2021-09-21T14:14:09-05:00 2020-12-31 420714325 RSM US LLP 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2020-01-01 231496016 SOCIETY FOR INDUSTRIAL AND APPLIED MATHEMATICS SOCI 2153829800 3600 MARKET ST PHILADELPHIA PA 191042688 SUSAN A PALANTINO CHIEF OPERATING OFFICER 2153829800 2021-09-21 1 SUSAN PALANTINO 999009999 ELIZABETH W HELLER P00397829 2022932200 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z SUSAN A PALANTINO 3600 MARKET ST PHILADELPHIA PA 191042688 15947492 0 X WWW.SIAM.ORG X 1952 PA SIAM'S MISSION IS TO ADVANCE AND RAISE AWARENESS ABOUT APPLIED MATH AND RELATED FIELDS THROUGH ITS BOOKS, JOURNALS, CONFERENCES, ONLINE RESOURCES, AND A VARIETY OF PROGRAMS AND INITIATIVES. 13 12 76 180 28706 0 2310842 888668 8968358 7878423 2467179 2370279 1399526 952186 15145905 12089556 524695 110411 0 0 5920989 6345567 0 0 165255 6870738 4478898 13316422 10934876 1829483 1154680 47866198 53114829 9510165 10144604 38356033 42970225 X INCORPORATED IN 1952 AS A NON-PROFIT ORGANIZATION, SIAM HAS WORKED TOWARD THE FOLLOWING GOALS FOR MORE THAN 60 YEARS:- TO ADVANCE THE APPLICATION OF MATHEMATICS AND COMPUTATIONAL SCIENCE TO ENGINEERING, INDUSTRY, SCIENCE, AND SOCIETY;- TO PROMOTE RESEARCH THAT WILL LEAD TO EFFECTIVE NEW MATHEMATICAL AND COMPUTATIONAL METHODS AND TECHNIQUES FOR SCIENCE, ENGINEERING, INDUSTRY, AND SOCIETY;- TO PROVIDE MEDIA FOR THE EXCHANGE OF INFORMATION AND IDEAS AMONG MATHEMATICIANS, ENGINEERS, AND SCIENTISTS. 0 0 4617809 7318244 SIAM'S PUBLICATIONS ARE A MEANS OF MEETING ONE OF THE PRIMARY OBJECTIVES FOR ORGANIZING THE SOCIETY: TO PROVIDE MEDIA FOR THE EXCHANGE OF INFORMATION AND IDEAS BETWEEN MATHEMATICIANS AND OTHER SCIENTISTS. SIAM'S JOURNAL PROGRAM PRODUCES 18 QUALITY, PEER-REVIEWED JOURNALS THAT ARE RESPECTED AND HIGHLY CITED THROUGHOUT THE APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE COMMUNITY. SIAM PUBLISHES APPROXIMATELY 20 HIGH QUALITY BOOKS A YEAR BY AUTHORS WHO ARE EXPERTS IN THEIR FIELD MAKING RELEVANT RESEARCH RESULTS ACCESSIBLE TO INDUSTRY AND SCIENCE WHILE ALSO PROMOTING THE INTERACTION BETWEEN MATHEMATICS AND OTHER DISCIPLINES SUCH AS ENGINEERING, SCIENCE AND COMPUTING. SIAM NEWS, PUBLISHED 10 TIMES PER YEAR, IS THE NEWS JOURNAL REPORTING ON ISSUES AND DEVELOPMENTS AFFECTING THE APPLIED AND COMPUTATIONAL MATHEMATICS COMMUNITY. SIAM ALSO PUBLISHES UNDERGRADUATE RESEARCH ONLINE (SIURO), AN OPEN-ACCESS PUBLICATION FOR UNDERGRADUATES. 1280634 19741 418112 SIAM'S CONFERENCE PROGRAM PROVIDES MEMBERS AND ATTENDEES WITH A BROAD VIEW OF THE STATE-OF-THE-ART IN APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE. THROUGH INVITED PRESENTATIONS, PRIZE LECTURES, MINISYMPOSIA, MINI-TUTORIALS, CONTRIBUTED PAPERS, AND POSTERS, MEMBERS ARE ABLE TO JOIN THEIR PEERS AND LEADING EXPERTS IN THE FIELD TO EXCHANGE IDEAS AND TO EXPAND THEIR PERSONAL AND PROFESSIONAL NETWORKS. SIAM HOLDS TEN TO TWELVE CONFERENCES EACH YEAR, EACH FOCUSED ON TIMELY TOPICS IN APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE. THE WORK AT THESE CONFERENCES HELPS DEMONSTRATE THAT MANY SOCIETAL PROBLEMS CAN BE SOLVED THROUGH VARIOUS METHODS OF APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE. SIAM OFFERS TRAVEL SUPPORT FOR STUDENTS THROUGH SIAM STUDENT TRAVEL AWARDS TO ATTEND THE CONFERENCES. 