2021-05-15T07:25:16-05:00 2020-06-30 990 2019-07-01 550665758 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION WEST 3042934008 4729 ONE WATERFRONT PLACE MORGANTOWN WV 26506 ANJALI HALABE TREASURER 3042934008 2021-05-14 2019 2022-09-23 18:48:47Z ANJALI HALABE 4729 ONE WATERFRONT PLACE MORGANTOWN WV 26506 138180434 0 X HTTP://RESEARCH.WVU.EDU X 1985 WV TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY. 9 0 565 0 733156 -346265 112867843 114786268 23601680 17812882 754544 271103 1212604 1386086 138436671 134256339 25175521 26285124 0 0 30058782 29750143 0 0 0 82888722 75931102 138123025 131966369 313646 2289970 137338613 143013493 101023493 103884814 36315120 39128679 X TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (WVU) AND TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF AND STUDENTS OF WVU. 0 0 123204548 26285124 18290765 SEE SCHEDULE OIN 1985, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RESEARCH CORPORATION) WAS CREATED IN ACCORDANCE WITH THE STATE LAW AND WITH THE EXPRESSED PURPOSE TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (UNIVERSITY). THE RESEARCH CORPORATION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES, INCLUDING FOR SUCH PURPOSES: (1) TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY; AND(2) TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF AND STUDENTS OF WEST VIRGINIA UNIVERSITY.RESEARCH IS AN INTEGRAL PART OF THE UNIVERSITY'S MISSION AND THE RESEARCH CORPORATION FACILITATES THIS MISSION THROUGH ITS ROLE AS A FISCAL AGENT FOR SPONSORED PROJECTS. THE RESEARCH CORPORATION ALSO USES ITS UNIQUE STATUS TO MAXIMIMZE THE EFFECTIVENESS OF TECHNOLOGY TRANSFER IN ADDITION TO ITS ECONOMIC AND BUSINESS DEVELOPMENT FUNCTIONS. ONE IMPORTANT INDICATION OF THIS SUCCESS IS THE UNIVERSITY'S RENEWAL AS AN R1 DOCTORAL UNIVERSITY - HIGHEST RESEARCH ACTIVITY BY THE CARNEGIE FOUNDATION IN FISCAL YEAR 2018 PLACING WVU AMOUNG THE 130 STRONGEST RESEARCH INSTITUTIONS IN THE US. BY OUR CALCULATION THE UNIVERSITY MOVED FROM 109TH TO 90TH IN THE CLASSIFICATION. IN FY20, THE UNIVERSITY SECURED MORE THAN $190M IN SPONSORED PROGRAM FUNDING, A NEW HIGH FOR THE INSTITUTION.FEDERAL FUNDING FOR SPONSORED PROGRAMS AT THE UNIVERSITY REMAINED RELATIVELY FLAT IN FY20 AT $95M, WHEREAS OVERALL SPONSORED AWARDS (FEDERAL AND NON-FEDERAL SOURCES) REACHED A NEW HIGH OF $190M AS NOTED ABOVE. INVESTMENTS IN IMPROVING THE COMPETITIVENESS OF THE FACULTY THROUGH THE IMPLEMENTATION OF PROGRAMS BY THE RESEARCH OFFICE IS BEGINNING TO YIELD A NOTICEABLE RETURN IN TERMS OF THE DOLLAR VALUE OF NEW AWARDS. THE MOST EFFECTIVE OF THESE INVESTMENTS REMAIN THE PROGRAM TO STIMULATE COMPETITIVE RESEARCH, PROVIDING SUPPORT TO ENSURE THAT RESUBMITTED PROPOSALS HAVE A SIGNIFICANTLY ENCHANCED PROBABILITY OF SUCCESS; AND AN INTERNAL NIH STYLE STUDY SECTION AT HSC PROVIDING SCIENTIFIC REVIEW OF GRANT APPLICATIONS PRIOR TO EXTERNAL SUBMISSION TO INCREASE COMPETITIVENESS.A SIGNIFICANT ACCOMPLISHMENT, AT THE END OF JUNE 2020, WAS