2021-05-13T17:39:19-05:00 2020-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BOULEVARD 7TH FLOOR LOS ANGELES CA 900243783 990 2019-07-01 951644589 HENRY E HUNTINGTON LIBRARY AND ART GALLERY HENR 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 JANET ALBERTI VICE PRESIDENT & CFO 6264052150 2021-05-05 1 NAZANIN BENYAMINI P00666808 3104773924 2021-05-05 2019 2022-09-23 18:48:47Z HUNTINGTON LIBRARY ART MUSEUM & BOTANICAL GARDENS KAREN LAWRENCE 1151 OXFORD ROAD SAN MARINO CA 911081218 387223904 0 X WWW.HUNTINGTON.ORG X 1919 CA SEE SCHEDULE O 5 5 564 1209 -569761 -710970 34042787 49096413 11977715 9845994 26606566 25017403 1752758 878377 74379826 84838187 1742125 2066992 0 0 31491621 33320445 0 0 3948705 34982955 36579487 68216701 71966924 6163125 12871263 741838482 778202871 28588752 29458434 713249730 748744437 X SEE SCHEDULE O 0 0 19770941 2066992 493299 SEE SCHEDULE O 17016389 433586 SEE SCHEDULE O 12321631 10205926 SEE SCHEDULE O 8979272 9463 THE HUNTINGTON'S ART MUSEUM FEATURES EUROPEAN AND AMERICAN ART SPANNING MORE THAN 500 YEARS AND INCLUDES MORE THAN 42,000 OBJECTS. EXTRAORDINARY EXAMPLES OF DECORATIVE ARTS AND FOLK ART, PAINTINGS, PRINTS AND DRAWINGS, PHOTOGRAPHY, AND SCULPTURE ARE DISPLAYED IN THE HUNTINGTON ART GALLERY, THE ORIGINAL HOME OF HENRY AND ARABELLA HUNTINGTON, AND IN THE VIRGINIA STEELE SCOTT GALLERIES OF AMERICAN ART. BOTH BUILDINGS ALSO SHOWCASE SMALLER, TEMPORARY EXHIBITIONS THAT FOCUS ON MASTERWORKS IN THE COLLECTION, OR THAT PLACE THE HUNTINGTON'S HISTORIC WORKS IN CONVERSATION WITH CONTEMPORARY ARTISTIC PRACTICE.ONE OF THE GREATEST COLLECTIONS OF 18TH-CENTURY BRITISH GRAND MANNER PORTRAITURE OUTSIDE OF THE UNITED KINGDOM, INCLUDING THOMAS GAINSBOROUGH'S THE BLUE BOY AND JOSHUA REYNOLDS' SARAH SIDDONS AS THE TRAGIC MUSE, AS WELL AS IMPORTANT EXAMPLE OF 19TH-CENTURY BRITISH LANDSCAPE PAINTING BY SUCH ARTISTS AS JOHN CONSTABLE AND J.M.W. TURNER; MORE THAN 13,000 BRITISH DRAWINGS, RANGING FROM THE 17TH THROUGH THE 20TH CENTURIES. THE AMERICAN ART HOLDINGS NOW NUMBER ABOUT 270 PAINTINGS, 80 WORKS OF SCULPTURE, 1,000 DECORATIVE ART OBJECTS, 9,500 PRINTS AND DRAWINGS, AND 1,800 PHOTOGRAPHS.EXHIBITS DURING THE YEAR INCLUDED:* CELIA PAUL* THE UNSEEN WORLD OF CHARLES ALTAMONT DOYLE* APARICIONES/APPARITIONS* NINETEEN NINETEEN* JOHN RUSKIN AND HIS "FRENEMIES": PRINTS AND DRAWINGS FROM THE HUNTINGTON'S COLLECTION* ANDREW RAFTERY: THE AUTOBIOGRAPHY OF A GARDEN*THE HILTON ALS SERIES: LYNETTE YIADOM-BOAKYE 8979272 9463 58088233 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 374 0 1 564 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JANET ALBERTI 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 ANDREW BARTH TRUSTEE 10.00 X 0 0 0 SIMON KC LI TRUSTEE 10.00 X 0 0 0 WENDY MUNGER TRUSTEE 10.00 X 0 0 0 GREGORY PIESCHALA TRUSTEE 10.00 X 0 0 0 LOREN R ROTHSCHILD CHAIRPERSON 10.00 X X 0 0 0 KAREN LAWRENCE PRESIDENT 40.00 X 532483 0 111836 RANDY SHULMAN VP FOR ADVANCEMENT & EXTERNAL 40.00 X 277500 0 37776 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 40.00 X 215167 0 81908 SANDRA BROOKE DIRECTOR OF LIBRARY 40.00 X 259917 0 33930 LARRY BURIK VP OF FACILITIES & SECURITY 