2021-11-15T23:57:58-06:00 2020-12-31 990 2020-01-01 362913108 EHS HOME HEALTH CARE SERVICE INC EHSH 4142991862 3075 HIGHLAND PARKWAY SUITE 600 DOWNERS GROVE IL 60515 RACHEL HALVERSON VP TAX & ACCTG SVCS 4142991862 2021-11-15 RACHEL HALVERSON 999009999 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DENISE M KEEFE 3075 HIGHLAND PARKWAY SUITE 600 DOWNERS GROVE IL 60515 74688893 0 X WWW.ADVOCATEHEALTH.COM X 1977 IL TO PROVIDE QUALITY MEDICAL HOME HEALTH CARE SERVICES AND EDUCATION TO VARIOUS COMMUNITIES IN THE CHICAGOLAND AREA REGARDLESS OF RACE, CREED, SEX, NATIONAL ORIGIN, HANDICAP, AGE OR ABILITY TO PAY. 8 3 780 0 103320 102320 75077 2351385 74618965 70522676 5426589 1389392 5409641 425440 85530272 74688893 200 25000000 0 0 50936883 55518719 0 0 0 19643166 9915096 70580249 90433815 14950023 -15744922 64774725 46644612 20376932 17991741 44397793 28652871 EHS HOME HEALTH CARE SERVICE, INC.'S (EHSHHC) MISSION IS TO PROVIDE QUALITY MEDICAL HOME HEALTH SERVICES AND EDUCATION TO VARIOUS COMMUNITIES IN THE CHICAGOLAND AREA REGARDLESS OF RACE, CREED, SEX, NATIONAL ORIGIN, HANDICAP, AGE OR ABILITY TO PAY. 0 0 85006276 25000000 70948117 IN KEEPING WITH ITS COMMITMENT TO SERVE ALL MEMBERS OF ITS COMMUNITY, EHSHHC, INC. PROVIDES THE FOLLOWING SERVICES WHERE THERE IS A NEED, REGARDLESS OF THE PATIENTS' ABILITY TO PAY: - FREE CARE AND/OR SUBSIDIZED CARE- CARE TO PERSONS COVERED BY GOVERNMENT PROGRAMS AT BELOW COST- HEALTH ACTIVITIES AND PROGRAMS TO SUPPORT THE COMMUNITY SUCH AS NUTRITIONAL COUNSELING AND MATERIAL CHILD PROGRAMS.EHSHHC MADE 322,951 HOME CARE VISITS DURING 2020. THESE VISITS CONSISTED OF 159,363 NURSING VISITS, 118,442 PHYSICAL THERAPY VISITS, 32,053 OCCUPATIONAL THERAPY VISITS, 5,761 HOME HEALTH AID VISITS, 4,881 SPEECH THERAPY VISITS AND 2,451 MEDICAL SOCIAL WORKER VISITS. 85006276 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 24 0 1 780 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 8 3 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X ADVOCATE AURORA HEALTH INC 6309296057 3075 HIGHLAND PKWY SUITE 600 DOWNERS GROVE IL 60515 DENISE M KEEFE PRESIDENT, CHAIRPERSON, DIRECTOR 55.00 1.00 X X 839666 0 41337 DONALD CALCAGNO DIRECTOR 1.00 55.00 X 0 867186 39360 SCOTT POWDER DIRECTOR 1.00 55.00 X 0 1115868 153106 WILLIAM P SANTULLI DIRECTOR 1.00 55.00 X 0 2706183 293486 KEVIN MCCUNE MD DIRECTOR 1.00 1.00 X 0 813658 36317 MARY BETH KINGSTON DIRECTOR 1.00 55.00 X 0 1097482 138129 DENNIS POTTS DIRECTOR 1.00 55.00 X 0 1512271 168788 TIMOTHY LINEBERRY MD DIRECTOR 1.00 1.00 X 0 802993 0 MARY MATTHEWS ASSISTANT SECRETARY 1.00 55.00 X 0 312476 29054 CHRISTINE RICKER VP, BUSINESS DEVELOPMENT 55.00 0.00 X 291230 0 29229 DAWN DOE VP, POST ACUTE NETWORK 1.00 0.00 X 0 245059 29377 ELIZABETH