2021-07-23T13:21:20-05:00 2020-12-31 042689883 WOLF & COMPANY PC 255 STATE STREET BOSTON MA 02109 990 2020-01-01 900133592 ADDGENE INC ADDG 6172259000 490 ARSENAL WAY WATERTOWN MA 02472 MICHAEL LOHNES SENIOR DIRECTOR OF FINANCE 6172259000 2021-07-23 1 MICHAEL LOHNES 000004788 HARRY A KALAJIAN JR CPA P00464296 6174399700 2021-07-23 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DANIELA BOURGES 490 ARSENAL WAY WATERTOWN MA 02472 20540419 0 X WWW.ADDGENE.ORG X 2004 MA ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 12 8 128 10 0 0 115000 1250659 19520406 19289082 19372 -3503 77 0 19654855 20536238 0 4575 0 0 8476034 9424205 0 0 0 10168387 8830203 18644421 18258983 1010434 2277255 13861742 18161439 1872389 2367603 11989353 15793836 X ADDGENE, INC. PROVIDES RESEARCH SUPPORT SERVICE DEDICATED TO ARCHIVING AND DISTRIBUTING PLASMIDS THAT APPEAR IN PUBLISHED ARTICLES. BY LINKING PLASMIDS WITH PUBLICATIONS, SCIENTISTS ARE ALWAYS CONNECTED TO DATA GENERATED FROM THE MATERIALS THAT THEY ARE REQUESTING. THE COMPANY'S GOAL IS TO COMPILE A COMPREHENSIVE LIBRARY OF PLASMIDS TO FACILITATE RESEARCH AND DISCOVERY. 0 0 13833033 4575 19289082 THE STORAGE AND DISTRIBUTION OF DNA-BASED REAGENTS IN SUPPORT OF SCIENTIFIC RESEARCH. 13833033 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 18 0 1 128 1 0 0 0 0 0 0 0 0 0 0 X 12 8 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X MICHAEL LOHNES 6172259000 490 ARSENAL WAY NO100 WATERTOWN MA 02472 DAVID ROOT DIRECTOR 1.00 X 0 0 0 JOANNE NIEWOOD PRESIDENT/EXECUTIVE DIRECT 40.00 X X 183928 0 21046 KENNETH FAN TREASURER/DIRECTOR 1.00 X X 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFIC 40.00 X X 183801 0 24287 KHANDAN BARADARAN DIRECTOR 1.00 X 0 0 0 JOANNA BROWNSTEIN DIRECTOR 1.00 X 0 0 0 MICHAEL KOERIS DIRECTOR 1.00 X 0 0 0 FRANK STEGMEIER DIRECTOR 1.00 X 0 0 0 KAREN KATZ DIRECTOR 1.00 X 0 0 0 BENJIE CHEN DIRECTOR 1.00 X 0 0 0 LUK VANDENBERGHE DIRECTOR 1.00 X 0 0 0 CARL PARATORE DIRECTOR 1.00 X 0 0 0 JOHN H CHU CLERK 1.00 X 0 0 0 MICHAEL LOHNES SENIOR DIRECTOR OF FINANCE 40.00 X 146358 0 19931 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 40.00 X 165302 0 21941 ANDREW BALTUS CHIEF OPERATING OFFICER 40.00 X 165146 0 19235 CAYLA FAUVER SENIOR DIRECTOR OF TECH OPS 40.00 X 138830 0 22328 MATTHEW GHANTOUS SENIOR SITE RELIBILITY ENGINEER 40.00 X 129130 0 16806 HEATHER ZIRKLE SENIOR PRODUCT OWNER 40.00 X 128295 0 5535 ERIC PERKINS DIR. OF PRODUCT DEVELOPMEN 40.00 X 132005 0 4387 MEGHAN REGO ASSOCIATE DIRECTOR OF VIRA 40.00 X 140466 0 29995 1513261 0 185491 22 0 1 0 UPS 996 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 SHIPPING 1555797 VWR INTERNATIONAL LLC PO BOX 640169 PITSBURGH PA 15264 LAB SERVICES 630627 LGC LIMITED