2021-11-12T14:08:44-06:00 2020-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2020-01-01 411920576 AMERICAN ACADEMY OF SLEEP MEDICINE FOUNDATION AMER 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 6307379700 2021-11-12 1 STEVEN VAN HOUT 999009999 J CALVIN MARKS P01226973 9197196400 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z STEVEN VAN HOUT 2510 N FRONTAGE RD DARIEN IL 60561 4683666 0 X FOUNDATION.AASM.ORG X 1998 MN TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 12 1 0 45 0 0 2164227 4328229 0 0 1368208 237441 0 0 3532435 4565670 1509628 1861935 0 0 0 0 0 0 0 82257 61281 1591885 1923216 1940550 2642454 12410221 15459561 2289849 1903322 10120372 13556239 X TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES BY OFFERING RESEARCH, COMMUNITY AND TRAINING GRANTS. 0 0 1863005 1861935 THE AASM FOUNDATION STRIVES TO PROMOTE DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. IN 2020, THE AASM FOUNDATION APPROVED FUNDING A TOTAL OF 27 GRANTS. ELEVEN CAREER DEVELOPMENT GRANTS WERE APPROVED, INCLUDING 4 BRIDGE TO SUCCESS FOR EARLY CAREER INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL CAREER DEVELOPMENT AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), 2 BRIDGE TO SUCCESS FOR MID-CAREER/SENIOR INVESTIGATORS GRANTS (SUPPORTS RESEARCHERS WHO HAVE APPLIED FOR A FEDERAL INDEPENDENT INVESTIGATOR AWARD THAT WILL NOT BE FUNDED AND WHO PLAN TO SUBMIT A REVISED APPLICATION), 3 FOCUSED PROJECTS GRANTS FOR JUNIOR INVESTIGATORS (SUPPORTS RESEARCH EFFORTS THAT IMPROVE SLEEP HEALTH AND ADVANCE THE CAREERS OF JUNIOR SLEEP SCIENTISTS) AND 2 ABSM JR FACULTY GRANTS (SUPPORTS THE GROWTH OF PHYSICIAN SCIENTISTS IN THE FIELD OF SLEEP AND CIRCADIAN RESEARCH). FOUR STRATEGIC RESEARCH GRANTS (SUPPORTS PROJECTS THAT FOSTER HEALTH SERVICES RESEARCH AND PATIENT-ORIENTED RESEARCH IN SLEEP MEDICINE, TO DEMONSTRATE IMPROVED PATIENTS' OUTCOMES AND DEMONSTRATE VALUE) WERE APPROVED, AS WELL AS NINE COVID-19 RELIEF FUNDING GRANTS (PROVIDES SUPPLEMENTAL SUPPORT TO CURRENT GRANT RECIPIENTS WHOSE PROJECTS WERE AFFECTED BY COVID-19) AND THREE COMMUNITY SLEEP HEALTH GRANTS (SUPPORTS PROJECTS ADDRESSING SLEEP HEALTH IN THE COMMUNITY). THE AASM FOUNDATION ALSO APPROVED 1 SLEEP CHAMPION AWARD (RECOGNIZES SUCCESSFUL COMMUNITY-BASED SLEEP HEALTH SERVICES AND EDUCATION PROVIDED BY NON-PROFIT ORGANIZATIONS). 1863005 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 53 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL MN X ANDREW SUMMERS 6307379700 2510 N FRONTAGE RD DARIEN IL 60561 STEVEN VAN HOUT EXECUTIVE DIRECTOR 2.00 41.00 X 0 383009 48584 ANDREW SUMMERS DIRECTOR OF FINANCE 2.00 41.00 X 0 138634 29410 KANNAN RAMAR MD DIRECTOR 1.00 6.00 X 0 58250 0 KELLY CARDEN MD MBA DIRECTOR 1.00 6.00 X 0 41000 0 RAMAN MALHOTRA MD DIRECTOR 1.00 11.00 X 0 30750 0 FARIHA ABBASI-FEINBERG MD DIRECTOR 5.00 6.00 X 0 18000 0 RASHMI AURORA MD DIRECTOR 1.00 6.00 X 0 17325 0 JENNIFER MARTIN PHD SECRETARY/TREASURER 1.00 6.00 X X 0 17000 0 ERIC OLSON MD DIRECTOR 1.00 6.00 X 0 17000 0 CAROL ROSEN MD DIRECTOR 1.00 6.00 X 0 17000 0 