2021-08-12T11:16:50-05:00 2020-12-31 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2020-01-01 135660277 AMERICAN WATER WORKS ASSOCIATION AMER 3037947711 6666 WEST QUINCY AVENUE DENVER CO 80235 ROBERT LAY CFO 3037947711 2021-08-02 1 ROBERT LAY 999009999 SARAH HINTZ P00492291 3037795710 2021-08-02 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z DAVID LAFRANCE 6666 WEST QUINCY AVENUE DENVER CO 80235 24592817 0 X AWWA.ORG X 1881 IL PROVIDING SOLUTIONS TO EFFECTIVELY MANAGE WATER, THE WORLD'S MOST IMPORTANT RESOURCE. 60 60 166 5000 1859610 175997 1034412 1914462 28338807 17772382 491335 476521 4367649 3832357 34232203 23995722 2267336 2293895 0 0 16611829 16058386 0 0 2560216 13539722 8931935 32418887 27284216 1813316 -3288494 37277371 36777196 14426326 16198864 22851045 20578332 X ESTABLISHED IN 1881, THE AMERICAN WATER WORKS ASSOCIATION (AWWA) IS THE LARGEST NONPROFIT, SCIENTIFIC AND EDUCATIONAL ASSOCIATION DEDICATED TO MANAGING AND TREATING WATER, THE WORLD'S MOST IMPORTANT RESOURCE. WITH APPROXIMATELY 49,000 MEMBERS, AWWA PROVIDES SOLUTIONS TO IMPROVE PUBLIC HEALTH, PROTECT THE ENVIRONMENT, STRENGTHEN THE ECONOMY AND ENHANCE OUR QUALITY OF LIFE. 0 0 9662242 2250879 13582013 MEMBER SECTION SERVICES: PLANS/COORDINATES EFFORTS TO STIMULATEENROLLMENT OF MEMBERS IN THE ASSOCIATION AND TO PROVIDE INFORMATION AND SUPPORT TO MEMBERS TO STRENGTHEN THE WATER COMMUNITY. THE ASSOCIATION HAD 49,484 MEMBERS AT 12/31/20. 4859368 0 3289824 PUBLICATIONS AND SUBSCRIPTIONS: INCLUDES PUBLICATION AND SALE OF BOOKS, MANUALS, HANDBOOKS, REPORTS, ETC. FOR USE BY THE PUBLIC AND WATER INDUSTRY. 2617338 0 890166 CONFERENCES: MEMBERSHIP CONFERENCES AND ONLINE EDUCATIONAL PROGRAMS WHERE ALL PHASES OF WATER TREATMENT AND DISTRIBUTION OPERATIONS ARE DISCUSSED TO ASSIST WATER UTILITIES TO PROVIDE BETTER PUBLIC SERVICES. THREE (3) VIRTUAL CONFERENCES, TWO (2) VIRTUAL SEMINARS AND ONE (1) IN PERSON SYMPOSIUM WERE HELD SERVING APPROXIMATELY 2,247 ATTENDEES. SIXTY FOUR (64) DISTANCE LEARNING WEBINARS WERE PRODUCED SERVING APPROXIMATELY 29,100 INDIVIDUAL AND GROUP REGISTRANTS. SIXTY (60) E-LEARNING COURSES WERE DELIVERED TO MORE THAN 1,100 INDIVIDUALS. COVID-19 HALTED THE DELIVERY OF IN PERSON CONFERENCES AND TRAINING EVENTS IN MARCH 2020. 3385318 43016 724299 COMMITTEES - INCLUDES DEVELOPMENT AND IMPLEMENTATION OF INFORMATION PROJECTS, MEDIA RELATIONS, INQUIRIES AND THE NATIONAL DRINKING WATER WEEK CAMPAIGN. 3385318 43016 724299 20524266 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 93 0 1 166 1 1 1 1 CA 0 0 0 0 0 0 0 0 0 0 X 60 60 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR CA CT FL CO ME MA MI MN NH NJ X ROBERT A LAY CFO 3037947711 6666 WEST QUINCY AVE DENVER CO 80235 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE 40.00 X 393281 0 49562 PAULA MACILWAINE DEPUTY CEO 40.00 X 280328 0 52639 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR 40.00 X 255066 0 43627 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 40.00 X 203611 0 