2021-05-12T16:01:06-05:00 2020-06-30 990 2019-07-01 362177139 University of Chicago UNIV 7738345819 6054 S Drexel Avenue Chicago IL 60637 BRETT PADGETT ASSOCIATE VICE PRESIDENT FINANCE 2021-05-12 2019 2022-09-23 18:48:47Z ROBERT J ZIMMER 5801 S ELLIS AVENUE Chicago IL 60637 5994316005 false X WWW.UCHICAGO.EDU X 1890 IL THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS. 46 39 26771 9806 -16168042 69630 2445344205 1727925591 1597016834 1660417298 383711063 249803819 64505748 66997699 4490577850 3705144407 505840723 572212478 0 2068966429 2199010279 713255 567898 67205591 1244095218 1330118863 3819615625 4101909518 670962225 -396765111 12698965590 12940284083 5035117793 5716313125 7663847797 7223970958 X THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS. false false 1453579261 0 1044372174 Instruction: In 2019-2020, the University enrolled 17,568 students, of that total, 6,790 were undergraduate students in the college (the University's undergraduate school), 4,321 were graduate students, 5,864 were students in the University's professional schools and 592 were non-degree students. 861696195 49782097 493442572 Research: University of Chicago faculty cross traditional disciplinary boundaries to transform understandings in business, economics, history, law, literature, religion, physics, chemistry and biology and medicine, among other fields. In pursuit of these research endeavors, during fiscal year 2019-2020 the University was awarded a total of $604 million in research funding from federal agencies, non-federal government entities, corporations, foundations and other sources. This fiscal year $433 million was expended from federal government sponsors of research, with the U.S. Department of Health and Human Services and the National Science Foundation providing the largest amounts of funding. Corporate research sponsorship awards totaled $92.0 million, followed by Foundation research sponsorship of $50.5 million. The University also conducts scientific research in collaboration with Argonne National Laboratory, owned by the United States Government and operated by the University through a disregarded entity, under the terms of a cost reimbursement contract with the U.S. Department of Energy. Argonne is a multi-purpose science laboratory with a $823.3 million annual budget and approximately 3,500 employees. Program Service research expenditures were $481.1 million and are included in the research program service expense amount, as is required for a disregarded entity. In addition, Fermi Research Alliance, LLC, an entity jointly owned by the University and Universities Research Association Inc., operates Fermi National Accelerator Laboratory ("Fermilab") for the U.S. Department of Energy. Fermilab is the nation's preeminent center for high-energy physics and an international center for scientific research in elementary particle physics and astrophysics. Fermilab has a $488.6 million annual budget and approximately 1,800 employees. 514784850 514784850 0 Scholarships & Fellowships: The University is a need blind institution with an extensive financial aid program which is designed to enable the most qualified students to attend the University regardless of their financial circumstances. For the 2019-2020 academic year, approximately 52 % of all students in the College received financial aid in the form of grants and scholarships. University-wide expenditures for scholarships and fellowships amounted to $514.8 million. Of this amount, approximately $388.0 million was provided from unrestricted funds; the remaining $126.7 million came from restricted sources. Approximately 18% of students in the College (the University's undergraduate college) currently receive Odyssey Scholarships. The Odyssey Scholarships provide increased access by providing scholarship support for first generation students and students with family incomes typically below $90,000. The Odyssey Scholarship also provides funds for other educational opportunities like study abroad and providing a paid internship after the student's first year in the College. In October 2014, The University launched the No Barriers Program to eliminate the student loan requirement from all undergraduate, need-based financial aid packages. The loans were replaced by the University with direct grants. Beginning with the incoming class of 2019, the University's Empower initiative will provide a grant/scholarship award guaranteed to cover full-tuition for families earning less than $125,000 and full-tuition, fees and room and board for families earning less than $60,000. In 2019, the University announced a new funding model for doctoral students. All students are guaranteed full tuition support, paid health insurance and an annual stipend of at least $31,000, beginning with students enrolling in 2020-2021. 617431338 7645531 178228463 The other program services that support the mission of instruction and research are: Auxiliary Enterprises Library Other Student Services Information Services Operation and Maintenance of Plant 617431338 7645531 178228463 3447491644 true true false true false false true false true true true false false true true true true true true true true true true true false false true true true true false false false false false true false false true true true true false false true true true true true false true X 24655 0 true 26771 true true true true HK IN ID JA KS AS NL NO RP SN BG SP SW SZ TH BE UK BR CH DA EG FI FR GM false false true true true true false false true false X 46 39 true false false false false false false true true false false true true true true true true true true false KY MD OK WA X BRETT PADGETT 7738345819 6054 S DREXEL AVENUE CHICAGO IL 60637 ALVARO J SAIEH TRUSTEE 2.0 X 0 0 0 ANDREW M ALPER TRUSTEE 2.0 X 0 0 0 ANDREW M ROSENFIELD TRUSTEE 2.0 X 0 0 0 ASHLEY D JOYCE TRUSTEE 2.0 X 0 0 0 BRADY W DOUGAN TRUSTEE 2.0 X 0 0 0 BRIEN M O'BRIEN TRUSTEE 2.0 X 0 0 0 BRYON D TROTT TRUSTEE 2.0 X 0 0 0 CRAIG J DUCHOSSOIS TRUSTEE 2.0 X 0 0 0 DANIEL L DOCTOROFF TRUSTEE 2.0 X 0 0 0 DAVID B BROOKS TRUSTEE 2.0 X 0 0 0 DAVID G BOOTH TRUSTEE 2.0 X 0 0 0 DAVID M RUBENSTEIN TRUSTEE 2.0 X 0 0 0 DEBRA A CAFARO TRUSTEE 2.0 X 0 0 0 DENNIS J KELLER TRUSTEE 2.0 X 0 0 0 DONALD R WILSON JR TRUSTEE 2.0 X 0 0 0 EMILY NICKLIN TRUSTEE 2.0 X 0 0 0 EMMANUEL ROMAN TRUSTEE 2.0 X 0 0 0 FRANCIS TF YUEN TRUSTEE 2.0 X 0 0 0 FRANK A BAKER II TRUSTEE 2.0 X 0 0 0 GREGORY W WENDT TRUSTEE 2.0 X 0 0 0 GURU RAMAKRISHNAN TRUSTEE 2.0 X 0 0 0 JAMES M KILTS TRUSTEE 2.0 X 0 0 0 JAMES S CROWN TRUSTEE 2.0 X 0 0 0 JAMES S FRANK TRUSTEE 2.0 X 0 0 0 JOHN A EDWARDSON TRUSTEE 2.0 X 0 0 0 JOHN LIEW TRUSTEE 2.0 X 0 0 0 JOHN W ROGERS JR TRUSTEE 2.0 X 0 0 0 JOSEPH NEUBAUER CHAIRMAN OF THE BOARD 18.0 X 0 0 0 KAREN L KATEN TRUSTEE 2.0 X 0 0 0 KENNETH C GRIFFIN TRUSTEE 2.0 X 0 0 0 KENNETH M JACOBS TRUSTEE 2.0 X 0 0 0 MARY A TOLAN TRUSTEE 2.0 X 0 0 0 MARY LOUISE GORNO VICE CHAIR OF THE BOARD 18.0 X 0 0 0 MICHAEL J KLINGENSMITH TRUSTEE 2.0 X 0 0 0 MICHAEL P POLSKY TRUSTEE 2.0 X 0 0 0 MYRTLE S POTTER TRUSTEE 2.0 X 0 0 0 NASSEF O SAWIRIS TRUSTEE 2.0 X 0 0 0 PAUL G YOVOVICH TRUSTEE 2.0 X 0 0 0 PAULA WOLFF TRUSTEE 2.0 X 0 0 0 RACHEL D KOHLER TRUSTEE 2.0 X 0 0 0 RIKA MANSUETO TRUSTEE 2.0 X 0 0 0 ROBERT J ZIMMER PRESIDENT 40.0 16.0 X 1677073 0 780561 RODNEY L GOLDSTEIN TRUSTEE 2.0 X 0 0 0 SANFORD J GROSSMAN TRUSTEE 2.0 X 0 0 0 SATYA NADELLA TRUSTEE 2.0 X 0 0 0 STEVE G STEVANOVICH TRUSTEE 2.0 X 0 0 0 STEVEN A KERSTEN TRUSTEE 2.0 X 0 0 0 TANDEAN RUSTANDY TRUSTEE 2.0 X 0 0 0 THOMAS A COLE TRUSTEE 2.0 X 0 0 0 THOMAS J PRITZKER TRUSTEE 2.0 X 0 0 0 BALAJI SRINIVASAN VP GLOBAL ENGAGEMENT 40.0 2.0 X 727470 0 57860 CATHERINE CALLOW-WRIGHT VP & SECRETARY OF THE UNIVERSITY 40.0 6.0 X 435648 0 53604 DANIEL DIERMEIER PROVOST 40.0 4.0 X 1319597 0 106021 DARREN REISBERG VP STRATEGIC INITIATIVES 40.0 5.0 X 290120 0 26361 DAVID B FITHIAN EXECUTIVE VICE PRESIDENT 40.0 7.0 X 818722 0 41764 DEREK DOUGLAS VP CIVIC ENGAGEMENT 