464636 1046910 THROUGH SIAM MEMBERSHIP, INDIVIDUALS PARTICIPATE IN THE INTERNATIONAL COMMUNITY OF OVER 14,300 MATHEMATICIANS, COMPUTER SCIENTISTS, NUMERICAL ANALYSTS, ENGINEERS, STATISTICIANS, PHYSICISTS, EDUCATORS, AND STUDENTS FROM 103 COUNTRIES SUPPORTING THE PROFESSION AND ADVANCING THE FIELDS OF APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE. MEMBERSHIP ALLOWS BOTH PROFESSIONALS AND STUDENTS THE OPPORTUNITY TO NETWORK AND EXCHANGE IDEAS WITH PEERS, VISIBILITY IN THE APPLIED SCIENCE MATHEMATICS AND COMPUTATIONAL SCIENCE COMMUNITIES, ACCESS TO CUTTING-EDGE RESEARCH AND OPPORTUNITY TO SERVE ON SIAM COMMITTEES TO HELP GUIDE THE FUTURE OF APPLIED MATHEMATICS AND COMPUTATIONAL SCIENCE. 844789 90670 THE M3 CHALLENGE IS AN APPLIED MATHEMATICS COMPETITION FOR HIGH SCHOOL STUDENTS. THE CHALLENGE IS BEING FUNDED BY MATHWORKS. WORK BEGAN ON THE 2021 CHALLENGE IN 2020 AND IS MANAGED BY SIAM. 844789 90670 7207868 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 373 0 1 76 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 12 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 PA X SUSAN PALANTINO 2153829800 3600 MARKET STREET 6TH FLOOR PHILADELPHIA PA 191042688 JAMES M CROWLEY EXECUTIVE DIRECTOR 36.30 X 314079 0 34515 SUSAN A PALANTINO CHIEF OPERATING OFFICER 36.30 X 207591 0 32976 KIVMARS H BOWLING DIRECTOR, PUBLICATIONS 36.30 X 158987 0 27384 LAUREN R STEIDEL CONTROLLER 36.30 X 148910 0 18737 THEODORE E KULL DIRECTOR, INFORMATIONAL SERVICES 36.30 X 151499 0 15346 RICHARD MOORE DIRECTOR, PROGRAMS AND SERVICES 36.30 X 131704 0 13792 KENNETH J BOYDEN DIRECTOR, DEVELOPMENT 36.30 X 122629 0 9580 LISA J FAUCI PRESIDENT 7.50 X X 0 0 0 SUSANNE BRENNER PRESIDENT-ELECT 7.50 X 0 0 0 CAROL WOODWARD VP AT LARGE 7.50 X 0 0 0 SUSAN MINKOFF SECRETARY 7.50 X 0 0 0 SAMUEL GUBINS TREASURER 7.50 X X 42500 0 0 KATHLEEN KAVANAGH VP FOR EDUCATION 7.50 X 0 0 0 AMR EL-BAKRY VP FOR INDUSTRY 7.50 X 0 0 0 JAMES G NAGY VP FOR PROGRAMS 7.50 X 0 0 0 HOWARD ELMAN VP FOR PUBLICATIONS 7.50 X 0 0 0 ANNE GELB VP FOR SCIENCE POLICY 7.50 X 0 0 0 MARGOT GERRITSEN CHAIR, BOARD OF TRUSTEES 5.00 X 0 0 0 KATHRYN E BRENAN BOARD OF TRUSTEES 1.00 X 0 0 0 RUSSEL E CAFLISCH BOARD OF TRUSTEES 1.00 X 0 0 0 THOMAS A GRANDINE BOARD OF TRUSTEES 1.00 X 0 0 0 TAMARA G KOLDA BOARD OF TRUSTEES 1.00 X 0 0 0 RANDALL J LEVEQUE BOARD OF TRUSTEES 1.00 X 0 0 0 ESMOND NG BOARD OF TRUSTEES 1.00 X 0 0 0 LINDA PETZOLD BOARD OF TRUSTEES 1.00 X 0 0 0 ALISON RAMAGE BOARD OF TRUSTEES 1.00 