2021-11-15T12:54:12-06:00 2021-06-30 141555429 UHY ADVISORS NY INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2020-07-01 141423161 ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES ALBA 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 MICHELE VIEN VICE PRESIDENT OF FINANCE 5186947216 2021-11-15 1 MICHELE VIEN 999009999 XIAOQIANG ZHANG P01577994 5184493166 2021-11-15 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z MICHELE VIEN 106 NEW SCOTLAND AVE ALBANY NY 12208 70169943 0 X ACPHS.EDU X 1881 NY WE EDUCATE THE NEXT GENERATION OF LEADERS TO IMPROVE THE HEALTH OF OUR SOCIETY. 19 18 787 18 0 0 1628981 4473795 61395813 54781122 5566979 2551523 571547 399050 69163320 62205490 15135740 14515397 0 0 26977868 26836746 0 0 1536513 22226909 21531315 64340517 62883458 4822803 -677968 139172038 159389370 34607460 38926375 104564578 120462995 X WE EDUCATE THE NEXT GENERATION OF LEADERS TO IMPROVE THE HEALTH OF OUR SOCIETY. 0 0 50258745 13929656 51667962 EDUCATION: ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES (ACPHS) EDUCATES STUDENTS FOR CAREERS IN HEALTH CARE AND THE LIFE SCIENCES INDUSTRY. THE COLLEGE HAS CAMPUSES IN ALBANY, NY AND COLCHESTER, VT. ACPHS OFFERS THE PROFESSIONAL DOCTOR OF PHARMACY PROGRAM (AVAILABLE ON BOTH CAMPUSES) AND FOUR-YEAR BACHELOR'S DEGREES IN BIOMEDICAL TECHNOLOGY, CLINICAL LABORATORY SCIENCES, MICROBIOLOGY, PHARMACEUTICAL SCIENCES, AND PUBLIC HEALTH. ACPHS ALSO HAS MASTER'S DEGREE PROGRAMS IN CLINICAL LABORATORY SCIENCES, CYTOTECHNOLOGY & MOLECULAR CYTOLOGY, MEDICAL SCIENCE AND BIOMANUFACTURING AND BIOPROCESSING, MOLECULAR BIOSCIENCES, AND PHARMACEUTICAL SCIENCES. IN ADDITION, STUDENTS MAY PURSUE JOINT DEGREES IN FIELDS THAT INCLUDE MEDICINE, LAW, AND BUSINESS THROUGH COOPERATIVE AGREEMENTS WITH PARTNER INSTITUTIONS. GRADUATES OF THE HEALTH SCIENCES PROGRAMS OFTEN PURSUE CAREERS IN THE BIOTECH, PHARMACEUTICAL, AND MEDICAL DIAGNOSTIC INDUSTRIES OR SEEK OUT OPPORTUNITIES WITH GOVERNMENT AGENCIES AND NON-PROFIT ORGANIZATIONS. HEALTH SCIENCES GRADUATES ARE ALSO WELL POSITIONED TO CONTINUE THEIR EDUCATION IN GRADUATE PROGRAMS (MASTER'S OR PH.D.) AS WELL AS PROFESSIONAL PROGRAMS (E.G., MEDICINE AND PHYSICIAN ASSISTANT STUDIES). PHARMACY GRADUATES ENJOY CAREERS IN COMMUNITY PHARMACY, HOSPITAL PHARMACY, LONG-TERM CARE, SPECIALTY PHARMACY AND THE PHARMACEUTICAL INDUSTRY, OR RELATED FIELDS SUCH AS HEALTH CARE MANAGEMENT AND HEALTH CARE I.T.IN 2020, ACPHS ANNOUNCED THE OPENING OF ITS NEW CENTER FOR BIOPHARMACEUTICAL EDUCATION AND TRAINING (CBET), A PURPOSE-BUILD BIOPROCESSING CENTER WITH THE GOAL OF EDUCATING STUDENTS THROUGH HANDS-ON PROJECTS RELATING TO BIOMANUFACTURING. UNDER GRADUATE STUDENTS WORKING TO ACHIEVE MICROBIOLOGY OR PHARMACEUTICAL SCIENCE DEGREES WILL HAVE THE OPPORTUNITY TO TAKE COURSES AT CBET, WHILE GRADUATE STUDENTS IN THE NEWLY CREATED MASTERS IN BIOMANUFACTURING AND