THE SUCCESS OF THE FACULTY IN THE DAVIS COLLEGE IN SECURING A $10M AWARD FROM THE USDA NIFA FOR RESEARCH ON BIOMASS AND BIOMASS DERIVED PRODUCTS IN THE APPALACHIAN REGION. THAT AWARD WILL BE REFLECTED IN THE FINANCIAL STATEMENT NUMBERS IN FY21. THIS IS AN OUTGROWTH OF THE UNIVERSITY'S HISTORICAL STRENGTH IN ENERGY RESEARCH IN GENERAL AND IT ALSO REFLECTS THE SHIFT TO RENEWABLE RESOURCES FROM FOSSIL RESOUCES FOR US ENERGY PRODUCTION. SPONSORED AWARDS FROM US DOE REACHED AN ALL-TIME HIGH IN THE PAST YEAR AT $15M.NSF AWARDS TOTALED $14M, A NEW HIGH AND AN INCREASE OF ALMOST $5M OVER THE PREVIOUS FISCAL YEAR WHILE NIH AWARDS TO THE UNIVERSITY REMAINED STABLE AT $27M.THE UNIVERSITY, IN COLLABORATION WITH THE RESEARCH CORPORATION AND THE WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION CONTINUES TO EXPAND US DEPARTMENT OF DEFENSE FUNDING AT WVU. DOD AWARDS INCREASED FROM $2.5M TO $3.4M IN THIS PAST FISCAL YEAR.THE UNIVERSITY CONTINUES TO IMPROVE ITS RELATIONSHIP WITH PRIVATE SECTOR PARTNERS TO GROW INDUSTRIAL RESEARCH SUPPORT THROUGH ITS OFFICE OF CORPORATE RELATIONS. EFFORTS HAVE BEEN FOCUSED ON PARTNERSHIPS WITH INDUSTRIES IN HEALTH CARE, ENERGY, AND DEFENSE IN KEEPING WITH PRIORITIES FOR THE STATE AND THE UNIVERSITY. IN FY20 INDUSTRY SUPPORT FOR RESEARCH WAS ON THE ORDER OF $43M, AN INCREASE OF $9M OVER THE PREVIOUS YEAR.WHILE THE UNIVERSITY AND THE RESEARCH CORPORATION FINDS ITSELF IN A VERY DYNAMIC FUNDING ENVIRONMENT, BOTH ARE DEPLOYING INNOVATIVE STRATEGIES TO EXPAND THE QUANTITY AND QUALITY OF FUNDING FOR THE RESEARCH ENTERPRISE FROM ALL SOURCES AND LOOKS FORWARD TO CONTINUED SUCCESS IN THE FUTURE. 123204548 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 224 0 1 565 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 1 1 X X ALAN MARTIN SECRETARY 3042937398 886 CHESTNUT RIDGE ROAD MORGANTOWN WV 26506 STEPHANIE TAYLOR DIRECTOR 5.00 40.00 X 0 238119 33736 E GORDON GEE DIRECTOR 0.20 70.00 X 0 799473 25629 EUGENE CILENTO DIRECTOR 1.00 70.00 X 0 276433 26138 FRED KING DIRECTOR 2.00 59.00 X 0 260569 25046 LAURA GIBSON DIRECTOR 0.20 50.00 X 0 428913 45399 CLAY MARSH DIRECTOR 1.00 70.00 X 0 956392 17283 EARL SCIME DIRECTOR 0.10 90.00 X 0 304916 29687 PAULA CONGELIO DIRECTOR 0.25 65.00 X 0 397809 48529 MARYANNE REED DIRECTOR 1.00 75.00 X 0 323704 28390 ANJALI HALABE TREASURER 5.00 40.00 X 0 251184 55375 DAVID KOSSLOW ASSISTANT TREASURER 5.00 40.00 X 0 163968 30332 J ROBERT ALSOP EXECUTIVE DIRECTOR 7.00 50.00 X 0 382084 17283 ALAN MARTIN SECRETARY 1.00 50.00 X 0 183029 25457 JOHN CHILDRESS ASSISTANT SECRETARY 6.00 34.00 X 0 125560 20958 SHELLEY WELSH DIR OF CLINICAL TRIALS 37.50 X 152837 0 19903 RICHARD GIERSCH DIRECTOR RES INNOVATION 37.50 X 90298 0 18066 SARAH BILLER GENERAL OPERATIONS MANAGER 37.50 X 112247 0 6384 PHILIP SPARKS DIR. TECH TRANSFER 65.00 X 208518 0 30102 JAMES DOTTAVIO GENERAL & OPERATIONS MANAGER 37.50 X 83662 0 22074 NARVEL WEESE FORMER DIRECTOR & OFFICER 0.00 10.00 X 0 60000 0 JAMES T ANDERSON