40.0 9.0 X 676245 0 48452 IVAN SAMSTEIN VP & CFO 40.0 11.0 X 683516 0 54192 JAMES G NONDORF VP ENROLL. & STUDENT ADV. 40.0 X 782343 0 33413 JUAN DE PABLO VP FOR NATIONAL LABORATORIES 40.0 4.0 X 634688 0 98553 KA YEE LEE PROVOST 40.0 X 369604 0 123721 KENNETH S POLONSKY EXEC. VP MEDICAL AFFAIRS 40.0 20.0 X 2705430 0 405730 KIMBERLY TAYLOR VP & GENERAL COUNSEL 40.0 14.0 X 812151 0 52199 LORI BERKO Secretary 40.0 X 178903 0 21305 MARK A SCHMID VP AND CHIEF INVEST. OFFICER 40.0 X 2448279 0 826197 MICHELE RASMUSSEN DEAN OF STUDENTS 40.0 X 379089 0 29466 PAUL RAND VP COMMUNICATIONS 40.0 X 558433 0 12901 SHARON MARINE VP ALUMNI RELATIONS & DEVL. 40.0 X 763477 0 37736 MADHAV RAJAN DEAN BOOTH SCHOOL OF BUSINESS 40.0 X 1046726 0 22421 DAVID BARCLAY CHIEF OPERATING OFFICER CRSP 40.0 X 1658089 0 56684 JOANNA RUPP Managing Director Private Equity 40.0 X 1378182 0 483966 LUCA VRICELLA Professor of Surgery 40.0 X 1719845 0 55754 MICHAEL EDELSON Chief Risk Officer - Investment Office 40.0 X 1513845 0 29889 VALLUVAN JEEVANANDAM CHIEF CARDIAC & THORACIC SURG. 40.0 X 1805064 0 41783 JOHN R KROLL AVP FINANCE 40.0 2.0 X 370210 0 38788 25752749 0 3539321 4745 true true false TURNER CONSTRUCTION CO 55 E MONROE ST SUITE 1430 CHICAGO IL 60603 CONSTRUCTION & RELATED SERVICES 40947828 BON APETIT MANAGEMENT CO 100 HAMILTON AVENUE SUITE 400 PALO ALTO CA 94301 FOOD SERVICES 22879168 BULLEY & ANDREWS LLC 1755 W ARMITAGE AVENUE CHICAGO IL 60622 CONSTRUCTION & RELATED SERVICES 17036368 AMERICAN BUILDING MAINTAINANCE 180 N LASALLE STREET CHICAGO IL 60601 FACULTY MAINTENANCE 13475840 MORTENSON CONSTRUCTION 25 NORTHWEST POINT BLVD ELK GROVE VILLAGE IL 60007 CONSTRUCTION & RELATED SERVICES 7725380 1114 2074655 71750000 1175452377 478648559 50069433 1727925591 Tuition and Fees 611310 1044372174 1044372174 Sales & Services Edu 611310 493442572 493442572 Sales & Services Aux 611710 86047759 86047759 Fees from Govt Agencies 900099 36554793 36554793 0 0 0 0 1660417298 76986207 0 -21694906 98681113 72374 0 0 72374 13282641 6953686 0 6328955 0 0 2452770000 2275284382 4740380 177485618 -4740380 172745238 172745238 256629 2074655 740660 -484031 -484031 44814826 8406176 36408650 36408650 Conferences and Catering 722320 4350939 0 4350939 0 Actuarial Adjustment 900099 3367210 3367210 0 0 Press 511130 1175925 0 1175925 0 8896365 8896365 0 0 17790439 3705144407 1716043209 -16168042 277343649 47855579 47855579 506508918 506508918 17847981 17847981 17997628 17221465 776163 1746738510 1422125133 284784819 39828558 118357721 91830859 23856926 2669936 212404430 166477443 40962118 4964869 103511990 80377304 20792938 2341748 39238262 32142798 5719313 1376151 14961007 57932 14903075 2870692 8614 2862078 62723 62723 567898 567898 9051900 9051900 158278421 118158374 40120047 0 8875242 8819337 55905 196822871 137667440 54410772 4744659 57413440 33988682 22437587 987171 6180428 6079320 101108 96449355 83443013 11441099 1565243 46997064 38156601 7732961 1107502 36899227 29185742 6713974 999511 156825378 156825378 7797915 7797915 210647576 210638438 9138 12290376 11732604 557772 Actuarial Adjustments 152759937 152759937 Support Services 19037893 5059239 14370203 -391549 Equipment Rental & Maintenance 47081598 40626866 5145940 1308792 Alterations & Repairs 30477737 22152769 7458854 866114 19099821 17913443 -2306447 3492825 4101909518 3447491644 587212283 67205591 59896183 184625018 138572694 341824092 1374104390 1370257985 130202771 79226094 1484785 1280000 0 0 34122246 63718722 2663385 2247436 69043048 82591352 5823368923 2566805189 3204751971 3256563734 2983426668 2945463673 4649307947 4374527794 0 51389502 237958183 12698965590 12940284083 649791425 867152733 208117211 243835147 2211832306 2110061440 0 0 45846347 43967806 1716005594 2074682820 203524910 376613179 5035117793 5716313125 X 1016410889 580286468 6647436908 6643684490 7663847797 7223970958 12698965590 12940284083 -396765111 -43111728 0 X false true X true true true X 1621056667 1667523784 1569030190 2445344205 1727925591 9030880437 0 0 1621056667 1667523784 1569030190 2445344205 1727925591 9030880437 0 9030880437 84482512 107059684 88863114 100751306 105082442 486239058 1390683 3369159 69630 4829472 42751921 44049807 49469843 47145820 48672224 232089615 9754038582 7683399945 0.9259 0.9167 X Schedule A, Part II SCHEDULE A, PART II THE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC. Schedule A, Part II, Line 10 Other Income DESCRIPTION - NET INCOME FROM SALE OF INVENTORY, ACTUARIAL ADJUSTMENTS AND OTHER MISCELLANEOUS INCOME, COLUMN A - 42751921.0, COLUMN B - 44049807.0, COLUMN C - 49469843.0, COLUMN D - 47145820.0, COLUMN E - 36408650.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - ACTUARIAL ADJUSTMENT, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 3367210.0, COLUMN F - 3367210.0; DESCRIPTION - ALL OTHER REVENUE, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - , COLUMN E - 8896364.0, COLUMN F - 8896364.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 175435 false false 175435 false Schedule C, Part II-B, Line 1 LOBBYING ACTIVITIES THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH. Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH. X X X X false 7161288450 164534768 216309392 67411795 337614821 20835594 7116270400 6925641100 182817930 476958234 64583071 342442537 17103206 7161288450 6536945638 299641262 548201127 61410267 376046512 21690148 6925641100 6045003364 197328418 681260067 57769334 310974902 17901975 6536945638 6471558987 138940063 -134353584 52663062 360568009 17911031 6045003364 0.29 0.32 0.39 false false 83960178 83960178 4736913619 1810726003 2926187616 571221850 406775416 164446434 431273276 349303770 81969506 3256563734 REAL ESTATE 868210564 F VENTURE CAPITAL 3506317230 F 4374527794 FUNDS HELD IN CUSTODY FOR OTHERS 376613179 376613179 X 2825485476 -43404080 18144195 -25259885 2850745361 9051900 845347146 854399046 3705144407 3262972475 10608933 10608933 3252363542 9051900 840494076 849545976 4101909518 Schedule D, Part II, Line 4 PART II, LINE 4 THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE. Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2020 AND 2019 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Cost of disposed equipment - 5512767 cost of goods sold - 8406176 related organizations - 4225252 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Disregarded Entity - XXX-XX-XXXX Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Disposal of Equipment - 5512767 Cost of Goods sold - 8406176 Related Organizations - -3310010 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Disregarded Entity - XXX-XX-XXXX true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGS AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID. true Europe (Including Iceland and Greenland) 2 33 Program Services INSTRUCTION 21883369 East Asia and the Pacific 2 31 Program Services INSTRUCTION 18072185 South Asia 0 0 Program Services INSTRUCTION 116248 North America (Canada & Mexico only) 0 0 Program Services INSTRUCTION 103999 Middle East and North Africa 1 2 Program Services INSTRUCTION 466280 Europe (Including Iceland and Greenland) 0 13 Program Services RESEARCH 1267183 Russia and Neighboring States 0 1 Program Services RESEARCH 67964 East Asia and the Pacific 2 9 Program Services RESEARCH 1863355 South Asia 2 96 Program Services RESEARCH 3617324 Middle East and North Africa 0 37 Program Services RESEARCH 1758257 South America 0 0 Program Services RESEARCH 1433278 Antarctica 0 6 Program Services RESEARCH 427291 Europe (Including Iceland and Greenland) 0 0 Program Services SUBAWARDS 331694 Sub-Saharan Africa 0 0 Program Services SUBAWARDS 371217 East Asia and the Pacific 0 0 Program Services SUBAWARDS 45733 South Asia 0 0 Program Services SUBAWARDS 493513 North America (Canada & Mexico only) 0 0 Program Services SUBAWARDS 458740 South America 0 0 Program Services SUBAWARDS 185137 Europe (Including Iceland and Greenland) 0 0 Fundraising 27456 East Asia and the