2021-04-29T09:48:21-05:00 2020-06-30 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVENUE FLOOR 32 MILWAUKEE WI 53202 990 2019-07-01 362235167 ROSECRANCE INC ROSE 8153911000 1021 N MULFORD RD ROCKFORD IL 61107 JOHN SCHUSTER SENIOR VP AND CFO 8153911000 2021-04-27 1 TROY MARINE CPA P00187863 4147775500 2021-04-27 2019 2022-09-23 18:48:47Z JOHN SCHUSTER 1021 N MULFORD RD ROCKFORD IL 61107 68745954 0 X WWW.ROSECRANCE.ORG X 1998 IL ROSECRANCE, INC. PROVIDES HELP, HOPE, AND LASTING RECOVERY TO CHILDREN, YOUTH, ADULTS, AND FAMILIES. 12 12 998 12 -53162 -1191 1359172 745345 61970388 66184503 319551 245032 1116335 1420720 64765446 68595600 422325 301998 0 0 37259786 37615647 0 0 0 29134704 29340677 66816815 67258322 -2051369 1337278 84578627 85509838 26173285 25850712 58405342 59659126 X ROSECRANCE, INC. PROVIDES HELP, HOPE, AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES.ROSECRANCE SERVES MORE THAN 38,000 FAMILIES EACH YEAR. 0 0 17599554 178972 17738177 ROSECRANCE HARRISON CAMPUS IS A 97-BED TREATMENT CENTER THAT PROVIDES DETOXIFICATION, INPATIENT AND OUTPATIENT PROGRAMS FOR ADULTS WITH SUBSTANCE ABUSE DISORDERS. THE FACILITY INCLUDES A UNIT SERVING PATIENTS WITH CO-OCCURRING MENTAL HEALTH AND SUBSTANCE ABUSE DISORDERS WITH A PARTICULAR FOCUS ON POST-TRAUMATIC STRESS DISORDER AND THE FLORIAN PROGRAM, A SPECIALIZED UNIT FOR FIREFIGHTERS AND PARAMEDICS. ROSECRANCE HARRISON CAMPUS PROVIDED SERVICES TO 2,200 CLIENTS. 13227539 11202 12825019 ROSECRANCE GRIFFIN WILLIAMSON CAMPUS SERVES ADOLESCENTS AND YOUNG ADULTS AGES 14 TO 21 FOR DETOXIFICATION NEEDS AND INPATIENT SUBSTANCE ABUSE TREATMENT, AND BEHAVIORAL HEALTH TREATMENT. CLIENTS PARTICIPATE IN A 12 STEP-BASED PROGRAM THAT INCORPORATES CLINICAL, MEDICAL, EDUCATIONAL AND EXPERIENTIAL THERAPIES INTO COMPREHENSIVE, INDIVIDUALIZED TREATMENT PLANS. ROSECRANCE GRIFFIN WILLIAMSON CAMPUS PROVIDED SERVICES TO 900 CLIENTS. 11053151 111824 11972740 ROSECRANCE WARE CENTER OFFERS BEHAVIORAL HEALTH OUTPATIENT SERVICES FOR YOUTH, ADULTS AND FAMILIES. SERVICES OFFERED INCLUDE BOARD CERTIFIED PSYCHIATRISTS, COUNSELING, THERAPY, COMMUNITY BASED CASE MANAGEMENT, AND CRISIS SERVICES AND MORE. THE FACILITY INCLUDES THE RECOVERY RESOURCE CENTER, WHERE CLIENTS CAN ACCESS COMPUTERS AND RECOVERY MATERIALS, AS WELL AS OPPORTUNITIES FOR PEER SUPPORT, MENTORING AND COMMUNITY VOLUNTEERISM. ROSECRANCE WARE CENTER PROVIDED SERVICES TO 6,000 CLIENTS. 14631010 24202500 ROSECRANCE INC. PROVIDES HELP, HOPE AND RECOVERY TO CHILDREN, YOUTH, ADULTS AND FAMILIES. ROSECRANCE IS DEDICATED TO PROVIDING THE HIGHEST QUALITY CARE AND THE BEST EVIDENCE-BASED PRACTICES TO TREAT SUBSTANCE USE DISORDERS AND MENTAL HEALTH ISSUES. WE'RE FOCUSED ON ONE THING: PROVIDING THE BEST OPPORTUNITY FOR LASTING RECOVERY.WITH MORE THAN 50 LOCATIONS IN CHICAGO, NORTHERN AND CENTRAL ILLINOIS, AND WISCONSIN, ROSECRANCE OFFERS COMPREHENSIVE ADDICTION SERVICES FOR ADOLESCENTS AND ADULTS, INCLUDING PREVENTION, INTERVENTION, DETOXIFICATION, INPATIENT AND OUTPATIENT TREATMENT, EXPERIENTIAL THERAPIES, DUAL-DIAGNOSIS CARE AND FAMILY EDUCATION. ROSECRANCE ALSO OFFERS HIGH-QUALITY, EFFICIENT AND EFFECTIVE OUTPATIENT MENTAL HEALTH SERVICES FOR CHILDREN, ADULTS AND FAMILIES THROUGH A VARIETY OF PROGRAMS AND SERVICES. 