JAMES ROWLEY MD DIRECTOR; PRESIDENT (TO 6/2020) 1.00 6.00 X X 0 17000 0 ANITA V SHELGIKAR MD MHPE PRESIDENT 1.00 6.00 X X 0 17000 0 LYNN MARIE TROTTI MD DIRECTOR (FROM 6/2020) 1.00 6.00 X 0 11250 0 VISHESH KAPUR MD DIRECTOR (FROM 6/2020) 1.00 6.00 X 0 8800 0 DOUGLAS KIRSCH MD DIRECTOR (TO 6/2020) 1.00 11.00 X 0 8500 0 DAVID KRISTO MD DIRECTOR (TO 6/2020) 1.00 6.00 X 0 8500 0 0 809018 77994 0 0 1 0 0 4000000 328229 4328229 226834 226834 128603 117996 10607 10607 10607 4565670 0 0 237441 1612183 1612183 249752 249752 14707 14707 26157 26157 2375 2375 8275 1070 7205 8168 8168 635 635 TRAINING 480 480 484 484 1923216 1863005 60211 0 2181414 4225226 7017 7259 500 8715 11106 10198360 11206795 14215 9175 12410221 15459561 7890 27034 2239031 1865995 42928 10293 2289849 1903322 X 1357839 3844068 8762533 9712171 10120372 13556239 12410221 15459561 2642454 793413 0 X 0 1 X 1 0 X X 1 AMERICAN ACADEMY OF SLEEP MEDICINE 411596569 10 1 0 1923216 1 0 1923216 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A, PART IV, SECTION A, LINE 2: THE FOUNDATION MAINTAINS A HISTORIC AND CONTINUING RELATIONSHIP WITH THE AMERICAN ACADEMY OF SLEEP MEDICINE. THE FOUNDATION WAS CREATED TO SUPPORT THE MISSION OF THE RELATED ACADEMY BY PROMOTING DISCOVERIES THAT ADVANCE THE UNDERSTANDING OF SLEEP FOR HEALTHIER LIVES. SCHEDULE A, PART IV, SECTION A, LINE 3B: THE FOUNDATION REVIEWED THE IRS DETERMINATION LETTER AND THE MOST RECENTLY COMPLETED PRO FORMA SCHEDULE A, PART III OF THE SUPPORTED ORGANIZATION TO DETERMINE IT SATISFIED THE PUBLIC SUPPORT REQUIREMENTS UNDER SECTION 509(A)(2). SCHEDULE A, PART IV, SECTION A, LINE 3C: THE FOUNDATION ENSURES ANY SUPPORT PAYMENTS MADE TO THE SUPPORTED ACADEMY ARE USED EXCLUSIVELY FOR SECTION 107(C)(2)(B) PURPOSES BY SHARING A PLURALITY OF MANAGEMENT OFFICIALS THAT OVERSEE THE SUPPORT TRANSFERS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8762533 949638 9712171 7658901 1433632 330000 8762533 8037086 -378185 7658901 7226308 810778 8037086 6812885 561200 147777 7226308 1.00000 0 0 0 DUE TO AFFILIATE 10293 10293 X 5632926 793413 300000 1093413 4539513 26157 26157 4565670 2197059 300000 300000 1897059 26157 26157 1923216 PART V, LINE 4: INVESTMENT INCOME FROM THE ABSM ENDOWMENT WILL BE AVAILABLE TO FUND UP TO TWO ANNUAL GRANTS FOR MENTORED SLEEP AND CIRCADIAN RESEARCH PROJECTS FOR QUALIFYING PHYSICIAN SCIENTISTS. INVESTMENT INCOME FROM THE AASM ENDOWMENT WILL BE AVAILABLE TO FUND RESEARCH PROJECTS OR OTHER GRANTS RELATED TO THE SLEEP MEDICINE PROFESSION. PART X, LINE 2: MANAGEMENT HAS CONCLUDED THAT THE AASM FOUNDATION HAS PROPERLY MAINTAINED ITS EXEMPT STATUS, AND THUS THERE ARE NO UNCERTAIN TAX POSITIONS AS OF DECEMBER 31, 2020 OR 2019. PART XII, LINE 4B - OTHER ADJUSTMENTS: RETURNED GRANTS 1 NORTH AMERICA 0 0 PROGRAM SERVICES GRANTMAKING 249752 0 0 0 0 0 0 249752 0 249752 NORTH AMERICA STRATEGIC RESEARCH 249752 WIRE 1 0 0 0 0 0 0 0 PART I, LINE 2: PROGRESS REPORTS ARE FILED BY GRANT RECIPIENTS EVERY 6 MONTHS AND ARE REVIEWED. PART III ACCOUNTING METHOD: 1 THE BRIGHAM AND WOMENS HOSPITAL INC PO BOX 3149 BOSTON