAIRFAX STREET ALEXANDRIA VA 22314 237373091 PREVENT AND CURE LIVER DISEASES VA 501(C)(3) LINE 10 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES C 1178000 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES N 238124 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES O 99776 ACTUAL AMOUNT