2021-08-16T11:55:50-05:00 2020-09-30 473535842 DAVIS FARR LLP 18201 VON KARMAN AVE SUITE 1100 IRVINE CA 92612 990 2019-10-01 222570926 THE AYN RAND INSTITUTE THE CENTER FOR THE ADVANCEMENT OF OBJECTIVISM AYNR 9492226550 6 HUTTON CENTRE DRIVE NO 600 SANTA ANA CA 92707 TAL TSFANY PRESIDENT & CEO 9492226550 2021-08-16 1 TRITIA FOSTER P02164134 9494742020 2019 2022-09-23 18:48:47Z TAL TSFANY 6 HUTTON CENTRE DRIVE NO 600 SANTA ANA CA 92707 8223785 0 X WWW.AYNRAND.ORG X 1984 CA UNDERSTANDING OF AYN RAND'S WORKS AND TO FIND AND TRAIN THE NEW INTELLECTUALS TO TEACH HER PHILOSOPHY OF OBJECTIVISM. 9 9 47 0 0 0 6468953 7697860 466263 293558 31401 7341 20061 57294 6986678 8056053 394660 272019 0 0 3774489 3642579 0 0 610348 3608510 2982864 7777659 6897462 -790981 1158591 6646518 9561611 4322319 6078821 2324199 3482790 X TO FOSTER A GROWING AWARENESS, UNDERSTANDING AND ACCEPTANCE OF AYN RAND'S REVOLUTIONARY PHILOSOPHY, OBJECTIVISM, IN ORDER TO CREATE A CULTURE WHOSE GUIDING PRINCIPLES ARE REASON, RATIONAL SELF-INTEREST, AND LAISSEZ-FAIRE CAPITALISM, A CULTURE IN WHICH INDIVIDUALS ARE FREE TO PURSUE THEIR OWN HAPPINESS. 0 0 2465734 200519 24860 OUTREACH PROGRAMS: IN 2020, WE DISTRIBUTED OVER 250K FREE BOOKS TO TEACHERS ACROSS THE U.S, 50% OF WHICH WERE MADE AVAILABLE VIA E-BOOKS. WE HOSTED 4 IN-PERSON EVENTS, 3 IN THE U.S. AND 1 IN WARSAW; AND 4 VIRTUAL CONFERENCES TOTALING OVER 3K ATTENDEES. WE HOSTED WEEKLY WEBINARS WITH OUR INTELLECTUAL TEAM CHOOSING TOPICS OF RELEVANCE TO MODERN TIMES AND THE WORKS OF AYN RAND. WE POSTED 400 NEW VIDEOS TO OUR YOUTUBE CHANNEL THAT NOW HAS OVER 65K SUBSCRIBERS. WE OBTAINED PERMISSION TO PUBLISH THE MIKE WALLACE INTERVIEW WITH AYN RAND ON OUR YOUTUBE CHANNEL AND IT HAS RECEIVED OVER 350K VIEWS IN THE FIRST FOUR MONTHS OF RELEASE. THE NEW IDEAL JOURNAL READERSHIP INCREASED 79% YEAR OVER YEAR. 1721362 71500 300500 EDUCATIONAL PROGRAMS: THE AYN RAND UNIVERSITY COURSE CONSUMPTION REACHED A NEW RECORD HIGH OF OVER 395K HOURS VIEWED. OUR ANNUAL ESSAY CONTEST SUBMISSIONS TOTALED APPROXIMATELY 7,500 IN 2019. 465233 19179 OTHER: THE AYN RAND ARCHIVES DIGITIZED A LARGE AMOUNT OF ANALOG AUDIO (PRIMARILY CASSETTE TAPES), CONDUCTED 40 HOURS OF ORAL HISTORY INTERVIEWS ON THE OBJECTIVIST MOVEMENT, AND ASSISTED 12 OUTSIDE RESEARCHERS WHO EXAMINED MATERIALS BOTH IN PERSON AND ONLINE. WE ALSO CONTINUED CORRECTING ERRORS IN THE KEYWORD-SEARCHABLE VERSION OF THE AYN RAND PAPERS. THE ARI ESTORE (ESTORE.AYNRAND.COM) CONTINUED TO PUBLISH AND SELL HUNDREDS OF DOWNLOADABLE RECORDINGS ON OBJECTIVISM AND RELATED TOPICS. 4652329 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 1 0 0 1 142 0 47 1 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 0 1 1 0 0 CA X TAL TSFANY 9492226550 6 HUTTON CENTRE DRIVE SUITE 600 SANTA ANA CA 92707 HARRY BINSWANGER MEMBER 2.00 X 0 0 0 JIM BROWN MEMBER 2.00 X 0 0 0 JOHN ALLISON MEMBER 2.00 X 0 0 0 LARRY SALZMAN MEMBER 2.00 X 0 0 0 ROBERT MAYHEW MEMBER 2.00 2.00 X 0 0 0 TARA SMITH MEMBER 2.00 X 0 0 0 TIM BLUM MEMBER 2.00 X 0 0 0 KRISSY KEYS SECRETARY 2.00 X 0 0 0 YARON BROOK CHARIMAN OF THE BOARD 45.00 5.00 X X 0 0 0 TAL TSFANY PRESIDENT & CEO 45.00 2.00 X 328284 0 34533 ONKAR GHATE MEMBER & CHIEF PHIL. OFFICER. 