31596 APRIL DEBAKER DIRECTOR - CONF. & EVENTS 40.00 X 142340 0 36302 RONALD MCDONALD DIRECTOR- HR 40.00 X 141657 0 36364 MICHAEL HISKEY DIRECTOR- IT 40.00 X 142975 0 33539 STEVE VIA DIRECTOR-FEDERAL RELATIONS 40.00 X 156686 0 15821 ROBERT LAY CHIEF FINANCIAL OFFICER 40.00 X 149954 0 13496 MELISSA ELLIOTT PRESIDENT 1.00 X X 0 0 0 CHI HO SHAM PRESIDENT ELECT 1.00 X X 0 0 0 JON B EATON TREASURER 1.00 X X 0 0 0 JAMES R WILLIAMS IMMEDIATE PAST PRESIDENT 1.00 X X 0 0 0 ELIZABETH CARTER DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 JENNIFER L ELMS DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 RICHARD HOPE DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 LEE ANNE JONES DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 STEPHEN RANDTKE DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 PATRICK STASKIEWICZ DIRECTOR/VICE PRESIDENT 1.00 X X 0 0 0 G CHRISTIAN ANDREASEN JR DIRECTOR 1.00 X 0 0 0 JOHN ALSTON DIRECTOR 1.00 X 0 0 0 AUREL M ARNDT DIRECTOR 1.00 X 0 0 0 HUNTER ARNOLD PE DIRECTOR 1.00 X 0 0 0 JOHN VAN ARSDEL DIRECTOR 1.00 X 0 0 0 ANGELA BALLARD-LANDERS DIRECTOR 1.00 X 0 0 0 RANDY BLACK DIRECTOR 1.00 X 0 0 0 BEN BRIDGES DIRECTOR 1.00 X 0 0 0 LORRIE BROWN DIRECTOR 1.00 X 0 0 0 MICHAEL T BROWN DIRECTOR 1.00 X 0 0 0 CORIANNE BURNETT DIRECTOR 1.00 X 0 0 0 COLIN CHUNG DIRECTOR 1.00 X 0 0 0 HEATHER L COLLINS DIRECTOR 1.00 X 0 0 0 JUANITA N COLON DIRECTOR 1.00 X 0 0 0 KELLY COMSTOCK DIRECTOR 1.00 X 0 0 0 BRUCE P CURTIS DIRECTOR 1.00 X 0 0 0 ZACK DANIEL DIRECTOR 1.00 X 0 0 0 JEFF DEVILLE DIRECTOR 1.00 X 0 0 0 CURTIS M DILLARD DIRECTOR 1.00 X 0 0 0 DENNIS DOLL DIRECTOR 1.00 X 0 0 0 MARK DUBEN DIRECTOR 1.00 X 0 0 0 DR JEANINE DUDLE DIRECTOR 1.00 X 0 0 0 JEFFREY EKSTROM DIRECTOR 1.00 X 0 0 0 GRAHAM GAGNON DIRECTOR 1.00 X 0 0 0 CARLOS GARCIA DIRECTOR 1.00 X 0 0 0 GARY GECK DIRECTOR 1.00 X 0 0 0 ANA MARIA GONZALEZ DIRECTOR 1.00 X 0 0 0 PAUL J GRANGER DIRECTOR 1.00 X 0 0 0 P SCOTT GRASMAN DIRECTOR 1.00 X 0 0 0 MARY L GUGLIUZZA DIRECTOR 1.00 X 0 0 0 RON HARGROVE DIRECTOR 1.00 X 0 0 0 JOHN HERLIHY DIRECTOR 1.00 X 0 0 0 DARYL K HIROMOTO DIRECTOR 1.00 X 0 0 0 CHRIS HODGSON DIRECTOR 1.00 X 0 0 0 JOE JACANGELO DIRECTOR 1.00 X 0 0 0 CLINT JENSEN DIRECTOR 1.00 X 0 0 0 DEBRA KAYE DIRECTOR 1.00 X 0 0 0 PATRICK KERR DIRECTOR 1.00 X 0 0 0 KRISTIN KIHS DIRECTOR 1.00 X 0 0 0 TERESA KONDA DIRECTOR 1.00 X 0 0 0 MATTHIEU LANEUVILLE DIRECTOR 1.00 X 0 0 0 MARK D LEHIGH DIRECTOR 1.00 X 0 0 0 GREG LUKASIK DIRECTOR 1.00 X 0 0 0 RANDY MOORE DIRECTOR 1.00 X 0 0 0 SUE MOSBURG DIRECTOR 1.00 X 0 0 0 PETE MOULTON DIRECTOR 1.00 X 0 0 0 JEFFREY P O'DRISCOLL DIRECTOR 1.00 X 0 0 0 THERESA O'GRADY DIRECTOR 1.00 X 0 0 0 CARLOS ORTIZ DIRECTOR 1.00 X 0 0 0 DAVID PERSINGER DIRECTOR 1.00 X 0 0 0 DANIELLA PETTENSKI DIRECTOR 1.00 X 0 0 0 TIMOTHY PHELAN DIRECTOR 1.00 X 0 0 0 ASIA PHILBIN DIRECTOR 1.00 X 0 0 0 BRYAN PHINNEY DIRECTOR 1.00 X 0 0 0 CHERYL PORTER DIRECTOR 1.00 X 0 0 0 DAVID E RAGER DIRECTOR 1.00 X 0 0 0 RODDY ROGERS DIRECTOR 1.00 X 0 0 0 JOHN SEEVER DIRECTOR 