CALBY VP, HUMAN RESOURCES 1.00 55.00 X 0 297230 37943 HUGH ROBINSON VP, FINANCIAL OPERATIONS 55.00 1.00 X 224929 0 36867 JAMES DOHENY ASSISTANT TREASURER 1.00 55.00 X 0 600229 93283 MICHAEL KERNS ASSISTANT SECRETARY 1.00 55.00 X 0 524766 90542 MIKE LAPPIN SECRETARY 1.00 55.00 X 0 1579916 188398 DOMINIC J NAKIS TREASURER 1.00 55.00 X 0 2001577 222808 MICHAEL GREBE ASSISTANT SECRETARY 1.00 55.00 X 0 1181024 131982 SHELLY HART ASSISTANT SECRETARY 1.00 55.00 X 0 757127 113484 JAMES SLINKMAN ASSISTANT SECRETARY 1.00 55.00 X 0 465570 85939 NAN NELSON ASSISTANT TREASURER 1.00 55.00 X 0 815972 95664 LESLIE LENZO ASSISTANT TREASURER 1.00 55.00 X 0 906168 103790 STEVE HUSER ASSISTANT TREASURER 1.00 55.00 X 0 476618 81094 BRUCE CARTER VICE PRESIDENT, HOME HEALT 1.00 X 0 0 0 KATHY SIWAK VP, CLINICAL SERVICES 55.00 0.00 X 244820 0 33391 SHARON REAMS-HENRY ADMIN DIR BUSINESS OPERATIONS 55.00 0.00 X 161982 0 22719 NADEIGE WILLIAMS NURSE CLINICIAN II 55.00 0.00 X 203787 0 31654 FRANCIS DE ASIS NURSE CLINICIAN II 55.00 0.00 X 166418 0 26109 DEBORAH CHRISTIAN NURSE CLINICIAN II 55.00 0.00 X 227289 0 8372 KAREN LAMBERT FORMER DIRECTOR 0.00 55.00 X 0 1067627 139347 MEGHAN WOLTMAN FORMER DIRECTOR 0.00 55.00 X 0 372713 37307 RICHARD HEIM FORMER DIRECTOR 0.00 55.00 X 0 941715 123599 VINCENT BUFALINO MD FORMER DIRECTOR 0.00 55.00 X 0 1270676 158114 KEVIN BRADY FORMER DIRECTOR 0.00 55.00 X 0 1222838 163268 LOIS ELIA FORMER DIRECTOR 0.00 55.00 X 0 464917 19241 PANKAJ PATEL MD FORMER DIRECTOR 0.00 0.00 X 0 41351 37 RICK FLOYD FORMER DIRECTOR 0.00 0.00 X 0 115311 0 SUSAN CAMPBELL FORMER DIRECTOR 0.00 55.00 X 0 259388 4054 MICHAEL MALONE MD FORMER DIRECTOR 0.00 55.00 X 0 309755 29465 EARL J BARNES II FORMER OFFICER 0.00 0.00 X 0 291951 37 MICHELLE WARSZALEK FORMER OFFICER 0.00 55.00 X 0 112064 5479 RAY DARCEY FORMER KEY EMPLOYEE (4/26/2019) 0.00 0.00 X 0 175349 2338 CHERYL PICKETT FORMER HIGHEST COMPENSATED 55.00 0.00 X 140514 0 16730 CYNTHIA KEBLUSEK FORMER HIGHEST COMPENSATED 55.00 0.00 X 116760 0 28869 SOMSRI TUNGKHOCHAROEN FORMER HIGHEST COMPENSATED 55.00 0.00 X 132249 0 22983 2749644 25725028 3113090 11 1 1 0 0 27158 2324227 2351385 MEDICARE/MEDIAID 621610 55385865 55385865 BLUE CROSS/MGD CARE 621610 14657355 14657355 SELF PAY 621610 354095 354095 PATIENT SVC REVENUE 621610 125332 22012 103320 OTHER/COMMERCIAL PAYOR 621610 29 29 70522676 1389392 1389392 MISCELLANEOUS 900099 309156 309156 MANAGEMENT FEES 541610 115525 115525 CAFETERIA REVENUE 722514 759 759 425440 74688893 70844796 103320 1389392 25000000 25000000 1355825 1355825 43958322 38195357 5762965 1179603 1040946 138657 5799392 4883934 915458 3225577 2858491 367086 25740 25740 1955 1955 4656065 4656065 10057 2949 7108 381229 156891 224338 167907 34608 133299 1298875 