2021-11-15T19:50:37-06:00 2020-12-31 910189318 MOSS ADAMS LLP 2040 MAIN STREET SUITE 900 IRVINE CA 92614 990PF 2020-01-01 201222760 CROUL FAMILY FOUNDATION CROU 8779686328 18101 VON KARMAN AVENUE NO 700 IRVINE CA 92612 JACK CROUL PRESIDENT 8779686328 2021-11-15 1 JACK CROUL 999009999 SEAN KELLY P00733845 9492214000 2021-11-15 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 22829217 X X 25570 24279 226744 226132 1531181 11868633 1531181 11810 13143 1795305 1794735 0 0 0 26785 13393 13392 45840 0 45840 3369 3181 0 2372 2372 0 122073 94086 487 200439 113032 59719 3493100 3493100 3693539 113032 3552819 -1898234 1681703 2746237 2746237 12492062 9643923 9643923 1033343 1050060 1050060 8436931 9388997 9388997 21962336 22829217 22829217 42797 0 42797 0 X 0 0 17453397 20261309 4466142 2567908 21919539 22829217 21962336 22829217 21919539 -1898234 2807912 22829217 0 22829217 MS 010269 ST COVERED P 2020-01-01 2020-12-31 418574 296323 122936 122936 MS 014862 ST COVERED P 2020-01-01 2020-12-31 1466140 1575919 -109738 -109738 MS 014482 ST COVERED P 2020-01-01 2020-12-31 2695371 2459382 236209 236209 MS 010269 LT COVERED P 2019-01-01 2020-12-31 2096282 1758353 339099 339099 MS 014862 LT COVERED P 2019-01-01 2020-12-31 1836172 2208368 -372196 -372196 MS 014482 LT COVERED P 2019-01-01 2020-12-31 2882488 2041296 841265 841265 CAPITAL GAIN DISTRIBUTIONS P 2019-01-01 2020-12-31 203628 203628 203628 ST CAPITAL GAIN(LOSS) - PASSTHROUGH P 2020-01-01 2020-12-31 387 387 387 LT CAPITAL GAIN(LOSS) - PASSTHROUGH P 2019-01-01 2020-12-31 269591 269217 269591 269591 1531181 23376 0 23376 0 23376 21299 0 0 0 21299 0 2077 0 1 0 0 0 0 0 0 1 1 0 0 1 CA DE 1 0 0 0 0 1 HTTP://CROULFOUNDATION.ORG CO FIRST FOUNDATION ADVISORS 8779686328 18101 VON KARMAN AVE SUITE 700 IRVINE CA 92612 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 1 0 0 0 0 JOHN V CROUL 18101 VON KARMAN AVE STE 700 IRVINE CA 92612 CEO 5.00 0 0 0 JOHN BRADFORD CROUL 18101 VON KARMAN AVE STE 700 IRVINE CA 92612 CFO 5.00 0 0 0 SPENCER BEHR CROUL 18101 VON KARMAN AVE STE 700 IRVINE CA 92612 SECRETARY 5.00 0 0 0 NONE 0 NONE 0 0 12631287 2752031 9443774 24827092 0 0 24827092 372406 24454686 1222734 1222734 23376 23376 1199358 0 1199358 0 1199358 3552819 0 3552819 0 3552819 1199358 0 0 358587 539587 1422737 854728 3175639 3552819 0 0 0 1199358 2353461 0 0 5529100 0 0 0 0 0 0 358587 5170513 539587 1422737 854728 2353461 JOHN V CROUL CROUL FAMILY FOUNDATION CO FIRST FO 18101 VON KARMAN AVENUE SUITE 700 IRVINE CA 92612 8779686328 PLEASE SEE GRANT REQUIREMENTS PROVIDED ON THE FOUNDATION'S WEBSITE. PLEASE SEE GRANT REQUIREMENTS PROVIDED ON THE FOUNDATION'S WEBSITE. PLEASE SEE GRANT REQUIREMENTS PROVIDED ON THE FOUNDATION'S WEBSITE. 