2021-05-06T13:18:29-05:00 2020-06-30 ERNST & YOUNG US LLP 4365 EXECUTIVE DRIVE 1600 SAN DIEGO CA 92121 990 2019-07-01 320512841 PUBLIC TECHNICAL IDENTIFIERS % REBECCA NASH PUBL 3103015800 12025 WATERFRONT DR STE 300 LOS ANGELES CA 90094 REBECCA NASH TREASURER 3103015838 2021-05-05 true JOCELYNE MILLER P00634378 8585357200 2019 2022-09-23 18:48:47Z KIM DAVIES 12025 WATERFRONT DR STE 300 LOS ANGELES CA 90094 7227880 false X HTTPS://PTI.ICANN.ORG X 2016 CA THE MISSION OF PUBLIC TECHNICAL IDENTIFIERS ("PTI") IS TO PERFORM INTERNET ASSIGNED NUMBERS AUTHORITY ("IANA") FUNCTIONS ON BEHALF OF ICANN. 5 2 18 0 0 0 0 0 7571450 7227880 0 0 0 0 7571450 7227880 0 0 0 0 4911202 4897115 0 0 0 2660248 2330765 7571450 7227880 0 323521 281537 323521 281537 0 0 X THE MISSION OF PUBLIC TECHNICAL IDENTIFIERS ("PTI") IS TO PERFORM INTERNET ASSIGNED NUMBERS AUTHORITY ("IANA") FUNCTIONS ON BEHALF OF ICANN. false false 5228682 0 7227880 SEE SCHEDULE O 5228682 true false false false false false false false false false false false false false false true true true false false false false false false false false false false false true false false false false false false false false false false false false false true false false false true X 0 0 true 18 true false false false false false false false false false false false false X 5 2 false false false false true true true true true false false true true true true true true true true false CA X X REBECCA NASH 3103015838 12025 WATERFRONT DR STE 300 LOS ANGELES CA 90094 David Conrad Director 5.0 55.0 X 0 437137 55075 Samantha Eisner Secretary 10.0 50.0 X 0 308124 63594 Kim Davies Director & President 50.0 10.0 X X 304281 0 63561 Rebecca Nash Treasurer 10.0 50.0 X 0 273560 67550 Jia-Rong Low Director 5.0 55.0 X 0 298528 27415 Trang Nguyen Director (THRU NOV 2019) 5.0 55.0 X 0 237648 56328 Naela C Sarras Sr Manager, IANA Services 40.0 0.0 X 163855 0 54731 Michelle S Cotton Protocol Parameters Engagement 40.0 0.0 X 143514 0 51627 Seman Said Software Developer - IANA Svcs 40.0 0.0 X 144516 0 46567 Andres Pavez Cryptographic Key Manager 40.0 0.0 X 149460 0 35555 Alireza Mohammadi Software Developer 40.0 0.0 X 137613 0 41760 David Prangnell Director, Technical Services 40.0 0.0 X 126510 0 39187 Lise Fuhr Director 5.0 0.0 X 0 0 0 Wei Wang Director 5.0 0.0 X 0 0 0 1169749 1554997 602950 17 false true false RSM US LLP 5155 Paysphere Circle CHICAGO IL 60674 IT COMPLIANCE 163299 1 0 0 0 IANA SERVICES FEES 900099 7227880 7227880 0 0 7227880 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7227880 7227880 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 4897115 3611506 1285609 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 270061 181401 88660 0 60546 0 60546 0 0 0 0 0 0 0 0 0 0 0 575018 386241 188777 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1247230 899453 347777 0 177910 150081 27829 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 7227880 5228682 1999198 0 0 0 0 0 0 0 0 323521 281537 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 323521 281537 323521 281537 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 323521 281537 X 0 0 0 0 0 0 323521 281537 0 0 0 0 0 X false true X true false X X X 1 Internet Corporation for Assigned Names and Numbers 954712218 10 true 0 7227880 