1.00 X 0 0 0 DEAN SLETTEN DIRECTOR 1.00 X 0 0 0 BILL SMITH DIRECTOR 1.00 X 0 0 0 MICHELLE STOCKNESS DIRECTOR 1.00 X 0 0 0 MICHAEL STUHR DIRECTOR 1.00 X 0 0 0 MARSHALL THOMPSON DIRECTOR 1.00 X 0 0 0 KEISHA THORPE DIRECTOR 1.00 X 0 0 0 ERIC VOLK DIRECTOR 1.00 X 0 0 0 BLAKE WEINDORF DIRECTOR 1.00 X 0 0 0 SHERRY WILLIAMS DIRECTOR 1.00 X 0 0 0 SHILO WILLIAMS DIRECTOR 1.00 X 0 0 0 PAUL WOBMA DIRECTOR 1.00 X 0 0 0 D GERALD YATES DIRECTOR 1.00 X 0 0 0 1865898 0 312946 24 0 1 0 JOHN WILEY & SONS INC PO BOX 416502 BOSTON MA 02241 PUBLISHING 1187696 DAVIS GRAHAM & STUBBS 1550 SEVENTEENTH STREET SUITE 50 DENVER CO 80202 LEGAL SERVICES 273103 MCI MANAGEMENT INDIA 366 MANSAROVAR BUILDING M G ROAD NEW DEHLI IN 110030 MANGEMENT SERVICES 204570 PERSONIFY INC PO BOX 759470 BALTIMORE MD 21275 SOFTWARE MAINTENANCE 184674 CLIMATE ENGINEERING INC 10180 WEST HAMPDEN AVENUE LAKEWOOD CO 80227 HVAC MAINTENANCE 176274 16 1347181 567281 1914462 MEMBERSHIP DUES 900099 13582013 13582013 ADVERTISING & SUBSCRIPTIONS 511120 3033432 1193022 1840410 EDUCATIONAL PROGRAM FEES 900099 475232 475232 CONFERENCES & SEMINARS 561499 414934 414934 WRF ADMIN FEES 900099 266771 266771 17772382 476521 476521 1100739 1100739 2693897 597095 2096802 2096802 CAREER CENTER 900099 427397 427397 INSURANCE PROCEEDS 524298 158088 158088 MISC INCOME 900099 26639 7439 19200 22692 22692 634816 23995722 18486302 1859610 1735348 1783331 1783331 192501 192501 318063 318063 1236810 475105 761705 11268379 7571528 2514940 1181911 1018856 717058 201109 100689 1688711 1159727 370613 158371 845630 576050 192634 76946 376290 365245 11045 72557 69555 3002 1736606 1660214 76392 484984 290288 194696 2476774 2154027 36539 286208 1456015 1284008 172007 283573 228524 50133 4916 422215 403308 4929 13978 21249 21249 881173 735852 145321 267411 224024 43387 RECRUITING/TRAINING 187995 153192 99 34704 COMPLIMENTARY PUB 116585 67386 49199 MISC. EXPENSE 79394 26166 45784 7444 MARKET RESEARCH TOOLS 69114 69114 27284216 20524266 4199734 2560216 1203504 889638 5519171 9316304 1376962 1274248 1171919 811327 462144 347563 683984 630571 23308529 16757492 7147312 6551037 7515052 11783564 12104000 5104000 93323 68944 37277371 36777196 3241038 2403635 10804199 10380487 2949000 381089 465742 14426326 16198864 X 20812494 18443851 2038551 2134481 22851045 20578332 37277371 36777196 -3288494 1015781 0 X X 0 1 X 1 1 1 X 789658 835129 1067792 1034412 1914462 5641453 28847198 29821781 29917119 31348241 20311667 140246006 519375 526776 386124 611293 21347 2064915 30156231 31183686 31371035 32993946 22247476 147952374 0 0 0 147952374 1287102 1303374 1328095 1453350 1575060 6946981 210532 187642 207591 231033 175997 1012795 1497634 1491016 1535686 1684383 1751057 7959776 487599 575412 623694 453133 594269 2734107 32141464 33250114 33530415 35131462 24592802 158646257 0.93260 0.93840 0.05020 0.04610 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 26788 45662 72450 24651550 24724000 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 