FORMER DIRECTOR 0.00 60.00 X 0 167308 23341 JOYCE MCCONNELL FORMER DIRECTOR 0.00 75.00 X 0 261285 21923 DANIEL ROBISON FORMER DIRECTOR 0.00 37.50 X 0 43444 2169 647562 5624190 573204 3 1 1 0 FISHER SCIENTIFIC CO LLC 600 BUSINESS CENTER DRIVE PITTSBURGH PA 15205 LAB SUPPLIES 1781538 CROTHALL FACILITIES MANAGEMENT INC 1500 LIBERTY RIDGE DRIVE STE 210 CHESTERBROOK PA 190875583 CONSTRUCTION 1582048 ADNET SYSTEMS INC 6720B ROCKLEDGE DR STE 504 BETHESDA MD 20817 IT SOLUTION/SERV 1542835 DELL MARKETING LP PO BOX 120001 DEPT 0786 DALLAS TX 75312 COMPUTER SALES/SERV 1088031 HEWLETT PACKARD ENTERPRISE COMPANY 3000 HANOVER STREET PALO ALTO CA 94304 COMPUTER SUPPLIES 1087642 91 101687315 13098953 114786268 SCI RESEARCH & DEV SER 541700 17812882 17079726 733156 17812882 389620 389620 175047 175047 3805578 3924095 -118517 -118517 -118517 TRANSFER OF ASSETS 900099 1211039 1211039 1211039 134256339 18290765 733156 446150 21387156 21387156 4897968 4897968 22397942 20101233 2296709 1228803 1069026 159777 4408979 4081289 327690 1714419 1496083 218336 732945 15097 717848 89136 711 88425 261987 239424 22563 1915808 1593140 322668 2511445 2036487 474958 24290 383 23907 1858085 1841144 16941 2483507 2380087 103420 301725 265802 35923 2457201 1859888 597313 1981365 1981365 368209 71590 296619 SHARED SERVICES 43761771 41407632 2354139 OPERATING EXP TO WVU 7518833 6831197 687636 RESEARCH/EDUC. SUPPLIES 6187995 6171046 16949 CONSULTING/SUBCONT FEE 1789815 1789815 1686985 1686985 131966369 123204548 8761821 0 21469231 30419339 31072230 26961063 1509551 3042043 4860715 4026070 341638 286463 87007855 21974088 65375426 65033767 12709822 13244748 137338613 143013493 23682450 24932341 17354013 19592510 59534978 58618100 452052 741863 101023493 103884814 X 22635018 24798135 13680102 14330544 0 0 36315120 39128679 137338613 143013493 X 2289970 523587 2 X X 0 1 X 1 1 1 X X 1 WEST VIRGINIA UNIV 556000842 1 1 131966369 0 1 131966369 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 41490 0 0 41490 0 PART II-B, LINE 1: LOBBYING ACTIVITIES CONSIST OF IDENTIFYING FEDERAL AND STATE FUNDED RESEARCH AND DEVELOPMENT PROGRAMS WHICH CAN BE PERFORMED BY RESEARCHERS AND STAFF UTILIZING THE LABORATORIES AND EQUIPMENT AVAILABLE TO THE ORGANIZATION. LOBBYING ACTIVITIES FOCUS UPON ENGINEERING, MEDICAL AND ENERGY RELATED RESEARCH OPPORTUNITIES. 3880707 3880707 79482820 20860797 58622023 1909567 623060 1286507 1734761 490231 1244530 65033767 299422 OTHER LIABILITIES 191500 DEFERRED GAIN ON REFUNDING 250941 741863 134781000 523587 1074 524661 134256339 0 134256339 131967000 631 631 131966369 0 131966369 PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENT ROUNDING $1,074 PART XII, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL STATEMENT ROUNDING $631 1 EUROPE PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 389577 NORTH AMERICA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 23406 EAST ASIA AND THE PACIFIC PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 