BIOPROCESSING PROGRAM WILL CONDUCT MOST OF THEIR COURSEWORK AT THE CENTER. AS THE ONLY COLLEGE IN THE COUNTRY TO OWN AND OPERATE TWO PHARMACIES, ACPHS IS ABLE TO PROVIDE STUDENTS WITH UNIQUE OPPORTUNITIES TO LEARN THE ENTIRE RANGE OF PHARMACY OPERATIONS - FROM PATIENT CARE TO INVENTORY MANAGEMENT. THE COLLEGE ALSO PROVIDES SERVICES AT THE COLLABORATORY, "LABORATORY FOR COLLABORATION", PROVIDING PROGRAMS THAT ADDRESS SOCIAL JUSTICE AND SOCIAL DETERMINANTS OF HEALTH, WITH THE SHARED GOAL OF IMPROVING POPULATION HEALTH. 4421685 585741 3428360 RESEARCH: RESEARCH IS A KEY COMPONENT OF THE ACADEMIC LIFE AT ACPHS. FACULTY AND STUDENTS AT THE COLLEGE ARE INVOLVED IN A WIDE RANGE OF RESEARCH PROJECTS, ACROSS CLINICAL, POPULATION HEALTH AND BASIC LIFE SCIENCES. THE COLLEGE OFFERS SPECIFIC PROGRAMS AND ACTIVITIES DESIGNED TO ENCOURAGE STUDENT RESEARCH. COMPLEMENTING THESE EFFORTS IS THE PHARMACEUTICAL RESEARCH INSTITUTE (PRI) AT ACPHS, A RESEARCH FACILITY DEDICATED TO THE DEVELOPMENT OF NANO-PHARMACEUTICAL AGENTS. PHARMACY STUDENTS, GRADUATE STUDENTS, AND VISITING SCHOLARS FROM AROUND THE WORLD VISIT PRI TO CONDUCT RESEARCH. BETWEEN THE ALBANY CAMPUS, VERMONT CAMPUS, AND PRI, THE COLLEGE HAS APPROXIMATELY 21,000 SQUARE FEET OF BENCH RESEARCH SPACE. ACPHS INVESTIGATORS BENEFIT FROM THE COLLEGE'S PROXIMITY TO OTHER RESEARCH-BASED INSTITUTIONS WHERE EXISTING RELATIONSHIPS ALLOW ACCESS TO ADDITIONAL EQUIPMENT, LABORATORY SPACE, AND POTENTIAL COLLABORATORS. 54680430 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 1 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 91 0 1 787 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X MICHELE VIEN 5186947216 106 NEW SCOTLAND AVE ALBANY NY 12208 THOMAS DEWEY PRESIDENT 40.00 X 451177 0 44152 SHAKER MOUSA VICE PROVOST OF RESEARCH 40.00 X 260138 0 46077 ANUJA GHORPADE DEAN 40.00 X 277665 0 17333 KAMAL RASHID DIRECTOR 40.00 X 195286 0 28497 MICHELE VIEN VICE PRESIDENT OF FINANCE 40.00 X 178301 0 32374 VICKI DILORENZO VP INSTITUIONAL ADVANCEMENT 40.00 X 183532 0 21944 DAVID CLARKE DEPARTMENT CHAIR & ASSOC PROFESSOR 40.00 X 168304 0 33384 JENNIFER MATHEWS REGIONAL DEAN 40.00 X 165744 0 20628 TARUN PATEL PROVOST 40.00 X 167174 0 19125 RAYMOND A BLESER JR TRUSTEE 1.00 X 0 0 0 LEIGH BRISCOE-DWYER TRUSTEE 1.00 X 0 0 0 RICHARD H DAFFNER TRUSTEE 1.00 X 0 0 0 JAMES DERING TRUSTEE 1.00 X 0 0 0 PAUL DEROHANESSIAN TRUSTEE 1.00 X 0 0 0 CHRISTOPHER J DILASCIA TRUSTEE 1.00 X 0 0 0 MICHAEL DUTEAU TRUSTEE 1.00 X 0 0 0 EDWARD ENOS TRUSTEE 1.00 X 0 0 0 SUSAN LEARNED TRUSTEE 1.00 X 0 0 0 JAMES NOTARO TRUSTEE 1.00 X 0 0 0 WALLACE PICKWORTH TRUSTEE 1.00 X 0 0 0 WILLIAM SHIELDS TRUSTEE 1.00 X 0 0 0 DAVID M STACK TRUSTEE 1.00 X 0 0 0 SCOTT M TERRILLION TRUSTEE 1.00 X 0 0 0 MARC WATROUS TRUSTEE 1.00 X 0 0 0 PAMELA WILLIAMSON TRUSTEE 1.00 X 0 0 0 MARION T MORTON CHAIR 1.00 X X 0 0 0 MATTHEW BETTE VICE CHAIR 1.00 X X 