826 NATIONAL LA CHAPTER 1714 W SUNSET BOULEVARD LOS ANGELES CA 90026 N/A PC PROGRAM SUPPORT 5000 AMERICAN CAREER COLLEGE EDUCATIONAL FOUNDATION 151 INNOVATION DRIVE IRVINE CA 92617 N/A PC PROGRAM SUPPORT 40000 AMERICAN ON TRACK 600 W SANTA ANA BLVD TUSTIN CA 92781 N/A PC PROGRAM SUPPORT 40000 AMERICAN TRANSPARENCY OPEN THE BOOKS 200 S FRONTAGE RD SUITE 106 BURR RUDGE IL 60527 N/A PC PROGRAM SUPPORT 10000 ARIZONA STATE UNIVERSITY 550 N 3RD STREET PHOENIX AZ 85004 N/A PC PROGRAM SUPPORT 500 BALBOA ISLAND MUSEUM 210 MARINE AVE NEWPORT BEACH CA 92662 N/A PC PROGRAM SUPPORT 2500 BIG BROTHERS BIG SISTER OF ORANGE COUNTY 1801 E EDINGER AVE 101 SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 20000 BIG BROTHERS BIG SISTERS OF CENTRAL CALIFORNIA 4047 N FRESNO ST FRESNO CA 93726 N/A PC PROGRAM SUPPORT 60000 BOYS & GIRLS CLUB OF ANAHEIM 311 E BROADWAY ANAHEIM CA 92805 N/A PC PROGRAM SUPPORT 20000 BRACKENS KITCHEN 13941 NAUTILUS DR GARDEN GROVE CA 92843 N/A PC PROGRAM SUPPORT 50000 BRIGHAN YOUNG UNIVERSITY IDAHO 525 S CENTER STREET REXBURG ID 83460 N/A PC PROGRAM SUPPORT 500 CAL STATE FULLERTON PHILANTHROPIC FOUNDATION 2600 NUTWOOD AVE NO 850 FULLERTON CA 92831 N/A PC PROGRAM SUPPORT 25000 CALIFORNIA STATE POLYTECHNIC UNIVERSITY 3801 W TEMPLE AV BLDG 121-W NO 1 POMONA CA 91768 N/A PC PROGRAM SUPPORT 1000 CARTHAGE COLLEGE 2001 ALFORD PARK DR KENOSHA WI 53140 N/A PC PROGRAM SUPPORT 1000 CASA TERESA INC PO BOX 429 ORANGE CA 92856 N/A PC PROGRAM SUPPORT 30000 CASTLE AIR MUSEUM 5050 SANTA FE DR ATWATER CA 95301 N/A PC PROGRAM SUPPORT 15000 CATERINA'S CLUB 451 W LINCOLN AVE SUITE 251 ANAHEIM CA 92805 N/A PC PROGRAM SUPPORT 50000 CENTER FOR INNOVATION IN EDUCATION PO BOX 8018 RANCHO SANTA FE CA 92067 N/A PC PROGRAM SUPPORT 30000 CENTRAL CONNECTICUT STATE UNIVERSITY 1615 STANLEY STREET NEW BRITAIN CT 06050 N/A PC PROGRAM SUPPORT 500 CHAPMAN UNIVERSITY 1 UNIVERSITY DR ORANGE CA 92866 N/A PC PROGRAM SUPPORT 40000 CHILD CREATIVITY 1815 E WILSHIRE AVE 906 SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 50000 CHOC CHILDREN'S FOUNDATION 1201 W LA VETA AVE ORANGE CA 92868 N/A PC PROGRAM SUPPORT 50000 CHP 11-99 FOUNDATION 2244 N STATE COLLEGE BLVD FULLERTON CA 92831 N/A PC PROGRAM SUPPORT 2500 CIELO 15751 GOTHARD ST HUNTINGTON BEACH CA 92647 N/A PC PROGRAM SUPPORT 50000 CONCORDIA UNIVERSITY 1530 CONCORDIA WEST IRVINE CA 92612 N/A PC PROGRAM SUPPORT 1000 CRYSTAL COVE CONSERVANCY 5 CRYSTAL COVE NEWPORT COAST CA 92657 N/A PC PROGRAM SUPPORT 50000 DREAM FOR SCHOOLS 14841 YORBA ST TUSTIN CA 92780 N/A PC PROGRAM SUPPORT 60000 EXHALE AN AFTER ABORTION PO BOX 14562 SAN FRANCISCO CA 94114 N/A PC PROGRAM SUPPORT 15000 FAMILIES FORWARD IRVINE 8 THOMAS IRVINE CA 92618 N/A PC PROGRAM SUPPORT 40000 FISHER HOUSE FOUNDATION INC 12300 TWINBROOK PKWY ROCKVILLE MD 20852 N/A