104425 EUROPE PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 78954 NORTH AMERICA PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH EDUCATION 460823 SOUTH AMERICA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 8316 SUB-SAHARAN AFRICA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 10503 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 1761 SOUTH ASIA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 14070 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 5846 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 743 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 4449 EAST ASIA AND THE PACIFIC PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 13491 SOUTH ASIA PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION -10000 RUSSIA AND THE NEIGHBORING STATES PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 13423 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 184 SOUTH AMERICA PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 800 0 0 0 0 0 0 1077765 43006 1120771 0 0 0 0 0 0 PART I, LINE 2: GRANT ELIGIBILITY AND SELECTION OF RECIPIENTS ARE DETERMINED BY THE PRINCIPAL INVESTIGATOR FOR EACH INDIVIDUAL GRANT. EDUCATIONAL GRANTS ARE AWARDED BASED ON ACADEMIC MERIT. IF THE RECIPIENT IS KNOWN AT THE TIME THE PRINCIPAL INVESTIGATOR WRITES THE GRANT PROPOSAL, THAT INFORMATION IS INCLUDED IN THE PROPOSAL FOR SPONSOR APPROVAL. IF THE RECIPIENT IS DETERMINED AT A LATER DATE, THE PRINCIPAL INVESTIGATOR SUBMITS A REQUEST FOR A SUB-AWARD TO THE SPONSOR FOR APPROVAL AT THAT TIME. SUB-RECIPIENTS ARE PAID ON A COST REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. PART III ACCOUNTING METHOD: 1 ALDERSON BROADDUS UNIVERSITY INC 101 COLLEGE HILL DR 2004 PHILIPPI WV 26416 550357072 501(C)(3) 69356 BOOK RESEARCH ASCENSION LLC 206 SPRUCE ST MORGANTOWN WV 26505 811335017 21282 BOOK PUBLIC SERVICE ASPINITY INC 56 AIRPORT BLVD MORGANTOWN WV 26505 461434879 25420 BOOK RESEARCH BETHANY COLLEGE CRAMBLET HALL MAIN STREET BETHANY WV 26032 550356985 501(C)(3) 33496 BOOK OTHER BLUEFIELD STATE COLLEGE RESEARCH & DEV 704 BLAND STREET BLUEFIELD WV 24701 550785437 501(C)(3) 41553 BOOK RESEARCH AND OTHER BOSTON MEDICAL CENTER CORPORATION ONE BOSTON MEDICAL CENTER PL BOSTON MA 02118 043314093 501(C)(3) 102432 BOOK RESEARCH BUCKHANNON RIVER WATERSHED ASSOCIATION INC 112 FAYETTE STREET BUCKHANNON WV 26201 550783924 501(C)(3) 13406 BOOK RESEARCH CABIN CREEK HEALTH SYSTEMS INC PO BOX 70 DAWES WV 25054 550709223 501(C)(3) 164489 BOOK INSTRUCTION CAMC HEALTH EDUCATION & RESEARCH INSTITUTE INC 3200 MACCORKLE AVENUE SE CHARLESTON WV 25304 550753754 501(C)(3) 772641 BOOK 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STUDENT SERVICES BLDG KNOXVILLE TN 379960105 626001636 SECTION 115 322710 BOOK PUBLIC SERVICE & RESEARCH UNIV OF TEXAS AT DALLAS 800 W CAMPBELL ROAD RICHARDSON TX 75080 751305566 SECTION 115 34263 BOOK RESEARCH UNIV OF WASHINGTON PO BOX 94224 SEATTLE WA 981246524 916001537 SECTION 115 5765 