40.00 X 202912 0 43005 STEVE HINDLE DIRECTOR OF RESEARCH 40.00 X 341152 0 44163 RONALD GALLES AVP/CONTROLLER 38.00 X 285841 0 75728 CHRISTINA NIELSEN DIRECTOR OF ART COLLECTIONS 40.00 X 221650 0 66783 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS 40.00 X 188334 0 25930 PATRICIA HANNA DIRECTOR OF BUDGET 38.00 X 188593 0 19604 COREEN RODGERS THRU 519 VP & CFO 40.00 X 236628 0 10066 2950177 0 550729 11 1 1 0 SNYDER LANGSTON LLC 17962 COWAN IRVINE CA 92614 CONTRACTOR SERVICES 11960775 FORREST WANE HO KINS 29935 MAYPATH ROAD LITTLEROCK CA 93543 CONTRACTOR SERVICES 284054 GATEHOUSE MSI LLC 15511 CARMENITA RD SANTA FE SPRINGS CA 90670 CONTRACTOR SERVICES 130457 GRANT THORNTON LLP 1901 S MEERS ROAD SUITE 455 OAKBROOK TERRACE IL 60181 AUDIT SERVICES 113652 4 980459 110580 48005374 5175980 49096413 ADMISSION 900099 5660026 5660026 PROGRAMS 900099 1702347 1702347 FOOD SERVICES 900099 793195 793195 BON APPETIT AMORTIZATI 900099 671385 671385 RENTAL INCOME 900099 612632 612632 406409 272181 134228 9845994 11178806 -592274 11771080 314182773 300344176 13838597 13838597 13838597 89250 980459 529667 -440417 -440417 2830668 1511874 1318794 1296281 22513 84838187 9543467 -569761 26768068 1681625 1681625 385367 385367 2080154 855880 885602 338672 183930 183930 22218820 18340987 2008300 1869533 1979018 1859485 87473 32060 5060538 4754881 223676 81981 1797985 1689387 79471 29127 133023 14612 94763 23648 110260 110260 3413036 3413036 3977817 2782770 569443 625604 202795 196174 1059 5562 4442701 3394481 429038 619182 992747 566094 286317 140336 2210434 2083060 90309 37065 508336 459239 24783 24314 89757 44442 37970 7345 13388991 12784130 509958 94903 982222 8704 973518 ACQUISITIONS & COLLECTI 3604690 3604690 MAINTENANCE & REPAIRS 2522678 2398295 105010 19373 71966924 58088233 9929986 3948705 1678545 7104714 75726027 52590976 19724025 25211658 539968 570048 787341 798928 1115289 715003 299636281 158419215 140402615 141217066 469448101 518761337 32416571 31233141 741838482 778202871 16094705 12197712 5767239 12494047 11493483 28588752 29458434 X 362495164 370702781 350754566 378041656 713249730 748744437 741838482 778202871 12871263 22623444 0 X 0 1 X 1 0 X 43392805 42588022 38743735 34042787 49096413 207863762 43392805 42588022 38743735 34042787 49096413 207863762 13675631 194188131 8563526 8615271 10443312 10730169 11771080 50123358 196328 196328 258183448 60584099 0.75210 0.78080 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2018 AMOUNT: $ 196,328. 2019 AMOUNT: $ 0. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5175980 X X X X 1 524858675 18477291 46692366 22357241 3413036 564258055 504275546 3107306 42506068 22470358 2559887 524858675 478903959 3969006 48178462 23310693 3465188 504275546 434895839 2527110 66674868 21758375 3435483 478903959 461373637 2151920 -8162224 17687416 2780078 434895839 0.39000 0.29000 0.32000 0 0 2082008 2082008 189387102 96829641 92557461 54683884 40047884 14636000 22127869 19598984 2528885 31355418 1942706 29412712 141217066 ASSET RETIREMENT OBLIGATION 506220 OBLIGATIONS UNDER UNITRUST 10987263 11493483 X 104709626 22623444 2041540 24664984 80044642 3413036 1380509 4793545 