Pacific 0 0 Fundraising 109210 North America (Canada & Mexico only) 0 0 Fundraising 961 South America 0 0 Fundraising 19773 Europe (Including Iceland and Greenland) 0 0 Program Services Scholarship & Stipends 5680357 Russia and Neighboring States 0 0 Program Services Scholarship & Stipends 131478 Sub-Saharan Africa 0 0 Program Services Scholarship & Stipends 348926 East Asia and the Pacific 0 0 Program Services Scholarship & Stipends 5427284 South Asia 0 0 Program Services Scholarship & Stipends 1002162 North America (Canada & Mexico only) 0 0 Program Services Scholarship & Stipends 1562198 Middle East and North Africa 0 0 Program Services Scholarship & Stipends 787106 South America 0 0 Program Services Scholarship & Stipends 969864 Central America and the Caribbean 0 0 Program Services Scholarship & Stipends 52572 Europe (Including Iceland and Greenland) 0 0 Investments 613621028 Sub-Saharan Africa 0 0 Investments 165408269 East Asia and the Pacific 0 0 Investments 971579 North America (Canada & Mexico only) 0 0 Investments 20751950 Central America and the Caribbean 0 0 Investments 2772277695 9 228 0 0 9 228 52318890 3589793745 3642112635 Europe (Including Iceland and Greenland) Subaward 30473 Wire South Asia Subaward 88957 Wire South America Subaward 3000 Wire Sub-Saharan Africa Subaward 43200 Wire Sub-Saharan Africa Subaward 150000 Wire South Asia Subaward 38299 Wire South Asia Subaward 82068 Wire South Asia Subaward 36454 Wire South Asia Subaward 210885 Wire South Asia Subaward 18801 Wire Sub-Saharan Africa Subaward 12000 Wire Sub-Saharan Africa Subaward 12000 Wire South Asia Subaward 18049 Wire North America (Canada & Mexico only) Subaward 25471 Wire Europe (Including Iceland and Greenland) Subaward 13259 Wire Sub-Saharan Africa Subaward 62624 Wire Sub-Saharan Africa Subaward 6000 Wire North America (Canada & Mexico only) Subaward 393933 Wire Europe (Including Iceland and Greenland) Subaward 15884 Wire South America Subaward 22236 Wire Europe (Including Iceland and Greenland) Subaward 88513 Wire East Asia and the Pacific Subaward 10292 Wire North America (Canada & Mexico only) Subaward 2474 Wire Sub-Saharan Africa Subaward 31751 Wire South America Subaward 134608 Wire South America Subaward 25294 Wire Europe (Including Iceland and Greenland) Subaward 81015 Wire North America (Canada & Mexico only) Subaward 12000 Wire Europe (Including Iceland and Greenland) Subaward 81682 Wire Europe (Including Iceland and Greenland) Subaward 20868 Wire North America (Canada & Mexico only) Subaward 24861 Wire Sub-Saharan Africa Subaward 6000 Wire Sub-Saharan Africa Subaward 22140 Wire Sub-Saharan Africa Subaward 25502 Wire East Asia and the Pacific Subaward 35441 Wire 35 0 Student Aid Central America and the Caribbean 2 33572 Check or Wire Student Aid East Asia and the Pacific 158 4415308 Check or Wire Student Aid Europe (Including Iceland and Greenland) 156 5493664 Check or Wire Student Aid Middle East and North Africa 15 703463 Check or Wire Student Aid North America (Canada & Mexico only) 34 1540898 Check or Wire Student Aid Russia and Neighboring States 6 131478 Check or Wire Student Aid South America 20 892091 Check or Wire Student Aid South Asia 31 897162 Check or Wire Student Aid Sub-Saharan Africa 7 256456 Check or Wire Summer Grants Central America and the Caribbean 4 19000 Check or Wire Summer Grants East Asia and the Pacific 240 1011976 Check or Wire Summer Grants Europe (Including Iceland and Greenland) 104 186693 Check or Wire Summer Grants Middle East and North Africa 34 83643 Check or Wire Summer Grants North America (Canada & Mexico only) 5 21300 Check or Wire Summer Grants South America 32 77773 Check or Wire Summer Grants South Asia 25 105000 Check or Wire Summer Grants Sub-Saharan Africa 32 92470 Check or Wire true false true true true false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE. Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE. X X X X X true RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY CEDAR RAPIDS IA 52404 TELEMARKETING false 589071 567898 21173 589071 567898 21173 CA CO CT FL GA AL HI IL KS KY LA AK MD MN MS MO NJ NM ND OH PA RI TN UT VA WA WI BSD 136000 124300 11700 1532 Lab School 1881632 1686703 194929 10000 138969 176675 19902 77356 313652 263652 50000 128046 126228 6495 55457 2331284 2074655 256629 10000 267015 302903 26397 134345 740660 -484031 Schedule G, Part I, Line 2b(v) AMOUNT PAID TO FUNDRAISER INSTALLMENTS $549,950.00 MAILING $11,073.00 POSTAGE $6,875.00 TOTAL $567,898.00 true Advocate Health and Hospitals Corporation 3075 Highland Parkway Suite 600 Downers Grove IL 60515 362169147 501 (C) (3) 200836 Subaward Albert Einstein College of Medicine 1300 Morris Park Avenue Bronx NY 104611975 131624225 501 (C) (3) 20000 Subaward Alfred I duPont Hospital for Children of the Nemours Fd 1600 Rockland Road Wilmington DE 198033607 591297267 501 (c) (3) 9020 Subaward Alliance of Chicago Community Health Services L3C 215 W Ohio Street 4th Floor Chicago IL 60654 364444309 86149 Subaward American College of Radiology 1891 Preston White Drive Reston VA 201914326 362261602 501 (C) (3) 3045700 Subaward American Institutes for Research in the Behavioral Sciences 10 S Riverside Suite 600 Chicago IL 60606 250965219 501 (C) (3) 18795 Subaward Asian Human Services Family Health Center 2424 W Peterson Avenue Chicago IL 60659 010567661 501 (C) (3) 75000 Subaward Associated Universities Inc 1400 16th Street NW Suite 730 Washington DC 200362252 111630900 501 (C) (3) 17798 Subaward Association of Asian Pacific Community Health Organization 101 Callan Avenue Ste 400 San Leandro CA 94577 943050247 501 (C) (3) 25000 Subaward Autonomous Therapeutics Inc 63 Flushing Ave BLDG 128 241 Brooklyn NY 112051059 814828129 107814 Subaward Barrow Neurological Institute 350 West Thomas Road Suite 250 Phoenix AZ 85013 860174371 501 (C) (3) 8250 Subaward Beloved Community Family Wellness Center 6821 S Halsted Chicago IL 606211833 043828358 501 (C) (3) 33333 Subaward Beth Israel Deaconess Medical Center 330 Brookline Avenue Boston MA 022155491 042103881 501 (C) (3) 8066 Subaward Board of Education of the City of Chicago 42 West Madison Street Chicago IL 606024309 366005821 Govt 37567 Subaward Boston University 595 Commonwealth Avenue Suite 700 Boston MA 02215 042103547 501 (C) (3) 31703 Subaward Brightstar Community Outreach Inc 4518 S Cottage Grove Avenue Chicago IL 606534395 262007088 501 (C) (3) 468927 Subaward California Institute of Technology 1200 E California Boulevard Pasadena CA 911250001 951643307 501 (C) (3) 273566 Subaward California State University Fullerton 800 N State College Blvd Fullerton CA 928313547 956006691 501 (C) (3) 87283 Subaward Case Western Reserve University 10900 Euclid Avenue Cleveland OH 441067037 341018992 501 (C) (3) 205689 Subaward Center for Health Care Strategies Inc 200 American Metro Blvd Suite 119 Hamilton NJ 08619 223375015 501 (C) (3) 73931 Subaward Charles Drew University 1731 E 120th Street Los Angeles CA 900593051 956151774 501 (C) (3) 45971 Subaward Chicago Department of Public Health 333 S State Street Room 200 Chicago IL 60604 366005820 Govt 25144 Subaward Chicago Family Health Center 9119 S Exchange Avenue Chicago IL 60617 362893854 501 (C) (3) 33333 Subaward Chicago House and Social Service Agency 1925 N Clybourn Suite 401 Chicago IL 60614 363376432 501 (C) (3) 99347 Subaward Chicago Hyde Park Village 5500 S Woodlawn Avenue Chicago IL 606371621 900798416 501 (C) (3) 45815 Subaward Chicago Police Department 3510 S Michigan Avenue Chicago IL 60653 201633375 501 (C) (3) OR GOV 318351 Subaward Children's Hospital Boston 300 Longwood Avenue Boston MA 02115 042774441 501 (C) (3) 36390 Subaward Children's Hospital Medical Center (Cincinnati) 3333 Burnett Avenue Cincinnati OH 46202 310833936 501 (C) (3) 318815 Subaward Children's Hospital of Philadelphia 3615 Civic Center Boulevard Philadelphia PA 191044318 231352166 501 (C) (3) 199685 Subaward Children's Hospital