PC PROGRAM SUPPORT 50000 FOODBANK OF NEVADA COLUNTY 310 RAILROAD AVE 100 GRASS VALLEY CA 95945 N/A PC PROGRAM SUPPORT 15000 FREE WHEELCHAIR MISSION 15279 ALTON PKWY 300 IRVINE CA 92618 N/A PC PROGRAM SUPPORT 22000 FRIENDS OF OASIS 801 NARCISSUS AVE CORONA DEL MAR CA 92625 N/A PC PROGRAM SUPPORT 1000 GET INSPIRED 6192 SANTA RITA AVENUE GARDEN GROVE CA 92845 N/A PC PROGRAM SUPPORT 25000 GIRLS INC OF ORANGE COUNTY 1815 ANAHEIM AVE COSTA MESA CA 92627 N/A PC PROGRAM SUPPORT 30000 GOLD COUNTRY COMMUNITY SERVICES 841 OLD TUNNEL RD GRASS VALLEY CA 95945 N/A PC PROGRAM SUPPORT 15000 GOODWILL INDUSTRIES OF ORANGE COUNTY 410 N FAIRVIEW ST SANTA ANA CA 92703 N/A PC PROGRAM SUPPORT 60000 GRAND CANYON UNIVERSITY 3300 W CAMELBACK RD BLDG 26 PHOENIX AZ 85017 N/A PC PROGRAM SUPPORT 500 HABITAT FOR HUMANITY OF ORANGE COUNTY 2200 RITCHEY STREET SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 20000 HART COMMUNITY HOME INC 208 N LEMON FULLERTON CA 92832 N/A PC PROGRAM SUPPORT 25000 HIGH SCHOOL INC FOUNDATION 1801 S GREENVILLE ST SANTA ANA CA 92704 N/A PC PROGRAM SUPPORT 50000 HIGHER GROUND 160 7TH ST W 2C KETCHUM ID 83340 N/A PC PROGRAM SUPPORT 25000 HIS HOUSE HOMELESS INTERVENTION SHELTER 907 BRADFORD AVENUE BRADFORD AVENUE CA 92870 N/A PC PROGRAM SUPPORT 25000 HOAG HOSPITAL FOUNDATION 330 PLACENTIA AVENUE SUITE 100 NEWPORT BEACH CA 92663 N/A PC PROGRAM SUPPORT 55000 HOPE FOR DEPRESSIONS RESEARCH INC 40 W 57TH ST 1440 NEW YORK NY 10019 N/A PC PROGRAM SUPPORT 10000 HURTT FAMILY HEALTH CLINIC INC 1 HOPE DR TUSTIN CA 92782 N/A PC PROGRAM SUPPORT 10000 INTERFAITH FOOD MINISTRY OF NEVADA 440 HENDERSON ST GRASS VALLEY CA 95945 N/A PC PROGRAM SUPPORT 15000 JAMBOREE HOUSING CORPORATION 17701 COWAN AVE SUITE 200 IRVINE CA 92614 N/A PC PROGRAM SUPPORT 20000 JAMES MADISON UNIVERSITY 1031 HARRISON STREET MSC 8501 HARRISONBURG VA 22807 N/A PC PROGRAM SUPPORT 500 KIDS WORKS COMMUNITY DEVELOPMENT 1902 W CHESTNUT AVE SANTA ANA CA 92703 N/A PC PROGRAM SUPPORT 40000 LEWIS AND CLARKE COLLEGE 615 S PALATINE HILL RD PORTLAND OR 97219 N/A PC PROGRAM SUPPORT 1000 LOUISANA STATE UNIVERSITY 1146 PLEASANT HALL BATON ROUGE LA 70803 N/A PC PROGRAM SUPPORT 500 MERCY HOUSE LIVING CENTERS 435 S BON VIEW AVE ONTARIO CA 91761 N/A PC PROGRAM SUPPORT 50000 MIND RESEARCH INSTITUTE 5281 CALIFORNIA AVE SUITE 300 IRVINE CA 92617 N/A PC PROGRAM SUPPORT 100000 NORTHEASTERN UNIVERSITY 70 SAINT STEPHEN STREET BOSTON MA 02115 N/A PC PROGRAM SUPPORT 500 NORTHERN ARIZONA UNIVERSITY 1899 S SAN FRANCISCO ST FLAGSTAFF AZ 86011 N/A PC PROGRAM SUPPORT 500 OC DRIVEN FOR SUCCESS 3737 BIRCH ST STE 220 NEWPORT BEACH CA 92660 N/A PC PROGRAM SUPPORT 10000 OCEAN INSTITUTE 24200 DANA POINT HARBOR DR DANA POINT CA 92629 N/A PC PROGRAM SUPPORT 50000 OHIO STATE UNIVERSITY 