84838187 69214919 2041540 2041540 67173379 3413036 1380509 4793545 71966924 PART III, LINE 1A: BASED ON THE HUNTINGTON ELECTION UNDER FASB 116, THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE HUNTINGTON'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. THE COLLECTIONS ARE HELD FOR PUBLIC EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. HOWEVER, THE HUNTINGTON, FOR PURPOSES OF THE INFORMATION RETURN (990 AND RELATED)REPORTED THE COLLECTIONS ACQUIRED THROUGH CONTRIBUTIONS AS INCOME REVENUES AND OFFSET BY EXPENSES. THE AMOUNT IS SHOWN AS A RECONCILING ITEM BETWEEN THE GAAP FINANCIALS AND THE INFORMATION RETURN FINANCIALS. COLLECTIONS ITEMS ARE EXPENSED WHEN PURCHASED. CONTRIBUTED COLLECTIONS ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE ESTIMATED FAIR VALUE OF CONTRIBUTED COLLECTIONS ITEMS AMOUNTED TO $1,400,000 AND $900,000 FOR THE YEARS ENDED JUNE 30, 2020 AND 2019, RESPECTIVELY. THE HUNTINGTON CONTINUALLY REVIEWS ITS COLLECTIONS AND MAY DEACCESSION OR ACQUIRE ADDITIONAL ITEMS. PROCEEDS FROM DEACCESSIONS ARE CLASSIFIED AS WITHOUT DONOR RESTRICTIONS, EXCEPT WHEN DONOR RESTRICTIONS APPLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM DEACCESSIONING TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DURING FISCAL YEAR 2020 AND 2019, THERE WERE NO ITEMS DEACCESSIONED AT AUCTION. ANY PROCEEDS WOULD BE RESTRICTED FOR FUTURE ACQUISITIONS OF ART. PART III, LINE 4: THE HUNTINGTON LIBRARY, ART MUSEUM, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. THE LIBRARY'S COLLECTION CONSISTS OF RARE BOOKS AND MANUSCRIPTS IN THE FIELDS OF BRITISH AND AMERICAN HISTORY AND LITERATURE. IT ALSO INCLUDES COLLECTION OF MATERIALS THAT SPAN THE FULL RANGE OF AMERICAN WESTERN SETTLEMENT, INCLUDING THE OVERLAND PIONEER EXPERIENCE, THE GOLD RUSH, AND THE DEVELOPMENT OF SOUTHERN CALIFORNIA. THE HUNTINGTON ART COLLECTIONS FOCUS ON TWO DISTINCT AREAS-EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY, AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE BOTANICAL GARDENS ENCOMPASSING APPROXIMATELY 130 ACRES OF THE 207-ACRE GROUNDS, MORE THAN A DOZEN SPECTACULAR THEMED GARDENS. EACH YEAR, THE HUNTINGTON: 1) PROVIDES NEARLY 2,000 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, AND DECORATIVE ARTS; 2) AWARDS $2.1 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH; 3) EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; 4) ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; AND 5) HOSTS MORE THAN 800,000 VISITORS. PART V, LINE 4: THE ENDOWMENT FUNDS ARE FUNDS KEPT IN PERPETUITY, THE SPENDING RATE FROM THE FUNDS, IF NOT RESTRICTED BY THE DONOR, ARE USED TO SUPPORT THE OPERATIONS OF THE HUNTINGTON. RESTRICTED ENDOWMENT FUNDS TYPICALLY SUPPORT THE SPECIFIC PROGRAMS, OR ACQUISITIONS. PART X, LINE 2: THE HUNTINGTON IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE"), THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE HUNTINGTON HAS ALSO BEEN RECOGNIZED BY THE CALIFORNIA FRANCHISE TAX BOARD AS EXEMPT FROM CALIFORNIA FRANCHISE AND INCOME TAXES UNDER SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE HUNTINGTON HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE HUNTINGTON HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THERE HAVE BEEN NO MATERIAL RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,511,874. FUNDRAISING EVENT EXPENSES 529,666. PART XI, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 1,380,509. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,511,874. FUNDRAISING EVENT EXPENSES 529,666. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 1,380,509. 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 125777496 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 6904684 EUROPE (INCLUDING ICELAND & GREENLAND) GRANT 307000 NORTH AMERICA GRANT 53867 EAST ASIA AND THE PACIFIC GRANT 14000 SOUTH AMERICA GRANT 10500 0 0 0 0 0 0 133067547 0 133067547 0 0 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EAST ASIA AND THE PACIFIC 3 14000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EUROPE/ICELAND/GREEN 42 307000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION NORTH AMERICA 2 53867 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION SOUTH AMERICA 2 10500 CHECK NONE NONE 1 0 1 1 1 0 PART I, LINE 2: IN THE WINTER OF 2020-21, THE HUNTINGTON WILL WORK WITH TWO SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY MADE UP OF FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS RESEARCH FELLOWS IN THE HISTORY OF SCIENCE, TECHNOLOGY AND MEDICINE CONSISTS OF THREE HISTORIANS OF SCIENCE AND TECHNOLOGY AND TWO HISTORIANS OF MEDICINE. THE COMMITTEE THAT SELECTS OUR YEAR-LONG FELLOWS IN ALL OTHER DISCIPLINES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITTEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS, ARE SOVEREIGN; AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THEIR EXPERTISE AND IN THE SPIRIT OF INCLUSIVE EXCELLENCE. THE DIRECTOR OF RESEARCH CHAIRS THE SELECTION COMMITTEE MEETINGS BUT DOES NOT VOTE. AT THE END OF THE AWARD PERIOD, EACH RESEARCH FELLOW IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. PART III ACCOUNTING METHOD: 0 HUNTINGTON BALL 1069709 980459 89250 143438 47500 338729 1069709 980459 89250 143438 47500 338729 529667 -440417 1 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION 115 1681625 PART I, LINE 2: THE HUNTINGTON ASSEMBLES FOUR SEPARATE EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS RESEARCH FELLOWSHIPS. ALL OF THE COMMITTEE MEMBERS MUST HAVE A DISTINGUISHED RECORD OF SCHOLARLY ACHIEVEMENT AND PUBLICATIONS IN THEIR FIELD. THE COMMITTEE THAT SELECTS THE DIBNER HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS IN THE FIELDS OF SCIENCE, TECHNOLOGY, AND MEDICINE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR PEER REVIEWERS WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE COMMITTEES' DECISIONS, BASED ON THE EVALUATION AND DISCUSSION OF THE APPLICATIONS ARE SOVEREIGN, AND FELLOWSHIPS ARE AWARDED ON THE BASIS OF THEIR EXPERTISE. AT THE END OF THE AWARD PERIOD EACH RESEARCH FELLOW IS REQUESTED TO PROVIDE THE HUNTINGTON'S DIRECTOR OF RESEARCH WITH A WRITTEN STATEMENT OF PROGRESS MADE ON THEIR PROJECT. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLICATIONS (ESPECIALLY MONOGRAPHS) THAT ARE INFORMED BY THEIR RESEARCH: A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 KAREN LAWRENCE PRESIDENT 532483 0 0 0 0 0 35500 0 76336 0 644319 0 0 0 RANDY SHULMAN VP FOR ADVANCEMENT & EXTERNAL 277500 0 0 0 0 0 27789 0 9987 0 315276 0 0 0 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 215167 0 0 0 0 0 21284 0 60624 0 297075 0 0 0 SANDRA BROOKE DIRECTOR OF LIBRARY 259917 0 0 0 0 0 20681 0 13249 0 293847 0 0 0 LARRY BURIK VP OF FACILITIES & SECURITY 202912 0 0 0 0 0 20633 0 22372 0 245917 0 0 0 STEVE HINDLE DIRECTOR OF RESEARCH 341152 0 0 0 0 0 25344 0 18819 0 385315 0 0 0 RONALD GALLES AVP/CONTROLLER 285841 0 0 0 0 0 28000 0 47728 0 361569 0 0 0 CHRISTINA NIELSEN DIRECTOR OF ART COLLECTIONS 221650 0 0 0 0 0 20681 0 46102 0 288433 0 0 0 SUSAN TURNER-LOWE VP FOR COMMUNICATIONS 188334 0 0 0 0 0 18797 0 7133 0 214264 0 0 0 PATRICIA HANNA DIRECTOR OF BUDGET 188593 0 0 0 0 0 18832 0 772 0 208197 0 0 0 COREEN RODGERS THRU 519 VP & CFO 236628 0 0 0 0 0 2828 0 7238 0 246694 0 0 0 PART I, LINE 1A PER THE EMPLOYMENT CONTRACT FOR THE PRESIDENT, AND EMPLOYMENT LETTERS FOR THE DIRECTOR OF THE BOTANICAL GARDENS, RESIDENCE ON-CAMPUS IS A CONDITION OF THEIR EMPLOYMENT AND HOUSING IS PROVIDED FOR THE CONVENIENCE OF THE EMPLOYER. THE PRESIDENT'S PERSONAL-USE PORTION OF THE ON-CAMPUS RESIDENCE HAS BEEN INCLUDED IN COLUMN D OF PART II OF SCHEDULE J AS PART OF NONTAXABLE FRINGE BENEFITS. IN CONNECTION WITH THE PRESIDENT'S SERVICES TO THE HUNTINGTON, THE PRESIDENT'S SPOUSE MAY, ON OCCASION, TRAVEL FOR BUSINESS PURPOSES WITH HER/HIM IN CONNECTION WITH FUNDRAISING AND DONOR CULTIVATION EVENTS ON BEHALF OF THE HUNTINGTON. THIS TRAVEL IS PREAPPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. AN AUTOMOBILE ALLOWANCE IS PROVIDED TO THE PRESIDENT AND REPORTED AS TAXABLE INCOME AS PER THE EMPLOYMENT CONTRACT. LOUISE HINDLE DIRECTOR'S SPOUSE 96044 EMPLOYEE 0 MONA SHULMAN VP'S SPOUSE 87886 EMPLOYEE 0 PART IV, LINE 1 LOUISE HINDLE IS STEVE HINDLE'S SPOUSE, DIRECTOR OF RESEARCH AND MONA SHULMAN IS RANDY SHULMAN'S SPOUSE, VICE PRESIDENT FOR ADVANCEMENT. X 12 1180755 APPRAISAL X 73 3795471 FMV X PHOTOGRAPHS 1 41100 APPRAISAL X PRINTS/EPHEMERA 3 40835 APPRAISAL X GARDENING BOOKS 1 39869 APPRAISAL X RARE BOOKS 2 26130 APPRAISAL X GRAND PIANO 1 25000 APPRAISAL X CHINESE INK SET 1 22100 APPRAISAL X ART BOOK 1 4550 APPRAISAL X GENERAL BOOKS 133 133 ESTIMATE X PLANTS 37 37 ESTIMATE 9 0 1 1 PART I, LINE 32B: THE HUNTINGTON USES A BROKER TO SELL STOCK GIFTS. FORM 990, PART I, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS: THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP: WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES: THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS: THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP: WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES: THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLY EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY IS ONE OF THE WORLD'S GREAT INDEPENDENT RESEARCH LIBRARIES WITH SOME 11 MILLION ITEMS SPANNING THE 11TH CENTURY TO 21ST CENTURIES. THESE EXTRAORDINARY AND DIVERSE MATERIALS ARE CENTERED ON 14 INTERSECTING COLLECTION STRENGTHS: AMERICAN HISTORY, ARCHITECTURE, LANDSCAPE