Boston 300 Longwood Avenue Boston MA 02115 042774441 501 (C) (3) OR GOV 24691 Subaward City University of New York 160 Convent Avenue New York NY 10031 133860474 501 (C) (3) 62977 Subaward Colorado State University 1872 Campus Delivery Fort Collins CO 805236003 237098397 Govt 29640 Subaward Columbia University 615 W 135th Street New York NY 10027 135598093 501 (C) (3) 193289 Subaward Community Action Place Inc 1400 N Wood Road Suite 7 Murphysboro IL 62966 475193214 501 (C) (3) 178251 Subaward Community Health 2611 West Chicago Avenue Chicago IL 60622 363831793 501 (C) (3) 51379 Subaward Cornell University 395 Pine Tree Road Suite 302 Ithaca NY 14850 150532082 501 (C) (3) 272664 Subaward CW Williams Community Health Center 3333 Wilkinson Blvd Charlotte NC 28208 561262478 501 (C) (3) 25000 Subaward Dana Farber Cancer Institute 44 Binney Street MS OS-385 Boston MA 02115 042263040 501 (C) (3) 61301 Subaward Dartmouth College 11 Rope Ferry Road Hanover NH 03755 020222111 501 (C) (3) 56912 Subaward Daylight Design LLC 375 Alabama Street Ste 380 San Francisco CA 94110 813298835 1491681 Subaward De Paul University 1 East Jackson Boulevard Chicago IL 60604 362167048 501 (C) (3) 6312 Subaward Decatur Memorial Hospital 2300 North Edward Street Decatur IL 62526 370661199 501 (C) (3) 8100 Subaward Drexel University 3201 Arch Street STE 400 Philadelphia PA 19104 231352630 501 (C) (3) 24495 Subaward Duke University 2200 West Main Street Suite 300 Durham NC 27705 560532129 501 (C) (3) 322702 Subaward East Tennessee State University PO Box 70601 Johnson City TN 376141708 237092731 501 (C) (3) 7010 Subaward Education Development Center Inc 43 Foundry Avenue Waltham MA 02453 042241718 501 (C) (3) 55581 Subaward Emory University 1599 Clifton Road 3rd Floor Atlanta GA 30322 580566256 501 (C) (3) 195980 Subaward Fellowship for Interpretation of Genomes 15 W 155 81st Street Burr Ridge IL 60527 141883085 501 (C) (3) 793015 Subaward Florida International University 11200 SW 8th Street Miami FL 33199 237047106 501 (C) (3) 56096 Subaward Fraunhofer USA Inc 5825 University Research Ct 1300 College Park MD 20740 383203030 117962 Subaward Fred Hutchinson Cancer Research Center 1100 Fairview Avenue N PO Box 19024 Seattle WA 981091024 237156071 501 (C) (3) 69246 Subaward Friend Family Health Center 800 E 55th Street Chicago IL 60615 364161801 501 (C) (3) 58333 Subaward George Washington University 44983 Knoll Square Bldg II Ashburn VA 20147 530196584 501 (C) (3) 9651 Subaward Georgia State University P O Box 3999 Atlanta GA 30302 586002050 Govt 101001 Subaward H Lee Moffitt Cancer Center and Research Institute Hospital 12902 Magnolia Drive Tampa FL 33612 593238636 501 (C) (3) 45000 Subaward Harvard University 667 Huntington Avenue Boston MA 02115 042103580 501 (C) (3) 448167 Subaward Health Research Inc- Roswell Park Cancer Institute Riverview Center 150 Broadway Menands NY 12204 141402155 501 (C) (3) 2877258 Subaward Heartland Health Centers 3048 N Wilton Avenue Chicago IL 60657 363843377 501 (C) (3) 70000 Subaward Hektoen Institute for Medical Research 2240 W Ogden Avenue 2nd Floor Chicago IL 60612 362244897 501 (C) (3) 328327 Subaward Howard Brown Health Center 4025 North Sheridan Road Chicago IL 606132010 362894128 501 (C) (3) 129282 Subaward IIT Research Institute 10 W 35th Street Chicago IL 606163799 362169122 501 (C) (3) OR GOV 1596650 Subaward Illinois Cancer Care 8940 N Wood Sage Road Peoria IL 616157822 371409840 501 (C) (3) 31150 Subaward Illinois Criminal Justice Information Authority 300 W Adams Street Suite 200 Chicago IL 60606 363956180 Govt 12051 Subaward Illinois Department of Public Health 535 West Jefferson Street Springfield IL 62761 010632628 501 (C) (3) OR GOV 37168 Subaward Illinois Institute of Technology 3300 S Federal Street Main Bldg 308 Chicago IL 606163793 362170136 501 (C) (3) 606366 Subaward Indiana University Poplars 426 400 E 7th St Bloomington IN 47405 356001673 Govt 924563 Subaward Innovations for Poverty Action (IPA) 101 Whitney Ave New Haven CT 06510 061660068 501 (C) (3) 347052 Subaward Institute for Medicaid Innovation 1575 Eye St NW Ste 300 Washington DC 20005 311661234 501 (C) (3) 298364 Subaward J Craig Venter Institute Inc 4120 Capricorn Lane La Jolla CA 920373498 521842938 501 (C) (3) 933990 Subaward JBC Campaigns LLC 4009 N Kenmore Avenue Unit 1 Chicago IL 606132037 463220421 108682 Subaward John Snow Inc 44 Farnsworth Street Boston MA 022101211 042578580 27500 Subaward Johns Hopkins University 1101 E 33rd Street Baltimore MD 21218 520595110 501 (C) (3) 543073 Subaward Kaiser Foundation Research Institute 1800 Harrison Street 16th Floor Oakland CA 946123433 941105628 501 (C) (3) OR GOV 133100 Subaward Karamanos Cancer Center 4100 John R MM00RA Detroit MI 482012013 201649466 501 (C) (3) 17000 Subaward La Rabida Children's Hospital 6501 S Promontory Drive Chicago IL 60649 362170143 501 (C) (3) 7500 Subaward Latino Policy Forum 180 N Michigan Avenue Suite 1250 Chicago IL 60609 363676873 501 (C) (3) 20000 Subaward Lawndale Christian Health Center 3860 W Ogden Avenue Chicago IL 606232460 363308953 501 (C) (3) 33333 Subaward Loyola University 820 N Michigan Avenue Chicago IL 60611 361408475 501 (C) (3) 417173 Subaward Lurie Children's Hospital dba Children's Memorial Hospital 2300 Childrens Plaza Box 268 Chicago IL 60614 362170833 501 (C) (3) 109909 Subaward Massachusetts Institute of Technology Suite NE49-4161 Cambridge MA 02139 042103594 501 (C) (3) 329119 Subaward Math Talk PBC 99 Bishop Allen Drive Cambridge MA 02139 824434773 24362 Subaward Mathematical Policy Research PO Box 2393 Princeton NJ 085432393 222112296 154114 Subaward Mayo Clinic 200 First Street SW Rochester MN 55905 416011702 501 (C) (3) 208432 Subaward Medical College of Wisconsin 8701 Watertown Plank Road Milwaukee WI 532260509 390806261 501 (C) (3) 84878 Subaward Medical Research Analytics and Informatics Alliance 20 North Wacker Drive - Suite 1200 Chicago IL 60606 453007467 501 (C) (3) 105638 Subaward Michigan State University 301 Administration Bldg East Lansing MI 48917 386005984 Govt 170701 Subaward National Girls Collaborative 4616 25th Aveneu NE 248 Seattle WA 98105 471608990 501 (C) (3) 42752 Subaward Naval Research Laboratory 4555 Overlook Avenue SW Washington DC 203755328 349990000 501 (C) (3) OR GOV 32992 Subaward Neimand Collaborative 1025 Vermont Avenue NW Suite 830 Washington DC 20005 521806524 268106 Subaward New York University 726 Broadway New York NY 10003 135562308 501 (C) (3) 402898 Subaward North Carolina State University NCSU Box 7207 Raleigh NC 27698 566049503 501 (C) (3) 49273 Subaward Northeastern Illinois University 5500 North St Louis Avenue Chicago IL 60625 366009515 Govt 73307 Subaward Northern Illinois University 301 Lowden Hall De Kalb IL 601152828 100064401 Govt 55186 Subaward Northshore University Health System 2650 Ridge Avenue - G221 Evanston IL 60201 362167060 501 (C) (3) 477709 Subaward Northwestern University 633 Clark Street Suite G-547 Evanston IL 602081112 362167817 501 (C) (3) 2389151 Subaward Ohio State University 901 Woody Hayes Drive Columbus OH 432104016 316025986 Govt 111245 Subaward Penn State University 513 Joab L Thomas Bldg University Park PA 16802 246000376 Govt 28963 Subaward Planetary Science Institute 1700 E Fort Lowell Rd 106 Tucson AZ 857192395 330175263 501 (C) (3) 11110 Subaward Planned Parenthood Great Pains 4401 W 109th Street Suite 200 Overland Park KS 662111303 440565390 501 (C) (3) 42556 Subaward Planned Parenthood League of Massachusetts 1055 Commnewealth Avenue Boston MA 02115 042698497 501 (C) (3) 33249 Subaward Planned Parenthood of Illinois 18 S Michigan Avenue 6th Floor Chicago IL 60603 362170901 501 (C) (3) 26667 Subaward Princeton University 5 New South Building PO Box 5292 Princeton NJ 085445292 210634501 501 (C) (3) 131708 Subaward Purdue University 302 Wood Street West Lafayette IN 479072040 356002041 Govt 462011 Subaward Rehabilitation Institute of Chicago dba Shirley