2021-04-21T22:53:29-05:00 2020-06-30 366055558 GRANT THORNTON LLP 171 N CLARK STREET STE 200 CHICAGO IL 60601 990 2019-07-01 300079883 AMERICAN COLLEGE OF SURGEONS PROFESSIONAL ASSOCIATION AMER 3122025000 633 N SAINT CLAIR STREET CHICAGO IL 60611 GAY L VINCENT CFO 3122025000 2021-04-21 BRIDGET ROCHE P00666837 3128562000 2019 2022-09-23 18:48:47Z GAY L VINCENT 633 N SAINT CLAIR STREET CHICAGO IL 60611 23283135 0 X WWW.FACS.ORG X 2002 IL EDUCATIONAL AND PROFESSIONAL ASSOCIATION IN THE FIELD OF SURGERY. 24 22 1 22 0 0 0 0 20515301 23283135 0 0 0 0 20515301 23283135 17243174 19739275 0 0 561347 591607 0 0 0 2710780 2952253 20515301 23283135 0 0 12425482 10946230 12425482 10946230 0 0 THE PURPOSES OF THE ACSPA ARE EDUCATIONAL AND PROFESSIONAL ASSOCIATION IN THE FIELD OF SURGERY. 0 0 MEMBER SERVICES - THROUGH MEMBER SERVICES, ACSPA WILL REMAIN A PROFESSIONAL ASSOCIATION FOR ALL SURGEONS BY CONDUCTING A VARIETY OF ACTIVITIES INTENDED TO FURTHER THE INTERESTS OF SURGEONS AND THE FIELD OF SURGERY IN GENERAL. THE DEPARTMENT REVIEWS AND EVALUATES ALL THE APPLICATIONS FOR FELLOWSHIP BASED ON DEFINED REQUIREMENTS. ADVOCACY AND HEALTH POLICY - THE DIVISION'S PRIMARY ACTIVITY IS TO MONITOR AND REPORT THE LATEST LEGISLATIVE AND REGULATORY DEVELOPMENTS TO MEMBERS. THE DIVISION ALSO PARTICIPATES IN AND SUPPORTS LOBBYING EFFORTS THAT ADDRESS ISSUES OF CONCERN TO SURGEONS AND SURGICAL PATIENTS. 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 5 0 1 1 1 0 0 0 0 1 1 0 0 0 X 24 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X GAY L VINCENT 3122025000 633 N SAINT CLAIR STREET CHICAGO IL 60611 X DAVID B HOYT EXECUTIVE DIRECTOR 1.00 39.00 X 0 1165762 415160 GAY L VINCENT CFO 1.00 39.00 X 0 533036 413901 KATHERINE H OEHMEN MANAGER, ACSPA SURGEONS PAC 40.00 0.00 X 123468 0 23910 TIMOTHY J EBERLEIN DIRECTOR 1.00 39.00 X 0 150000 0 LENWORTH M JACOBS DIRECTOR 1.00 39.00 X 0 111889 0 TYLER G HUGHES SECRETARY (BEG 10/19) 1.00 39.00 X 0 100250 0 JOHN A WEIGELT FIRST VICE PRESIDENT (BEG 10/19) 1.00 1.00 X 0 17500 0 STEVEN C STAIN DIRECTOR (BEG 10/19) 1.00 1.00 X 0 120 0 ENRIQUE HERNANDEZ DIRECTOR 1.00 1.00 X 0 0 0 FABRIZIO MICHELASSI DIRECTOR 1.00 1.00 X 0 0 0 FORREST DEAN GRIFFEN SECOND VP (BEG 10/19) 1.00 1.00 X 0 0 0 GARY L TIMMERMAN DIRECTOR 1.00 1.00 X 0 0 0 GERALD M FRIED DIR (BEG 10/19) & CHAIR (THRU 10/19) 1.00 1.00 X 0 0 0 HENRI R FORD DIRECTOR 1.00 1.00 X 0 0 0 JAMES C DENNENY III DIRECTOR 1.00 1.00 X 0 0 0 JAMES K ELSEY DIR (BEG 10/19) & VICE CHAIR ( THRU 10/19) 1.00 1.00 X 0 0 0 JAMES W GIGANTELLI DIRECTOR 1.00 1.00 X 0 0 0 JOHN LD ATKINSON DIRECTOR 1.00 1.00 X 0 0 0 KENNETH W SHARP DIRECTOR 1.00 