DESIGN, AND PLANNING; BRITISH HISTORY; CALIFORNIA; EARLY PRINTED BOOKS; HISPANIC HISTORY AND CULTURE; HISTORY OF SCIENCE, TECHNOLOGY, AND MEDICINE; LITERATURE IN ENGLISH; MAPS AND ATLASES; MEDIEVAL MANUSCRIPTS, THE PACIFIC RIM; PHOTOGRAPHY; PRINTS, POSTERS AND EPHEMERA; AND WESTERN AMERICAN HISTORY. ITS COLLECTIONS ENCOMPASS: 8 MILLION MANUSCRIPTS; 440,000 RARE BOOKS; 454,000 REFERENCE BOOKS; 900,000 PRINTS AND EPHEMERA, 800,000 PHOTOGRAPHS, AND 300,000 DIGITAL FILES. THE LIBRARY MAIN EXHIBITION HALL SHOWCASES SOME OF THE MOST OUTSTANDING RARE BOOKS AND MANUSCRIPTS IN THE COLLECTION. ABOUT 150 RARE OBJECTS ARE GROUPED THEMATICALLY AROUND 12 KEY WORKS, PROMPTING VISITORS TO CONSIDER EACH ITEM IN A WIDER CONTEXT. THE DIBNER HALL OF THE HISTORY OF SCIENCE IS A PERMANENT EXHIBITION ON THE HISTORY OF SCIENCE, FOCUSING ON ASTRONOMY, NATURAL HISTORY, MEDICINE, AND LIGHT. THE LIBRARY WEST HALL PRESENTS TEMPORARY THEMED EXHIBITIONS. THE 90,000-SQUARE-FOOT MUNGER RESEARCH CENTER PROVIDES STORAGE CAPACITY FOR FURTHER COLLECTIONS DEVELOPMENT, WORKSPACE FOR SCHOLARS AND STAFF, AND FACILITIES FOR CONSERVATION, PRESERVATION, EXHIBITION PREPARATION, DIGITAL IMAGING, AND PHOTOGRAPHY. THE LIBRARY IS OPEN TO SCHOLARS, KNOWN AS READERS, 209 DAYS OF THE YEAR, WITH AN AVERAGE OF 79 SCHOLARS VISITS DAILY. EXHIBITS DURING THE YEAR INCLUDED: * WHAT NOW: COLLECTING FOR THE LIBRARY IN THE 21ST CENTURY, PART 1 * BESIDE THE EDGE OF THE WORLD FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: ENCOMPASSING APPROXIMATELY 130 ACRES OF THE 207-ACRE GROUNDS, THE BOTANICAL GARDENS CONTAIN MORE THAN A DOZEN SPECTACULAR THEMED GARDENS. HIGHLIGHTS *LIU FANG YUAN, THE GARDEN OF FLOWING FRAGRANCE, REFLECTS THE TRADITIONAL STYLE OF SCHOLAR GARDENS IN SUZHOU, CHINA, AND FEATURING A 1.5-ACRE LAKE, A COMPLEX OF PAVILIONS, A TEAHOUSE AND TEA SHOP, STONE BRIDGES AND WATERFALLS SET AGAINST A WOODED BACKDROP OF MATURE OAKS AND PINES. THE GARDEN'S FINAL PHASE INCLUDES NEW PAVILIONS, A RESTAURANT, AND AN EXHIBITION COMPLEX. AT MORE THAN 12 ACRES, THE GARDEN IS ONE OF THE LARGEST CLASSICAL-STYLE CHINESE GARDENS IN THE WORLD. *THE JAPANESE GARDEN, SET ALONG A CANYON TO THE SOUTH OF THE CHINESE GARDEN, COMPRISES A TRADITIONAL JAPANESE HOUSE, A MOON BRIDGE, A WALLED ZEN GARDEN, BONSAI COURT, AND SEIFU-AN, A CEREMONIAL TEAHOUSE AND GARDEN. *THE DESERT GARDEN FEATURES ONE OF THE LARGEST OUTDOOR COLLECTIONS OF MATURE CACTI AND SUCCULENTS IN THE WORLD. *THE FRANCES AND SIDNEY BRODY CALIFORNIA GARDEN IN THE STEVEN S. KOBLIK EDUCATION AND VISITOR CENTER IS ARRANGED ALONG A CENTRAL ALLEE OF OLIVE TREES. THE GARDEN INCLUDES NATIVE AND ADAPTIVE PLANTINGS SET AMONG HEDGE ROOMS IN A NOD TOWARD MORE FORMAL LANDSCAPE DESIGN. *THE FRANCES LASKER BRODY BOTANICAL CENTER FEATURES: *THE HELEN AND PETER BING CHILDREN'S GARDEN, INTRODUCING YOUNGSTERS TO THE WONDERS OF THE NATURAL WORLD THROUGH INTERACTIVE SCULPTURAL ELEMENTS; *THE ROSE HILLS FOUNDATION CONSERVATORY FOR BOTANICAL SCIENCE AND THE ASSOCIATED FOUNDATIONS TEACHING GREENHOUSE, PROVIDING HANDS-ON BOTANICAL SCIENCE OPPORTUNITIES FOR CHILDREN AND FAMILIES, AND SHOWCASING ORCHIDS AND OTHER TROPICAL