14631010 24202500 56511254 1 1 0 0 0 0 0 0 1 0 1 0 0 1 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 100 0 1 998 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 1 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X JOHN SCHUSTER 8153911000 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 PHILIP W EATON PRESIDENT & CEO 10.00 30.00 X 0 608258 38419 DAVID GOMEL REGIONAL PRESIDENT 10.00 30.00 X 0 355117 38381 THOMAS WRIGHT MD SR VP OF MEDICAL AFFAIRS/CMO 10.00 30.00 X 0 344390 21978 JUDITH K JOBE-EWERS SR VP & CHIEF ADMINISTRATIVE OFFICER 10.00 30.00 X 0 266102 28509 JANIS A WADDELL SR VP OF MARKETING 10.00 30.00 X 0 194960 35411 JOHN SCHUSTER SR VP & CFO 10.00 30.00 X 0 202933 26025 PEG WARTOWSKI CHAIR 2.00 X X 0 0 0 JAY RAMSHAW VICE-CHAIR 2.00 X X 0 0 0 CURT LANSBERY TREASURER 2.00 X X 0 0 0 PETE RUNDQUIST SECRETARY 2.00 X X 0 0 0 BARRY ACKERSON DIRECTOR 2.00 X 0 0 0 ANDY BENSON DIRECTOR 2.00 X 0 0 0 DAVID CASALENA DIRECTOR 2.00 X 0 0 0 DR DAVID DEUTSCH DIRECTOR 2.00 X 0 0 0 LISA LINDMAN DIRECTOR 2.00 X 0 0 0 JERRY PARIS DIRECTOR 2.00 X 0 0 0 REV LOREN NIELSEN DIRECTOR 2.00 X 0 0 0 JODY SCHUMACHER DIRECTOR 2.00 X 0 0 0 0 1971760 188723 13 0 1 0 HEALTHCARE SUCCESS 2860 MICHELLE DR STE 230 IRVINE CA 92606 MARKETING & ADVERTISING 1006232 DENNIS BRIGHTWELL 310 N FARM ROAD WOODSTOCK IL 60098 PSYCHIATRIC 378635 SIGNAL 88 SECURITY DBA PHYLAX LLC PO BOX 8246 OMAHA NE 68108 SECURITY 192782 SHAHINAH JAFRY MD 3827 W LAKE VILLAGE DRIVE WINNEBAGO IL 61088 PSYCHIATRIC 167302 BAKER TILLY US LLP 225 S 6TH ST STE 2300 MINNEAPOLIS MN 55402 AUDIT 156550 10 102007 616290 27048 745345 PATIENT SERVICE REVENUE 624100 66184503 66184503 66184503 210952 210952 866787 0 866787 866787 -53162 919949 184434 150354 34080 34080 34080 MISCELLANEOUS REVENUE 624100 553933 553933 553933 68595600 66738436 -53162 1164981 301998 301998 29480637 29480637 891465 891465 5099668 5099668 2143877 2143877 42141 42141 92441 92441 4972862 4972862 1027256 1027256 407976 407976 1802544 1802544 3805386 3805386 480966 480966 103720 103720 590342 590342 2291910 2291910 283039 283039 MANAGEMENT FEE 10747068 10747068 DIRECT OPERATIONAL EXPE 2693026 2693026 67258322 56511254 10747068 0 14028214 13168994 13460603 15803205 715566 1690285 1479659 75848827 26954282 51862859 48894545 3536666 5447869 84578627 85509838 7178060 8511422 244326 350598 18442089 16617834 308810 370858 26173285 25850712 X 57754761 59092039 650581 567087 58405342 59659126 84578627 85509838 1337278 -83494 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 8073632 8073632 50521639 14309233 36212406 3516515 2473632 1042883 5404085 3615717 1788368 8332956 6555700 1777256 48894545 AMOUNT DUE FROM AFFILIATES 4702725 INTEREST IN ROSECRANCE FND 567087 DEBT AGREEMENT 178057 5447869 X 68595600 0 68595600 0 68595600 67258322 0 67258322 0 67258322 PART IV, LINE 2B: AMOUNTS DUE TO REPRESENTATIVE PAYEE INCLUDED IN BALANCE SHEET IS $371,145. PART X, LINE 2: ROSECRANCE IS A NOT-FOR-PROFIT CORPORATION THAT HAS BEEN RECOGNIZED AS TAX-EXEMPT PURSUANT TO SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS CLASSIFIED BY THE INTERNAL REVENUE SERVICE AS OTHER THAN A PRIVATE FOUNDATION. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE PROJECTS' HAVE RECEIVED NOTIFICATION THAT THEY QUALIFY AS TAX-EXEMPT ORGANIZATIONS UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING PROVISIONS OF STATE LAW AND ACCORDINGLY, ARE NOT SUBJECT TO FEDERAL OR STATE INCOME TAXES. HOWEVER, ANY UNRELATED BUSINESS INCOME MAY BE SUBJECT TO TAXATION. THE ORGANIZATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES UNDER THE AUTHORITATIVE GUIDANCE ISSUED BY FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB"). THE ORGANIZATION USES A THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION TO ACCOUNT TOR UNCERTAINTY IN INCOME TAXES. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS NOT BEEN MET. THIS GUIDANCE ALSO ADDRESSES DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. THE ORGANIZATION CONDUCTS BUSINESS SOLELY IN THE U.S. AND, AS A RESULT, FILES FEDERAL TAX RETURNS. IN THE NORMAL COURSE OF BUSINESS THE ORGANIZATION IS SUBJECT TO EXAMINATION BY TAXING AUTHORITIES. THE ORGANIZATION'S TAX RETURNS FOR YEARS SUBSEQUENT TO 2016 ARE OPEN, BY STATUTE, FOR REVIEW BY AUTHORITIES. HOWEVER, AT PRESENT, THERE ARE NO ONGOING INCOME TAX AUDITS OR UNRESOLVED DISPUTES WITH THE TAX AUTHORITIES THAT THE ORGANIZATION CURRENTLY FILES OR HAS FILED WITH. AS OF JUNE 30, 2020 AND 2019, THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS. 1 PRESCRIPTION PSYCHIATRIC MEDICATION ASSISTANCE 200 235208 CASH CLIENT ASSISTANCE 275 27494 CASH HOUSING ASSISTANCE 150 39296 CASH PART I, LINE 2: PAYMENTS ARE MADE ON CLIENT'S BEHALF DIRECTLY TO THE LANDLORD, PHARMACY OR VENDOR AFTER THE RECIPIENT ELIGIBILITY IS ESTABLISHED BY OUR GUIDELINES. 0 0 0 0 0 0 0 0 0 PHILIP W EATON PRESIDENT & CEO 0 395758 0 194000 0 18500 0 25068 0 13351 0 646677 0 0 DAVID GOMEL REGIONAL PRESIDENT 0 275117 0 80000 0 0 0 15974 0 22407 0 393498 0 0 THOMAS WRIGHT MD SR VP OF MEDICAL AFFAIRS/CMO 0 344390 0 0 0 0 0 19914 0 2064 0 366368 0 0 JUDITH K JOBE-EWERS SR VP & CHIEF ADMINISTRATIVE OFFICER 0 206602 0 40500 0 19000 0 11299 0 17210 0 294611 0 0 JANIS A WADDELL SR VP OF MARKETING 0 194960 0 0 0 0 0 12062 0 23349 0 230371 0 0 JOHN SCHUSTER SR VP & CFO 0 202933 0 0 0 0 0 11091 0 14934 0 228958 0 0 PART I, LINE 3 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. A ILLINOIS FINANCE AUTHORITY 861091967 NONEAVAIL 2012-10-01 17360000 REFINANCE EXISTING DEBT AND FUND CONSTRUCTION PROJECTS 0 0 0 B ILLINOIS FINANCE AUTHORITY 861091967 NONEAVAIL 2014-07-01 10000000 FUND CONSTRUCTION PROJECTS 0 0 0 A 1890000 17360000 290000 17070000 1 0 1 1 B 10000000 200000 9800000 1 0 1 1 A 0 0 0 0 0 0 0 B 0 1 0 0 0.01200 0.01200 0 0 0 A 0 0 0 0 1 0 0 0 1 B 0 0 0 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART II, LINE 3: THE OBLIGATED GROUP FOR THE 2012 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. THE OBLIGATED GROUP FOR THE 2014 BOND ISSUE INCLUDES ROSECRANCE, INC. AND ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 3 ROSECRANCE, INC. HAS DELEGATED MANAGEMENT DUTIES TO ROSECRANCE HEALTH NETWORK (RHN), THE SOLE CORPORATE MEMBER, UNDER A MANAGEMENT AGREEMENT. FORM 990, PART VI, SECTION A, LINE 4 GOVERNING BODY VOTING MEMBERS REDUCED FROM 15 TO 12. FORM 990, PART VI, SECTION A, LINE 6 ROSECRANCE, INC. HAS A SOLE CORPORATE MEMBER, ROSECRANCE HEALTH NETWORK. FORM 990, PART VI, SECTION A, LINE 7A ROSECRANCE HEALTH NETWORK, THE SOLE CORPORATE MEMBER, HAS THE POWER TO APPOINT AND REMOVE THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7B ROSECRANCE HEALTH NETWORK