221171 181956 200044 72450 675621 250000 250000 250000 250000 1000000 1500000 33702 30912 31988 26788 123390 1953099 48545 37881 40597 1998928 1908558 35845 43818 35122 1953099 1889955 30805 38103 50305 1908558 1880144 35092 29100 54381 1889955 1860415 32351 27401 40023 1880144 0.00570 0.71550 0.27880 0 0 252423 252423 11869537 6403502 5466035 478423 381293 97130 10708146 9972697 735449 6551037 CDS WITH MATURITY GREATER THAN 1 YEAR 5104000 F 5104000 DEFERRED COMPENSATION LIABILITY 465742 465742 X 25011503 1015781 1015781 23995722 0 23995722 27284216 0 27284216 0 27284216 PART V, LINE 4: THE ORGANIZATION HAS DONOR RESTRICTED ENDOWMENT FUNDS ESTABLISHED FOR THE PURPOSES OF PROVIDING INCOME TO AWARDS AND SCHOLARSHIPS. THE ASSOCIATION RECEIVES CONTRIBUTIONS IN SUPPORT OF THE FOLLOWING AWARDS: (1) ABEL WOLMAN FELLOWSHIP - FELLOWSHIPS HONOR THE MEMORY OF ABEL WOLMAN BY PROVIDING SUPPORT TO PROMISING DOCTORAL STUDENTS IN THE U.S., CANADA AND MEXICO PURSUING ADVANCED TRAINING AND RESEARCH IN THE FIELD OF WATER SUPPLY AND TREATMENT. (2) LARSON AQUATIC RESEARCH SUPPORT - SCHOLARSHIPS HONOR THE MEMORY OF DR. THURSTON LARSON BY PROVIDING SUPPORT FOR DOCTORAL AND MASTERS STUDENTS INTERESTED IN CAREERS IN THE FIELDS OF CORROSION CONTROL, TREATMENT AND DISTRIBUTION OF DOMESTIC AND INDUSTRIAL WATER SUPPLIES, AQUATIC CHEMISTRY, AND/OR ENVIRONMENTAL CHEMISTRY. (3) DR. PHILIP C. SINGER SCHOLARSHIP SCHOLARSHIPS HONOR THE INTERNATIONAL LEGACY OF RENOWNED WATER QUALITY RESEARCHER, EDUCATOR, AUTHOR AND MENTOR DR. PHILIP C. SINGER BY PROVIDING SUPPORT FOR STUDENTS ENROLLED IN A GRADUATE PROGRAM IN AN ACCREDITED UNIVERSITY PROGRAM FOR WATER RESEARCH, PUBLIC HEALTH OR WATER QUALITY. PART X, LINE 2: THE ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC). IT HAS BEEN DETERMINED THAT THE ASSOCIATION IS NOT A PRIVATE FOUNDATION AS DEFINED IN SECTION 509(A) OF THE IRC. THE ASSOCIATION ENGAGES IN CERTAIN ACTIVITIES THAT PRODUCE UNRELATED BUSINESS INCOME AS DEFINED BY FEDERAL INCOME TAX REGULATIONS. INCOME TAX EXPENSE ON ADVERTISING AND OTHER UNRELATED BUSINESS ACTIVITIES TOTALED APPROXIMATELY $27,000 AND $56,000 FOR THE YEARS ENDED DECEMBER 31, 2020 AND 2019, RESPECTIVELY. 1 NORTH AMERICA 0 0 GRANTS OPERATING SUPPORT 318063 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 3957 SOUTH ASIA 0 1 PROGRAM SERVICES TRAING/MEMBERSHIP SUPPORT 204570 SOUTH ASIA 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 744 NORTH AMERICA 0 0 PROGRAM SERVICES CONFERENCE/TRAVEL 1582 0 1 0 0 0 1 528916 0 528916 NORTH AMERICA OPERATING SUPPORT 148143 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 65878 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 36432 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 34059 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 18551 CHECK 0 N/A N/A NORTH AMERICA OPERATING SUPPORT 15000 WIRE 0 N/A N/A 0 0 0 0 0 0 0 0 PART I, LINE 2: MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. PART III ACCOUNTING METHOD: 1 AWWA ALASKA