2021-05-14T16:41:04-05:00 2020-06-30 390859910 BAKER TILLY US LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 990 2019-07-01 112416320 BLOCK INSTITUTE INC BLOC 7189065440 376 BAY 44TH STREET BROOKLYN NY 11214 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 7189065440 2021-05-12 1 PATRICK YU CPA P00675982 2126976900 X 2019 2022-09-23 18:48:47Z SCOTT L BARKIN PHD 376 BAY 44TH STREET BROOKLYN NY 11214 26222256 0 X WWW.BLOCKINSTITUTE.ORG X 1977 NY TO IMPROVE THE QUALITY OF LIFE FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES THROUGH OUR VAST ARRAY OF INDIVIDUALIZED SERVICES. 8 8 571 8 0 0 26289 0 27373074 25729107 12153 4195 234434 488954 27645950 26222256 0 0 0 0 19366354 19216773 0 0 0 9852404 6834443 29218758 26051216 -1572808 171040 4534928 10269692 11786492 17350216 -7251564 -7080524 X THE BLOCK INSTITUTE, INC. IS DEDICATED TO IMPROVING THE QUALITY OF LIFE FOR ALL PEOPLE, PRIMARILY THE DEVELOPMENTALLY DISABLED AND THEIR FAMILIES. THROUGH OUR VAST EXPERIENCE, THE AGENCY PROVIDES UNIQUE AND INDIVIDUALIZED SERVICES. THE STRONG PARTNERSHIP BETWEEN OUR STAFF AND THE COMMUNITY ENABLES EACH PERSON TO ACHIEVE GREATER INDEPENDENCE AND INTEGRATION. WE BELIEVE IN THE PROTECTION OF EVERY PERSONS CIVIL RIGHTS, INCLUDING THE RIGHT TO ADVOCATE FOR ONESELF AND OTHERS. THE AGENCY IS COMMITTED TO COMMUNITY AWARENESS, SENSITIVITY, AND ACCEPTANCE OF INDIVIDUALS WITH DISABILITIES. 0 0 14954833 16846000 RESIDENTIAL SERVICES - PROVIDED QUALITY RESIDENTIAL CARE IN A FAMILY-LIKE SETTING TO 100 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THROUGH OUR COMMUNITY RESIDENCES, INTERMEDIATE CARE FACILITIES, AND INDIVIDUAL RESIDENTIAL ALTERNATIVES OUR CONSUMERS RECEIVED UNIQUE AND INDIVIDUALIZED SERVICES, WHICH ASSISTED EACH PERSON IN ACHIEVING GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. 7431199 8331512 ADULT DAY PROGRAMS - THROUGH ITS DAY TREATMENT AND DAY HABILITATION PROGRAMS, BLOCK INSTITUTE ASSISTED 250 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES INCREASE THEIR LIFE SKILLS, INDEPENDENCE, INDIVIDUALITY, PRODUCTIVITY, AND COMMUNITY INCLUSION BY UTILIZING A WIDE ARRAY OF COMMUNITY RESOURCES INCLUDING VOLUNTEERING AND RECREATIONAL ACTIVITIES. 975303 551595 THE ORGANIZATION PROVIDED 4,309 UNITS OF SERVICE IN ITS ARTICLE 16 CLINIC TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES, INCLUDING OCCUPATIONAL, PHYSICAL, PSYCHOLOGICAL, AND SPEECH THERAPY SESSIONS AND EVALUATIONS. 23361335 1 0 0 1 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 42 0 571 1 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X MARC A NAGELBERG CFO 7189065440 376 BAY 44TH STREET BROOKLYN NY 11214 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 27.10 7.90 X 289259 84461 0 ANNA OPSHA CPA CHIEF FINANCIAL OFFICER TO 8/7/20 27.10 7.90 X 160890 46978 0 HALYNA LYS CONTROLLER 27.10 7.90 X 84634 24712 0 MARY ELLEN O'DRISCOLL DIRECTOR OF DIVISION 27.10 7.90 X 82476 24082 0 JILL ZELENKO CPA PRESIDENT 1.00 3.10 X X 0 0 0 DAVID WOLFSON VICE PRESIDENT 1.00 3.10 X X 0 0 0 JAY GREENBAUM CLU CHFC TREASURER 1.00 3.10 