0 0 0 KANDYCE J DALEY SECRETARY 1.00 X X 0 0 0 WALTER S BORISENOK TREASURER 1.00 X X 0 0 0 2047321 0 263514 62 0 1 0 CHARTWELLS PO BOX 417632 BOSTON MA 02241 FOOD SERIVCES 1225386 UNIVERSITY HEIGHTS ASSOCIATION INC 130 NEW SCOTLAND AVE ALBANY NY 12208 SECURITY 1004007 GFORCE JANITOIRAL LLC 1764 RTE 9 UNIT 301 CLIFTON PARK NY 12065 CLEANING SERVICES 700895 EYP ARCGUTECTYRE & ENGINEERING PC 201 FULLER RD 5TH FLOOR ALBANY NY 12203 ENGINEERING SERVICES 627805 160OVER90 510 WALNUT ST 19TH FLOOR PHILADELPHIA PA 19106 CONSULTING 199985 12 4473795 400526 4473795 EDUCATION 611600 51352762 51352762 RESEARCH 611600 3428360 3428360 54781122 1266774 1266774 86771 2921 83850 83850 83850 9242180 4101 7961532 0 1280648 4101 1284749 1284749 OTHER INCOME 900099 315200 315200 315200 62205490 55096322 0 2635373 319317 319317 13929656 13929656 266424 266424 955711 261085 471158 223468 20684463 17280599 2574521 829343 1069361 910589 116078 42694 2628083 2136944 354478 136661 1499128 1220206 207338 71584 118570 118570 53921 53921 60000 60000 228655 228655 1620369 1386935 191862 41572 150241 121767 28474 1856326 1182786 605614 67926 550574 124418 426156 4778807 4286242 486912 5653 97301 82937 6554 7810 621305 592240 23703 5362 4357804 4086263 246656 24885 412025 172851 239174 COST OF OPERATIONS 4112583 4112583 OTHER EXPENSES 1717213 1410967 255165 51081 BOOKS/PERIODICALS/AV 570309 570309 STUDENT RECRUITMENT 225312 225312 62883458 54680430 6666515 1536513 32101591 26907851 1801531 3951165 1239072 1516281 3104006 2952542 779240 774311 110556113 77350815 34047156 33205298 63468826 82290652 541397 580205 2089219 7211065 139172038 159389370 2245138 2998956 2154144 1961658 6369760 6864848 19819452 18878958 4018966 8221955 34607460 38926375 X 86744471 97350234 17820107 23112761 104564578 120462995 139172038 159389370 X -677968 16444278 132107 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 60000 60000 0 PART II-B, LINE 1: THE COLLEGE HAS RETAINED REID MCNALLY & SAVAGE, LLC FOR CONTINUED LEGISLATIVE AND GOVERNMENTAL RELATIONS, AND FOR REPRESENTATION BEFORE THE U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE AND EXECUTIVE BRANCH. THEY ALSO REPRESENT THE COLLEGE BEFORE THE NEW YORK STATE LEGILSATURE, EXECUTIVE BRANCH AND VARIOUS REGULATORY AGENCIES ON MATTERS OF INTEREST TO THE COLLEGE. 58523378 760040 16594641 1762705 74115354 55402537 482347 2975436 336942 58523378 51444313 1005351 3178676 225803 55402537 46417075 827527 4403301 203590 51444313 41288529 150573 5166673 188700 46417075 0.72860 0.15310 0.11830 0 0 6413707 6413707 62687442 42831685 19855757 5192626 4400650 791976 22637906 20857164 1780742 13624432 9261316 4363116 33205298 POST RETIREMENT HEALTH CARE BENEFIT OBLIGATION 2660299 DEPOSIT HELD IN CUSTODY FOR OTHERS 429598 OPERATING LEASE LIABILITIES 3986215 FINANCING LEASE LIABILITIES 1145843 8221955 X 64841341 16444278 51642 16495920 