1 0 7227880 0.00000 true false false false false false false false false false false false false false false true false 0 0 7227880 0 0 7227880 0 0 7227880 7227880 0 0 7227880 0 0 7227880 FORM 990, SCHEDULE D, PART X, LINE 2 FIN 48 (ASC 740-10) FOOTNOTE PTI IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES IN THE UNITED STATES UNDER SECTION 501(c)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(d) OF THE CALIROFNIA REVENUE AND TAXATION CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. HOWEVER, PTI IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FUTHERANCE OF THE PURPOSES FOR WHICH IT WAS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKE AS A WHOLE. PTI MANAGEMENT BELIEVES THAT PTI IS IN COMPLIANCE WITH ALL APPLICABLE LAWS, HOWEVER, UPON AUDIT BY A TAXING AUTHORITY, IF AMOUNTS ARE FOUND DUE PTI MAY BE LIABLE FOR SUCH TAXES. MANAGEMENT HAS ANALYZED PTIS TAX POSITIONS TAKEN ON FEDERAL AND STATE INCOME TAX RETURNS FOR ALL OPEN TAX YEARS AND HAS CONCLUDED THAT, AS OF JUNE 30, 2020 AND 2019, NO LIABILITIES ARE REQUIRED TO BE RECORDED IN CONNECTION WITH SUCH TAX POSITIONS IN PTIS FINANCIAL STATEMENTS. 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ALL COMPENSATION WAS PAID BY ICANN, A RELATED ORGANIZATION AND PTI'S SOLE MEMBER. FORM 990, SCHEDULE J, PART I, LINE 7 REGARDING AT-RISK COMPENSATION: THE OVERARCHING OBJECTIVE OF PTI'S REMUNERATION FRAMEWORK IS TO ENSURE REMUNERATION PROVIDED IS COMPETITIVE GLOBALLY AND THAT IT PROVIDES PERSONNEL WITH APPROPRIATE MOTIVATION FOR HIGH PERFORMANCE TOWARDS AGREED OBJECTIVES. THIS FRAMEWORK IS DESCRIBED IN DETAIL WITHIN THE DOCUMENT ENTITLED ICANN PERSONNEL REMUNERATION PRACTICES. SEE ATTACHED LINKS: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY20-01 JUL19-EN.PDF HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY19-01 JUL18-EN.PDF FORM 990, SCHEDULE J, PART II THE INTERNET CORPORATION FOR ASSIGNED NAMES AND NUMBERS (ICANN'S) OVERALL COMPENSATION PHILOSOPHY IS TO TARGET COMPENSATION BETWEEN THE 50TH AND 75TH PERCENTILE OF THE RELEVANT MARKET, TO ATTRACT AND RETAIN THE RIGHT PERSONNEL. THE DRIVING ELEMENT OF THIS PHILOSOPHY IS THAT ICANN'S COMPENSATION IS MARKET-BASED. FORM 990, PART III, LINE 4A PTI IS AN AFFILIATE OF ICANN. PTI WAS ESTABLISHED IN AUGUST 2016 UNDER THE LAWS OF THE STATE OF CALIFORNIA AS A NON-PROFIT PUBLIC BENEFIT CORPORATION AND ICANN IS ITS SOLE MEMBER. ICANN IS RESPONSIBLE FOR THE PERFORMANCE OF THE IANA FUNCTIONS. THE IANA FUNCTIONS INCLUDE THE MAINTENANCE OF THE REGISTRY OF TECHNICAL INTERNET PROTOCOL PARAMETERS, THE ADMINISTRATION OF CERTAIN RESPONSIBILITIES ASSOCIATED WITH INTERNET DNS ROOT ZONE AND THE ALLOCATION OF INTERNET NUMBERING RESOURCES. THROUGH CONTRACTS AND SUBCONTRACTS, ICANN HAS DELEGATED THE PERFORMANCE OF THE IANA FUNCTIONS TO PTI EFFECTIVE OCTOBER 1, 2016. PTI'S SOLE PURPOSE IS THE PERFORMANCE OF THE IANA FUNCTIONS AS DELEGATED BY ICANN UNDER A DIRECT CONTRACT WITH PTI AS WELL AS THREE SUBCONTRACTS. THROUGH THIS SERIES OF AGREEMENTS, ICANN IS OBLIGATED TO PROVIDE PTI WITH ALL FUNDING NECESSARY FOR PTI TO PERFORM THE AGREEMENTS. PTI HAS NO OTHER FUNDING SOURCE. SEE ADDITIONAL INFORMATION ABOUT PTI'S PROGRAMS AND ACTIVITIES ON THE PTI WEBSITE AT: HTTPS://PTI.ICANN.ORG/. FORM 990, PART V, LINE 1A PTI'S