822258 476617 1126718 1046443 80275 4125 698 3427 16980 10862 6118 281447 281447 MEDICAL SUPPLIES 2278957 2265049 13908 OTHER INTERCOMPANY 249171 246798 2373 BAD DEBT 123960 123960 INCOME TAXES -1116 -1116 -706974 6680876 -7387850 90433815 85006276 5427539 0 4015258 7270460 4529486 8399988 285178 539337 7872692 3310466 5926344 4562226 48564722 23782910 1453737 2089691 64774725 46644612 10659889 12858944 9717043 5132797 20376932 17991741 X 44397793 28652871 44397793 28652871 64774725 46644612 -15744922 0 X 0 1 X 1 0 X 143150 58183 222239 75077 27157 525806 70958822 68908230 69852604 80028606 70948117 360696379 71101972 68966413 70074843 80103683 70975274 361222185 0 0 0 361222185 602751 481664 521251 5427186 1389392 8422244 602751 481664 521251 5427186 1389392 8422244 71704723 69448077 70596094 85530869 72364666 369644429 0.97720 0.97990 0.02280 0.02010 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1955 1955 0 PART II-B, LINE 1: SUPPLEMENTAL LOBBYING INFORMATION EHS HOME HEALTH CARE SERVICE, INC. REIMBURSES VARIOUS ASSOCIATES FOR DUES PAID TO VARIOUS PROFESSIONAL ORGANIZATIONS AND ALSO FOR EDUCATIONAL EXPENSES PROVIDED BY PROFESSIONAL AND MEMBERSHIP ORGANIZATIONS. EHS HOME HEALTH CARE SERVICE, INC. ENDEAVORS TO IDENTIFY THE PORTION OF DUES OR FEES PAID TO THESE ORGANIZATIONS WHICH ARE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 6911587 2381806 4529781 174582 174582 0 786523 754078 32445 4562226 DUE TO 3RD PARTY 5132797 5132797 0 ADVOCATE HEALTH & HOSPITALS CORP 3075 HIGHLAND PARKWAY SUITE 600 DOWNERS GROVE IL 60515 362169147 501(C)3 25000000 SUPPORT EXEMPT MISSION X X X 1 1 0 0 0 0 0 1 0 WILLIAM P SANTULLI DIRECTOR 0 1066673 0 1571597 0 67913 0 258437 0 35049 0 2999669 0 319972 DOMINIC J NAKIS TREASURER 0 788017 0 1151310 0 62250 0 194724 0 28084 0 2224385 0 245312 MIKE LAPPIN SECRETARY 0 721806 0 816406 0 41704 0 170220 0 18178 0 1768314 0 292557 DENNIS POTTS DIRECTOR 0 866812 0 597127 0 48332 0 156169 0 12619 0 1681059 0 257727 VINCENT BUFALINO MD FORMER DIRECTOR 0 581376 0 639567 0 49733 0 130623 0 27491 0 1428790 0 166903 KEVIN BRADY FORMER DIRECTOR 0 557513 0 627062 0 38263 0 126912 0 36356 0 1386106 0 164039 MICHAEL GREBE ASSISTANT SECRETARY 0 540499 0 598967 0 41558 0 131982 0 0 0 1313006 0 180815 SCOTT POWDER DIRECTOR 0 512679 0 571005 0 32184 0 117756 0 35350 0 1268974 0 150299 MARY BETH KINGSTON DIRECTOR 0 488679 0 526794 0 82009 0 125764 0 12365 0 1235611 0 181066 KAREN LAMBERT FORMER DIRECTOR 0 624009 0 413478 0 30140 0 103592 0 35755 0 1206974 0 96077 RICHARD HEIM FORMER DIRECTOR 0 567012 0 346433 0 28270 0 93367 0 30232 0 1065314 0 83362 LESLIE LENZO ASSISTANT TREASURER 0 579502 0 264550 0 62116 0 92380 0 11410 0 1009958 0 80332 NAN NELSON ASSISTANT TREASURER 0 482832 0 