48345421 228655 13631414 13860069 62205490 48942924 38043 51642 89685 48853239 228655 13801564 14030219 62883458 PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS: THE COLLEGE'S POLICY FOR DISTRIBUTING ENDOWMENT FUND EARNINGS IS TO SUPPORT ITS VARIOUS PROGRAMS AND MAINTENANCE OF FACILITIES. ANNUAL DISTRIBUTIONS FROM ENDOWMENT FUNDS ARE DECIDED BY THE BOARD OF TRUSTEES TO SUPPLEMENT THE COLLEGE'S ANNUAL OPERATING BUDGET. THE COLLEGE EXPECTS THE CURRENT SPENDING POLICY TO ALLOW ITS ENDOWMENT TO GROW AT A RATE THAT EXCEEDS THE RATE OF INFLATION. THE COLLEGE'S OBJECTIVE IS TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT ASSETS HELD IN PERPETUITY OR FOR A SPECIFIED TERM AS WELL AS TO PROVIDE ADDITIONAL REAL GROWTH THROUGH NEW GIFTS AND INVESTMENT RETURN. THE COLLEGE HAS A SPENDING POLICY OF 4% PER ANNUM, BASED ON AN HISTORICAL FIVE-YEAR MOVING AVERAGE OF THE DONOR-RESTRICTED ENDOWMENT FUND MARKET VALUE ON JUNE 30. NO DISTRIBUTIONS WILL BE MADE WHICH RESULT IN THE MARKET VALUE OF THE DONOR RESTRICTED ENDOWMENT TO FALL BELOW THE ORIGINAL CORPUS. PART X, LINE 2: FASB ASC 740 TEXT OF FINANCIAL STATEMENTS FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE COLLEGE IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES. THE COLLEGE HAS BEEN CLASSIFIED AS A PUBLICLY-SUPPORTED ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. THE COLLEGE FILES A FORM 990 ANNUALLY WITH THE INTERNAL REVENUE SERVICE. WHEN ANNUAL RETURNS ARE FILED, SOME TAX POSITIONS TAKEN ARE HIGHLY CERTAIN TO BE SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES, WHILE OTHER TAX POSITIONS ARE SUBJECT TO UNCERTAINTY ABOUT THE TECHNICAL MERITS OF THE POSITION OR AMOUNT OF THE POSITIONS TAX BENEFIT THAT WOULD ULTIMATELY BE SUSTAINED. MANAGEMENT EVALUATED THE COLLEGE'S TAX POSITIONS, INCLUDING INTEREST AND PENALTIES ATTRIBUTABLE THERETO, AND CONCLUDED THAT THERE ARE NO TAX POSITIONS THAT REQUIRED ADJUSTMENT IN ITS FINANCIAL STATEMENTS AS OF JUNE 30, 2021 AND 2020. THE COLLEGE HAS NO FEDERAL OR STATE INFORMATIONAL RETURNS THAT ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE OR STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SEOG INSTRUCTIONAL CONTRIBUTION 48,721. RENT EXPENSES NETTED AGAINS RENT INCOME 2,921. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 13,801,564. APPLICATION OF FAS158 -170,150. PART XII, LINE 2D - OTHER ADJUSTMENTS: SEOG INSTRUCTIONAL CONTRIBUTION 48,721. RENT EXPENSES NETTED AGAINS RENT INCOME 2,921. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 13,801,564. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE COLLEGE'S RACIAL NON-DISCRIMINATION POLICY WAS ADVERTISED DURING THE RECRUITMENT PERIOD IN THE TIMES UNION, THE PREEMINENT DAILY PRINT NEWSPAPER IN THE NEW YORK CAPITAL DISTRICT. THE POLICY IS ALSO PROMINENTLY DISPLAYED ON THE PRIMARY PUBLICLY-ACCESSIBLE INTERNET HOMEPAGE OF THE COLLEGE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES ASSITANCE FROM THE GOVERNMENT FOR BOTH RESEARCH AND DEVELOPMENT AS WELL AS SUPPORTING FINANCIAL AID. 0 EAST ASIA/PACIFIC 1 3 SCIENTIFIC RESEARCH RESEARCH IN TREATMENT OF NEUROPATHIC PAIN 266424 1 3 0 0 1 3 266424 0 266424 EAST ASIA AND THE PACIFIC NEUROPATHIC PAIN RESEARCH. 