QUEENS ROAD TEDDINGTON MIDDLESEX UK TW11 0LY CONSULTING SERVICES 368370 SEQWELL INC 376 HALE STREET BEVERLY MA 01915 TECHNOLOGY SERVICES 304820 FEDEX 3965 AIRWAYS MODULE G MEMPHIS TN 38116 SHIPPING 214375 7 1250659 1250659 PLASMID SALES 541700 19289082 19289082 19289082 678 678 4181 -4181 -4181 -4181 20536238 19289082 0 -3503 4575 4575 844536 591175 253361 6649316 4654521 1994795 103609 72526 31083 1204228 786401 417827 622516 435761 186755 13846 1385 12461 35497 35497 345029 231840 113189 104926 99680 5246 311909 79573 232336 169080 84540 84540 2503613 1749052 754561 14511 8932 5579 8068 4034 4034 550115 412586 137529 60198 60198 LAB EXPENSES 2283784 2283784 PRODUCT SHIPPING FEES 2110698 2110698 ORDER MERCHANT CARD FEE 207281 207281 BAD DEBT EXP 89645 89645 22003 14689 7314 18258983 13833033 4425950 0 6862133 10893454 1650440 1621754 1232978 1220170 1922484 2635523 208519 219902 3257840 1687204 1933104 1570636 52084 0 13861742 18161439 1389295 1686068 483094 681535 1872389 2367603 X 11989353 15793836 11989353 15793836 13861742 18161439 X 2277255 1527228 X X 0 1 X 1 0 X DANA-FARBER CANCER INSTITUTE BOSTON MA RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 844091 149559 694532 1588105 1087292 500813 825644 450353 375291 1570636 X 22071083 1530664 1530664 20540419 -4181 -4181 20536238 18266600 7617 7617 18258983 0 18258983 PART X, LINE 2: THE COMPANY IS GENERALLY EXEMPT FROM FEDERAL INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE COMPANY IS NOT REQUIRED TO FILE FEDERAL AND STATE TAX RETURNS TO REPORT UNRELATED BUSINESS INCOME TAX ("UBIT") UNLESS THE COMPANY HAS UBIT. THERE WAS NO PROVISION FOR UBIT FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019, RESPECTIVELY. THE COMPANY FOLLOWS ACCOUNTING GUIDANCE REGARDING THE RECOGNITION, MEASUREMENT, PRESENTATION, AND DISCLOSURE OF UNCERTAIN TAX POSITIONS IN THE FINANCIAL STATEMENTS. TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING THE COMPANY'S TAX RETURNS, INCLUDING THE POSITION THAT THE COMPANY QUALIFIES AS A TAX EXEMPT ENTITY, ARE REQUIRED TO BE EVALUATED TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE-LIKELY-THAN-NOT" TO BE UPHELD UNDER REGULATORY REVIEW. TAX POSITIONS NOT DEEMED TO MEET A MORE-LIKELYTHAN-NOT THRESHOLD WOULD BE DISCLOSED IN THE FINANCIAL STATEMENTS. THERE WERE NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE IN THE FINANCIAL STATEMENTS AS OF DECEMBER 31, 2020 AND 2019. THE COMPANY RECORDS INTEREST AND PENALTIES, IF ANY, AS PART OF INCOME TAX EXPENSE. NO INTEREST OR PENALTIES WERE RECORDED IN 2020 OR 2019. THE COMPANY'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE TAXING AUTHORITIES. THE COMPANY IS CURRENTLY OPEN TO AUDIT UNDER THE APPLICABLE STATUTES OF