X X 0 0 0 STEVEN F FRIEDMAN MD SECRETARY 1.00 3.10 X X 0 0 0 SUSAN FEINSTEIN BOARD MEMBER AS OF 1/1/20 1.00 3.10 X 0 0 0 KATE LYNN TIMMERMANS BOARD MEMBER AS OF 1/1/20 1.00 3.10 X 0 0 0 ANDREA ALGAZE BOARD MEMBER AS OF 9/25/19 1.00 3.10 X 0 0 0 MAMIE STATHATOS-FULGIERI BOARD MEMBER AS OF 1/1/20 1.00 3.10 X 0 0 0 STANLEY WALD BOARD MEMBER TO 1/1/20 1.00 0.00 X 0 0 0 PETER EPP BOARD MEMBER TO 11/20/19 1.00 0.00 X 0 0 0 617259 180233 0 2 0 1 0 M&N TRANSPORTATION CORP 5015 BAY PARKWAY BROOKLYN NY 11230 TRANSPORTATION 1366958 PEARL CARE MEDICAL STAFFING 1428 W BELMONT AVENUE SUITE 1 CHICAGO IL 60675 STAFFING SERVICES 621705 PRIDE HEALTH CARE LLC 420 LEXINGTON AV SUITE 2220 NEW YORK NY 10017 STAFFING SERVICES 545790 ACCESS STAFFING LLC 360 LEXINGTON AVE8TH FLOOR NEW YORK NY 10017 STAFFING SERVICES 471325 SHEPPARD MULLIN RICHTER & HAMPTON LLP 30 ROCKEFELLER PLAZA NEW YORK NY 10112 LEGAL 204134 7 PROGRAM SERVICE FEES 611600 25729107 25729107 25729107 4195 4195 284275 0 284275 284275 284275 MISCELLANEOUS REVENUE 900099 204679 204679 204679 26222256 25729107 0 493149 450149 450149 13623834 12789639 834195 2987840 2782347 205493 2154950 2006741 148209 104601 104601 88778 88778 1864 1864 1348328 1320972 27356 701609 568798 132811 1321600 995271 326329 1142384 1128880 13504 37489 20506 16983 320892 235201 85691 308248 253082 55166 FACILITY ASSESSMENT FEE 437946 437946 REPAIRS & MAINTENANCE 313930 274305 39625 FOOD 242835 242728 107 CLEANING SUPPLIES 175555 166196 9359 288384 138723 149661 26051216 23361335 2689881 0 707990 1108435 104366 4269321 1426505 1814508 76986 6720415 4761777 2029497 1958638 266570 1041804 4534928 10269692 3256655 2249454 1035 4716997 191290 0 104366 189377 460306 479447 7772840 9714941 11786492 17350216 X -7251564 -7080524 -7251564 -7080524 4534928 10269692 171040 0 X 0 1 X 1 0 X 68 26289 26357 26459136 26249133 28406877 27373074 25729107 134217327 26459136 26249201 28406877 27399363 25729107 134243684 25000 25000 0 25000 25000 134218684 101463 65764 82600 232571 288470 770868 101463 65764 82600 232571 288470 770868 29289 119255 342158 14016 204679 709397 26589888 26434220 28831635 27645950 26222256 135723949 0.98890 0.98470 0.00570 0.00420 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2015 AMOUNT: $ 29,289. 2016 AMOUNT: $ 119,255. 2017 AMOUNT: $ 11,855. 2018 AMOUNT: $ 14,016. 2019 AMOUNT: $ 204,679. RATE ADJUSTMENTS - UCT CONTRACT INCOME - 2017 AMOUNT: $ 210,303. HDFC INCOME - 2017 AMOUNT: $ 120,000. 0 0 0 0 0 0 0 0 1 1864 1864 0 PART II-B, LINE 1: BLOCK INSTITUTE, INC. IS A MEMBER OF THE IAC. AS A MEMBER, $1,864 OF ANNUAL DUES PAID TO THE COALITION REPRESENT FUNDS USED FOR GOVERNMENT RELATIONS REPRESENTATION. 