X 0 0 0 JEFFREY S SALTZMAN BOARD OF TRUSTEES 1.00 X 0 0 0 BONITA SAUNDERS BOARD OF TRUSTEES 1.00 X 0 0 0 1277899 0 152330 10 0 1 0 LEWIS-BURKE AND ASSOCIATES 1341 G STREET NW 8TH FLOOR WASHINGTON DC 20005 LOBBYING 135000 LUMINA DATAMATICS INC DEPT CH 16508 PALATINE IL 60055 COMPOSITION 133378 ATYPON SYSTEMS INC 5201 GREAT AMERICAN PKWY SUITE 510 SANTA CLARA CA 95054 ELECTRONIC PRODUCTS HOST 131708 3 45444 843224 888668 SUBSCRIPTIONS 900099 6308845 6308845 MEMBERSHIP DUES 900099 1046910 1046910 CONFERENCE AND MEETINGS 900099 372668 372668 ADVERTISING INCOME 900099 127389 28706 98683 PUBLICATIONS 900099 22611 22611 7878423 888393 888393 11184 11184 102961 0 102961 102961 102961 5136341 3654455 1481886 1481886 1481886 904843 203481 701362 701362 MISCELLANEOUS INCOME 900099 136679 136679 136679 12089556 8452396 28706 2719786 103717 103717 6694 6694 630543 367622 246990 15931 4362640 2473089 1773589 115962 449958 322942 120584 6432 516848 370950 138511 7387 385578 276736 103331 5511 135000 135000 208182 15123 193059 291776 167925 123851 257883 130241 127642 390939 390939 250683 142107 101913 6663 219450 195908 23542 15378 15378 277257 157172 112716 7369 60693 60693 PRINTING & PUBLICATIONS 910174 905444 4730 MATH PROJECT 635455 635455 MANUSCRIPT PREPARATION 252812 252812 EQUIPMENT RENTAL 210051 168306 41745 363165 124686 238479 10934876 7207868 3561753 165255 226471 339795 4283726 3688487 470899 366344 345847 327624 249464 412529 7539914 6980666 772978 559248 41263877 47126280 252936 294522 47866198 53114829 1524659 1439985 6545842 6103431 645426 716740 1079000 794238 805448 9510165 10144604 X 36219063 40828586 2136970 2141639 38356033 42970225 47866198 53114829 1154680 3459513 0 X 0 1 X 1 0 X 2583142 2327009 1944070 3384348 1935578 12174147 8674201 8957968 8397561 8910607 7707650 42647987 11257343 11284977 10341631 12294955 9643228 54822134 0 0 0 54822134 1014031 1066043 1157462 1150026 1002538 5390100 1014031 1066043 1157462 1150026 1002538 5390100 214680 332144 253783 321155 136679 1258441 12486054 12683164 11752876 13766136 10782445 61470675 0.89180 0.89420 0.08770 0.08390 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 135000 135000 10799877 10934877 696744 174186 0 0 794520 743513 812756 696744 3047533 4571300 133100 135000 135000 135000 538100 198630 185878 203189 174186 761883 1142825 391755 53194 12460 432489 324970 80675 13890 391755 358294 -19434 13890 324970 318187 53684 13577 358294 303343 26005 11161 318187 1.00000 0 0 4115470 4046242 69228 989540 905981 83559 2434904 2028443 406461 559248 ACCRUED VACATION/UNEMPLOYMENT 791202 FLEXIBLE BENEFIT PLAN 14246 805448 15752550 3459513 203481 3662994 12089556 0 12089556 11138358 203481 203481 10934877 0 10934877 PART V, LINE 4: THE SOCIETY CURRENTLY HAS ONE DONOR-RESTRICTED ENDOWMENT FUND. THE PRINCIPAL PURPOSE OF THAT FUND IS TO ISSUE THE W.T. AND IDALIA REID PRIZE IN MATHEMATICS. THE W.T. AND IDALIA REID PRIZE IN MATHEMATICS IS AWARDED ANNUALLY FOR RESEARCH IN, OR CONTRIBUTIONS TO, THE BROADLY DEFINED AREAS OF DIFFERENTIAL EQUATIONS AND CONTROLS THEORY. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 203,481. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 203,481. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICE ACTIVITIES SUPPORT FOR SECTION MEETING 3705 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS 5821 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS 73 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICE ACTIVITIES SUPPORT FOR SECTION MEETING 2400 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 GRANTS TO RECIPIENTS LOCATED IN THE REGION TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS 800 0 0 0 0 0 0 12799 0 12799 TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 9 5821 CHECK 33%/ WIRE TFR 67% TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 73 WIRE TFR TRAVEL AWARD (SUPPORT) TO ATTEND MEETINGS SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 1 800 WIRE TFR 0 0 0 0 0 0 PART I, LINE 2: THE SOCIETY HAS MANY SECTIONS BOTH IN THE UNITED STATES AND INTERNATIONALLY. FOR ITS INTERNATIONAL SECTIONS, THE SOCIETY WILL PROVIDE FUNDS TO COVER THE COSTS OF VARIOUS MEETINGS. THE FOREIGN SECTION WILL SUBMIT A REQUEST FOR FUNDING, WHICH IS REVIEWED BY A COMMITTEE. ONCE THE MEETING IS HELD, A REPORT IS SENT TO THE SOCIETY, ALONG WITH A STATEMENT OF HOW THE FUNDS WERE USED. PART III ACCOUNTING METHOD: 1 TRAVEL SUPPORT TO SIAM CONFERENCES - FUNDED BY NSF GRANT 2 1500 STUDENT TRAVEL AWARDS - FUNDED BY SIAM OPERATING BUDGET AND AUTHOR ROYALTIES 16 11547 MEGA MATH CHALLENGE (M3) SCHOLARSHIPS 159 90670 PART I, LINE 2: INVOICES OR EXPENSE REPORTS ARE REQUIRED. EXPENSE REPORTS REQUIRED DETAILED RECEIPTS TO ENSURE THE EXPENSES ARE CONSIDERED ALLOWABLE UNDER GRANT. INVOICES AND EXPENSE REPORTS ARE REVIEWED BY THE APPROPRIATE STAFF AND THEN FORWARDED TO ACCOUNTING FOR THE CONTROLLER'S REVIEW, ACCOUNT CODING AND THEN ENTRY INTO THE AP SYSTEM FOR PAYMENT PROCESSING. X X X X 0 0 0 0 0 0 0 0 0 JAMES M CROWLEY EXECUTIVE DIRECTOR 313710 0 0 0 369 0 28000 0 6515 0 348594 0 0 0 SUSAN A PALANTINO CHIEF OPERATING OFFICER 206842 0 0 0 749 0 21195 0 11781 0 240567 0 0 0 KIVMARS H BOWLING DIRECTOR, PUBLICATIONS 158424 0 0 0 563 0 16250 0 11134 0 186371 0 0 0 LAUREN R STEIDEL CONTROLLER 148395 0 0 0 515 0 14964 0 3773 0 167647 0 0 0 THEODORE E KULL DIRECTOR, INFORMATIONAL SERVICES 151120 0 0 0 379 0 15261 0 85 0 166845 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES IS EMPOWERED DURING THE INTERIM BETWEEN MEETINGS OF THE BOARD TO ACT ON BEHALF OF THE BOARD WITH RESPECT TO ALL MATTERS AS THE BOARD MAY DEEM APPROPRIATE. THE ACTIONS OF THIS COMMITTEE WILL BE COMMUNICATED PROMPTLY TO THE FULL BOARD. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY FOR INDUSTRIAL AND APPLIED MATHEMATICS (SIAM) IS AN INTERNATIONAL COMMUNITY OF OVER 13,600 INDIVIDUAL MEMBERS; LIKEWISE, OVER 330 ACADEMIC, MANUFACTURING, RESEARCH AND DEVELOPMENT, SERVICE AND CONSULTING ORGANIZATIONS, GOVERNMENT, AND MILITARY ORGANIZATIONS WORLDWIDE ARE INSTITUTIONAL MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO THE SOCIETY'S BYLAWS, THREE TRUSTEES SHALL BE ELECTED ANNUALLY BY DUES-PAYING MEMBERS OF SIAM FOR THREE-YEAR TERMS. ADDITIONALLY, THE PRESIDENT, VICE PRESIDENT AT LARGE AND SECRETARY SHALL BE ELECTED BY THE DUES-PAYING MEMBERSHIP OF SIAM. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERSHIP VOTES ON ANY CHANGES IN GOVERNANCE. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. A COPY OF THE DRAFT 990 WAS CIRCULATED TO THE FULL BOARD OF TRUSTEES FOR DISCUSSION AND COMMENT. EACH BOARD MEMBER WAS PROVIDED AMPLE OPPORTUNITY TO COMMENT ON THE INFORMATION CONTAINED IN THE 990 PRIOR TO ITS ELECTRONIC FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C EACH OFFICER, DIRECTOR, TRUSTEE AND KEY EMPLOYEE OF SIAM IS REQUIRED TO ANNUALLY DISCLOSE ANY CONFLICTS OF INTEREST THAT ARISE BY VIRTUE OF THEIR EMPLOYMENT, BOARD SERVICE, OR POSITION WITH SIAM. SIAM MONITORS COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY THROUGH A SEMI-ANNUAL DISCLOSURE STATEMENT THAT IS DISTRIBUTED TO THESE INDIVIDUALS. POTENTIAL CONFLICTS ARE INVESTIGATED IMMEDIATELY. FORM 990, PART VI, SECTION B, LINE 15 SIAM UNDERTAKES A THOROUGH PROCESS TO ENSURE THAT THE EXECUTIVE COMPENSATION PAID TO ITS EXECUTIVE DIRECTOR AND ALL OFFICERS AND KEY EMPLOYEES IS REASONABLE GIVEN THE MARKET IN WHICH SIAM OPERATES. IN RELEVANT PART, THE BOARD OF DIRECTORS HAS ESTABLISHED A COMPENSATION COMMITTEE OF INDEPENDENT PERSONS WITH NO PERSONAL INTEREST IN THE PROPOSED COMPENSATION AGREEMENT. ON A PERIODIC BASIS, THE COMPENSATION COMMITTEE CONTRACTS WITH A COMPENSATION CONSULTANT TO COMPLETE A MARKET ASSESSMENT AND COMPETITIVE POSITION ANALYSIS FOR SIAM'S TOP EXECUTIVES. IN ADDITION, THE COMPENSATION COMMITTEE UTILIZES COMPARABILITY AND BENCHMARKING SURVEYS TO ENSURE THAT SIAM COMPENSATES ITS EXECUTIVES COMMENSURATE WITH THE MARKET. THE COMPENSATION COMMITTEE THEN REPORTS THEIR SALARY DECISIONS FOR THE CEO AND KEY EMPLOYEES TO THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE TAXPAYER MAKES ITS FORM 990 AVAILABLE TO THE PUBLIC BY RETAINING A COPY AT ITS PLACE OF BUSINESS. THE FORM 990 IS LIKEWISE PUBLISHED ON THE INTERNET AT WWW.GUIDESTAR.ORG. A REVIEW OF THE ORGANIZATION'S FINANCIAL STATEMENTS ARE PRESENTED AT THE ANNUAL BUSINESS MEETING OF SIAM'S MEMBERSHIP AND ARE POSTED ON THE SIAM WEBSITE. ALSO AVAILABLE ON THE SIAM WEBSITE, ARE THE ORGANIZATION'S GOVERNING DOCUMENTS. THE CONFLICT OF INTEREST POLICY IS NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC, BUT, IF REQUESTED, WILL BE MADE AVAILABLE AT MANAGEMENT'S DISCRETION.