2021-05-14T16:06:40-05:00 2020-06-30 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10036 990 2019-07-01 136217765 ODYSSEY HOUSE INC ODYS 2123611600 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 PETER PROVET PRESIDENT & CEO 2123611600 2021-05-14 1 LYNNE JOHNSON P00757336 2123721000 2019 2022-09-23 18:48:47Z PETER PROVET 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 34559722 0 X WWW.ODYSSEYHOUSENYC.ORG X 1967 NY THE ORGANIZATION IS A NONPROFIT AGENCY PROVIDING SUBSTANCE ABUSE AND MENTAL HEALTH TREATMENT, HOUSING SERVICES AND COMPREHENSIVE MEDICAL CARE TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION. 14 14 425 14 0 0 26583111 26262016 8075205 7892686 109681 122381 400358 282639 35168355 34559722 0 0 0 0 18268829 18574751 0 0 0 17280061 13991525 35548890 32566276 -380535 1993446 49395790 52891675 42467918 43970357 6927872 8921318 X THE ORGANIZATION'S MISSION IS TO PROVIDE COMPREHENSIVE AND INNOVATIVE SERVICES TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION WHO ABUSE DRUGS, ALCOHOL AND/OR HAVE MENTAL ILLNESS; TO PROVIDE HIGH-QUALITY, HOLISTIC TREATMENT IMPACTING ALL MAJOR LIFE SPHERES: PSYCHOLOGICAL, PHYSICAL, SOCIAL, FAMILY, EDUCATIONAL AND SPIRITUAL; AND TO SUPPORT PERSONAL REHABILITATION, RENEWAL AND FAMILY RESTORATION. 0 0 15950019 5655166 ENHANCED THERAPEUTIC COMMUNITY INCORPORATING A HIGHLY STRUCTURED, PEER-DRIVEN CLINICAL MODEL WITH PSYCHOLOGICAL AND PSYCHIATRIC SERVICES. 2237855 581781 OUR FREESTANDING 60 BED FACILITY FOR MICA CLIENTS SUCCESSFULLY ADAPTS THERAPEUTIC COMMUNITY PRINCIPLES TO STABLIZE AND TREAT HOMELESS SUBSTANCE ABUSERS WITH SEVERE AND PERSISTENT MENTAL ILLNESS. 1940556 211547 SCATTER-SITE (EVENTUALLY CONGREGATE) PERMANENT SUPPORTIVE HOUSING FUNDED BY OASAS FOR CHRONICALLY HOMELESS FAMILIES, FAMILIES AT SERIOUS RISK OF BECOMING CHRONICALLY HOMELESS, AND OTHER CURRENTLY HOMELESS FAMILIES, IN WHICH THE HEAD-OF-HOUSEHOLD HAS A SUBSTANCE USE DISORDER. 9279895 1642968 OTHER PROGRAM SERVICES 9279895 1642968 29408325 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 50 0 425 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X CHIYO JIKKO 2123611600 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 PETER PROVET PHD PRESIDENT/CEO 29.00 6.00 X 355095 75876 81760 JOHN TAVOLACCI SVP, COO 33.00 2.00 X 317773 24831 76022 DURGA VALLABHANENI SVP, CF & AO 32.00 3.00 X 275387 16280 74668 ISOBELLE SURFACE VP, DIR. OF COMMUNICATION 29.00 6.00 X 163812 28363 66803 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCES 32.00 3.00 X 126073 10848 57541 JUSTIN MITCHEL VP, DIR. OF RESIDENTIAL SERVICES 35.00 0.00 X 167426 0 21800 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 35.00 0.00 X 132237 0 54025 JANICE GLENN VP, DIR. OF MENTAL HEALTH & HOUSING 31.00 4.00 X 114891 16949 12935 JOSEPH V GIUNTA III BOARD MEMBER 1.00 1.00 X 0 0 0 LISA GLASS ESQ BOARD MEMBER 1.00 1.00 X 0 0 0 STEPHEN C GROSS BOARD MEMBER 1.00 1.00 X 0 0 0 MARIANNE T GUSCHWAN MD BOARD MEMBER 1.00 1.00 X 0 0 0 GRANT MILLER BOARD MEMBER 1.00 1.00 X 0 0 0 KATE ROTHKO PRIZEL BOARD MEMBER 1.00 1.00 X 0 0 0 KONSTANTIN RICHTER BOARD MEMBER 1.00 1.00 X 0 0 0 GEORGE ROSENFELD BOARD MEMBER 1.00 1.00 X 0 0 0 PRISCA SALAZAR-RODRIGUEZ BOARD MEMBER 1.00 1.00 X 0 0 0 GEORGE SUTTLES BOARD MEMBER 1.00 1.00 X 0 0 0 EDWARD G WATSON BOARD MEMBER 1.00 1.00 X 0 0 0 RICHARD C O'CONNOR CHAIRMAN 1.00 1.00 X X 0 0 0 NEIL BRAWLEY SECRETARY 1.00 1.00 X X 0 0 0 DWAIN A CARRYL TREASURER 1.00 1.00 X X 0 0 0 1652694 173147 445554 13 0 1 0 RSM US LLP 5155 PAYSPHERE CIRCLE CHICAGO IL 60674 ACCOUNTING 173745 1 162282 26087609 12125 26262016 NYC PUBLIC ASSISTANCE 621400 4368395 4368395 MEDICAID 621400 1183482 1183482 SSI 621400 1116578 1116578 SNAP 621400 610360 610360 CLIENT SERVICE REVENUE 621400 588545 588545 25326 25326 7892686 122381 122381 DEVELOP/PROP MGT FEE REVENUE 531310 178776 178776 OTHER INCOME 900099 83863 83863 LEASE INCOME 900099 20000 20000 282639 34559722 8091462 0 206244 1156963 999616 157347 13232633 11432995 1799638 593522 520519 73003 2265599 1929169 336430 1326034 1191840 134194 58611 34134 