0 1 X 577093 577093 4140748 3378403 762345 1543706 1053921 489785 458868 329453 129415 1958638 SECURITY DEPOSITS 69638 ASSESTS LIMITED AS TO USE 189377 DUE FROM AFFILIATES 782789 1041804 DUE TO FUNDING AGENCIES 712499 DUE TO AFFILIATES 8600805 DEFERRED RENT 401637 9714941 X 26222256 0 26222256 0 26222256 26051216 0 26051216 0 26051216 PART IV, LINE 2B: THE INSTITUTE MAINTAINS CUSTODIAL CASH ACCOUNTS FOR FUNDS WHICH BELONG TO THE RESIDENTIAL PROGRAM PARTICIPANTS. THE TOTAL CUSTODIAN FUNDS HELD AT JUNE 30, 2020 WAS $189,377. PART X, LINE 2: THE INSTITUTE FOLLOWS THE PROVISIONS OF ASC 740, INCOME TAXES. UNDER ASC 740, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY A TAXING AUTHORITY. THE INSTITUTE DOES NOT BELIEVE THEY HAVE TAKEN ANY MATERIAL UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, THEY HAVE NOT RECORDED ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE INSTITUTE HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE THEY ARE REQUIRED TO DO SO. ADDITIONALLY, THE INSTITUTE HAS FILED IRS FORM 990 INFORMATION RETURNS AS REQUIRED AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. FOR THE YEAR ENDED JUNE 30, 2020, THERE WERE NO INTEREST OR PENALTIES RECORDED OR INCLUDED IN THE COMBINED STATEMENT OF ACTIVITIES. THE INSTITUTE IS SUBJECT TO ROUTINE AUDITS BY TAXING AUTHORITIES. X X X X X 0 0 0 0 0 0 0 0 0 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 251550 73450 0 0 37709 11011 0 0 0 0 289259 84461 0 0 ANNA OPSHA CPA CHIEF FINANCIAL OFFICER TO 8/7/20 159444 46556 0 0 1446 422 0 0 0 0 160890 46978 0 0 PART I, LINE 3 THE TOP MANAGEMENT OFFICIAL AND TOP FINANCIAL OFFICIAL ARE COMPENSATED BY BLOCK INSTITUTE SCHOOL, A RELATE 501(C)(3) ORGANIZATION, WHICH HAS ESTABLISHED THE COMPENSATION USING: -COMPENSATION COMMITTEE -INDEPENDENT COMPENSATION CONSULTANT -FORM 990 OF OTHER ORGANIZATIONS -APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND EXECUTIVE DIRECTOR. THEN IT IS REVIEWD BY THE FINANCE COMMITTEE, WHICH IS A STANDING COMMITTEE OF THE BOARD OF DIRECTORS AND SUBMITTED TO THE FULL BOARD, PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, INDEPENDENT CONTRACTORS AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND SEEK GUIDANCE ON HOW TO HANDLE THE SITUATION. AN EMPLOYEE, CONSULTANT OR BOARD MEMBER WITH QUESTIONS OR CONCERNS ABOUT POTENTIAL CONFLICTS OF INTEREST WILL PROMPTLY ADDRESS THE ISSUE WITH APPROPRIATE MANAGEMENT STAFF AND/OR THE COMPLIANCE OFFICER. MANAGEMENT STAFF WILL CONSULT WITH THE COMPLIANCE OFFICER BEFORE RESPONDING TO A CONCERN OR QUESTION ABOUT A POTENTIAL CONFLICT OF INTEREST. THE COMPLIANCE OFFICER WILL INVESTIGATE ANY VIOLATIONS OF THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE REPORTING ORGANIZATION'S EXECUTIVE DIRECTOR AND OTHER OFFICERS OF THE REPORTING ORGANIZATION ARE COMPENSATED EXCLUSIVELY BY BLOCK INSTITUTE SCHOOL, A RELATED 501(C)(3) ORGANIZATION. THE SCHOOL USES INDUSTRY SALARY SURVEYS AND COMPENSATION REVIEWS TO DETERMINE THE APPROPRIATE COMPENSATION OF THE CEO AND TOP MANAGEMENT POSITIONS. THE BOARD APPROVES THE COMPENSATION PACKAGE OF THE CEO/EXECUTIVE DIRECTOR. GUIDANCE IS ALSO OBTAINED FROM INDEPENDENT CONSULTANTS AND AUDITORS WITHIN THE INDUSTRY. THIS PROCESS WAS LAST PERFORMED IN SEPTEMBER 2018 AND DOCUMENTED IN THE MINUTES TO THE BOARD MEETING. SALARY SURVEYS ARE ALSO FILED IN THE PERSONNEL FILE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. 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