295537 0 37603 0 95664 0 0 0 911636 0 145573 DONALD CALCAGNO DIRECTOR 0 520610 0 325634 0 20942 0 8550 0 30810 0 906546 0 0 DENISE M KEEFE PRESIDENT, CHAIRPERSON, DIRECTOR 524049 0 282894 0 32723 0 8550 0 32787 0 881003 0 0 0 SHELLY HART ASSISTANT SECRETARY 0 503641 0 221328 0 32158 0 95306 0 18178 0 870611 0 91432 KEVIN MCCUNE MD DIRECTOR 0 494513 0 296331 0 22814 0 8550 0 27767 0 849975 0 0 TIMOTHY LINEBERRY MD DIRECTOR 0 802993 0 0 0 0 0 0 0 0 0 802993 0 0 JAMES DOHENY ASSISTANT TREASURER 0 399917 0 174832 0 25480 0 67207 0 26076 0 693512 0 55763 MICHAEL KERNS ASSISTANT SECRETARY 0 348133 0 151530 0 25103 0 59895 0 30647 0 615308 0 47983 STEVE HUSER ASSISTANT TREASURER 0 322068 0 126492 0 28058 0 68729 0 12365 0 557712 0 50708 JAMES SLINKMAN ASSISTANT SECRETARY 0 311772 0 135726 0 18072 0 54796 0 31143 0 551509 0 43451 LOIS ELIA FORMER DIRECTOR 0 318238 0 125107 0 21572 0 8550 0 10691 0 484158 0 0 MEGHAN WOLTMAN FORMER DIRECTOR 0 294923 0 71519 0 6271 0 8550 0 28757 0 410020 0 0 MARY MATTHEWS ASSISTANT SECRETARY 0 241764 0 59277 0 11435 0 8550 0 20504 0 341530 0 0 MICHAEL MALONE MD FORMER DIRECTOR 0 307941 0 0 0 1814 0 17100 0 12365 0 339220 0 0 ELIZABETH CALBY VP, HUMAN RESOURCES 0 240254 0 59019 0 -2043 0 8550 0 29393 0 335173 0 0 CHRISTINE RICKER VP, BUSINESS DEVELOPMENT 238382 0 46166 0 6682 0 8530 0 20699 0 320459 0 0 0 EARL J BARNES II FORMER OFFICER 0 0 0 175605 0 116346 0 0 0 37 0 291988 0 0 KATHY SIWAK VP, CLINICAL SERVICES 200153 0 38870 0 5797 0 7171 0 26220 0 278211 0 0 0 DAWN DOE VP, POST ACUTE NETWORK 0 202343 0 36580 0 6136 0 7161 0 22216 0 274436 0 0 SUSAN CAMPBELL FORMER DIRECTOR 0 0 0 122952 0 136436 0 0 0 4054 0 263442 0 0 HUGH ROBINSON VP, FINANCIAL OPERATIONS 191599 0 37121 0 -3791 0 6859 0 30008 0 261796 0 0 0 DEBORAH CHRISTIAN NURSE CLINICIAN II 181281 0 47684 0 -1676 0 0 0 8372 0 235661 0 0 0 NADEIGE WILLIAMS NURSE CLINICIAN II 176084 0 34236 0 -6533 0 6345 0 25309 0 235441 0 0 0 FRANCIS DE ASIS NURSE CLINICIAN II 164235 0 5942 0 -3759 0 0 0 26109 0 192527 0 0 0 SHARON REAMS-HENRY ADMIN DIR BUSINESS OPERATIONS 153278 0 14668 0 -5964 0 5032 0 17687 0 184701 0 0 0 RAY DARCEY FORMER KEY EMPLOYEE (4/26/2019) 0 -518 0 31703 0 144164 0 0 0 2338 0 177687 0 0 CHERYL PICKETT FORMER HIGHEST COMPENSATED 136291 0 2088 0 2135 0 4333 0 12397 0 157244 0 0 0 SOMSRI TUNGKHOCHAROEN FORMER HIGHEST COMPENSATED 128989 0 2610 0 650 0 4129 0 18854 0 155232 0 0 0 CYNTHIA KEBLUSEK FORMER HIGHEST COMPENSATED 93267 0 20014 0 3479 0 3470 0 25399 0 145629 0 0 0 MICHELLE WARSZALEK FORMER OFFICER 0 0 0 16676 0 95388 0 0 0 5479 0 117543 0 0 RICK FLOYD FORMER DIRECTOR 0 0 0 115311 0 0 0 0 0 0 0 115311 0 0 PANKAJ PATEL MD FORMER DIRECTOR 0 0 0 41351 0 0 0 0 0 37 0 41388 0 0 SCHEDULE J, PART I, LINE 4A EARL