BOOK RESEARCH UNIV OF WYOMING 1000 E UNIVERSITY AVENUE DEPT 3314 LARAMIE WY 82071 836000331 SECTION 115 725775 BOOK RESEARCH UNIVERSITY HEALTHCARE PHYSICIANS INC 2500 FOUNDATION WAY MARTINSBURG WV 25401 900893455 501(C)(3) 9856 BOOK PUBLIC SERVICE WILLIAMSON HEALTH & WELLNESS CENTER INC PO BOX 509 WILLIAMSON WV 25561 452849701 501(C)(3) 103043 BOOK INSTRUCTION UNIVERSITY OF COLORADO DENVER OFFICE OF GRANTS CONTRACTS F428 PO BOX 910238 DENVER CO 802910238 846000555 SECTION 115 51457 BOOK RESEARCH WHEELING HOSPITAL INC 1 MEDICAL PK WHEELING WV 26003 550357057 501(C)(3) 57773 BOOK RESEARCH UNIVERSITY OF WISCONSIN SYSTEM OFFICE OF SPONSORED PROGRAMS PO BOX 340 MILWAUKEE WI 532110340 391805963 SECTION 115 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UNIVERSITY DRIVE BOISE ID 837250001 560641460 SECTION 115 218869 BOOK PUBLIC SERVICE & RESEARCH WV GEOLOGICAL & ECONOMIC SURVEY 1 MONT CHATEAU RD MORGANTOWN WV 265088079 556000936 SECTION 115 30812 BOOK RESEARCH WV SCHOOL OF OSTEOPATHIC MEDIC 400 N LEE STREET LEWISBURG WV 24901 550561541 SECTION 115 461213 BOOK RESEARCH WV WESLEYAN COLLEGE 59 COLLEGE AVE BUCKHANNON WV 26201 550357056 501(C)(3) 53756 BOOK RESEARCH & OTHER WVSU RESEARCH & DEVELOPMENT CORP PO BOX 1000 201 ACEOP ADMIN BUILDING INSTITUTE WV 251121000 550708567 501(C)(3) 13512 BOOK PUBLIC SERVICE & RESEARCH WVU PARKERSBURG 300 CAMPUS DR PARKERSBURG WV 26104 550523820 SECTION 115 47100 BOOK PUBLIC SERVICE WVU PHYSICIANS OF CHARLESTON PO BOX 7000 MORGANTOWN WV 26505 550779739 501(C)(3) 7700 BOOK PUBLIC SERVICE YALE UNIV STERLING MEM LIB DOC DEL ILL 130 WALL ST NEW HAVEN CT 06511 060646973 501(C)(3) 8725 BOOK RESEARCH WEST VIRGINIA UNIVERSITY PO BOX 6201 MORGANTOWN WV 26506 556000842 SECTION 115 6282620 BOOK EXPENDITURES ON GRANTS AWARDED TO WVURC ON BEHALF OF WVU FOR ACQUISITION OF CAPITAL ASSETS OR EXPENDITURES ON GRANTS AWARDED TO WVURC ON BEHALF OF WVU FOR ACQUISITION OF CAPITAL ASSETS OR CONSTRUCTION WHERE THE ASSET WAS TRANSFERRED TO WVU AS A BENEFICIARY OF THE ASSET. APPALACHIAN COMMUNITY HEALTH CENTER INC 725 YOKUM STREET ELKINS WV 26241 550483699 501(C)(3) 37124 BOOK PUBLIC SERVICE BURLINGTON UNITED METHODIST FAMILY SERVICES INC 105 BEECH STREET GRAFTON WV 26354 550575371 501(C)(3) 8740 BOOK RESEARCH AUBURN UNIVERSITY 203 MARTIN HALL AUBURN AL 368495119 636000724 SECTION 115 113055 BOOK RESEARCH CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE WASHINGTON DC 20064 530196583 501(C)(3) 48439 BOOK RESEARCH GAS TECHNOLOGY INSTITUTE PO BOX 91127 CHICAGO IL 60693 362170137 501(C)(3) 161955 BOOK RESEARCH GLENVILLE STATE COLLEGE 200 HIGH STREET GLENVILLE WV 26351 556000779 SECTION 115 5525 BOOK PUBLIC SERVICE LINCOLN COUNTY PRIMARY CARE CENTER INC PO BOX 607 HANLIN WV 255230607 550552212 501(C)(3) 48666 BOOK PUBLIC SERVICE ROBERT C BYRD CLINIC 1464 JEFFERSON STREET N LEWISBURG WV 24901 550559322 501(C)(3) 10000 BOOK PUBLIC SERVICE TEXAS A&M ENGINEERING EXPERIMENT STATION SPONSORED RESEARCH SERVICES 400 HARVEY MITCHELL