1.00 X 0 0 0 L SCOTT LEVIN VICE CHAIR (BEG 10/19) & DIR (THRU 10/19) 1.00 1.00 X 0 0 0 LENA M NAPOLITANO DIRECTOR 1.00 1.00 X 0 0 0 LINDA G PHILLIPS DIRECTOR 1.00 1.00 X 0 0 0 MARGARET M DUNN DIRECTOR (THRU 10/19) 1.00 1.00 X 0 0 0 MARK C WEISSLER FIRST VP (THRU 10/19) 1.00 1.00 X 0 0 0 MICHAEL J ZINNER DIRECTOR (THRU 10/19) 1.00 1.00 X 0 0 0 PHILIP R CAROPRESO SECOND VP (THRU 10/19) 1.00 1.00 X 0 0 0 RONALD V MAIER ACS PRESIDENT (THRU 10/19) 1.00 2.00 X X 0 0 0 STEVEN D WEXNER DIRECTOR 1.00 1.00 X 0 0 0 VALERIE W RUSCH ACS PRESIDENT (BEG 10/19 1.00 2.00 X X 0 0 0 WILLIAM G CIOFFI JR TREASURER (THRU 10/19) 1.00 2.00 X 0 0 0 ANTHONY ATALA DIRECTOR 1.00 1.00 X 0 0 0 ANTON N SIDAWY DIRECTOR 1.00 1.00 X 0 0 0 BJ HANCOCK DIRECTOR 1.00 1.00 X 0 0 0 BETH H SUTTON CHAIR (BEG 10/19) & DIR (THRU 10/19) 1.00 1.00 X 0 0 0 DIANA L FARMER DIRECTOR (BEG 10/19) 1.00 1.00 X 0 0 0 DON K NAKAYAMA TREASURER (BEG 10/19) 1.00 2.00 X 0 0 0 DOUGLAS E WOOD DIRECTOR 1.00 1.00 X 0 0 0 EDWARD E CORNWELL III SECRETARY (THRU 10/19) 1.00 1.00 X 0 0 0 123468 2078557 852971 1 0 1 0 0 NON-DEDUCTIBLE MEMBER DUES 900099 23283135 23283135 23283135 23283135 23283135 0 0 19739275 435578 145572 10457 18150 5509 4955 615201 54796 41665 82911 BAD DEBT EXPENSE 1400000 INTERCOMPANY COSTS 727496 DUES 1570 23283135 474646 287584 11921311 10623288 29525 35358 0 0 0 0 0 0 0 0 0 0 12425482 10946230 112902 26260 12312580 10919970 0 0 12425482 10946230 X 0 0 0 0 0 0 0 0 12425482 10946230 0 0 X 0 1 X 1 0 0 0 0 23283135 179175 179175 931325 0 0 0 0 0 0 X PART X, LINE 2: SCHEDULE D, PART X, LINE 2 - THE COLLEGE AND THE FOUNDATION ARE TAX-EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND ACSPA IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(6) OF THE INTERNAL REVENUE CODE. EXCEPT FOR TAXES RELATING TO UNRELATED BUSINESS INCOME, THESE ENTITIES ARE EXEMPT FROM FEDERAL AND STATE INCOME TAXES. ACSPA - SURGEONS PAC IS A POLITICAL ORGANIZATION EXEMPT FROM FEDERAL TAXES UNDER SECTION 527 OF THE INTERNAL REVENUE CODE. ACSEO IS A LIMITED LIABILITY COMPANY WHICH OPERATES UNDER CERTAIN SECTIONS OF FEDERAL AND STATE INCOME TAX LAW. THE COLLEGE DOES NOT BELIEVE THAT THERE ARE ANY UNRECOGNIZED TAX BENEFITS OR TAX LIABILITIES THAT SHOULD BE RECORDED AS OF JUNE 30, 2020 AND 2019. 