45.00 2.00 X 169425 0 9561 MARIA TORRE CONTROLLER 45.00 10.00 X 85516 0 10599 KEITH LOCKITCH VP OF ED & SR. FELLOW 45.00 X 142179 0 18616 ANU SEPPALA DIRECTOR CULTURAL OUTREACH 45.00 X 124448 0 15993 CARLA SILK VP OF FUNDRAISING 45.00 X 159580 0 9747 ELAN JOURNO DIRECTOR AND SR. FELLOW 45.00 X 117932 0 9455 1127364 0 108504 6 0 1 0 BREOC GRIFFIN LLC PO BOX 209259 AUSTIN TX 78720 RENT AT 6 HUTTON CENTRE 586161 KAIZENNOVATIONS LLC 1495 SPALDING DRIVE ATLANTA GA 30350 IT CONTRACTOR - WEBSITE/APP DEV. 269000 BROOK MEDIA AND CONSULTING 53 CALLE PALMERAS FL6 SAN JUAN PR 00901 SPEAKING CONTRACTOR 238000 EMMA DOG PRODUCTIONS 15219 HESBY STREET SHERMAN OAKS CA 91403 VIDEO PRODUCTION CONTRACTOR 220000 NORMAN JOYCE 4 TULIP LANE HOLMDEL NJ 07733 FUNDRAISING CONTRACTOR - DONOR RELATIONS 167961 5 10566 7687294 210275 7697860 CONFERENCE 611710 146598 146598 TUITION INCOME 611710 102921 102921 PROFESSIONAL OUTREACH 611710 24860 24860 BOOK 451211 19179 19179 293558 5416 5416 6313 6313 169657 167242 490 2415 -490 1925 1925 0 10566 0 0 MISCELLANEOUS INCOME 611710 50981 50981 50981 8056053 344539 0 13654 72348 72348 199671 199671 527900 318235 37696 171969 455677 451120 4557 2425362 1422781 1002581 48152 32383 10392 5377 185488 125343 41467 18678 11907 2173 189 9545 266201 86665 17562 161974 64926 51219 8095 5612 42657 42612 45 30115 6393 5261 18461 274904 154353 120551 13097 12549 548 875169 724700 181459 -30990 133525 94124 19178 20223 19886 4384 15502 2186 2186 43182 29451 8333 5398 27427 19855 4563 3009 OUTSIDE SERVICES 642407 484988 102502 54917 OTHER 277931 112931 125166 39834 BOOKS 143517 141253 1493 771 POSTAGE AND SHIPPING 77818 57672 18986 1160 36009 5126 27617 3266 6897462 4652329 1634785 610348 2038248 711925 4446627 169252 125236 9002 9593 94668 248960 132226 157478 116734 79559 79559 4098311 4071937 6646518 9561611 1211013 1552812 3111306 4526009 4322319 6078821 X 1262874 1399803 1061325 2082987 2324199 3482790 6646518 9561611 1158591 0 X X 0 1 X 1 0 X 7479610 8802541 10374152 6468953 7697860 40823116 7479610 8802541 10374152 6468953 7697860 40823116 1330209 39492907 4032 3698 2744 244 11729 22447 12680 12680 20524 40865 26962 38538 52906 179795 41038038 1967431 0.96230 0.91580 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME / LOSS - 2015 AMOUNT: $ 1,360. 2016 AMOUNT: $ 35,284. 2017 AMOUNT: $ 1,910. 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 50,981. GAIN / LOSS - 2015 AMOUNT: $ 13,278. 2016 AMOUNT: $ -920. 2017 AMOUNT: $ 13,743. 2018 AMOUNT: $ 31,157. 2019 AMOUNT: $ 1,925. ROYALTY INCOME - 2015 AMOUNT: $ 5,886. 2016 AMOUNT: $ 6,501. 2017 AMOUNT: $ 11,309. 