HAS THE POWER TO AMEND THE ARTICLES OF INCORPORATION AND BYLAWS. THE BOARD OF DIRECTORS OF ROSECRANCE, INC. SHALL BE ENTITLED TO MAKE RECOMMENDATIONS REGARDING SUCH AMENDMENTS. FORM 990, PART VI, SECTION B, LINE 11B THE IRS FORM 990 IS PREPARED FROM AUDITED FINANCIAL STATEMENTS AND REVIEWED BY MANAGEMENT BEFORE BEING ELECTRONICALLY TRANSMITTED TO THE FULL BOARD OF DIRECTORS. BOARD MEMBERS ARE PROVIDED THE COMPLETED FORM PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE MEMBERS OF THE BOARD OF DIRECTORS, THE CEO AND KEY EMPLOYEES ARE REQUIRED ANNUALLY TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT WITH THE CORPORATION. THE COMPLETED STATEMENTS ARE REVIEWED BY THE BOARD OR COMMITTEE. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THAT MEMBER SHALL NOT PARTICIPATE IN DISCUSSION OR VOTING ON THE MATTER THAT RELATES TO THE CONFLICT. GENERAL COUNSEL ON AN ANNUAL BASIS PROVIDES INSTRUCTION TO THE BOARD ON WHAT CONSTITUTES A POTENTIAL CONFLICT. NEW MEMBERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS AS PART OF HIS/HER ORIENTATION. FORM 990, PART VI, SECTION B, LINE 15 THE CEO AND CFO ARE PAID BY ROSECRANCE HEALTH NETWORK, A RELATED ENTITY. THE CEO'S COMPENSATION WAS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEY CONDUCTED BY INDEPENDENT THIRD PARTIES. THE CEO COMPENSATION PACKAGE WAS NEGOTIATED AND APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. THE ACTIONS TO APPROVE THE COMPENSATION FOR THE CEO ARE RECORDED IN THE OFFICIAL MINUTES OF THE ORGANIZATION. THE COMPENSATION FOR KEY EMPLOYEES IS DETERMINED USING SALARY DATA FOR SIMILARLY QUALIFIED PERSONS AT OTHER NON-PROFIT ORGANIZATIONS. THE COMPENSATION DATA WAS OBTAINED FROM SURVEYS CONDUCTED BY INDEPENDENT THIRD PARTIES. COPIES OF THE COMPENSATION STUDIES ARE MAINTAINED BY THE ORGANIZATION'S HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON WRITTEN REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ROSECRANCE HEALTH NETWORK 1021 NORTH MULFORD ROAD ROCKFORD IL 61107 364874007 PROVIDE MANAGEMENT SERVICES FOR BEHAVIORAL HEALTH CARE PROGRAMS IL 501(C)(3) LINE 12A, I N/A 0 ROSECRANCE FOUNDATION 1022 NORTH MULFORD ROAD ROCKFORD IL 61107 364167891 RAISE FUNDS FOR ROSECRANCE INC TO PROVIDE BEHAVIORAL HEALTH CARE TREATMENT. IL 501(C)(3) LINE 12A, I ROSECRANCE HEALTH NETWORK 0 MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORP 1801 FOX DRIVE CHAMPAIGN IL 61820 371295713 PROVIDE HOUSING FOR CLIENTS IL 501(C)(3) LINE 10 ROSECRANCE INC 0 MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORP II 1801 FOX DRIVE CHAMPAIGN IL 61820 341415172 PROVIDE HOUSING FOR CLIENTS IL 501(C)(3) LINE 10 ROSECRANCE INC 0 JACKSON RECOVERY CENTERS INC 800 5TH STREET SIOUX CITY IA 51101 391900255 EDUCATION, DIAGNOSIS AND TREATMENT OF SUBSTANCE USE DISORDERS IA 501(C)(3) LINE 3 ROSECRANCE HEALTH NETWORK 0 NEW LIFE OUTPATIENT CENTER INC 2322 E KIMBERLY ROAD SUITE 200N DAVENPORT IA 52807 363771041 COUNSELING IA ROSECRANCE HEALTH NETWORK S 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 ROSECRANCE FOUNDATION C 616290 CASH - CONTRIBUTION ROSECRANCE HEALTH NETWORK M 10747070 CASH - MANAGEMENT FEES ROSECRANCE HEALTH NETWORK D 1000000 FMV MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORP L 9694 CASH MENTAL HEALTH CENTER OF CHAMPAIGN COUNTY HOUSING CORP II L 7559 CASH