281 W LANE AVE COLUMBUS OH 43210 N/A PC PROGRAM SUPPORT 500 OLIVE CREST 2130 E 4TH ST 200 SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 40000 ORANGE CATHOLIC FOUNDATION 12020 CHAPMAN AVE PMB 257 GARDEN GROVE CA 92840 N/A PC PROGRAM SUPPORT 250000 ORANGE COUNTY MUSEUM OF ART 1661 W SUNFLOWER AVE SANTA ANA CA 92704 N/A PC PROGRAM SUPPORT 250000 ORANGE COUNTY RESCUE MISSION INC 1 HOPE DR TUSTIN CA 92782 N/A PC PROGRAM SUPPORT 20000 ORANGE COUNTY MUSIC AND DANCE INC 17620 FITCH STE 160 IRVINE CA 92614 N/A PC PROGRAM SUPPORT 50000 OUR LADY OF THE SNOWS 975 LARK RD WRIGHTWOOD CA 92397 N/A PC PROGRAM SUPPORT 10000 PARENTIS HEALTH FOUNDATION 24012 CALLE DE LA PLATA 400 LAGUNA HILLS CA 92653 N/A PC PROGRAM SUPPORT 40000 PATHWAYS OF HOPE PO BOX 6326 FULLERTON CA 92834 N/A PC PROGRAM SUPPORT 25000 PEBBLE BEACH FOUNDATION PO BOX 1767 PEBBLE BEACH CA 93953 N/A PC PROGRAM SUPPORT 20000 PETERSEN AUTOMOTIVE MUSEUM FOUNDATION 6060 WILSHIRE BLVD LOS ANGELES CA 90036 N/A PC PROGRAM SUPPORT 200000 PLANES OF FAME AIR MUSEUM 14998 CAL AERO DR CHINO CA 91710 N/A PC PROGRAM SUPPORT 30000 PRETEND CITY 29 HUBBLE IRVINE CA 92618 N/A PC PROGRAM SUPPORT 10000 PROJECT ACCESS INC 2100 W ORANGEWOOD AVE 230 ORANGE CA 92868 N/A PC PROGRAM SUPPORT 20000 PROJECT DIGNITY 12020 CHAPMAN AVE GARDEN GROVE CA 92840 N/A PC PROGRAM SUPPORT 10000 PROJECT HOPE ALLIANCE 1954 PLACENTIA AVE 202 COSTA MESA CA 92627 N/A PC PROGRAM SUPPORT 50000 PROVIDENCE COLLEGE 1 CUNNINGHAM SQUARE PROVIDENCE RI 02918 N/A PC PROGRAM SUPPORT 500 PURE GAME 22372 WOODBLUFF ROAD LAKE FOREST CA 92630 N/A PC PROGRAM SUPPORT 15000 ROMAN CATHOLIC DIOCESE PASTORAL SERVICES APPEAL 13280 CHAPMAN AVE GARDEN GROVE CA 92840 N/A PC PROGRAM SUPPORT 1000 ROWAN UNIVERSITY 201 MULLICA HILL ROAD GLASSBORO NJ 08028 N/A PC PROGRAM SUPPORT 500 SACRED HEART UNIVERSITY 5151 PARK AVE FAIRFIELD CT 06825 N/A PC PROGRAM SUPPORT 500 SAINT JOHN VIANNEY CHAPEL 314 MARINE AVE NEWPORT BEACH CA 92662 N/A PC PROGRAM SUPPORT 22000 SAINT JOHN VIANNEY GUILD 314 MARINE AVE NEWPORT BEACH CA 92662 N/A PC PROGRAM SUPPORT 10000 SAMUELI ACADEMY 1575 E 17TH STREET SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 60000 SEATTLE UNIVERSITY 901 12TH AVENUE SEATTLE WA 98122 N/A PC PROGRAM SUPPORT 500 SECOND HARVEST FOOD BANK OF ORANGE COUNTY 8014 MARINE WAY IRVINE CA 92618 N/A PC PROGRAM SUPPORT 60000 SERVING PEOPLE IN NEED INC 151 KALMUS DR H2 COSTA MESA CA 92626 N/A PC PROGRAM SUPPORT 50000 SHARE OUR SELVES 1550 SUPERIOR AVENUE COSTA MESA CA 92627 N/A PC PROGRAM SUPPORT 50000 SIERRA STREAMS INSTITUTE 13075 WOOLMAN LN NEVADA CITY CA 95959 N/A PC PROGRAM SUPPORT 15000 SOMEONE CARES SOUP KITCHEN PO BOX 11267 COSTA MESA CA 92627 N/A PC PROGRAM SUPPORT 25000 STRENGTH IN SUPPORT 23461 S POINTE DR 310 LAGUNA