2018 AMOUNT: $ 7,381. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 0 153076 -153076 128166 24910 153076 113806 14360 128166 40520 24807 15713 91443 65413 26030 116997 42006 74991 116734 457(B) PARTICIPANT INTEREST IN ACCOUNTS 1071723 BENEFICIAL INTEREST IN INSURANCE POLICY 278567 BENEFICIAL INTEREST IN TRUSTS 135503 DEPOSITS AND OTHER ASSETS 145513 INVESTMENTS - SPLIT INTEREST AGREEMENTS 2453575 PREPAID ASSETS -12944 4071937 457(B) PARTICIPANT INTEREST 1071723 GIFT ANNUITY OBLIGATION 1741186 LOAN PAYABLE-DONOR 1000000 PPP LOAN 713100 4526009 8056053 0 8056053 0 8056053 6897462 0 6897462 0 6897462 PART III, LINE 1A: THE INSTITUTE HAS COLLECTIONS THAT ARE HOUSED IN THE AYN RAND ARCHIVES, A SPECIAL COLLECTION OF THE AYN RAND INSTITUTE, WHICH INCLUDE AYN RAND PAPERS AS WELL AS OTHER ARTIFACTS OF HISTORICAL SIGNIFICANCE AND WORKS OF ARTS. IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA, THESE ITEMS ARE NOT CAPITALIZED ON THE FINANCIAL STATEMENTS. PART III, LINE 4: THE AYN RAND ARCHIVES CONSIST OF TWO MAJOR HOLDINGS: THE AYN RAND PAPERS AND THE SPECIAL COLLECTIONS. THE AYN RAND PAPERS COMPRISES THE PERSONAL PAPERS AND EFFECTS LEFT BY AYN RAND AT HER DEATH IN 1982. THIS COLLECTION INCLUDES MANUSCRIPTS, NOTES AND OUTLINES, BUSINESS AND PERSONAL CORRESPONDENCE, PHILOSOPHIC JOURNALS, RESEARCH FILES, MARGINALIA, CLIPPINGS, PHOTOGRAPHS, CALENDARS, ADDRESS BOOKS, PHONOGRAPH RECORDS, MEMORABILIA, AND RECORDED INTERVIEWS AND SPEECHES. ALSO INCLUDED IS MICROFILM OF THE AYN RAND PAPERS AT THE LIBRARY OF CONGRESS. THESE PAPERS ARE DRAFTS, TYPESCRIPTS AND GALLEYS OF HER NOVELLA, ANTHEM, AND HER THREE NOVELS, WE THE LIVING, THE FOUNTAINHEAD, AND ATLAS SHRUGGED, PLUS SOME ADMINISTRATIVE MATERIAL. THE SPECIAL COLLECTIONS IS AN ONGOING COLLECTION OF AYN RAND-RELATED MATERIAL ACQUIRED SINCE HER DEATH. IT INCLUDES RECORDINGS OF AYN RAND'S RADIO PROGRAMS, LECTURES AND INTERVIEWS, ORAL HISTORY INTERVIEWS, RUSSIAN ACADEMIC AND LEGAL DOCUMENTS, TRANSLATIONS OF HER WORK, BIOGRAPHICAL AND PHILOSOPHICAL ARTICLES ABOUT AYN RAND, REVIEWS AND PRESS MENTIONS, SCREENPLAYS, CORRESPONDENCE, OBJECTIVIST PERIODICALS, AND MATERIALS FROM OBJECTIVIST ORGANIZATIONS. THE MISSION OF THE AYN RAND ARCHIVES IS TO ACQUIRE, PRESERVE AND MAKE AVAILABLE AYN RAND'S REMAINING PAPERS AND RELATED DOCUMENTS TO SERIOUS SCHOLARS AND GENERAL WRITERS. BY ACQUIRING HOLDINGS, CONDUCTING RESEARCH AND PROVIDING ACCESS, THE ARCHIVES PRESERVES AND MAKES AVAILABLE THE PHYSICAL EVIDENCE OF AYN RAND'S ACHIEVEMENT AND INFLUENCE. 1 EAST ASIA AND THE PACIFIC 0 0 ESSAY CONTEST PRIZES 1525 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 ESSAY CONTEST PRIZES 5275 NORTH AMERICA 0 0 ESSAY CONTEST PRIZES 15850 SOUTH AMERICA 0 0 ESSAY CONTEST PRIZES 100 SOUTH ASIA 0 0 ESSAY CONTEST PRIZES 575 SUB-SAHARAN AFRICA 0 0 ESSAY CONTEST PRIZES 25 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS 115200 0 0 0 0 0 0 138550 0 138550 MIDDLE EAST AND NORTH AFRICA TO PROVIDE LOCAL OUTREACH THROUGH SPEAKING EVENTS AND STUDENT CLUBS. 