LIMITATIONS BY THE INTERNAL REVENUE SERVICE AND STATE TAXING AUTHORITIES FOR THE YEARS ENDED AFTER DECEMBER 31, 2017. PART XI, LINE 2D - OTHER ADJUSTMENTS: PPP LOAN FORGIVENESS 1,530,664. PART XI, LINE 4B - OTHER ADJUSTMENTS: ASSET DISPOSAL -4,181. PART XII, LINE 2D - OTHER ADJUSTMENTS: FOREIGN CURRENCY LOSS 3,436. ASSET DISPOSAL 4,181. EUROPE 0 0 PROGRAM SERVICES MARKETING/ADMIN SERVICE 331084 0 0 0 0 0 0 331084 0 331084 0 0 0 0 0 0 PART III ACCOUNTING METHOD: X X X X X 0 0 0 0 0 0 0 0 0 MELINA FAN DIR/CHIEF SCIENTIFIC OFFIC 176801 0 6880 0 120 0 5358 0 18929 0 208088 0 0 0 JOANNE NIEWOOD PRESIDENT/EXECUTIVE DIRECT 176532 0 6880 0 516 0 5296 0 15750 0 204974 0 0 0 DANIELA BOURGES-WALDEGG CHIEF TECHNOLOGY OFFICER 158146 0 6880 0 276 0 4340 0 17601 0 187243 0 0 0 ANDREW BALTUS CHIEF OPERATING OFFICER 158146 0 6880 0 120 0 4340 0 14895 0 184381 0 0 0 MEGHAN REGO ASSOCIATE DIRECTOR OF VIRA 139358 0 1000 0 108 0 4181 0 25814 0 170461 0 0 0 MICHAEL LOHNES SENIOR DIRECTOR OF FINANCE 139358 0 6880 0 120 0 4181 0 15750 0 166289 0 0 0 CAYLA FAUVER SENIOR DIRECTOR OF TECH OPS 137710 0 1000 0 120 0 4131 0 18197 0 161158 0 0 0 COMPENSATION COMMITTEE THE INDEPENDENT BOARD MEMBERS ACT AS THE COMPENSATION COMMITTEE AND HAVE IN PLACE A FORMAL WRITTEN PROCESS TO EVALUATE AND SET THE COMPENSATION OF THE CEO AND OTHER OFFICERS. CHU RING & HAZEL JOHN CHU, PARTNER OF LAW FIRM 562 JOHN CHU IS THE CLERK OF ADDGENE. HE IS ALSO THE PARTNER OF CHU, RING & HAZEL. CHU RING & HAZEL PROVIDED LEGAL SERVICES TO ADDGENE. 0 PRINCE LOBEL TYE LLP JOHN CHU, PARTNER OF LAW FIRM 11963 JOHN CHU IS THE CLERK OF ADDGENE. HE IS ALSO THE PARTNER OF PRINCE LOBEL TYE LLP. PRINCE LOBEL TYE LLP PROVIDED LEGAL SERVICES TO ADDGENE. 0 FORM 990, PART VI, SECTION A, LINE 2 MELINA FAN AND KENNETH FAN ARE SIBLINGS. MELINA FAN AND BENJIE CHEN ARE SPOUSES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 WAS REVIEWED BY MANAGEMENT ALONG WITH THE AUDITED FINANCIAL STATEMENTS. A FULL COPY OF FORM 990 IS PROVIDED TO ALL BOARD MEMBERS FOR REVIEW PRIOR FILING TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ADDGENE, INC. HAS A CONFLICT OF INTEREST POLICY IN PLACE. ALL OFFICERS, DIRECTORS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. INQUIRES ARE MADE DURING BOARD OF DIRECTOR MEETINGS. FORM 990, PART VI, SECTION B, LINE 15 ADDGENE, INC.'S INDEPENDENT BOARD MEMBERS REVIEWED AND DETERMINED THE COMPENSATION OF ALL OFFICERS ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 ADDGENE, INC.'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: FOREIGN CURRENCY LOSSES -3,436. PPP LOAN FORGIVENESS 1,530,664. FORM 990, PART XII LINE 2C THERE WAS NO CHANGE IN THE OVERSIGHT PROCEES OR SELECTION PROCESS DURING THE TAX YEAR 2020.