COLLECTIONS; *LABORATORIES FOR BOTANICAL RESEARCH WHERE BOTANISTS ARE USING CRYOPRESERVATION TECHNIQUES TO SAFELY FREEZE AND CONSERVE FRAGILE PLANT TISSUE, AND WHERE GENETIC RESEARCH REVEALS MUCH ABOUT THE EVOLUTIONARY HISTORY OF CYCADS; *THE RANCH GARDEN, FOR TESTING AND DEMONSTRATING CONTEMPORARY IDEAS ABOUT SUSTAINABLE URBAN AGRICULTURE. *NEARLY 16,000 PLANT SPECIES *ADDITIONAL GARDEN AREAS ARE DEVOTED TO ROSES AND CAMELLIAS, EACH COLLECTION WITH MORE THAN 1,000 DIFFERENT CULTIVARS. *THE AUSTRALIAN, HERB, JUNGLE, LILY PONDS, PALM, AND SUBTROPICAL GARDENS ARE AMONG OTHER IMPORTANT BOTANICAL ATTRACTIONS. EACH YEAR, THE HUNTINGTON HOSTS BOTANICAL SHOWS, CONFERENCES, LECTURES, AND PLANT SALES THAT FOCUS ON SPECIFIC THEMES, HOWEVER, MANY OF THESE PROGRAMS HAD TO BE OFFERED ONLINE THIS YEAR DUE TO PROTOCOLS SURROUNDING COVID-19 SAFETY. SOME SHOWS, PARTICULARLY THOSE VERY EARLY IN THE LOCKDOWN, HAD TO BE CANCELED. LATER SHOWS WERE ABLE TO OFFER A DIGITAL ALTERNATIVE. MORE THAN 175 CACTUS AND SUCCULENT ENTHUSIASTS ATTENDED THE ANNUAL DESERT GARDEN FORUM, 175 PEOPLE ATTENDED THE ANNUAL SUCCULENT PLANTS SYMPOSIUM, AND 155 PEOPLE ATTENDED THE CHINESE GARDEN SYMPOSIUM. THE AISEKI KAI VIEWING STONES SHOW, THE BONSAI-A-THON, THE SOUTHERN CALIFORNIA CAMELLIA SHOW, THE CACTUS & SUCCULENT SOCIETY OF AMERICA SHOW, AND THE HUNTINGTON ORCHID SHOW WERE WELL-ATTENDED BY HUNDREDS OF VISITORS. THE NORTH AMERICAN CLIVIA SHOW AND THE CALIFORNIA BONSAI SOCIETY SHOW HAD TO BE CANCELLED. THE GARDENS ALSO HOSTED MULTIPLE LECTURES AND WORKSHOPS INTENDED TO EDUCATE THE PUBLIC AND SPECIALTY PLANT GROWERS ON PLANTS SELECTION AND HORTICULTURAL PRACTICES, AS WELL AS MANAGEMENT OF TREES AND THE PESTS THAT AFFECT THEM (SOME IN PERSON AND SOME VIRTUALLY). THE CENTER FOR EAST ASIAN GARDEN STUDIES LECTURE SERIES (6-8 LECTURES PER YEAR) AVERAGES ABOUT 100 WHEN IN PERSON, AND FROM 300 TO 600 WHEN DIGITAL. AN ONLINE MUSIC PROGRAM WAS ALSO OFFERED AND ATTENDED BY 300 PEOPLE. RECENTLY THE GARDENS INITIATED A MUCH STRONGER PROGRAM IN CONSERVATION AND RESEARCH FOCUSING ON PLANT VARIATION, CRYOPRESERVATION AND PROPAGATION, AS WELL AS PRODUCTIVITY IN URBAN SETTINGS. EXHIBIT DURING THE YEAR INCLUDED: * TANG QINGNIAN: AN OFFERING TO ROOTS FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. EACH YEAR, THE HUNTINGTON: * PROVIDES MORE THAN 2,000 SCHOLARS WITH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS; * AWARDS $2.1 MILLION IN FELLOWSHIPS (THROUGH A PEER-REVIEW PROCESS) TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH; *EDUCATES THOUSANDS OF SCHOOLCHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; *ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; *HOSTS MORE THAN 800,000 VISITORS. THE HUNTINGTON HAS A MEMBERSHIP TOTALING NEARLY 45,000 HOUSEHOLDS, AN ACTIVE VOLUNTEER CORPS OF MORE THAN 1,200, AND A FULL- AND PART-TIME STAFF OVER 500. IT IS AN INDEPENDENT NON-PROFIT ORGANIZATION, SUPPORTED BY GIFTS AND GRANTS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES AND BY A PRIVATE ENDOWMENT. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO THE FILING, THE ENTIRE DRAFT 990 WAS SENT TO ALL TRUSTEES. COMMENTS AND CORRECTIONS WERE STRONGLY ENCOURAGED, AND THE FORM WAS REVIEWED AND DISCUSSED IN A MEETING OF THE AUDIT COMMITTEE. IN ADDITION, AN OUTSIDE CPA FIRM, SINGERLEWAK, REVIEWED THE FORM AND WENT OVER THE FORM IN DETAIL WITH THE ASSISTANT VICE PRESIDENT FOR FINANCIAL AFFAIRS/CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST STATEMENTS ARE REQUESTED ANNUALLY FROM ALL TRUSTEES, OVERSEERS AND NON-BOARD MEMBERS' CHAIRS OF ACTIVE COMMITTEES AS WELL AS EMPLOYEES. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE MAKES A DECISION ON HOW EACH CONFLICT SHOULD BE HANDLED, INCLUDING ABSTAINING FROM VOTING ON CERTAIN MATTERS. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE PRESIDENT AND CFO, THE HUNTINGTON'S BOARD OF TRUSTEES (REFERRED TO AS THE "APPROVAL BODY" BELOW), USES THE FOLLOWING PROCESS: 1. IMPARTIAL DECISION MAKERS: THE COMPENSATION ARRANGEMENT MUST BE APPROVED IN ADVANCE (BEFORE ANY PAYMENT IS MADE) BY THE APPROVAL BODY OF THE HUNTINGTON COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT (EXAMPLE: NEITHER THE EXECUTIVE WHOSE COMPENSATION IS BEING DETERMINED NOR ANY OF HIS/HER FAMILY MEMBERS MAY BE PRESENT DURING THE DISCUSSION/DEBATE OR PARTICIPATE IN THE VOTE). 2. COMPARABILITY DATA: WHEN THE APPROVAL BODY IS CONSIDERING COMPENSATION TO COVERED INDIVIDUALS, IT MUST RELY ON COMPARABILITY DATA THAT DEMONSTRATES THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. FOR EXAMPLE, WHEN CRAFTING COMPENSATION PACKAGES, THE APPROVAL BODY MUST SECURE DATA THAT DOCUMENTS COMPENSATION LEVELS FOR SIMILARLY QUALIFIED INDIVIDUALS IN LIKE POSITIONS AT LIKE ORGANIZATIONS. THIS DATA MAY INCLUDE THE FOLLOWING: A) EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; B) INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS; AND C) USE OF AN INDEPENDENT COMPENSATION CONSULTANT. 3. CONCURRENT DOCUMENTATION: THE APPROVAL BODY MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED. TO QUALIFY AS CONCURRENT DOCUMENTATION, WRITTEN OR ELECTRONIC RECORDS OF THE APPROVAL BODY (SUCH AS MEETING MINUTES) MUST NOTE: A) THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE APPROVAL BODY WHO WERE PRESENT DURING THE DEBATE ON THE COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE APPROVAL BODY BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION. ALL OTHER OFFICERS AND KEY EMPLOYEES HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE APPROVAL BODY, WHICH MAY OR MAY NOT INCLUDE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN ALSO BE VIEWED BY THE PUBLIC ON WWW.GUIDESTAR.ORG. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. POOLED INCOME FUND CA N/A 0 CHARITABLE REMAINDER TRUSTS (22) FUNDRAISING CA N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING NM N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING OR N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING WA N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING TX N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING DE N/A T 0 CHARITABLE REMAINDER TRUSTS - CONTINUATION FUNDRAISING PA N/A T 0 POOLED INCOME FUND (1) FUNDRAISING WA N/A T 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 POOLED INCOME FUND C 81297 MARKET VALUE