115200 WIRE SCHOLARSHIP NORTH AMERICA 42 15850 WIRE SCHOLARSHIP EAST ASIA AND THE PACIFIC 11 1525 WIRE SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 11 5275 WIRE SCHOLARSHIP SOUTH AMERICA 1 100 WIRE SCHOLARSHIP SOUTH ASIA 3 575 WIRE SCHOLARSHIP SUB-SAHARAN AFRICA 1 25 WIRE 0 0 0 0 0 0 PART I, LINE 2: PROCEDURES VARY DEPENDING ON THE TYPE OF GRANT. SCHOLARSHIP AND ESSAY CONTEST PRIZES DO NOT REQUIRE MONITORING, AS THERE ARE NO ONGOING CONDITIONS AFTER THE SCHOLARSHIP/PRIZE IS AWARDED. GRANTS ARE PROVIDED TO ARI-ISRAEL AS DONATIONS ARE EARMARKED FOR THIS SPECIFIC RESTRICTION, THE FUNDS ARE REMITTED. PART III ACCOUNTING METHOD: 1 ESSAY CONTEST PRIZES 167 48150 PART I, LINE 2: PROCEDURES VARY DEPENDING ON THE TYPE OF GRANT. SCHOLARSHIPS AND ESSAY CONTEST PRIZES DO NOT REQUIRE MONITORING, AS THERE ARE NO ONGOING CONDITIONS AFTER THE SCHOLARSHIP/PRIZE IS AWARDED. LONG-TERM GRANTS SUCH AS DISSERTATION GRANTS AND BOOK GRANTS ARE REVIEWED AT LEAST ANNUALLY, DEPENDING ON THE GRANT TERMS. GRANTEES ARE REQUIRED TO SUBMIT REGULAR PROGRESS REPORTS, TYPICALLY ON A QUARTERLY BASIS X X X 0 0 0 0 0 0 0 0 0 TAL TSFANY PRESIDENT & CEO 328284 0 0 0 0 0 3000 0 31533 0 362817 0 0 0 ONKAR GHATE MEMBER & CHIEF PHIL. OFFICER. 169425 0 0 0 0 0 3000 0 6561 0 178986 0 0 0 KEITH LOCKITCH VP OF ED & SR. FELLOW 142179 0 0 0 0 0 3000 0 15616 0 160795 0 0 0 CARLA SILK VP OF FUNDRAISING 159580 0 0 0 0 0 3000 0 6747 0 169327 0 0 0 YARON BROOK CHARIMAN OF THE BOARD 238000 CONSULTING AND SPEAKING SERVICES 0 X 9 210275 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B AN ELECTRONIC COPY OF THE 990 IS PROVIDED TO EACH MEMBER OF THE BOARD BEFORE IT IS FILED WITH THE INTERNAL REVENUE SERVICE. WE COMPLETE A REVIEW OF THE PRIOR YEAR RETURN FOR SIGNIFICANT CHANGES AND REVIEW OUR FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER & DIRECTOR ANNUALLY SIGNS AN ACKNOWLEDGMENT STATING THAT THEY HAVE READ, UNDERSTAND, AND AGREE TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. GOVERNANCE COMMITTEE HAS A REVIEW PROCEDURE FOR BUSINESS DEALINGS AMONG BOARD MEMBERS AND OFFICERS. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, THE BOARD DETERMINES THE SALARY, CONSIDERING FACTORS SUCH AS SALARY SURVEYS AND COMPARABLE ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 FORM 990, GOVERNING DOCUMENTS, POLICIES AND FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. FORM 990, PART XII, LINE 2C: PROCESS THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT, OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNT HAS NOT CHANGED FROM THE PRIOR YEAR. ANTHEM FOUNDATION FOR OBJECTIVIST SCHOLARSHIP 6 HUTTON CENTRE DRIVE 600 SANTA ANA CA 92707 912145352 EDUCATION GRANTS CA 501(C)(3) LINE 12A, I N/A 1 0 0 1 0 1 0 0 0 0 1 0 1 0 1 1 0 0 0 0 ANTHEM FOUNDATION FOR OBJECTIVIST SCHOLARSHIP C 68300