PKWY STE 300 COLLEGE STATION TX 77845 741974733 SECTION 115 48056 BOOK RESEARCH TEXAS TECH UNIV BOX 45022 LUBBOCK TX 794095022 756002622 SECTION 115 101997 BOOK RESEARCH THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ILLINOIS 506 S WRIGHT ST 209 HAB MC 339 URBANA IL 61801 376000511 501(C)(3) 42337 BOOK RESEARCH THE ROCHESTER GENERAL HOSPITAL 1425 PORTLAND AVENUE ROCHESTER NY 14621 160743134 501(C)(3) 74019 BOOK RESEARCH THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON 7000 FANNIN STREET HOUSTON TX 77030 741761309 SECTION 115 6313 BOOK RESEARCH TRINITY FAMILY HEALTH CARE LLC 1 SOUTH MARSHAM STREET ROMNEY WV 26757 471985943 66736 BOOK PUBLIC SERVICE 97 10 EDUCATIONAL GRANTS TO STUDENTS 2448984 BOOK EDUCATIONAL GRANTS TO INDIVIDUALS 297147 BOOK PART I, LINE 2: SUB-RECIPIENTS ARE PAID ON A COST-REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. 0 0 0 0 0 0 0 0 0 STEPHANIE TAYLOR DIRECTOR 0 238100 0 0 0 19 0 14858 0 19600 0 272577 0 0 E GORDON GEE DIRECTOR 0 770743 0 0 0 28730 0 16800 0 8837 0 825110 0 0 EUGENE CILENTO DIRECTOR 0 276433 0 0 0 0 0 16811 0 11597 0 304841 0 0 FRED KING DIRECTOR 0 260569 0 0 0 0 0 15845 0 9215 0 285629 0 0 LAURA GIBSON DIRECTOR 0 428896 0 0 0 17 0 24900 0 23097 0 476910 0 0 CLAY MARSH DIRECTOR 0 929957 0 0 0 26435 0 16800 0 622 0 973814 0 0 EARL SCIME DIRECTOR 0 304916 0 0 0 0 0 18629 0 12727 0 336272 0 0 PAULA CONGELIO DIRECTOR 0 353809 0 19000 0 25000 0 47800 0 743 0 446352 0 0 MARYANNE REED DIRECTOR 0 298704 0 0 0 25000 0 19606 0 10805 0 354115 0 0 ANJALI HALABE TREASURER 0 244799 0 6385 0 0 0 47334 0 9622 0 308140 0 0 DAVID KOSSLOW ASSISTANT TREASURER 0 163677 0 0 0 291 0 10454 0 21346 0 195768 0 0 J ROBERT ALSOP EXECUTIVE DIRECTOR 0 382041 0 0 0 43 0 16800 0 526 0 399410 0 0 ALAN MARTIN SECRETARY 0 182111 0 0 0 918 0 11370 0 14501 0 208900 0 0 SHELLEY WELSH DIR OF CLINICAL TRIALS 152837 0 0 0 0 0 9271 0 13444 0 175552 0 0 0 RICHARD GIERSCH DIRECTOR RES INNOVATION 90298 0 0 0 0 0 5738 0 12935 0 108971 0 0 0 PHILIP SPARKS DIR. TECH TRANSFER 207555 0 0 0 963 0 12804 0 18414 0 239736 0 0 0 JAMES DOTTAVIO GENERAL & OPERATIONS MANAGER 83662 0 0 0 0 0 4846 0 17835 0 106343 0 0 0 NARVEL WEESE FORMER DIRECTOR & OFFICER 0 60000 0 0 0 0 0 0 0 0 0 60000 0 0 JAMES T ANDERSON FORMER DIRECTOR 0 146243 0 21065 0 0 0 10382 0 14199 0 191889 0 0 JOYCE MCCONNELL FORMER DIRECTOR 0 228665 0 0 0 32620 0 14306 0 9106 0 284697 0 0 DANIEL ROBISON FORMER DIRECTOR 0 30458 0 0 0 12986 0 1856 0 483 0 45783 0 0 PART I, LINE 3 JAMES ROBERT ALSOP AS THE CEO/EXECUTIVE DIRECTOR IS NOT PAID BY THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) BUT IS PAID BY WEST VIRGINIA UNIVERSITY (WVU), A RELATED ORGANIZATION. COMPENSATION IS DETERMINED BY WVU THROUGH THE USE OF SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. FORM 990, PART VI, SECTION A, LINE 2 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B THE WEST VIRGINIA UNIVERSITY TAX SERVICES UNIT, THE WVU DIVISION OF FINANCE, THE WVURC TREASURER, AND THE WVURC ASSISTANT TREASURER REVIEW A DRAFT OF THE FORM 990 ON BEHALF OF THE WVURC. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) MAINTAINS BOTH A CONFLICT OF INTEREST POLICY AND A WHISTLEBLOWER POLICY BOTH OF WHICH ARE PROVIDED TO RC EMPLOYEES AS PART OF THE RC EMPLOYEE HANDBOOK. THE CONFLICT OF INTEREST POLICY REQUIRES ALL RESEARCH INVESTIGATORS TO SUBMIT A CONFLICT OF INTEREST IN RESEARCH DISCLOSURE ON, AT MINIMUM, AN ANNUAL BASIS. ALL INVESTIGATORS ARE REQUIRED TO UPDATE THEIR DISCLOSURE INFORMATION WITHIN THIRTY DAYS OF THE DEVELOPMENT OF A NEW SIGNIFICANT FINANCIAL INTEREST IN RESEARCH. ADDITIONALLY RC EMPLOYEES WITHIN THE OFFICE OF TECH TRANSFER MUST ANNUALLY DISCLOSE SIGNIFICANT FINANCIAL INTERESTS FOR INSTITUTIONAL CONFLICTS OF INTEREST TO THE CONFLICT OF INTEREST OFFICE BY JULY 31 OF EACH YEAR. FINALLY, ALL RC EMPLOYEES ARE REQUIRED TO DISCLOSE ALL OUTSIDE CONSULTING ARRANGEMENTS TO THE EMPLOYEE'S DEPARTMENT LEADER BY AUGUST 31 OF EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY AND ARE COMPENSATED BY A RELATED ORGANIZATION, WEST VIRGINIA UNIVERSITY (WVU). COMPENSATION FOR EVERY WVU AND FOR EVERY RC EMPLOYEE POSITION IS DETERMINED BY SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON ONE'S EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. FORM 990, PART VI, SECTION C, LINE 19 PURSUANT TO CHAPTER 31, ARTICLE I, SECTION 28 OF THE OFFICIAL CODE OF WEST VIRGINIA, 1931, AS AMENDED, A CERTIFICATE OF INCORPORATION WAS ISSUED BY THE WEST VIRGINIA SECRETARY OF STATE ON JUNE 26, 1985 TO THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THIS CERTIFICATE IS AFFIXED TO THE ARTICLES OF INCORPORATION OF THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THAT CERTIFICATE ALONG WITH THE WVURC'S IRS DETERMINATION LETTER AND FORM 990 ARE AVAILABLE ON WEST VIRGINIA UNIVERSITY'S WEBSITE. THE AFFIRMATIVE ACTION PLAN, FINANCIAL STATEMENTS AND FORM 990-T ARE OPEN AND AVAILABLE FOR INSPECTION AT THE WVURC UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 16 POLICIES DURING THE FISCAL YEAR 2015 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION BECAME A MEMBER INVESTOR IN THE WEST VIRGINIA GROWTH INVESTMENT LLC WHICH IS AN LLC ENTITY FILING AS A PARTNERSHIP FOR INCOME TAX PURPOSES. THE FOCUS OF THE WEST VIRGINIA GROWTH INVESTMENT LLC WILL BE TO INVEST IN SMALL BUSINESSES LOCATED WITHIN THE WEST VIRGINIA REGION THAT DEMONSTRATE THE POTENTIAL FOR GROWTH AND A SUITABLE RETURN. FORM 990 PART VI SECTION A GOVERNING BOARD AND MANAGEMENT EFFECTIVE AS OF THE BOARD OF DIRECTORS MEETING HELD ON MAY 26, 2015 THERE WERE CHANGES MADE TO THE STRUCTURE, COMPOSITION AND DUTIES OF THE WVU RESEARCH CORPORATION BOARD OF DIRECTORS. THE VOTING MEMBERSHIP OF THE BOARD OF DIRECTORS NOW INCLUDES NINE VOTING MEMBERS AND FIVE NON-VOTING OFFICERS. THE NINE VOTING BOARD OF DIRECTOR MEMBERS INCLUDE THE FOLLOWING WEST VIRGINIA UNIVERSITY (WVU) REPRESENTATIVES: THE WVU PRESIDENT; THE WVU PROVOST; THE WVU VICE PRESIDENT AND