J. BARNES II, FORMER ASSISTANT SECRETARY, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $116,346. SUSAN CAMPBELL, FORMER DIRECTOR, RECEIVED A SEVERANCE PAYMENT IN THE AMOUNT OF $137,500. RESPECTIVELY, THESE PAYMENTS HAVE BEEN REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III). SCHEDULE J, PART I, LINE 4B ADVOCATE PROVIDES A TARGET REPLACEMENT SENIOR EXECUTIVE RETIREMENT PLAN. THE CONTRIBUTIONS TO THIS PLAN ARE VESTED AND TAXABLE AFTER FIVE YEARS OF SERVICE. THE FOLLOWING EMPLOYEES ARE VESTED IN THE PLAN AND THEREFORE, THE CONTRIBUTIONS ARE REPORTED AS COMPENSATION ON THE W-2: KEVIN C. MCCUNE $603 SCHEDULE J, PART I, LINE 7 INCENTIVE PAYMENTS ARE BASED UPON A FORMULA. THE AMOUNTS ARE CALCULATED AFTER CERTAIN PERFORMANCE AND OPERATING GOALS ARE ACHIEVED. THE COMPENSATION COMMITTEE CAN EXERCISE DISCRETION OVER WHETHER INCENTIVE COMPENSATION IS PAID OUT ANNUALLY. FORM 990, PART VI, SECTION A, LINE 1 BOARD POWERS THE BYLAWS PROVIDE THAT AN EXECUTIVE COMMITTEE MAY BE APPOINTED. HOWEVER, NO EXECUTIVE COMMITTEE HAS BEEN FORMED NOR DID SUCH A COMMITTEE HOLD AUTHORITY AT ANY TIME DURING 2020 FORM 990, PART VI, SECTION A, LINE 2 DESCRIPTION OF BUSINESS RELATIONSHIPS AS GAIL HASBROUCK, JAMES DOHENY, EARL BARNES, DENISE KEEFE, HUGH ROBINSON AND KAREN LAMBERT ARE EITHER DIRECTORS OR OFFICERS OF WHOLLY OWNED ADVOCATE ENTITIES, THEY ARE DEEMED TO HAVE A BUSINESS RELATIONSHIP PURSUANT TO THE INSTRUCTIONS FOR FORM 990. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF CLASSES OF MEMBERS OR SHAREHOLDERS BYLAWS PROVIDE FOR CORPORATE MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A DESCRIPTION OF CLASSES OF PERSONS AND THE NATURE OF THEIR RIGHTS EHS HOME HEALTH SERVICE, INC. HAS CORPORATE MEMBERS WHO ELECT ITS DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B RESERVE POWERS THE FOLLOWING RESERVE POWERS IDENTIFIED IN THE BYLAWS REQUIRE THE APPROVAL OF THE CORPORATE MEMBER, ADVOCATE HEALTH AND HOSPITALS CORPORATION: THE AMENDMENT OR RESTATEMENT OF THE ARTICLES OF INCORPORATION OF THE CORPORATION OR THE BYLAWS; THE MERGER; CONSOLIDATION, DISSOLUTION OR WINDING UP OF THE CORPORATION; THE CONTRACTING OF LOANS OR ISSUING OF EVIDENCES OF INDEBTEDNESS; THE MAKING OF INVESTMENTS; THE SALE OR PURCHASE BY, TRANSFER TO OR BY, OR LEASING TO OR BY THE CORPORATION, OF ASSETS WITH AN AGGREGATE VALUE IN EXCESS OF ONE HUNDRED FIFTY THOUSAND DOLLARS; THE PAYMENT OF A CLAIM OR SETTLEMENT IN EXCESS OF THREE MILLION DOLLARS; THE ADOPTION OF CAPITAL AND OPERATING BUDGETS; ANY OTHER MATTERS WHICH MAY BE SPECIFIED FROM TIME TO TIME BY THE CORPORATE MEMBER BY AMENDMENT TO THE BYLAWS; AND SUCH OTHER MATTERS AS MAY BE REQUIRED BY LAW TO BE SUBMITTED TO THE CORPORATE MEMBER, OR AS TO WHICH THE BOARD OF DIRECTORS