VENDORS ARE PAID BY PTI'S SOLE MEMBER, ICANN. ICANN ISSUES FORM 1099-MISC UNDER ITS TAX ID. ICANN COMPLIES WITH BACKUP WITHHOLDING RULES FOR REPORTABLE PAYMENTS TO VENDORS. FORM 990, PART V LINE 2A FORM W-2 THE PROCESS FOR DETERMINING COMPENSATION, INCLUDING SURVEYS OF COMPARABLE POSITIONS AND OTHER MARKET STUDIES IS DESCRIBED IN ICANNS REMUNERATION PRACTICES WHICH ARE ALSO APPLICABLE TO PTI. EACH YEAR THE APPOINTMENT FOR EACH OFFICER IS CONFIRMED BY THE BOARD OF DIRECTORS AT THE ANNUAL GENERAL MEETING. THE ANNUAL COMPENSATION MERIT REVIEW PROCESS FOR ORGANIZATION PERSONNEL FOR THE PERIOD OF JULY 1, 2019 THROUGH JUNE 30, 2020 WAS COMPLETED AS OF JULY 1, 2019. FORM 990, PART VI, LINE 6 PTI HAS ONE MEMBER, ICANN. FORM 990, PART VI, LINE 7A & 7B PTI'S MEMBER, ICANN, SHALL HAVE THE RIGHT TO VOTE, AS SET FORTH IN THE PTI'S BYLAWS, ON THE ELECTION OF DIRECTORS, ON THE SALE, TRANSFER OR DISPOSITION OF THE CORPORATIONS ASSETS (OTHER THAN IN THE ORDINARY COURSE OF THE CORPORATIONS BUSINESS), ON ANY MERGER AND ITS PRINCIPAL TERMS AND ANY AMENDMENT TO THOSE TERMS, ON ANY ELECTION TO DISSOLVE THE CORPORATION AND ON ANY AMENDMENT OR REPEAL OF THESE BYLAWS. FORM 990, PART VI, LINE 11B FORM 990 REVIEW PROCESS A COPY OF THE FORM 990 IS PROVIDED TO PTI'S BOARD MEMBERS BEFORE IT IS FILED. THE PROCESS BY WHICH THE FORM 990 IS PREPARED, REVIEWED AND RECEIVED IS AS FOLLOWS: 1. PTI ENGAGES AN OUTSIDE TAX PREPARER TO ASSIST IN THE PREPARATION OF ITS FORM 990. 2. PTI'S TREASURER AND ICANN'S OFFICE OF THE GENERAL COUNSEL REVIEW THE FORM 990, AND THE TREASURER SIGNS OFF FOR APPROVAL. 3. THE FORM 990 IS PROVIDED TO THE PTI BOARD MEMBERS. FORM 990, PART VI, LINE 12C CONFLICTS OF INTEREST POLICY PTI HAS WRITTEN CONFLICTS OF INTEREST POLICIES, WHICH APPLY TO ALL BOARD MEMBERS AND STAFF MEMBERS. THE PTI SECRETARY MONITORS THE POLICIES IN COORDINATION WITH THE CHAIR OF THE PTI BOARD. A CONFLICTS OF INTEREST DISCLOSURE STATEMENT IS COMPLETED UPON INITIAL ENGAGEMENT OR ELECTION, AS WELL AS ANNUALLY AND SIGNED BY EACH BOARD MEMBER, OFFICER AND KEY EMPLOYEE. THE STAFF MEMBER DISCLOSURE STATEMENTS ARE REVIEWED BY ICANN'S HEAD OF HUMAN RESOURCES AND DISCUSSED IF ANY ISSUES ARISE. THE BOARD LEVEL DISCLOSURE STATEMENTS ARE REVIEWED BY THE PTI SECRETARY, CHAIR OF THE PTI BOARD, AND THE ICANN GENERAL COUNSEL'S OFFICE. THE BOARD MEMBER, OFFICER AND KEY EMPLOYEE CONFLICTS OF INTEREST POLICY CAN BE FOUND AT: HTTPS://PTI.ICANN.ORG/CONFLICTS-OF-INTEREST-POLICY THIS POLICY DESCRIBES, AMONG OTHER THINGS, THE DUTY TO DISCLOSE, THE PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST, THE DUTY TO ABSTAIN, HOW VIOLATIONS OF THE CONFLICTS OF INTEREST POLICY WILL BE HANDLED, THE PROCESS BY WHICH ALL COVERED PERSONS SIGN ANNUALLY THEIR AFFIRMATION OF THE POLICY AND DISCLOSE THEIR ACTUAL OR POTENTIAL CONFLICTS, AND THE REQUIREMENT AND NATURE OF PERIODIC REVIEWS. FORM 990, PART VI, LINES 13 & 14 PTI HAS ADOPTED ICANN'S WHISTLEBLOWER POLICY AND DOCUMENT RETENTION AND DESTRUCTION POLICY WHEREBY ICANN MAINTAINS AN INTERNAL DOCUMENT RETENTION AND DESTRUCTION POLICY AND HISTORICALLY HAS FOLLOWED BEST INDUSTRY PRACTICES AND APPLICABLE LAWS FOR RETENTION AND DESTRUCTION. ICANN ALSO MAINTAINS AN INTERNAL WHISTLEBLOWER (OR "ANONYMOUS HOTLINE") POLICY, THAT ALSO FOLLOWS INDUSTRY