Ryan Abilitylab 355 E Erie Street Chicago IL 60611 362256036 501 (C) (3) 14491 Subaward Research Foundation for SUNY 402 Crofts Hall Buffalo NY 142607016 141368361 501 (C) (3) 49471 Subaward Research Institute at Nationwide Children's Hospital 700 Childrens Drive Columbus OH 432052664 316056230 501 (C) (3) 11015 Subaward Rice University 6100 Main Street Houston TX 77005 741109620 501 (C) (3) 265115 Subaward Rush University Medical Center 1700 West Van Buren Street Room No Chicago IL 60612 362174823 501 (C) (3) 1607243 Subaward Rutgers University 125 Paterson Street New Brunswick NJ 089011962 226001086 Govt 271567 Subaward Schwab Rehabilitation Hospital and Care Network 1401 S California Avenue Chicago IL 606081858 362179802 501 (C) (3) 12155 Subaward Seattle Children's Hospital Research Institute 1900 Ninth Avenue JMB-10 Seattle WA 981011309 910564748 501 (C) (3) 204578 Subaward Seattle Children's Research Institute 1900 Ninth Avenue MS C95-5 Seattle WA 98101 910564748 501 (C) (3) 19876 Subaward Sinai Health System 1500 S California Avenue Chicago IL 606081797 363166895 501 (C) (3) 169597 Subaward Sloan-Kettering Institute for Cancer Research 1275 York Avenue New York NY 10065 131624182 501 (C) (3) 38400 Subaward Southern Illinois University 801 N Rutledge Street PO Box 19616 Springfield IL 627949616 376005961 501 (C) (3) 585019 Subaward Southern Nevada Black Nurses Association PO Box 270586 Las Vegas NV 89127 880446787 501 (C) (3) 25000 Subaward Stanford University 340 Panama Street Stanford CA 94305 941156365 501 (C) (3) 505965 Subaward Syracuse University 113 Bowne Hall Syracuse NY 132441200 150532081 501 (C) (3) 18402 Subaward Taking Effective Action Inc 16508 Old Central Avenue Bowie MD 20716 271391577 501 (C) (3) 54461 Subaward TCA Health Inc 1029 E 130th Street Chicago IL 60628 362743287 501 (C) (3) 33333 Subaward Texas A&M University 401 George Bush Drive College Station TX 77840 742245072 501 (C) (3) 5558 Subaward The Broad Institute 415 Main Street Cambridge MA 021421401 623544785 501 (C) (3) 32827 Subaward The Geneva Foundation 917 Pacific Avenue Suite 600 Tacoma WA 984024447 911593913 501 (C) (3) 38410 Subaward The Mind Research Network 1101 Yale Boulevard NE Albuquerque NM 871064188 850457562 501 (C) (3) 380398 Subaward The School Board of Broward County Florida 600 Southeast Third Avenue Fort Lauderdale FL 333013125 596000530 Govt 170221 Subaward Tufts University 161 College Avenue Medford MA 02155 042103634 501 (C) (3) 46618 Subaward Tulane University 6823 Saint Charles Avenue New Orleans LA 701185665 720423889 501 (C) (3) 38627 Subaward University of Alabama 1530 3rd Avenue S AB 1170 Birmingham AL 35294 636005996 501 (C) (3) 29446 Subaward University of Arizona 888 N Euclid Room 510 Tucson AZ 85722 742652689 Govt 6283 Subaward University of California-Berkeley 2150 Shattuck Avenue Suite 300 Berkeley CA 947045940 946002123 Govt 375061 Subaward University of California-Davis One Shields Avenue Davis CA 956168677 946036494 Govt 83455 Subaward University of California-Irvine 4255 Campus Drive Irvine CA 90024 952226406 Govt 379608 Subaward University of California-Los Angeles 10920 Wilshire Boulevard Suite 1200 Los Angeles CA 900241406 956006143 Govt 357265 Subaward University of California-San Diego 9500 Gilman Drive - Rm 3041 La Jolla CA 920930660 956006144 Govt 336456 Subaward University of California-San Francisco 3333 California Street Suite 315 San Francisco CA 94118 946036493 Govt 232161 Subaward University of Cincinnati 51 Goodman Drive Suite 530 Cincinnati OH 452210222 316000989 Govt 87485 Subaward University of Colorado Denver 1800 Grant Street Suite 600 Denver CO 80203 856000555 501 (C) (3) 93430 Subaward University of Colorado-Boulder 3100 Marine Street Room 479 572 UCB Boulder CO 803031058 840644739 Govt 26666 Subaward University of Connecticut 438 Whitney Road Ext Unit 1133 Storrs CT 06269 060772160 Govt 59248 Subaward University of Florida 219 Grinter Hall PO Box 1003628 Gainesville FL 32611 590974739 Govt 21463 Subaward University of Hawaii 2440 Campus Road Box 268 Honolulu HI 968222234 990085260 Govt 6938 Subaward University of Illinois-ChampaignUrbana 1901 S First St Suite A MC-685 Champaign IL 618206242 376000511 Govt 238360 Subaward University of Illinois-Chicago 809 South Marshfield Avenue Chicago IL 606127205 376000511 Govt 2239229 Subaward University of Iowa 201 Gilmore Hall Iowa City IA 52242 426004813 Govt 44990 Subaward University of Maryland 3300 Metzerott Road Adelphi MD 20783 526002033 Govt 1212116 Subaward University of Michigan 3003 S State Street Ann Arbor MI 481091287 386006309 Govt 1189500 Subaward University of Minnesota 200 Oak Street SE Minneapolis MN 55455 416007513 Govt 139193 Subaward University of New Mexico 1 University of New Mexico Albuquerque NM 87131 856000642 501 (C) (3) OR Govt 33928 Subaward University of North Carolina 104 Airport Drive CB1350 Chapel Hill NC 275991350 566001393 Govt 184820 Subaward University of Notre Dame 402 Grace Hall Notre Dame IN 46556 350868188 501 (C) (3) 77895 Subaward University of Oklahoma Health Sciences Center 201 Stephenson Pkwy Ste 3100 Norman OK 730199705 736017987 501 (C) (3) 164440 Subaward University of Oregon 5219 University of Oregon Eugene OR 974035219 936015767 Govt 155276 Subaward University of Pennsylvania 3451 Walnut St P-221 Franklin Bldg Philadelphia PA 191046205 231352685 501 (C) (3) 172754 Subaward University of Pittsburgh 3100 Cathedral of Learning Pittsburgh PA 15260 250965591 501 (C) (3) 4584469 Subaward University of South Florida 3702 Spectrum Blvd Suite 165 Tampa FL 336129445 593102112 Govt 9640 Subaward University of Southern California University Park Campus - STO 330 Los Angeles CA 900891147 951642394 501 (C) (3) 523458 Subaward University of Texas HSC at Houston 7000 Fannin UCT Suite 2514 Houston TX 770305401 741761309 Govt 356726 Subaward University of Texas Austin 101 E 27th STE 5300 Austin TX 787121500 079497681 Govt 141466 Subaward University of Utah 201 Presidents Circle Salt Lake City UT 84112 876000525 Govt 353275 Subaward University of Virgnia 1001 Research Park Blvd Charlottesville VA 22911 546001796 501 (C) (3) 1469553 Subaward University of Washington 4333 Brooklyn Ave NE Box 359472 Seattle WA 981959472 916001537 501 (C) (3) 279674 Subaward University of Wisconsin-Madison 21 North Park Street - Suite 6401 Madison WI 537151218 396006492 Govt 308178 Subaward UT Southwestern Medical Center 5323 Harry Hines Blvd Dallas TX 753909020 752556007 501 (C) (3) 16293 Subaward Vanderbilt University 3319 West End Avenue Suite 800 Nashville TN 372036876 620476822 501 (C) (3) 148469 Subaward Virginia Commonwealth University 800 East Leigh Street Suite 3200 Richmond VA 232980568 546001758 Govt 51917 Subaward Washington State University PO Box 641060 Pullman WA 991641060 911075542 501 (C) (3) 14675 Subaward Washington University 700 Rosedale Avenue Box 1034 St Louis MO 631121408 436053611 501 (C) (3) 343248 Subaward West Side Institute for Science & Education 820 S Damen Avenue 151 Chicago IL 606123728 363712391 501 (C) (3) 9825 Subaward Worcester Polytechnic Institute 100 Institute Road Worcester MA 01609 042121659 501 (C) (3) 12560 Subaward Worry Free Community 1701 Bloomingdale Road Glendale Heights IL 60139 474911621 501 (C) (3) 14804 Subaward Yale University 155 Whitney Ave Suite 230 New Haven CT 06520 060646973 501 (C) (3) 584591 Subaward 162 9 UNDERGRADUATE STUDENT AID 4211 151607137 GRADUATE STUDENT AID 9297 348813621 Precollegiate Student Aid 1738 6088160 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE. X X X X X X true true X X X X false true false false false false false true false ROBERT J ZIMMER PRESIDENT 1392855 0 68108 0 216110 0 601300 0 179261 0 2457634 0 0 0 MARK A SCHMID VP AND CHIEF INVEST. OFFICER 772838 0 1661693 0 13748 0 794400 0 31797 0 3274476 0 740000 0 KENNETH S POLONSKY EXEC. VP MEDICAL AFFAIRS 1528077 0 811750 0 365603 0 22400 359800 23530 0 2751360 359800 0 0 DANIEL