MA 02241 042312909 501(C)(3) 349853 STRATEGIC RESEARCH UNIVERSITY OF WISCONSIN-MADISON OFFICE OF RESEARCH SPONSORED PROGRAMS-DRAWER 53 MILWAUKEE WI 53278 396006492 115(A) 250000 STRATEGIC RESEARCH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI 1 GUSTAVE LEVY PLACE BOX 1075 NEW YORK NY 10029 136171197 501(C)(3) 119998 STRATEGIC RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 1161 21ST AVENUE SOUTH D-3300 MEDICAL CENTER NORTH NASHVILLE TN 37232 352528741 501(C)(3) 100000 STRATEGIC RESEARCH UNIVERSITY OF MICHIGAN 3003 S STATE STREET 5TH FLOOR WOLVERINE TOWER ANN ARBOR MI 48109 386006309 115(A) 100000 STRATEGIC RESEARCH NYU GROSSMAN SCHOOL OF MEDICINE PO BOX 415026 BOSTON MA 02241 135562308 501(C)(3) 100000 STRATEGIC RESEARCH THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON PO BOX 301418 DALLAS TX 75303 741761309 501(C)(3) 99998 STRATEGIC RESEARCH CLEVELAND CLINIC FOUNDATION 9500 EUCLID AVENUE CLEVELAND OH 44195 340714585 501(C)(3) 99855 STRATEGIC RESEARCH CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE NORD HALL ROOM 615 CLEVELAND OH 44106 341018992 501(C)(3) 99814 STRATEGIC RESEARCH JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 1620 MCELDERRY STREET BALTIMORE MD 21205 520595110 501(C)(3) 97539 STRATEGIC RESEARCH THE OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 318025986 115(A) 20000 STRATEGIC RESEARCH COLUMBIA UNIVERSITY 615 WEST 131ST STREET 3RD FLOOR NEW YORK NY 10087 135598093 501(C)(3) 20000 STRATEGIC RESEARCH LOYOLA UNIVERSITY MARYLAND 4501 NORTH CHARLES STREET BALTIMORE MD 21201 520591623 501(C)(3) 19841 STRATEGIC RESEARCH SAINT JOSEPH'S UNIVERSITY 5600 CITY AVENUE PHILADELPHIA PA 19131 231352674 501(C)(3) 18438 STRATEGIC RESEARCH DAEMEN COLLEGE 4380 MAIN STREET AMHERST NY 14226 160759798 501(C)(3) 11340 STRATEGIC RESEARCH STRATEGIC RESEARCH 15 0 PART I, LINE 2: PROGRESS REPORTS ARE FILED BY GRANT RECIPIENTS EVERY 6 MONTHS AND ARE REVIEWED. 0 0 0 0 0 0 0 0 0 STEVEN VAN HOUT EXECUTIVE DIRECTOR 0 342449 0 40560 0 0 0 19950 0 28634 0 431593 0 0 ANDREW SUMMERS DIRECTOR OF FINANCE 0 128696 0 9938 0 0 0 10190 0 19220 0 168044 0 7253 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO THE FOUNDATION'S FULL BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS REVIEWED ON AN ANNUAL BASIS AT A BOARD OF DIRECTORS MEETING. BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST ANNUALLY. SPECIFIC QUERIES ARE POSED REGARDING RELATIONSHIPS TO GRANT RECIPIENTS BEFORE FUNDING DECISIONS ARE MADE. DEPENDING ON THE DEFINED SEVERITY OF THE CONFLICT, A BOARD MEMBER MAY BE RECUSED INTERNALLY OR POTENTIALLY REMOVED FROM THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. AMERICAN ACADEMY OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 414596569 TRADE ASSOCIATION MN 501(C)(6) AASM 0 AMERICAN BOARD OF SLEEP MEDICINE 2510 N FRONTAGE RD DARIEN IL 60561 411687236 CERTIFICATION IL 501(C)(6) AASM 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 AMERICAN ACADEMY OF SLEEP MEDICINE C 4000000 FAIR MARKET VALUE AMERICAN ACADEMY OF SLEEP MEDICINE N 300000 FAIR MARKET VALUE