EXECUTIVE DEAN FOR HEALTH SCIENCES; THE WVU VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; THE WVU VICE PRESIDENT FOR RESEARCH; THE WVU SENIOR ASSOCIATE VICE PRESIDENT FOR HEALTH SCIENCES RESEARCH AND GRADUATE EDUCATION; A MEMBER OF THE WVU GENERAL COUNSEL; AND TWO WVU FACULTY MEMBERS AS APPOINTED BY THE WVU PRESIDENT. ALL BOARD DIRECTORS ARE APPOINTED BASED ON THEIR WEST VIRGINIA UNIVERSITY POSITION WITH EMPHASIS ON WVU POSITIONS WITHIN A COLLEGE OR AREA WITH A HIGH LEVEL OF EXTERNALLY FUNDED RESEARCH. THERE IS NO SET TERM AN INDIVIDUAL MAY SERVE AS A BOARD OF DIRECTOR MEMBER AS DIRECTORS ARE APPOINTED BASED ON THEIR EMPLOYMENT POSITION AT WVU WITH THE INTENTION THAT BOARD OF DIRECTOR MEMBERS WILL RETAIN THEIR BOARD MEMBERSHIP FOR THE DURATION OF THEIR EMPLOYMENT IN ONE OF THE ABOVE LISTED WVU POSITIONS. THERE ARE NO LONGER EXTERNAL BOARD DIRECTORS. NON-VOTING OFFICERS ARE ELECTED BY THE VOTING MEMBERS OF THE BOARD FOR A ONE YEAR TERM. FORM 990, PART XI, LINE 9: ROUNDING $2 2. FORM 990 SCHEDULE R PART V 1D LOANS OR LOAN GUARANTEES TO OR FOR RELATED OR BEGINNING WITH FISCAL YEAR 2016, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) AND THE WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION (UIC) HAVE ENTERED INTO FOUR SEPARATE AGREEMENTS IN WHICH THE RC HAS EXTENDED A LINE OF CREDIT TO THE UIC. THE FIRST AGREEMENT WAS FOR $1 MILLION, DOES NOT BEAR INTEREST, AND PAYMENT IS DUE IN FULL ON AUGUST 16, 2025. THE SECOND AGREEMENT WAS FOR $1.5 MILLION, DOES NOT BEAR INTEREST, WITH PAYMENT OF $1 MILLION DUE ON AUGUST 16, 2025 AND THE REMAINING $500,000 DUE ON MAY 16, 2026. THE THIRD AGREEMENT WAS FOR $1 MILLION, DOES NOT BEAR INTEREST, WITH PAYMENTS DUE AS FOLLOWS: $500,000 IS DUE NOVEMBER 1, 2025, $100,000 IS DUE ON MARCH 13, 2025, $100,000 IS DUE ON MARCH 28, 2025, $250,000 IS DUE ON APRIL 10, 2025, AND $50,000 IS DUE ON APRIL 28, 2025. THE FOURTH AGREEMENT WAS FOR $800,000 AND HAS A FIXED INTEREST RATE OF 3%. PAYMENT IS DUE IN FULL ON DECEMBER 31, 2022. ACCRUED INTEREST PAYABLE ON THIS LOAN WAS $38,085.85 AT JUNE 30, 2020. ALL AGREEMENTS AND LOAN TERMS WERE APPROVED BY THE BOARD OF DIRECTORS FOR BOTH ORGANIZATIONS. STATE OF WEST VIRGINIA DBA WEST VIRGINIA UNIVERSITY PO BOX 6005 MORGANTOWN WV 265066005 556000842 EDUCATION AND RESEARCH WV N/A 0 WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION PO BOX 4439 MORGANTOWN WV 26504 611764272 RESEARCH WV 501(C)(3) LINE 12B, II STATE OF WV DBA WEST VIRGINIA UNIVERSITY 0 F & P REALTY COMPANY 409 MARINA TOWER PO BOX 6555 MORGANTOWN WV 26506 550571302 BUILDING LESSOR WV WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION C 175360 224738 1.00000 1 0 1 1 1 1 0 0 0 1 1 1 0 0 1 1 1 1 1 1 WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION D 1500000 CASH WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION D 1000000 CASH WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION D 800000 CASH WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION D 1000000 CASH