1 AMERICAN COLLEGE OF SURGEONS 633 N ST CLAIR ST CHICAGO IL 60611 362192800 501(C)(3) 19629275 GENERAL SUPPORT ACS NORTH TEXAS CHAPTER 4655 ROCKCRESS CT ZIONSVILLE IN 46077 751923987 501(C)(6) 15000 STATE CAPITOL LOBBYING 1 1 SCHEDULE I, PART I, LINE 2 THE ASCPA PROVIDES FINANCIAL SUPPORT FOR THE AMERICAN COLLEGE OF SURGEONS (ACS) FOR RESEARCH, EDUCATION, AND PATIENT SAFETY PROGRAMS. THE PROFESSIONAL ASSOCIATION TRANSFERS INCOME TO ACS AND THE USE OF THE FUNDS IS MONITORED BY ACS, WHICH HAS THE SAME LEADERSHIP AS THE PROFESSIONAL ASSOCIATION. THE ACSPA ALSO SUPPORTS LOCAL-LEVEL ADVOCACY EFFORTS BY ACS CHAPTERS IN THEIR RESPECTIVE STATES BY OFFERING GRANTS BETWEEN $5,000 AND $15,000 THROUGH THEIR CHAPTER LOBBY GRANT PROGRAM. THE CHAPTERS CONDUCT STATE CAPITAL LOBBY DAYS IN WHICH FELLOWS, RESIDENTS, AND MEMBERS OF THE ACS PARTICIPATE IN STATE LOBBY DAYS TO ADVOCATE FOR LEGISLATION THAT WILL IMPROVE PATIENT SAFETY AND QUALITY, AND TO EDUCATE LAWMAKERS ABOUT THEIR CHAPTER'S LEGISLATIVE PRIORITIES. THIS YEAR, THE NORTH TEXAS CHAPTER WAS THE RECIPIENT OF THE COLLEGE'S ENHANCED LOBBY DAY GRANT. 0 0 0 DAVID B HOYT EXECUTIVE DIRECTOR 0 1162745 0 545 0 2472 0 396010 0 19150 0 1580922 0 0 GAY L VINCENT CFO 0 530678 0 834 0 1524 0 386070 0 27831 0 946937 0 0 SCHEDULE J, PART I, LINE 3 AMERICAN COLLEGE OF SURGEONS HAS AN EXECUTIVE COMPENSATION COMMITTEE AS A SUBCOMMITTEE TO THE FINANCE COMMITTEE. THE COMMITTEE IS COMPRISED OF THE BOARD OF REGENTS CHAIR, BOARD OF REGENTS TREASURER, BOARD OF GOVERNORS SECRETARY, AND A MEMBER OF THE FINANCE COMMITTEE. THE EXECUTIVE COMPENSATION COMMITTEE'S PURPOSE IS AS FOLLOWS: TO ESTABLISH PROCEDURES TO CREATE A "REBUTTABLE PRESUMPTION OF REASONABLENESS" IN CONNECTION WITH IRS INTERMEDIATE SANCTIONS REGULATIONS. RESPONSIBILITIES ARE TO ENSURE THAT COMPENSATION FOR EACH EXECUTIVE IS REASONABLE. HUMAN RESOURCES PROVIDES COMPARABILITY DATA TO THE COMMITTEE IN THE FORM OF SURVEYS, OTHER SIMILAR ORGANIZATIONS, GEOGRAPHICAL COMPARISONS, AND ACTUAL WRITTEN OFFERS FROM SIMILAR INSTITUTIONS FOR THE SERVICES OF AN EXECUTIVE. THE COMMITTEE DOCUMENTS THE BASIS FOR ALL COMPENSATION DETERMINATIONS. FORM 990, PART VI, SECTION A, LINE 1 THE MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SHALL CONSIST OF THE PERSONS SERVING FROM TIME TO TIME AS MEMBERS OF THE EXECUTIVE COMMITTEE OF THE BOARD OF REGENTS OF THE AMERICAN COLLEGE OF SURGEONS. THE CHAIR OF THE BOARD OF DIRECTORS SHALL BE THE CHAIR OF THIS COMMITTEE. DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE POWERS OF THE BOARD OF DIRECTORS IN THE MANAGEMENT AND DIRECTIONS OF THE BUSINESS AND THE CONDUCT OF THE AFFAIRS OF THE CORPORATION, EXCEPT THAT IT SHALL NOT HAVE POWER TO AMEND THE BYLAWS OR REGULATE FEES, DUES, OR ASSESSMENTS. IT SHALL KEEP A RECORD OF ITS PROCEEDINGS AND SHALL, AFTER EACH MEETING, REPORT THE SAME TO THE DIRECTORS FOR APPROVAL AT THE NEXT SUCCEEDING MEETING OF THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE DOES NOT HAVE THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE 990 FORMS ARE COMPLETED BY THE ACS ACCOUNTING DEPARTMENT AND REVIEWED BY OUTSIDE TAX PROFESSIONALS. ONCE OUTSIDE TAX PROFESSIONALS REVIEW AND RECOMMEND CHANGES, THE ACCOUNTING DEPARTMENT FINALIZES THE 990 FORMS. THE ACS CFO REVIEWS AND SIGNS THE FORMS AND THE ACS ACCOUNTING DEPARTMENT PROVIDES A COPY OF THE RETURN TO THE BOARD OF DIRECTORS. THE ACS ACCOUNTING DEPARTMENT THEN FILES THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE COLLEGE HAS CONFLICT OF INTEREST POLICIES FOR EMPLOYEES, CONSULTANTS, AND BOARD MEMBERS. ALL EMPLOYEES, CONSULTANTS, AND BOARD MEMBERS ARE REQUIRED TO SIGN A DISCLOSURE STATEMENT EACH YEAR, WHICH IS COLLECTED AND DISSEMINATED BY THE CHIEF FINANCIAL OFFICER'S OFFICE. THERE IS ALSO AN ACS CONFLICTS OF INTEREST COMMITTEE THAT MEETS PERIODICALLY AS THE NEED ARISES TO DISCUSS ISSUES THAT RELATE TO CONFLICTS OF INTEREST. THE COMMITTEE ACCOUNTS FOR THE RECEIPT OF DISCLOSURE STATEMENTS AND FOLLOW UP ON ANY ISSUES. THIS INFORMATION IS THEN REPORTED TO THE ACS FINANCE COMMITTEE OF THE BOARD OF REGENTS. IF THE ACS FINANCE COMMITTEE FEELS THERE ARE CONFLICTS THAT ARE QUESTIONABLE IN NATURE, THEY ARE REPORTED TO THE ACS BOARD OF REGENTS CHAIR AND TREASURER FOR ACTION. THE BOARD OF REGENTS EXECUTIVE COMMITTEE SHALL TAKE ACTION ON ANY PRESUMED OR POTENTIAL VIOLATION OF THIS POLICY BY A MEMBER OF LEADERSHIP TO ENSURE THAT A CONFLICT OF INTEREST DOES NOT ARISE OR DOES NOT CONTINUE. IN ADDITION TO ANY LEGAL PENALTIES, SUCH ACTION MAY INCLUDE, BUT SHALL NOT BE LIMITED TO, ORAL ADMONISHMENT, WRITTEN REPRIMAND, RESIGNATION, AND RESTITUTION. A MEMBER OF LEADERSHIP WHO DISAGREES WITH THE FINDINGS OR RECOMMENDATIONS OF THE FINANCE COMMITTEE OR THE ACTION OF THE BOARD OF REGENTS EXECUTIVE COMMITTEE MAY APPEAL THE DECISION TO THE BOARD OF REGENTS. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC. FORM 990, PART VII, COLUMN E RELATED COMPENSATION TIMOTHY J. EBERLEIN, LENWORTH M. JACOBS, STEVEN C. STAIN, JOHN A. WEIGELT, AND TYLER G. HUGHES, BOARD MEMBERS OF AMERICAN COLLEGE OF SURGEONS, PROVIDED INDEPENDENT CONTRACTOR SERVICES TO THE ORGANIZATION. THE INDEPENDENT CONTRACTOR SERVICES WITH THE BOARD MEMBER WAS CONDUCTED AT ARM'S LENGTH AND FAIR MARKET VALUE. AMERICAN COLLEGE OF SURGEONS 633 N ST CLAIR ST CHICAGO IL 60611 362192800 IMPROVE SURGERY CARE IL 501(C)(3) LINE 10 N/A 0 AMERICAN COLLEGE OF SURGEONS FOUNDATION 633 N ST CLAIR ST CHICAGO IL 60611 300305504 SURGICAL EDUCATION IL 501(C)(3) LINE 7 ACS 0 ACSPA SURGEONS PAC 633 N ST CLAIR ST CHICAGO IL 60611 141849039 POLITICAL ACTIVITY IL 527 ACSPA 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0