24477 142641 142641 845645 826974 18671 1226965 1151520 75445 140753 132227 8526 4364705 4110434 254271 1318472 1318472 2062176 2039897 22279 536128 518862 17266 FOOD COSTS 1114198 1114198 EQUIPMENT RENTAL 610184 586191 23993 CLIENT TRANSPORT & EXPE 598172 598172 972875 903105 69770 32566276 29408325 3157951 0 4090916 8593536 1225 1363868 855715 1167537 1037547 499304 438829 60322757 25673748 35600609 34649009 6672331 7317039 49395790 52891675 2798250 3743329 6091298 8330676 415525 440522 30008682 28134246 3154163 3321584 42467918 43970357 X 6648440 8638678 279432 282640 6927872 8921318 49395790 52891675 1993446 0 X 0 1 X 1 1 1 X 20000680 21635941 20680781 26583111 26262016 115162529 20000680 21635941 20680781 26583111 26262016 115162529 115162529 69115 69538 102108 109681 122381 472823 466546 231604 268572 348002 83863 1398587 117033939 39141983 0.98400 0.98230 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE LOAN FORGIVENESS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 917000 917000 51245863 20579570 30666293 141343 93416 47927 4743782 4114353 629429 3274769 886409 2388360 34649009 DEBT RESERVE FUND 516501 SECURITY DEPOSITS 381255 INTEREST IN ODYSSEY FOUNDATION 501(C)(3) ORGANIZATION 282640 EMPLOYEE DEFERRED COMPENSATION PLAN-457(B) 1353624 LOAN RECEIVABLE FROM AFFILIATED LIMITED PARTNERSHIPS 2991878 FUNDS HELD ON BEHALF OF PUBLIC ASSISTANCE CLIENTS 445684 DUE FROM AFFILIATED LIMITED PARTNERSHIPS 1197706 LEASE PAYMENT RECEIVABLE 21667 DEVELOPERS FEE RECEIVABLE 126084 7317039 DUE TO 501(C)(3) ORG. 1905794 DUE TO GOVERNMENT AGENCIES 16924 DEFERRED COMPENSATION - 457(B) 1353624 DUE TO CONTRACTOR 18974 UNEARNED INTEREST INCOME 26268 3321584 X PART IV, LINE 2B: FUNDS HELD ON BEHALF OF WELFARE CLIENTS REPRESENT CASH RECEIVED FROM HRA ON BEHALF OF CLIENTS THAT HAVE NOT YET BEEN DISBURSED. PART X, LINE 2: THE ORGANIZATION WAS INCORPORATED AS A NOT-FOR-PROFIT CORPORATION UNDER THE LAWS OF THE STATE OF NEW YORK AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE CODE. IN ADDITION, THE ORGANIZATION IS NOT CLASSIFIED AS A PRIVATE FOUNDATION. THE ORGANIZATION FILES FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAXES). THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THE TAX POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE "MORE LIKELY THAN NOT" RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY TO BE REALIZED ON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH THE TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE BALANCE SHEET ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. AT JUNE 30, 2020 AND 2019, THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES. FORM 990, FILED BY THE ORGANIZATION, IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION BY U.S FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2017, WHICH IS THE STANDARD STATUTE OF LIMITATION LOOK-BACK PERIOD. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 PETER PROVET PHD PRESIDENT/CEO 301826 57134 37965 7186 15304 11556 30977 13023 32331 5429 418403 94328 0 0 JOHN TAVOLACCI SVP, COO 268400 20030 45404 3389 3969 1412 30696 5304 37243 2779 385712 32914 0 0 DURGA VALLABHANENI SVP, CF & AO 250629 13738 20777 1139 3981 1403 29620 5960 35225 3863 340232 26103 0 0 ISOBELLE SURFACE VP, DIR. OF COMMUNICATION 153739 26309 8071 1381 2002 673 19608 7424 33309 6462 216729 42249 0 0 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCES 120869 10400 4604 396 600 52 12907 1393 39369 3872 178349 16113 0 0 JUSTIN MITCHEL VP, DIR. OF RESIDENTIAL SERVICES 162090 0 5000 0 336 0 16509 0 5291 0 189226 0 0 0 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 126071 0 5000 0 1166 0 13822 0 40203 0 186262 0 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED THE PRESIDENT/CEO WITH HEALTH CLUB DUES. THE AMOUNT IS INCLUDED IN HIS TAXABLE COMPENSATION. PART I, LINE 7 NON-FIXED PAYMENTS, IN THE FORM OF BONUSES, WERE MADE DURING THE YEAR AFTER HAVING BEEN APPROVED BY THE BOARD OF DIRECTORS. THESE BONUSES ARE REPORTED ON SCHEDULE J, PART II. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND THE PRESIDENT/CEO, AND IT WILL BE DISTRIBUTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES GO THROUGH ANNUAL COMPLIANCE TRAINING. PART OF THAT TRAINING INCLUDES A REVIEW OF THE CONFLICT OF INTEREST POLICY. AFTER TRAINING IS COMPLETE, ALL EMPLOYEES SIGN THAT THEY READ THE POLICY AND ARE IN COMPLIANCE WITH IT. AT THAT TIME, THE EMPLOYEES WOULD DISCLOSE IF THERE WERE ANY REAL OR POTENTIAL CONFLICTS. ALL BOARD MEMBERS AND OFFICERS ARE REQUIRED TO ANNUALLY SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE TRANSACTIONS AND ACTIVITIES OF THE ORGANIZATION ARE MONITORED BY MANAGEMENT, THE BOARD OF DIRECTORS AND BOARD APPOINTED COMMITTEES. ANY CONFLICTS THAT ARISE ARE DEALT WITH ACCORDING TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES. FORM 990, PART VI, SECTION B, LINE 15 ODYSSEY HOUSE'S PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO, CFO & COO IS AS FOLLOWS: THE PRESIDENT/CEO, CFO & COO USE FORMS 990 OF OTHER ORGANIZATIONS TO REVIEW THE SALARIES OF SIMILAR POSITIONS AT SIMILARLY SIZED ORGANIZATIONS. THE SALARY DETERMINATION FOR THE PRESIDENT/CEO IS THEN PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION FOR THE PRESIDENT/CEO IS DOCUMENTED BY THE BOARD CHAIR IN A CONFIRMATION EMAIL TO THE CFO. THE ORGANIZATION HAS A COMPENSATION COMMITTEE AND AN INDEPENDENT COMPENSATION CONSULTANT TO PERFORM A SALARY SURVEY AND COMPENSATION STUDY FOR THE PRESIDENT/CEO, CFO & COO POSITIONS. THE COMPENSATION COMMITTEE DETERMINES THE SALARIES OF THE CFO & COO AND DOCUMENTS THE DELIBERATIONS AND DECISIONS ACCORDINGLY. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND ORGANIZATIONAL DOCUMENTS ARE MADE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6014(D). ODYSSEY FOUNDATION OF NEW YORK 95 PINE STREET NEW YORK NY 10005 133324684 SOCIAL SERVICE NY 501(C)(3) LINE 7 N/A 0 ODYSSEY HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 134054564 SOCIAL SERVICE NY 501(C)(3) LINE 7 ODYSSEY HOUSE INC 1 OH 123RD STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 208873951 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 126TH STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 813640078 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 161ST STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 274062370 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH SOUNDVIEW AVENUE HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 274062272 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 123RD STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 261438196 OPERATE LOW INCOME HOUSING NY OH 123RD GP INC RELATED -63 97555 0 1 0.00010 OH 126TH STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 832256563 OPERATE LOW INCOME HOUSING NY OH 126TH STREET GP INC RELATED 1 0 0 0.00010 OH 161ST STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 611663479 OPERATE LOW INCOME HOUSING NY OH 161ST STREET GP INC RELATED -80 351103 0 1 0.00010 OH SOUNDVIEW AVENUE LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 320356964 OPERATE LOW INCOME HOUSING NY OH SOUNDVIEW AVENUE GP INC RELATED -75 277909 0 1 0.00010 OH 123RD STREET GP INC 95 PINE STREET NEW YORK NY 10005 261438757 RELATED NY OH 123RD STREET HDFC C -47 0.75000 0 OH 126TH STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 832249703 RELATED NY OH 126ST STREET HDFC C 1.00000 0 OH 161ST STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 371651790 RELATED NY OH 161ST STREET HDFC C -60 0.75000 0 OH SOUNDVIEW AVENUE GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 352425255 RELATED NY OH SOUNDVIEW HDFC C -56 0.75000 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 0 1 1 ODYSSEY FOUNDATION C 996782 ACTUAL ODYSSEY HDFC E 3944221 ACTUAL ODYSSEY HDFC O 440552 ACTUAL ODYSSEY HDFC S 1652035 ACTUAL ODYSSEY FOUNDATION R 320968 ACTUAL ODYSSEY FOUNDATION K 834500 ACTUAL ODYSSEY HDFC N 36168 ACTUAL SCHEDULE R, PART III THE PERCENTAGE OWNERSHIP OF OH 123RD STREET, L.P., OH 126TH STREET, L.P., OH 161ST STREET, L.P. AND OH SOUNDVIEW AVENUE, L.P. ARE .000075; THE AMOUNTS SHOWN ON THE RETURN ARE ROUNDED NUMBERS.