HILLS CA 92653 N/A PC PROGRAM SUPPORT 50000 SUN VALLEY CENTER FOR THE ARTS 191 5TH ST E KETCHUM ID 83340 N/A PC PROGRAM SUPPORT 5000 SUN VALLEY MUSEUM OF ART PO BOX 656 SUN VALLEY ID 83353 N/A PC PROGRAM SUPPORT 2000 SURFING HERITAGE 110 CALLE IGLESIA SAN CLEMENTE CA 92672 N/A PC PROGRAM SUPPORT 60000 THE COLLEAGUES INC 3312 PICO BLVD SANTA MONICA CA 90405 N/A PC PROGRAM SUPPORT 1000 THE PRIORITY CENTER ENDING THE GENERATIONAL CYCLE OF TRAUMA INC 1940 E DEERE AVENUE NO 100 SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 50000 THE SALVATION ARMY 180 S TUSTIN ST ORANGE CA 92866 N/A PC PROGRAM SUPPORT 40000 THE WOODEN FLOOR 1810 NORTH MAIN STREET SANTA ANA CA 92706 N/A PC PROGRAM SUPPORT 20000 THINK TOGETHER 2101 E 4TH ST STE 200B SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 115000 THOMAS HOUSE TEMPORARY SHELTER PO BOX 2737 GARDEN GROVE CA 92842 N/A PC PROGRAM SUPPORT 20000 TOMORROWS LEADERSHIP COLLABORATIVE 1130 E WALNUT AVE ORANGE CA 92867 N/A PC PROGRAM SUPPORT 100000 TOYS FOR TOTS 18251 QUANTICO GATEWAY DRIVE TRIANGLE VA 22172 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF FLORIDA 2087 STADIUM RD GAINESVILLE FL 32611 N/A PC PROGRAM SUPPORT 1500 UNIVERSITY OF CALIFORNIA BERKELEY 120 SPROUL HALL BERKELEY CA 94720 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF CALIFORNIA IRVINE 120 ALDRICH HALL IRVINE CA 92697 N/A PC PROGRAM SUPPORT 3000 UNIVERSITY OF CALIFORNIA DAVIS 1 SHIELDS AVE DAVIS CA 95616 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF CALIFORNIA LOS ANGELES 405 HILGARD AVENUE LOS ANGELES CA 90095 N/A PC PROGRAM SUPPORT 2500 UNIVERSITY OF CALIFORNIA BERKELEY 120 SPROUL HALL BERKELEY CA 94720 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF NEW HAMPSHIRE 105 MAIN ST DURHAM NH 03824 N/A PC PROGRAM SUPPORT 500 UNIVERSITY OF THE PACIFC 3601 PACIFIC AVENUE STOCKTON CA 95211 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF CONNECTICUT 2390 ALUMNI DRIVE UNIT 3206 STORRS CT 06269 N/A PC PROGRAM SUPPORT 500 UNIVERSITY OF MICHIGAN 500 S STATE ST ANN ARBOR MI 48109 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF SAN DIEGO 5998 ALCALA PARK SAN DIEGO CA 92110 N/A PC PROGRAM SUPPORT 20000 UNIVERSITY OF SOUTH CAROLINA 1027 BARNWELL STREET COLUMBIA SC 29208 N/A PC PROGRAM SUPPORT 500 UNIVERSITY OF TEXAS ARLINGTON 701 S NEDDERMAN DRIVE ARLINGTON TX 76019 N/A PC PROGRAM SUPPORT 500 UNIVERSITY OF CALIFORNIA RIVERSIDE PO BOX 112 RIVERSIDE CA 92521 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY GARDENS LOS ANGELES CA 90007 N/A PC PROGRAM SUPPORT 1000 UNIVERSITY OF MAINE FARMINGTON 224 MAIN ST FARMINGTON ME 04938 N/A PC PROGRAM SUPPORT 500 WAYMAKERS 1221 EAST DYER ROAD SUITE 120 SANTA ANA CA 92705 N/A PC PROGRAM SUPPORT 40000 WEST CHESTER UNIVERSITY