SECTION PO BOX 244141 ANCHORAGE AK 99524 920139517 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA ALABAMA-MISSISSIPPI SECTION 418 FORTUNE DR FAIRHOPE AL 36532 237026150 501(C)(3) 35847 N/A N/A OPERATING SUPPORT AWWA ARIZONA SECTION 2875 W RAY RD STE 6 CHANDLER AZ 85224 237026151 501(C)(3) 34814 N/A N/A OPERATING SUPPORT AWWA CALIFORNIA-NEVADA SECTION 10435 ASHFORD ST RANCHO CUCAMONGA CA 91730 946114828 501(C)(3) 240011 N/A N/A OPERATING SUPPORT AWWA CHESAPEAKE SECTION 4871 FAIRBANK RD TILGHMAN MD 21671 521182688 501(C)(3) 29047 N/A N/A OPERATING SUPPORT AWWA CONNECTICUT SECTION 90 S SARGENT DR NEW HAVEN CT 06511 066100180 501(C)(3) 22397 N/A N/A OPERATING SUPPORT AWWA FLORIDA SECTION 1320 TENNESSEE AVE ST CLOUD FL 34769 237027079 501(C)(3) 101378 N/A N/A OPERATING SUPPORT AWWA GEORGIA SECTION 151 JUDY RD FRANKLIN GA 30217 581815129 501(C)(3) 45356 N/A N/A OPERATING SUPPORT AWWA HAWAII SECTION PO BOX 22614 HONOLULU HI 96823 990165772 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA ILLINOIS SECTION 545 S RANDALL RD ST CHARLES IL 60174 237026152 501(C)(3) 74150 N/A N/A OPERATING SUPPORT AWWA INDIANA SECTION 2680 EAST MAIN ST STE 106 PLAINFIELD IN 46168 237026153 501(C)(3) 41952 N/A N/A OPERATING SUPPORT AWWA INTERMOUNTAIN SECTION 8215 S 1300 W WEST JORDAN UT 84088 237026154 501(C)(3) 20625 N/A N/A OPERATING SUPPORT AWWA IOWA SECTION 3526 NW 80TH LN ANKENY IA 50023 237026138 501(C)(3) 19015 N/A N/A OPERATING SUPPORT AWWA KANSAS SECTION PO BOX 3046 SALINA KS 67402 237026155 501(C)(3) 15227 N/A N/A OPERATING SUPPORT AWWA KENTUCKY-TENNESSEE SECTION 3801 SPRINGHURST BLVD SUITE 201 LOUISVILLE KY 40241 237026156 501(C)(3) 60914 N/A N/A OPERATING SUPPORT AWWA MICHIGAN SECTION PO BOX 150469 GRAND RAPIDS MI 49515 386073280 501(C)(3) 51975 N/A N/A OPERATING SUPPORT AWWA MINNESOTA SECTION 2355 FAIRVIEW AVENUE NORTH PO BOX 117 ROSEVILLE MN 55113 237026161 501(C)(3) 30372 N/A N/A OPERATING SUPPORT AWWA MISSOURI SECTION 15914 RYAN DR BELTON MO 64012 237026157 501(C)(3) 27753 N/A N/A OPERATING SUPPORT AWWA MONTANA SECTION PO BOX 582 SEELEY LAKE MT 59868 237026158 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA NEBRASKA SECTION PO BOX 94791 LINCOLN NE 68509 237026159 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA NEW ENGLAND SECTION 125 HOPPING BROOK RD HOLLISTON MA 01746 041666330 501(C)(3) 60802 N/A N/A OPERATING SUPPORT AWWA NEW JERSEY SECTION 50 E RIDGEWOOD AVE BOX 183 RIDGEWOOD NJ 07450 226049378 501(C)(3) 43634 N/A N/A OPERATING SUPPORT AWWA NEW YORK SECTION 201 W GENESEE ST 130 FAYETTEVILLE NY 13066 116026214 501(C)(3) 66568 N/A N/A OPERATING SUPPORT AWWA NORTH CAROLINA SECTION 2841 PLAZA PLACE STE 130 RALEIGH NC 27612 566045934 501(C)(3) 46274 N/A N/A OPERATING SUPPORT AWWA NORTH DAKOTA SECTION 918 E DIVIDE AVE BISMARK ND 58501 440420756 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA OHIO SECTION 400 W WILSON BRIDGE RD SUITE 120 COLUMBUS OH 43215 237026162 501(C)(3) 73499 N/A N/A OPERATING SUPPORT AWWA PACIFIC