266424 WIRED FUNDS. 1 0 0 0 0 0 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 1: THESE FUNDS ARE FROM A FEDERAL SUBAWARD ISSUED TO THE UNIVERSITY OF SYDNEY AUSTRALIA. THIS SUBAWARD IS MONITORED USING THE REQUIREMENTS OF ECFR TITLE 2 SUBTITLE-A CHAPTER-II PART-200 SUBPART-D SECTION 200.332. THE ACCOUNTING METHOD IS ACCRUAL. 1 UNIVERSITY OF FLORIDA PO BOX 113195 GAINESVILLE FL 32611 596002052 115 3421 RESEARCH ON ROLE OF METHYLATION IN ETHANOL-INDUCED MICROGLIAL ACTIVATION UNIVERSITY OF FLORIDA PO BOX 113195 GAINESVILLE FL 32611 596002052 115 14585 RESEARCH ON THE ROLE OF HISTONE DEMETHYLASE KDM5B IN ETHANOL-INDUCED MICROGLIAL ACTIVATION UNIVERSITY OF VERMONT PO BOX 1389 WILLISTON VT 05495 030179440 115 251631 RESEARCH ON DECIPHERING THE MOLECULAR MECHANISMS OF HISTONE CODE RECOGNITION BY ATAD2/B VIRGINIA COMMONWEALTH UNIVERSITY 800 EAST LEIGH STREET SUITE 3200 BOX 980568 RICHMOND VA 232980568 546001758 115 49680 NOVEL PROBES FOR SIRTUINS: A CHEMICAL BIOLOGY APPROACH SCHOLARSHIPS AND FINANCIAL AID FOR STUDENTS ATTENDING THE COLLEGE. 1929 13929656 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS: USE OF GRANT FUNDING MUST COMPLY WITH THE INSTITUTION'S PURCHASING POLICY AND FEDERAL GUIDELINES. PRIMARY INVESTIGATORS ARE ULTIMATELY RESPONSIBLE FOR THE USE OF THOSE FUNDS UNDER THE REVIEW OF THE CONTRACT AND GRANTS ACCOUNTING MANAGER THAT MONITORS THEIR COMPLIANCE. IN ADDITION, THE COLLEGE IS SUBJECT TO AN ANNUAL AUDIT (UNIFORM GUIDANCE) ENSURING AN OUTSIDE OPINION ON THE INSTITUTION'S POLICIES AND PROCEDURES. X 1 1 X X 1 0 0 0 0 0 0 0 0 THOMAS DEWEY PRESIDENT 448252 0 0 0 2925 0 28475 0 15677 0 495329 0 0 0 SHAKER MOUSA VICE PROVOST OF RESEARCH 260138 0 0 0 0 0 23034 0 23043 0 306215 0 0 0 ANUJA GHORPADE DEAN 277665 0 0 0 0 0 9423 0 7910 0 294998 0 0 0 KAMAL RASHID DIRECTOR 195286 0 0 0 0 0 17000 0 11497 0 223783 0 0 0 MICHELE VIEN VICE PRESIDENT OF FINANCE 178301 0 0 0 0 0 15991 0 16383 0 210675 0 0 0 VICKI DILORENZO VP INSTITUIONAL ADVANCEMENT 183532 0 0 0 0 0 15680 0 6264 0 205476 0 0 0 DAVID CLARKE DEPARTMENT CHAIR & ASSOC PROFESSOR 168304 0 0 0 0 0 15391 0 17993 0 201688 0 0 0 JENNIFER MATHEWS REGIONAL DEAN 165744 0 0 0 0 0 15391 0 5237 0 186372 0 0 0 TARUN PATEL PROVOST 167174 0 0 0 0 0 19125 0 0 0 186299 0 186299 0 PART I, LINE 1A THE COLLEGE PROVIDES THE PRESIDENT MEMBERSHIP IN ONE CLUB WHICH ENABLES THE PRESIDENT TO HAVE OFF-CAMPUS MEETINGS, INCLUDING LUNCH AND DINNER MEETINGS WHERE APPROPRIATE, OR TO HOST OTHER COLLEGE RELATED EVENTS. THE FUNDS PROVIDED BY THE COLLEGE DO NOT PROVIDE ANY PERSONAL