OF PENNSYLVANIA 202 CARTER DRIVE WEST CHESTER PA 19382 N/A PC PROGRAM SUPPORT 500 WESTMINSTER COLLEGE 1840 SOUTH 1300 EAST SALT LAKE CITY UT 84105 N/A PC PROGRAM SUPPORT 500 WILSON GIRLS AQUATICS 145 CLAREMONT AVENUE LONG BEACH CA 90803 N/A PC PROGRAM SUPPORT 4000 WOOD RIVER WOMEN'S FOUNDATION PO BOX 3686 KETCHUM ID 83340 N/A PC PROGRAM SUPPORT 1100 WORKING WARDROBES 1851 KETTERING ST IRVINE CA 92614 N/A PC PROGRAM SUPPORT 40000 WORKSHOP FOR WARRIORS 2970 MAIN ST SAN DIEGO CA 92113 N/A PC PROGRAM SUPPORT 40000 YMCA OF ANAHEIM 240 S EUCLID AVENUE ANAHEIM CA 92802 N/A PC PROGRAM SUPPORT 20000 YOUTH EMPLOYMENT SERVICES 114 E 19TH ST COSTA MESA CA 92627 N/A PC PROGRAM SUPPORT 25000 3493100 0 1291 14 24279 323100 612 14 226132 323100 14 11810 323100 374 18 1530807 2277 1793028 0 1795305 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 26785 13393 13392 THE FOUNDATION DONATED $10,000 TO BUILD THE GREAT PARK VETERANS CEMETERY, A LOBBYING ORGANIZATION, TO APPROVE CONSTRUCTION OF A VETERANS CEMETARY IN IRVINE, CA. M. STANLEY - PM ACCOUNT 1050060 1050060 GRIFFIN REAL ESTATE 574124 574124 GS MM LENDING 912960 912960 M. STANLEY - GLOBAL EQUITIES 2383210 2383210 M. STANLEY - PM ACCOUNT 3807247 3807247 RICE HALL JAMES 1966382 1966382 ALKEON GROWTH OFFSHORE FUND FMV 1804220 1804220 BREVET DIRECT LENDING - SHORT DURATION FUND LTD. FMV 606982 606982 BROOKFIELD FAIRFIELD U.S. MULTI-FAMILY FMV 278045 278045 BUCHANAN MORTGAGE HOLDINGS INC. FMV 500000 500000 CARLYLE STRATEGIC PARTNER IV FMV 327095 327095 MILLENIUM STRATEGIC CAPITAL LT FMV 1923689 1923689 MS EMERGING PRIVATE MARKET FMV 147084 147084 MS GLOBAL DISTRESSED FMV 306422 306422 MS GLOBAL SEC. OPP. FUND II FMV 430554 430554 N. HAVEN CR PRTNRS OFFSHORE FMV 800934 800934 NORTH HAVEN ENERGY CAPITAL FUND NON - US WEALTH MGMT FEEDER LP K-1 FMV 632333 632333 NORTH HAVEN TACTICAL VALUE FUND FMV 71968 71968 NORTH HAVEN TV FEEDER FUND FMV 161578 161578 OAKTREE PRIVATE INVESTMENT FUND K-1 FMV 185004 185004 OCM MEZZANINE FUND II, LP K-1 FMV 1644 1644 PETERSHILL II OFFSHORE LP K-1 FMV 628305 628305 PIMCO BRAVO FUND II OFFSHORE FEEDER AIV I LP K-1 FMV 113827 113827 PIMCO BRAVO FUND II SP ONSHORE FEEDER(TE) LP K-1 FMV 108597 108597 PIMCO BRAVO FUND SPECIAL ONSHORE FEEDER(TE) I, LP K-1 FMV 33339 33339 RIVERVIEW STRATEGIC OPP FUND I FMV 94290 94290 NORTH HAVEN TACTICAL VALUE FUND (AIV) LP K-1 FMV 19000 19000 MS OAKTREE SSF (II) FEEDER FMV 130834 130834 APOLLO NATURAL RESOURCES PARTNERS III FMV 83253 83253 BANK FEE 165 165 0 BUSINESS REGISTRATION FEES 487 0 487 ASSET MGMT FEES 93921 93921 0 NON-QUALIFIED DISTRIBUTION 27500 0 0 OTHER INVESTMENT INCOME 11810 13143 0 CHANGE IN FMV OF INVESTMENTS 2807912 CASH OVERDRAFT 42797 0 ADVISOR FEES 45840 0 45840 FOREIGN TAXES 2372 2372 0