DIERMEIER PROVOST 912498 0 92500 0 314599 0 72400 0 33621 0 1425618 0 250000 0 KIMBERLY TAYLOR VP & GENERAL COUNSEL 716321 0 70000 0 25830 0 22400 0 29799 0 864350 0 0 0 DAVID B FITHIAN EXECUTIVE VICE PRESIDENT 737685 0 72500 0 8537 0 22400 0 19364 0 860486 0 0 0 JAMES G NONDORF VP ENROLL. & STUDENT ADV. 707383 0 68500 0 6460 0 22400 0 11013 0 815756 0 0 0 SHARON MARINE VP ALUMNI RELATIONS & DEVL. 721814 0 36550 0 5113 0 22400 0 15336 0 801213 0 0 0 BALAJI SRINIVASAN VP GLOBAL ENGAGEMENT 623159 0 57500 0 46811 0 22400 0 35460 0 785330 0 0 0 IVAN SAMSTEIN VP & CFO 593070 0 88050 0 2396 0 22400 0 31792 0 737708 0 0 0 JUAN DE PABLO VP FOR NATIONAL LABORATORIES 462683 0 156177 0 15828 0 22400 0 76153 0 733241 0 0 0 DEREK DOUGLAS VP CIVIC ENGAGEMENT 584438 0 87500 0 4307 0 22400 0 26052 0 724697 0 0 0 PAUL RAND VP COMMUNICATIONS 459599 0 46000 0 52834 0 0 0 12901 0 571334 0 0 0 CATHERINE CALLOW-WRIGHT VP & SECRETARY OF THE UNIVERSITY 394910 0 38500 0 2238 0 22400 0 31204 0 489252 0 0 0 MICHELE RASMUSSEN DEAN OF STUDENTS 343864 0 33000 0 2225 0 22400 0 7066 0 408555 0 0 0 KA YEE LEE PROVOST 336271 0 33333 0 0 0 22400 0 101321 0 493325 0 0 0 DARREN REISBERG VP STRATEGIC INITIATIVES 203219 0 81212 0 5689 0 19799 0 6562 0 316481 0 0 0 LORI BERKO Secretary 174736 0 4167 0 0 0 14497 0 6808 0 200208 0 0 0 MADHAV RAJAN DEAN BOOTH SCHOOL OF BUSINESS 829875 0 122063 0 94788 0 22400 0 21 0 1069147 0 0 0 JOANNA RUPP Managing Director Private Equity 498099 0 880083 0 0 0 452182 0 31784 0 1862148 0 409316 0 VALLUVAN JEEVANANDAM CHIEF CARDIAC & THORACIC SURG. 1555064 0 250000 0 0 0 22400 0 19383 0 1846847 0 0 0 LUCA VRICELLA Professor of Surgery 1487765 0 196800 0 35280 0 22400 0 33354 0 1775599 0 0 0 DAVID BARCLAY CHIEF OPERATING OFFICER CRSP 225012 0 1433077 0 0 0 22400 0 34284 0 1714773 0 0 0 MICHAEL EDELSON Chief Risk Officer - Investment Office 307479 0 1206366 0 0 0 22400 0 7489 0 1543734 0 0 0 JOHN R KROLL AVP FINANCE 280063 0 78855 0 11292 0 22400 0 16388 0 408998 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE-PRESIDENT OR THE PROVOST. FOUR OFFICERS WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAS COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS, OFFICERS OR THE BOARD OF THE UNIVERSITY. Schedule J, Part I, Line 1a Housing allowance or residence for personal use (PART 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER). HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $157,896 REPRESENTS THE VALUE OF THE UNIVERSITY OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. Schedule J, Part I, Line 1a Health or social club dues or initiation fees UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICER OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION THREE OFFICERS HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDE FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT. Schedule J, Part I, Line 7 Non-fixed payments INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS. A IEFA 50000000 ADJ RATE REV BONDS SERIES 2003B 521297563 4520017E4 2003-08-28 50000000 SEE SUPPLEMENTAL INFORMATION false false false B IFA 100000000 REVENUE BONDS SERIES 2004B 861091967 45200BHH4 2004-11-10 100000000 SEE SUPPLEMENTAL INFORMATION false false false C IFA 80000000 ADJ RATE REV REFUND BONDS 2004C 861091967 45200BJG4 2004-11-30 80000000 SEE SUPPLEMENTAL INFORMATION false false false D IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008 861091967 45200FEG0 2008-04-03 123604000 SEE SUPPLEMENTAL INFORMATION false false false A 18650000 50141933 274223 49867710 2006 false false true true B 33124000 102437189 469999 101967190 2010 false false true true C 3183000 80000000 463838 79536162 2006 false true true true D 32822000 123604000 752575 122851425 2004 true false true true A false true true true true true 0.0 0.0 0.0 false false true B false true true true true true 0.003 0.0 0.003 false false true C false true true true true true 0.0 0.0 0.0 false false true D false true true true true true 0.0 0.0 0.0 false true 0.0004 false true A false false true true true false false false true B false false true true true false false false true C false false false true true true MORGAN STANLEY CAP 3500.0 false false false false true D false false true true true true MERRIL LYNCH CAPITAL 3300.0 false false false false true A true B true C true D true Schedule K, Part II, Line 3 PART II, LINE 3 SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,068. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $4,887. SERIES 2014A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $3,893. SERIES 2015A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $248,055. SERIES 2018A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $482,872. Schedule K, Part II, Line 11 PART II, LINE 11 SERIES 2004B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2012B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2013A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2014A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2015A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2018A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE $50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $650,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2014A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2009 ISSUE, PAY CERTAIN COSTS RELATING TO THE ISSUE OF THE SERIES 2014A BONDS AND ADVANCED REFUNDING OF THE 2009 ISSUE. $415,825,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2015A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2007 ISSUE, PAY CERTAIN COSTS OF ISSUANCE. $114,705.000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2018A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFINANCING THE COMMERCIAL PAPER NOTES ISSUED TO REDEEM THE SERIES 2001B-3 ISSUE, AND PAY CERTAIN COSTS OF ISSUANCE. $164,555,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2020A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFINANCING THE COMMERCIAL PAPER NOTES ISSUED TO REDEEM THE SERIES 2001B-1 AND SERIES 2001B-2 ISSUE, AND PAY CERTAIN COSTS OF ISSUANCE. Schedule K, Part III, Line 6 PART III, LINE 6, COLUMNS A,B,C,&D THE AMOUNT OF NON QUALIFIED USE FROM LEASES, MANAGEMENT CONTRACTS, AND/OR RESEARCH AGREEMENTS IS LESS THAN THE EQUITY CONTRIBUTION OF THE UNIVERSITY FOR THE IMPACTED PROJECTS AND THEREFORE RESULTS IN NO PRIVATE BUSINESS USE FOR THE ISSUE Schedule K, Part IV, Line 2c COLUMN A Issuer name: IEFA 50,000,000 ADJ RATE REV BONDS SERIES 2003B The calculation for computing no rebate due was performed on 04/02/2009 Schedule K, Part IV, Line 2c COLUMN B Issuer name: IFA 100,000,000 REVENUE BONDS SERIES 2004B The calculation for computing no rebate due was performed on 12/22/2009 Schedule K, Part IV, Line 2c COLUMN C Issuer name: IFA 80,000,000 ADJ RATE REV REFUND BONDS 2004C The calculation for computing no rebate due was performed on 12/22/2011 Schedule K, Part IV, Line 2c COLUMN D Issuer name: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 The calculation for computing no rebate due was performed on 03/26/2013 Schedule K, Part IV, Line 2c COLUMN A Issuer name: IFA 369,570,000 REVENUE BONDS SERIES 2012A The calculation for computing no rebate due was performed on 01/31/2017 Schedule K, Part IV, Line 2c COLUMN B Issuer name: IFA 149,090,000 REVENUE BONDS SERIES 2013A The calculation for computing no rebate due was performed on 03/01/2018 Schedule K, Part IV, Line 2c COLUMN C Issuer name: IFA 573,645,000 REVENUE BONDS SERIES 2014A The calculation for computing no rebate due was performed on 08/29/2019 A IFA 369570000 REVENUE BONDS SERIES 2012A 861091967 42503HFF4 2012-02-02 421065981 SEE SUPPLEMENTAL INFORMATION false false false B IFA 149090000 REVENUE BONDS SERIES 2013A 861091967 45203HRE4 2013-05-15 159766350 SEE SUPPLEMENTAL INFORMATION false false false C IFA XXX-XX-XXXX REVENUE BONDS SERIES 2014A 861091967 45203HB68 2014-08-12 644509246 SEE SUPPLEMENTAL INFORMATION false false false D IFA XXX-XX-XXXX