DETERMINES BY RESOLUTION THAT SUCH SUBMISSION IS ADVISABLE. FORM 990, PART VI, SECTION B, LINE 11B TAX PREPARATION PROCESS ADVOCATE'S TAX PREPARATION PROCESS INCLUDES OGOING CONSULTATION WITH ITS OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL, BOTH OF WHICH POSSESS EXPERTISE IN HEALTH CARE AND TAX-EXEMPT RETURN PREPARTION, TO ADVISE AND ASSIST WITH PREPARATION OF THE FORM 990. THESE ADVISORS WORKED CLOSELY WITH THE ORGANIZATION'S FINANCE, TAX, AND LEGAL ASSOCIATES AND OTHER MEMBERS OF THE ORGANIZATION'S TEAM ASSEMBLED TO PARTICIPATE IN THE PREPARATION OF THE FORM 990. THE FORM 990 IS REVIEWED BY FINANCE MANAGEMENT, THE TAX MANAGER, THE VP OF FINANCE/CORPORATE CONTROLLER, THE CHIEF FINANCIAL OFFICER, AND ADVOCATE'S OUTSIDE TAX CONSULTING FIRM AND TAX LEGAL COUNSEL. PRIOR TO PRESENTING THE FORM 990 TO THE BOARD OF DIRECTOR'S AUDIT COMMITTEE IN NOVEMBER, THE ORGANIZATION'S TEAM, INCLUDING ITS ADVISORS, MET FREQUENTLY TO DISCUSS AND REVIEW DRAFTS OF THE FORM 990. AT THE NOVEMBER AUDIT COMMITTEE MEETING, THE VP OF FINANCE/CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER COORDINATED A REVIEW OF THE FORM 990 WITH COMMITTEE MEMBERS, AS THE AUDIT COMMITTEE IS THE COMMITTEE OF THE BOARD OF DIRECTORS CHARGED WITH OVERSIGHT OF AUDIT AND TAX MATTERS. THE VP OF FINANCE/CORPORATE CONTROLLER AND CHIEF FINANCIAL OFFICER RESPONDED TO THE AUDIT COMMITTEE MEMBERS' QUESTIONS AND PROVIDED THE OPPORTUNITY FOR DETAILED DISCUSSION OF THE FORM 990. THE CHANGES IDENTIFIED WERE INCORPORATED , AND THEN A COMPLETE COPY OF THE FINAL FORM 990 WAS PROVIDED TO EACH MEMBER OF THE ORGANIZATION'S BOARD OF DIRECTORS BEFORE THE FORM 990 WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY THE ORGANIZATION'S CONFLICT OF INTEREST POLICY APPLIES TO VARIOUS PEOPLE, INCLUDING MEMBERS OF ADVOCATE'S BOARD OF DIRECTORS, GOVERNING COUNCILS, OFFICERS, ASSOCIATES, VOLUNTEERS, AND MEDICAL STAFF MEMBERS WITH ADMINISTRATIVE RESPONSIBILITIES. ANNUALLY, THE COMPLIANCE DEPARTMENT SENDS THIS POLICY AND THE ADVOCATE CODE OF BUSINESS CONDUCT TO A RANGE OF INDIVIDUALS WHO MAY BE IN A POSITION TO EXERCISE SUBSTANTIAL INTEREST OVER A PARTICULAR MATTER (DEFINED AS 'INTERESTED PERSONS'). THEY ARE REQUIRED TO READ THE POLICIES AND PROVIDE A DISCLOSURE STATEMENT TO THE COMPLIANCE DEPARTMENT, WHICH IDENTIFIES ACTIVITIES AND RELATIONSHIPS THAT COULD POTENTIALLY GIVE RISE TO A CONFLICT OF INTEREST. THE CHIEF COMPLIANCE OFFICER REVIEWS THE DISCLOSURES AND PROVIDES A REPORT TO THE SYSTEM BUSINESS CONDUCT (COMPLIANCE) COMMITTEE, EXECUTIVE MANAGEMENT TEAM AND THE AUDIT COMMITTEE OF THE BOARD FOR REVIEW. THE REPORT IS THEN PROVIDED, IN RELEVANT PART, TO THE SITE CHIEF EXECUTIVE OFFICERS. POTENTIAL CONFLICTS ARE REVIEWED BY THE COMPLIANCE DEPARTMENT ON A CASE