NORTHWEST SECTION PO BOX 872467 VANCOUVER WA 98687 237026163 501(C)(3) 94325 N/A N/A OPERATING SUPPORT AWWA PENNSYLVANIA SECTION 1309 BRIDGE ST NEW CUMBERLAND PA 17070 237026164 501(C)(3) 62602 N/A N/A OPERATING SUPPORT AWWA PUERTO RICO SECTION PO BOX 9648 CAGUAS PR 00726 660343550 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA ROCKY MOUNTAIN SECTION 8200 S QUEBEC ST SUITE A3-264 CENTENNIAL CO 80112 237026165 501(C)(3) 72299 N/A N/A OPERATING SUPPORT AWWA SOUTH CAROLINA SECTION 121 EXECUTIVE CENTER DR STE 115 COLUMBIA SC 29210 237052846 501(C)(3) 33609 N/A N/A OPERATING SUPPORT AWWA SOUTH DAKOTA SECTIONS 10101 N PONDEROSA DR BLACK HAWK SD 57718 237026166 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA SOUTHWEST SECTION 315 BOURQUE ST KAPLAN LA 70548 237026167 501(C)(3) 44121 N/A N/A OPERATING SUPPORT AWWA TEXAS SECTION PO BOX 80510 AUSTIN TX 78708 751388778 501(C)(3) 121276 N/A N/A OPERATING SUPPORT AWWA VIRGINIA SECTION PO BOX 11992 LYNCHBURG VA 24506 237026168 501(C)(3) 50544 N/A N/A OPERATING SUPPORT AWWA WEST VIRGINIA SECTION PO BOX 5190 CHARLESTON WV 25361 310988950 501(C)(3) 15000 N/A N/A OPERATING SUPPORT AWWA WISCONSIN SECTION PO BOX 635 OAK CREEK WI 53154 237026169 501(C)(3) 30940 N/A N/A OPERATING SUPPORT 37 0 AWARDS (WOLMAN) 2 28596 0 N/A N/A SCHOLARSHIP (LARSON) 2 12000 0 N/A N/A ONE AWWA SCHOLARSHIP 33 19194 0 N/A N/A CORPORATE SPONSORED SCHOLARSHIPS 22 132711 0 N/A N/A PART I, LINE 2: (1)ORGANIZATIONS: (A) MEMBER SECTION ALLOTMENTS: THE ASSOCIATION'S BOARD OF DIRECTORS APPROVES ANNUAL ALLOTMENTS EACH YEAR PAYABLE TO ITS MEMBER SECTIONS. THIS ALLOTMENT PROVIDES OPERATIONAL SUPPORT TO THE MEMBER SECTIONS FOR THE CALENDAR YEAR. (2) INDIVIDUALS: FUNDS ARE DISTRIBUTED AS AWARDS AND SCHOLARSHIPS TO RECIPIENTS. SCHOLARSHIP FUNDS SUPPORT EDUCATION FEES. IN REGARDS TO THE SCHOLARSHIP AWARDS, AWWA REQUESTS FROM THE STUDENT A LETTER DOCUMENTING HOW THE FUNDS WERE USED AND HOW THE AWARD IMPACTED THEM AND THEIR EDUCATION. X 0 1 X X X X X 0 0 0 0 0 0 0 1 0 DAVID LAFRANCE SECRETARY/CHIEF EXECUTIVE 357941 0 34000 0 1340 0 25650 0 23912 0 442843 0 0 0 PAULA MACILWAINE DEPUTY CEO 258272 0 20000 0 2056 0 25188 0 27451 0 332967 0 0 0 GEORGE TRACY MEHAN EXECUTIVE DIRECTOR 241269 0 12000 0 1797 0 23375 0 20252 0 298693 0 0 0 SUSAN FRANCESCHI CHIEF MEMBERSHIP OFFICER 190271 0 12000 0 1340 0 18751 0 12845 0 235207 0 0 0 APRIL DEBAKER DIRECTOR - CONF. & EVENTS 134599 0 5900 0 1841 0 13300 0 23002 0 178642 0 0 0 RONALD MCDONALD DIRECTOR- HR 133823 0 5900 0 1934 0 13412 0 22952 0 178021 0 0 0 MICHAEL HISKEY DIRECTOR- IT 136438 0 5900 0 637 0 13287 0 20252 0 176514 0 0 0 STEVE VIA DIRECTOR-FEDERAL RELATIONS 149496 0 5900 0 1290 0 13033 0 2788 0 172507 0 0 0 ROBERT LAY CHIEF FINANCIAL OFFICER 149423 0 0 0 531 0 13496 0 0 0 163450 0 0 0 PART I, LINE 1A AUREL ARNDT: FIRST CLASS AIRFARE PAID FOR TRAVEL TO FEBRUARY 2020 AWWA HAWAII SECTION MEETING SINCE BUSINESS CLASS FLIGHT WAS UNAVAILABLE. THIS BENEFIT WAS NOT TREATED AS TAXABLE COMPENSATION AS THIS WAS THE LOWEST PRICE OPTION. PART I, LINE 7 THE EXECUTIVE COMMITTEE DETERMINES PERFORMANCE BONUSES OF CERTAIN EXECUTIVES WITHIN THE ORGANIZATION. BONUSES ARE BASED ON OPERATING INCOME (REVENUE MINUS OPERATING EXPENSES) GOALS. ACHIEVING THIS GOAL DETERMINES HOW THE TOTAL BONUS POOL IS FUNDED. BONUSES WERE PAID TO EMPLOYEE OFFICERS AND HCE'S IN 2020. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE PRESIDENT, PRESIDENT-ELECT, IMMEDIATE PAST-PRESIDENT, TREASURER, SIX VICE-PRESIDENTS, COUNCIL CHAIRS, THE CHAIR OF THE WATER RESEARCH FOUNDATION BOARD OF TRUSTEES, THE CHIEF EXECUTIVE OFFICER SERVING AS SECRETARY IN A NONVOTING CAPACITY, AND SUCH OTHER NONVOTING MEMBERS AS THE BOARD SHALL DIRECT. BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, THE EXECUTIVE COMMITTEE SHALL EXERCISE THE FULL POWERS OF THE BOARD IN MATTERS WHICH IN THE JUDGMENT OF THE EXECUTIVE COMMITTEE MUST BE ACTED UPON BEFORE THE NEXT REGULAR MEETING OF THE BOARD, EXCEPT THAT THE EXECUTIVE COMMITTEE SHALL NOT ACT FOR THE BOARD IN RESPECT TO EXPULSION OF MEMBERS OR TAKE ANY ACTION THAT WILL RESULT IN A CHANGE IN THE NUMBER OF DIRECTORS, NOR SHALL THE EXECUTIVE COMMITTEE HAVE THE AUTHORITY OF THE BOARD OF DIRECTORS IN REFERENCE TO THE FOLLOWING, WITHIN THE MEANING OF THE ILLINOIS GENERAL NOT FOR PROFIT CORPORATION ACT: (1) AMENDING, ALTERING, OR REPEALING THESE BYLAWS, (2) ELECTING, APPOINTING OR REMOVING ANY MEMBER OF THE EXECUTIVE COMMITTEE, ANY OTHER BOARD COMMITTEE, OR ANY DIRECTOR OR OFFICER OF THE ASSOCIATION, (3) AMENDING THE ARTICLES OF INCORPORATION, (4) ADOPTING A PLAN OF MERGER OR ADOPTING A PLAN OF CONSOLIDATION WITH ANOTHER CORPORATION, (5) AUTHORIZING THE SALE, LEASE, EXCHANGE OR MORTGAGE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, (6) AUTHORIZING THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION OR REVOKING PROCEEDINGS THEREFORE, (7) ADOPTING A PLAN FOR THE DISTRIBUTION OF THE ASSETS OF THE ASSOCIATION, (8) AMENDING, ALTERING OR REPEALING ANY RESOLUTION OF THE BOARD OF DIRECTORS WHICH BY ITS TERMS PROVIDES THAT IT SHALL NOT BE AMENDED, ALTERED OR REPEALED BY THE EXECUTIVE COMMITTEE, OR (9) MODIFYING, DISAPPROVING OR WITHHOLDING A RECOMMENDATION OR REPORT OF A COUNCIL OF THE ASSOCIATION, WHICH IS PRESENTED TO THE EXECUTIVE COMMITTEE FOR SUBMISSION TO THE BOARD OF DIRECTORS, OR WHICH REQUIRES BOARD ACTION, WITHOUT REPORTING SUCH ACTION BY THE COMMITTEE TO THE BOARD WITH REASONS THEREFORE. FORM 990, PART VI, SECTION A, LINE 2 MELISSA ELLIOTT AND DAVID LAFRANCE ARE DIRECTORS OF AWWA'S INACTIVE WHOLLY-OWNED SUBSIDIARY, AMERICAN WATER WORKS ASSOCIATION SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OR THE ORGANIZATION INCLUDE INDIVIDUAL MEMBERS AND ORGANIZATION MEMBERS. THERE ARE TWO TYPES OF ORGANIZATION MEMBERS: SERVICE PROVIDER MEMBERS AND UTILITY MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS APPOINT THE SECTION DIRECTOR OF THEIR RESPECTIVE SECTION. SECTION DIRETORS ARE VOTING MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A