REVENUE BONDS SERIES 2015A 861091967 45203H3H3 2015-09-10 452070011 SEE SUPPLEMENTAL INFORMATION false false false A 35140000 52605000 421074049 1982388 150009360 269082300 2013 false true true true B 2420000 159771237 1179561 100004887 58586789 2014 true true true true C 14625000 644513139 2131891 175008593 469372655 2015 false true true true D 5605000 452318067 1522422 200331641 250464004 2017 false true true true A false true true true true true 0.005 0.0 0.005 false true 0.004 false true B false true true true true true 0.005 0.0 0.005 false false true C false true true true true true 0.011 0.0 0.011 false false true D false true true true true true 0.018 0.0 0.018 false false true A false false false true false false false false true B false false false true false false false false true C false false false true false false false false true D false true false false false false false false true A true B true C true D true A IFA XXX-XX-XXXX REVENUE BONDS SERIES 2018A 861091967 45204ED70 2018-03-07 128797725 SEE SUPPLEMENTAL INFORMATION false false false B IFA XXX-XX-XXXX REVENUE BONDS SERIES 2020A 861091967 45204FAE5 2020-03-11 185813537 SEE SUPPLEMENTAL INFORMATION false false false A 129280597 842147 56173450 72265000 2019 true false true true B 185813537 737910 184915000 18032 true true true true A false true true true true true 0.0 0.002 0.002 false false true B false true true true true true 0.0 0.001 0.001 false false true A false true false false false false false false true B false true true false false false false false true A true B true MADHAV RAJAN KEY EMPL X 1250000 1250000 false true true JUAN DE PABLO OFFICER X 100000 30000 false true true 1280000 TISHMAN SPEYER CROWN EQUIT SEE PART V 629772 SEE PART V false PIMCO SEE PART V 1477706 SEE PART V false THE CARLYLE GROUP SEE PART V 354753 SEE PART V false LAKE CAPITAL PARTNERS SEE PART V 145719 SEE PART V false SHADI BARTSCH-ZIMMER SEE PART V 326844 SEE PART V false TAMAR POLONSKY SEE PART V 315106 SEE PART V false Wealth Strategist Partners SEE PART V 51766 SEE PART V false CareIT Health LLC dba NowPow SEE PART V 30750 SEE PART V false Ariela Lazar SEE PART V 82252 SEE PART V false Schedule L, Part IV PART IV JAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $235,595 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2020. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $394,177 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2020. Rachel Kohler, a Trustee of the University, is CEO and Co-Owner of CareIT Health, LLC d/b/a NowPow, a healthcare company that connects patients with social services agencies and support organizations to improve health outcomes. For the tax year ended June 30, 2020, NowPow received $30,750 in fees from the University of Chicago, in connection with the University's purchase of NowPow services. Rodney Goldstein, a Trustee of the University, is Co-Managing Partner of Wealth Strategist Partners, an investment advisory firm. For the tax year ended June 30, 2020, Stuart E. Lucas, Co-Managing Partner and Chief Investment Officer of WSP, served as co-director of an executive education program at the University of Chicago Booth School of Business, for which WSP received $51,766 in fees. EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, IS THE CHIEF EXECUTIVE OFFICER OF PIMCO, A FIXED INCOME INVESTMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. PIMCO RECEIVED APPROXIMATELY $1,477,706 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED APPROXIMATELY $354,753 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. PAUL YOVOVICH, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT, PRINCIPAL, AND CO-FOUNDER OF LAKE CAPITAL, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. LAKE CAPITAL RECEIVED APPROXIMATELY $145,719 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2020. SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $326,844 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT. TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $315,106 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT. ARIELA LAZAR, THE WIFE OF THE FORMER UNIVERSITY OF CHICAGO PROVOST, DANIEL DIERMEIER, Is EMPLOYED BY THE UNIVERSITY AS A LECTURER IN THE UNIVERSITY'S DEPARTMENT OF PHILOSOPHY AND GRAHAM SCHOOL OF CONTINUING LIBERAL AND Professional STUDIES. MS. LAZAR WAS PAID $82,252 FOR THE CALENDAR YEAR 2019 IN CONNECTION WITH HER EMPLOYMENT. X 9 NONE X 1064055 Opinions of experts X 347 48673878 Cost X Software 331500 Cost 17 false true true Schedule M, Part I, Line 33 PART I, LINE 33 THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES. Form 990, Part III, Line 4d Description of other program services (Expenses $ 617,431,338 including grants of $ 7,645,531)(Revenue $ 178,228,463) The other program services that support the mission of instruction and research are: Auxiliary Enterprises Library Other Student Services Information Services Operation and Maintenance of Plant Form 990, Part V, Line 16 PART V, LINE 16 AS OF JUNE 30, 2019 THE AGGREGATE FAIR MARKET VALUE OF ASSETS NOT USED DIRECTLY IN CARRYING OUT THE UNIVERSITY OF CHICAGO'S EXEMPT PURPOSE IS LESS $500,000 PER STUDENT. AS SUCH, THE UNIVERSITY HAS DETERMINED IT IS NOT SUBJECT TO AN EXCISE TAX ON NET INVESTMENT INCOME. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons Craig J. Duchossois and Ashley D. Joyce, both Trustees of the University - Family relationship, Craig J. Duchossois and Ashley D. Joyce, both Trustees of the University - Business relationship, Craig J. Duchossois and Mary tolan, both Trustees of the University - Business relationship, Kenneth C. Griffin and Brady Dougan, both Trustees of the University - Business relationship, Joseph Neubauer and Byron D. Trott, both Trustees of the University - Business relationship, Thomas J. Pritzker and Byron D. Trott, both Trustees of the University - Business relationship, John W. Rogers and Paula Wolff, both Trustees of the University - Business relationship, Rachel D. Kohler and Byron D. Trott, both Trustees of the University - Business relationship, Rika Mansueto and Byron D. Trott, both Trustees of the University - Business relationship, Kenneth M. Jacobs and Andrew M. Alper, both Trustees of the University - Business relationship, John W. Rogers and David B. Brooks, both Trustees of the University - Business relationship Form 990, Part VI, Line 11b Review of form 990 by governing body PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN FEBRUARY 2021, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2021, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy CONFLICT OF INTEREST POLICIES ALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND SENIOR ADMINISTRATORS AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, VICE PRESIDENT AND GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE VICE PROVOST AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE VICE PROVOST SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE. Form 990, Part VI, Line 15a Process to establish compensation of top management official DURING THE TAX YEAR, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED ITS ANNUAL REVIEW OF COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE EXECUTIVE COMMITTEE REVIEWED THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS, AND MADE FINAL DECISIONS REGARDING COMPENSATION. ALL DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY. Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU. Form 990, Part VIII, Line 11d Other Miscellaneous Revenue Other revenue - Total Revenue: 8896365, Related or Exempt Function Revenue: 8896365, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; UCHICAGO ARGONNE LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 680628477 MANAGE LAB IL 823251392 0 UNIV OF CHICAGO UNIV OF CHICAGO FOUNDATION LTD 980525557 FUNDRAISING 4900807 123642 UNIV OF CHICAGO THEORY AND COMPUTING SCIENCES 5801 S ELLIS AVENUE CHICAGO IL 60637 516596577 RESEARCH BUILDING IL 11664837 165970005 UNIV OF CHICAGO UCHICAGO TRADING 5801 S ELLIS AVENUE CHICAGO IL 60637 300517735 INVESTING CJ 12822612 6884948 UNIV OF CHICAGO MAROON INVESTMENTS LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 HOLDING COMPANY IL 0 0 UNIV OF CHICAGO UCHICAGO IMPACT LLC 1307 E 60TH STREET CHICAGO IL 60637 611682394 EDUCATION IL 6152597 5518901 UNIV OF CHICAGO HARPER COURT LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 HOLDING COMPANY IL 4000625 934615 UNIV OF CHICAGO LPA MANAGEMENT LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 PROPERTY MANAGEMENT IL 145535 601406 UNIV OF CHICAGO 6014 Cottage Grove LPA Holdings LLC 5801 S Ellis Avenue Chicago IL 60637 Property Holding Company IL 708344 0 UNIV OF CHICAGO Center for Research in Securities Prices LLC 5801 South Ellis Avenue Chicago IL 60637 Securities Research and Data IL 43825573 30703890 UNIV OF CHICAGO ASIAN HEALTH COALITION 180 W WASHINGTON ST SUITE 1000 CHICAGO IL 60602 311607193 HEALTHCARE ACCESSIBILITY IL 501(c)(3) 10 UNIV OF CHICAGO true ARCH DEVELOPMENT CORPORATION 5555 S WOODLAWN AVENUE CHICAGO IL 60637 363485244 TECH TRANSFER IL 501(c)(3) Type I UNIV OF CHICAGO true CHAPIN HALL CENTER FOR CHILDREN 1313 E 60TH STREET CHICAGO IL 60637 362167012 POLICY RESEARCH CENTER IL 501(c)(3) 7 N/A false CHICAGO HOME FOR THE INCURABLES 5801 S ELLIS AVENUE CHICAGO IL 60637 362169138 SUPP RESEARCH IL 501(c)(3) Type I UNIV OF CHICAGO true CHICAGO TUMOR INSTITUTE 5801 S ELLIS AVENUE CHICAGO IL 60637 237136019 SUPP RESEARCH IL 501(c)(3) Type I UNIV OF CHICAGO true COURT THEATRE FUND 5535 S ELLIS AVENUE CHICAGO IL 60637 363203660 SUPP THE ARTS IL 501(c)(3) Type I UNIV OF CHICAGO true FERMI RESEARCH ALLIANCE LLC PO BOX 500 BATAVIA IL 60510 571239010 MANAGE LAB IL 501(c)(3) 7 N/A false HYMEN MILGROM SUPPORTING ORGANIZATION 33 N LASALLE ST SUITE 2131 CHICAGO IL 60602 466789522 SUPP EDUCATION RESEARCH VA 501(c)(3) Type III-O N/A false LAKE PARK ASSOCIATES 5801 S ELLIS AVENUE CHICAGO IL 60637 366111317 PROPERTY HOLDING IL 501(c)(2) UNIV OF CHICAGO true NATIONAL OPINION RESEARCH CENTER 55 E MONROE AVENUE CHICAGO IL 60603 362167808 SO SCI SURVEYS IL 501(c)(3) 7 N/A true THE JOHN CRERAR FOUNDATION 5730 S ELLIS AVENUE CHICAGO IL 60637 363155157 SUPPORT THE LIBRARY IL 501(c)(3) Type III-O N/A false THE MARINE BIOLOGICAL LABORATORY 7 MBL STREET WOODS HOLE MA 02543 042104690 RESEARCH AND EDUCATION MA 501(c)(3) 7 UNIV OF CHICAGO true THE QUADRANGLE CLUB 5801 S ELLIS AVENUE CHICAGO IL 60637 361655190 SOCIAL CLUB IL 501(c)(7) UNIV OF CHICAGO true UCHICAGO RESEARCH BANGLADESH LTD RESEARCH BG UCHGO RSCH INTL true UCHICAGO RESEARCH INTERNATIONAL LTD 5801 S ELLIS AVENUE CHICAGO IL 60637 262741573 RESEARCH IL 501(c)(3) Type I UNIV OF CHICAGO true UNIV OF CHGO BOOTH SCHL OF BUSINESS EDUCATION UK UNIV OF CHICAGO true UNIV OF CHGO BOOTH SCHL OF BUSINESS EDUCATION SN UNIV OF CHICAGO true UNIV OF CHGO FOUNDATION IN HONG KONG LTD FUNDRAISING HK UNIV OF CHICAGO true UNIV OF CHICAGO CHARTER SCHOOL CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 364225812 EDUCATION IL 501(c)(3) 2 UNIV OF CHICAGO true UNIVERSITY OF CHICAGO CANCER RESEARCH FUND 5801 S ELLIS AVENUE CHICAGO IL 60637 366056201 SUPP RESEARCH IL 501(c)(3) Type I UNIV OF CHICAGO true UNIVERSITY OF CHICAGO CENTER IN PARIS EDUCATION FR UNIV OF CHICAGO true UNIVERSITY OF CHICAGO CLOISTERS CLUB 1212 E 59TH STREET CHICAGO IL 60637 SOCIAL CLUB IL UNIV OF CHICAGO true UNIVERSITY OF CHICAGO MEDICAL CTR 5841 S MARYLAND AVENUE CHICAGO IL 60637 363488183 HOSPITAL IL 501(c)(3) 3 UNIV OF CHICAGO true UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 366108743 PROPERTY HOLDING IL 501(c)(2) UNIV OF CHICAGO true UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363999692 MEDICAL TRUST IL 501(c)(3) Type I UNIV OF CHICAGO true UNIVERSITY OF CHICAGO SELF INSURANCE TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363020034 MALPRACTICE TRUST IL 501(c)(3) Type I UNIV OF CHICAGO true UNIVERSITY OF CHICAGO TRUST (INDIA) L-9 east wing raheja towers mg road BANGALORE karnataka IN 560001 FUNDRAISING IN UNIV OF CHICAGO true UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC 208 SOUTH LASALLE STREET CHICAGO IL 60604 363181170 PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICES IL 501(c)(3) Type II UNIV OF CHICAGO MEDICAL CENTER true UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA CONSULTING CH UNIVERSITY OF CHICAGO 1 false UCHICAGO CENTER IN INDIA PRIVATE LIMITED CONSULTING IN UNIVERSITY OF CHICAGO 0.51 false SC CURRICULUM INC 70 WEST MADISON ST CHICAGO IL 60603 SCIENCE CURRICULUM IL UNIVERSITY OF CHICAGO 1 false CHARITABLE REMAINDER TRUSTS (76) 5801 S ELLIS AVENUE CHICAGO IL 60637 CHARITABLE RMDR TRUST IL UNIVERSITY OF CHICAGO 0.94 false CHARITABLE LEAD TRUST (1) 5801 S ELLIS AVENUE CHICAGO IL 60637 CHARITABLE LEAD TRUST IL UNIVERSITY OF CHICAGO 1 false POOLED INCOME FUND (1) 5801 S ELLIS AVENUE CHICAGO IL 60637 POOLED INCOME FUND IL UNIVERSITY OF CHICAGO 1 false PHOENIX OVERLAY FUND LTD 401 N MICHIGAN AVENUE CHICAGO IL 60611 INVESTING CJ UNIVERSITY OF CHICAGO 1 false true true true false false false false false false false false false false true true true true true true UNIVERSITY OF CHICAGO MEDICAL CENTER A 108588 CASH VALUE UNIVERSITY OF CHICAGO MEDICAL CENTER C 71750000 CASH VALUE UNIVERSITY OF CHICAGO MEDICAL CENTER N 16701683 CASH VALUE UNIVERSITY OF CHICAGO MEDICAL CENTER O 82792822 CASH VALUE UNIVERSITY OF CHICAGO MEDICAL CENTER P 458595025 CASH VALUE UNIVERSITY OF CHICAGO MEDICAL 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VALUE UCHICAGO CENTER IN INDIA PRIVATE LIMITED P 34058 CASH VALUE UCHICAGO CENTER IN INDIA PRIVATE LIMITED R 3622045 CASH VALUE HYMEN MILGROM SUPPORTING ORGANIZATION C 929080 CASH VALUE CHAPIN HALL CENTER FOR CHILDREN R 512417 CASH VALUE THE MARINE BIOLOGICAL LABORATORY R 12838392 CASH VALUE ASIAN HEALTH COALITION Q 462276 CASH VALUE CHICAGO HOME FOR THE INCURABLES C 736304 CASH VALUE Schedule R, Part I IDENTIFICATION OF DISREGRDED ENTITIES THEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $165,970,005 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2019 IS $11,664,837. UCHICAGO ARGONNE LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO, MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $5,470,837 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE APPROXIMATELY $ 823 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES OF ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990. FOR PURPOSES OF COMPLETENESS, PLEASE NOTE THE FOLLOWING: THE ENTITIES LISTED BELOW ARE DISREGARDED ENTITIES OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER: UCMC COMMUNITY PHYSICIANS LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 38-3865637 PRIMARY ACTIVITY: PHYSICIAN SERVICES LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4222269 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UCM GLOBAL LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 32-0579811 PRIMARY ACTIVITY: INTERNATIONAL MEDICAL CONSULTING LEGAL DOMICILE: ILLINOIS ALSO NOTE: THE UNIVERSITY OF CHICAGO MEDICAL CENTER IS A LESS THAN 50% MEMBER IN A JOINT VENTURE WITH UCMC/SCH ONCOLOGY JV LLC, A TAX EXEMPT ENTITY, 1850 SILVER CROSS BLVD, NEW LENOX, IL 60451, EIN: 32-2436795 AND THE UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK, LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER, IS THE SOLE MEMBER OF THE FOLLOWING RELATED ENTITIES: UCM CARE NETWORK MEDICAL GROUP INC. 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4221241 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK AFFILIATED PHYSICIANS LLC, 5841 S. MARYLAND, CHICAGO, IL 60637, EIN: 47-4233918 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS THE FOLLOWING ENTITY IS A DISREGARDED ENTITY OF UCHICAGO RESEARCH INTERNATIONAL, A RELATED ENTITY: UCHICAGO RESEARCH BANGLADESH LLC, 5801 S. ELLIS AVENUE, CHICAGO, IL 60637 PRIMARY ACTIVITY: SUPPORT RESEARCH LEGAL DOMICILE: ILLINOIS