BENEFIT TO THE PRESIDENT AND THE USE OF THE CLUB IS SUBSTANTIALLY RESTRICTED TO COLLEGE RELATED MATTERS. THE PRESIDENT IS REQUIRED TO PAY FOR ANY INCIDENTAL PERSONAL USE FOR NON-COLLEGE RELATED ACTIVITIES. PART I, LINE 3 THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. PART I, LINE 4A LINE 4A - SEVERANCE PAYMENTS WERE PAID IN THE REPORTING PERIOD TO DR. TARUN PATEL $167,174. THIS AMOUNT IS INCLUDED IN PART II, COLUMN (F). A CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432BW9 2014-10-23 17804994 REFINANCING OF THE 2004A BONDS 0 0 0 B CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 2014-10-23 7330000 REFINANCING OF THE 2008A BOND 0 0 0 A 2330000 17804994 321122 17483872 2014 1 0 1 1 B 1355000 7330000 146600 7183400 2014 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 1 0 0 0 1 A 1 B 1 X 11 148364 AVERAGE DAY'S HIGH/LOW X LAB EQUIPMENT 1 130000 FAIR MARKET VALUE X LAB SPACE 1 122162 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B ANNUAL FORM 990 REVIEW PROCESS: THE PROCESS INCLUDES A DETAILED REVIEW AND APPROVAL BY BOTH THE AUDIT AND FINANCE COMMITTEES. THE FORM 990 IS THEN FORWARDED TO THE FULL BOARD FOR ITS REVIEW. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE CONFLICT-OF-INTEREST POLICY REQUIRES THAT ALL TRUSTEES AND THE PRESIDENT DISCLOSE TO THE BOARD ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. AT LEAST ANNUALLY, EACH TRUSTEE AND THE PRESIDENT SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE SECRETARY OF THE BOARD. NO TRUSTEE SHALL VOTE ON ANY MATTER UNDER CONSIDERATION AT A BOARD OR COMMITTEE MEETING IN WHICH SUCH TRUSTEE HAS A CONFLICT OF INTEREST. ALL KEY EMPLOYEES SHALL DISCLOSE TO THE PRESIDENT ANY POSSIBLE CONFLICT OF INTEREST AT THE EARLIEST PRACTICABLE TIME. AT LEAST ANNUALLY EACH KEY EMPLOYEE SHALL COMPLETE A DISCLOSURE FORM AND FILE THE SAME WITH THE PRESIDENT. THE PRESIDENT SHALL, IN THE PRESIDENT'S DISCRETION, TAKE SUCH ACTIONS AS APPROPRIATE TO PREVENT SUCH CONFLICTS OF INTEREST AFFECTING THE COURSE AND DETERMINATION OF THE COLLEGE. FORM 990, PART VI, SECTION B, LINE 15 OFFICERS' COMPENSATION PROCEDURE: THE EXECUTIVE COMMITTEE REVIEWS THE PRESIDENT'S SALARY AT TIME OF CONTRACT RENEWAL AND COMPARES THE PRESIDENT'S SALARY TO THE SALARIES OF PRESIDENTS AT SIMILARLY SITUATED INSTITUTIONS. ALL SALARY RECOMMENDATIONS EXIST AS PART OF THE BUDGET AND ARE AVAILABLE FOR REVIEW BY THE FINANCE COMMITTEE AND BOARD OF TRUSTEES AND THE BUDGET IS ULTIMATELY ADOPTED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS: THE COLLEGE MAKES THESE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN POST-RETIREMENT ACCRUAL 170,150. DONATED SERVICES -38,043. UNIVERSITY HEIGHTS ASSOCIATION INC 130 NEW SCOTLAND AVE ALBANY NY 12208 141781912 SHARED SERVICES (SECURITY, TRANSPORTATION, ETC.) NY 501(C)(3) LINE 12A, I 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 1 0 0