THIRD PARTY PREPARER AND IS REVIEWED BY THE AUDIT COMMITTEE. BOARD MEMBERS ARE NOTIFIED BY E-MAIL AND IN PERSON AT THE ANNUAL JUNE BOARD MEETING THAT THE FORM 990 IS AVAILABLE FOR REVIEW ON-LINE BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND DIRECTORS ANNUALLY COMPLETE A DISCLOSURE FORM. CONFLICTS WITH REGARDS TO CONTRACTS OR TRANSACTIONS ARE DISCLOSED PRIOR TO ANY MEETING WHERE ACTION IS REQUIRED. THESE DISCLOSURES ARE REFLECTED IN THE MEETING MINUTES. OFFICERS/DIRECTORS WITH CONFLICTS ARE NOT ALLOWED TO PARTICIPATE IN OR DISCUSS THE MATTER AND ARE NOT ALLOWED TO VOTE. CONFLICTS ARE DEALT WITH AT THE BOARD AND MANAGEMENT LEVEL. FORM 990, PART VI, SECTION B, LINE 15A THE CURRENT CHIEF EXECUTIVE OFFICER STARTED IN MAY 2010. A COMPENSATION (SALARY AND BONUS) REVIEW IS CONDUCTED ANNUALLY BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE CONSISTS OF THE 3 PRESIDENTIAL OFFICERS AND THE TREASURER. IN DETERMINING THE STARTING COMPENSATION FOR THE CEO, THE AWWA PRESIDENT (CHAIR OF COMPENSATION COMMITTEE) WAS PROVIDED (1) EXECUTIVE SALARY INFORMATION INCLUDING SURVEY COMPARABILITY DATA AND (2) EXECUTIVE SALARY INFORMATION FROM THE FORM 990'S OF OTHER ASSOCIATIONS TO USE AS RESOURCES TO DETERMINE STARTING SALARY AND FOR DISCUSSION WITH THE COMPENSATION COMMITTEE. IN DETERMINING THE CEO'S BONUS, THE COMPENSATION COMMITTEE WAS PROVIDED WITH COMPARABLE MARKET DATA AND BENCHMARKING INFORMATION. IN ADDITION, THE CEO'S PERFORMANCE WAS REVIEWED BY THE COMPENSATION COMMITTEE IN RELATION TO PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES, PRIOR TO AWARDING THE BONUS. THE EXECUTIVE COMMITTEE RATIFIED THE DECISION OF THE COMPENSATION COMMITTEE. THIS WAS LAST COMPLETED IN 2019. THERE WAS NO COMPENSATION REVIEW IN LATE 2020 FOR AWARDING IN 2021 SINCE THERE WERE NO MERIT INCREASES OR BONUSES FOR ANY STAFF IN THE BEGINNING OF 2021. FOR THE PAYMENT OF BONUSES FOR THE DEPUTY CEO AND EXECUTIVE DIRECTOR GOVERNMENT AFFAIRS, THE REVIEW WAS CONDUCTED IN JANUARY 2020 BY THE COMPENSATION COMMITTEE AND APPROVED BY THE EXECUTIVE COMMITTEE. THE CHIEF FINANCIAL OFFICER BONUS AND COMPENSATION IS DETERMINED BY THE CEO BASED ON THE REVIEW OF PREDETERMINED PERFORMANCE GOALS AND OBJECTIVES. THE EXECUTIVE COMMITTEE REVIEWS AND AFFIRMS THE CEO'S RECOMMENDATION. FORM 990, PART VI, SECTION C, LINE 19 AWWA'S GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC ON AWWA'S WEBSITE AND UPON REQUEST FOR A VALID BUSINESS PURPOSE. FORM 990, PART XII, LINE 2C THE ORGANIZATION'S AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE ORGANIZATION'S OVERSIGHT PROCESS DID NOT CHANGE DURING THE YEAR. AMERICAN WATER WORKS ASSOCIATION TRAINING SERVICES LLC 6666 W QUINCY AVE DENVER CO 80235 842962122 PROVIDE TRAINING WORKSHOPS TO SMALL WATER UTILITIES THROUGHOUT THE US CO 0 0 AMERICAN WATER WORKS ASSOCIATION AWWA ASSOCIATION SERVICES INC 6666 WEST QUINCY AVENUE DENVER CO 80235 841265561 INACTIVE CO N/A C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0