BEST PRACTICES. FORM 990, PART VI, LINES 15A & 15B PROCESS FOR DETERMINING COMPENSATION DURING THE REPORTABLE TIME PERIOD OF CALENDAR YEAR 2019, PTIS COMPENSATION WAS REPORTED BY PTI AND PAID BY ITS SOLE MEMBER, ICANN. PTI IS SUPPORTED BY THE ICANN COMPANY POLICIES AND THEREFORE EMPLOYS THE PROCESS USED BY ICANN TO REVIEW AND DETERMINE COMPENSATION. ICANN FOLLOWS PRINCIPLES OF ACCOUNTABILITY AND TRANSPARENCY AND DESCRIBES ITS REMUNERATION PLANS AND PRACTICES, WHICH ARE CONTINUALLY UPDATED. THE VERSION OF ICANN'S REMUNERATION PRACTICES APPLICABLE DURING FY2019 AND FY2020 ARE POSTED AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY19-01 JUL18-EN.PDF HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY20-01 JUL19-EN.PDF FORM 990, PART VI, LINE 18 PTI POSTS ITS FORM 990 ON ITS WEBSITE. THE PRIOR YEAR POSTING IS LOCATED AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/PTI-IRS-990-FY19-12MAY20-EN.PD F IN ADDITION, THE FORM 990 IS POSTED ON THE WWW.GUIDESTAR.ORG WEBSITE. FINALLY, HARD COPIES OF THE FORM 990 ARE AVAILABLE UPON REQUEST. REQUESTS SHOULD BE SUBMITTED TO ICANN'S VICE PRESIDENT, FINANCE BY EMAIL TO CONTROLLER@ICANN.ORG, OR BY PHONE AT +1.310.301.5800. PTI POSTS THE IRS LETTER GRANTING TAX-EXEMPT STATUS, AND THE FAVORABLE DETERMINATION LETTER ON ITS WEBSITE AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/PTI-IRS-FAVORABLE-DETERMINATIO N-LETTER-28JAN19-EN.PDF FORM 990, PART VI, LINE 19 AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICTS OF INTEREST, AND FINANCIAL STATEMENTS. IN ACCORDANCE WITH ITS CORPORATE BYLAWS (SEE HTTP://PTI.ICANN.ORG/BYLAWS), PTI IS COMMITTED TO ACCOUNTABILITY AND TRANSPARENCY PRINCIPLES. THIS INCLUDES PROVIDING EXTENSIVE ACCESS TO THE PUBLIC THROUGH THE PTI WEBSITE OF ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS. (HTTPS://PTI.ICANN.ORG/) (HTTPS://PTI.ICANN.ORG/FINANCIAL-INFORMATION-FOR-PUBLIC-TECHNICAL-IDENTIFI ERS-PTI) FORM 990, PART VII, SECTION A OFFICER/DIRECTOR SERVICE DATES IN PART VII, A DATE FOLLOWING AN OFFICER'S OR DIRECTOR'S NAME INDICATES THE DATE ON WHICH THE OFFICER'S OR DIRECTOR'S SERVICES ENDED. IF NO DATE IS INDICATED, THAT OFFICER OR DIRECTOR WAS ACTIVE AS OF JUNE 30, 2020. ONE PTI DIRECTOR, KIM DAVIES IS EMPLOYEE OF PTI AND COMPENSATED FOR HIS SERVICE AS DIRECTOR. THREE PTI DIRECTORS WHO, DURING THE REPORTING PERIOD WERE ALSO EMPLOYEES OF ICANN, DAVID CONRAD, TRANG NGUYEN AND JIA-RONG LOW WERE NOT COMPENSATED FOR THEIR ROLES AS PTI DIRECTORS, BUT THEY WERE COMPENSATED AS ICANN EMPLOYEES. ACCORDINGLY, THEIR COMPENSATION WAS REPORTED AS PAID BY ICANN, A RELATED ORGANIZATION. REBECCA NASH AND SAMANTHA EISNER ARE NOT COMPENSATED BY PTI FOR THEIR ROLES AS PTI OFFICERS. THEY ARE EMPLOYEES OF ICANN SO THEIR COMPENSATION IS REPORTED AS PAID BY ICANN, A RELATED ORGANIZATION. INTERNET CO FOR ASSIGNED NAMES & NUMBERS 12025 WATERFRONT DR STE 300 LOS ANGELES CA 90094 954712218 INTERNET ID. CA 501(c)(3) 10 NA false false false false false false false false false false false false true false true true true false false false INTERNET CO FOR ASSIGNED NAMES AND NUMBERS l 7227880 FMV INTERNET CO FOR ASSIGNED NAMES AND NUMBERS n 1247230 FMV INTERNET CO FOR ASSIGNED NAMES AND NUMBERS o 4897115 FMV INTERNET CO FOR ASSIGNED NAMES AND NUMBERS p 1083535 FMV