BY CASE BASIS. FOLLOW UP PROCEDURES CONDUCTED ARE UNIQUE TO THE GIVEN CIRCUMSTANCE, AND MAY INCLUDE REVIEWING THE POTENTIAL CONFLICT WITH THE INTERESTED PERSON, OR INVESTIGATING THE MATTER IN CONSULTATION WITH THE INTERESTED PERSON'S SUPERVISOR AND/OR SITE MANAGEMENT. IN CIRCUMSTANCES WHERE THE INTERESTED PERSON IS NOT A MEMBER OF THE BOARD, OR GOVERNING COUNCIL, OR A COMMITTEE THEREOF, OR A PERSON OF INTEREST, IF IT IS DETERMINED THAT THERE IS AN ACTUAL CONFLICT OF INTEREST, THE SUPERVISOR OF THE INDIVIDUAL IS RESPONSIBLE FOR MAKING AN APPROPRIATE RESPONSE, POTENTIALLY INCLUDING RESTRICTION OF THE INDIVIDUAL'S JOB DUTIES WITH RESPECT TO THE MATTER GIVING RISE TO THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 OFFICES & POSITIONS FOR WHICH PROCESS WAS USED & YEAR PROCESS WAS BEGUN EXECUTIVE COMPENSATION AT ADVOCATE HEALTH CARE NETWORK AND SUBSIDIARIES IS BASED ON A BOARD OF DIRECTORS' APPROVED STRATEGY THAT GUIDES THE CORPORATION IN ESTABLISHING COMPENSATION OPPORTUNITIES FOR EXECUTIVES, MANAGERS, PROFESSIONALS AND EMPLOYEES. IN THIS STRATEGY, SPECIFIC MARKET COMPENSATIONS ARE IDENTIFIED AND THE DESIRED LEVEL OF COMPETITIVENESS IN THOSE MARKETS SPECIFIED. IN ADDITION, THE LINKAGE OF EXECUTIVE PAY TO PERFORMANCE IS ARTICULATED AND HOW THIS RELATIONSHIP IS TO BE MAINTAINED IS OUTLINED. TO SUPPORT AND IMPLEMENT THE COMPENSATION STRATGEY, FIVE BASIC ELEMENTS ARE UTILIZED. THESE ELEMENTS ARE: - A SOLID, RELIABLE AND TESTED JOB EVALUATION METHODOLOGY, - ACCURATE, QUALITY AND RELEVANT COMPENSATION SURVEY INFORMATION, - A CONSISTENT ANNUAL PROCESS FOR UPDATING THE COMPENSATION LEVELS, - AN ACTIVE BOARD REVIEW PROCESS THAT ASSURES COMPLIANCE WITH THE COMPENSATION STRATEGY AND ON-GOING REVIEW OF THE PERFORMANCEEEE OF THE ORGANIZATION, AND - ACTIVE, EXTERNAL REVIEW AND AUDITING OF COMPENSATION BY EXTERNAL INDEPENDENT CONSULTANTS. FORM 990, PART VI, SECTION C, LINE 19 AVAIL. OF DOCS, CONFLICT OF INTEREST POLICY, & FIN STMTS TO GEN PUBLIC THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH THE FOLLOWING WEBSITES: - DACBOND.COM (DIGITAL ASSURANCE CERTIFICATION LLC), - EMMA.MSRB.ORG (ELECTRONIC MUNICIPAL MARKET ACCESS). THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. ADVOCATE CHARITABLE FOUNDATION 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363297360 FUNDRAISING IL 501(C)(3) LINE 7 AHCN 0 ADVOCATE CONDELL MEDICAL CENTER 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 262525968 HEALTH CARE IL 501(C)(3) LINE 3 AHHC 0 ADVOCATE HEALTH & HOSPITALS CORPORATION 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 362169147 HEALTH CARE IL 501(C)(3) LINE 3 AHCN 0 ADVOCATE HEALTH CARE NETWORK 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 362167779 PARENT CORP IL 501(C)(3) LINE 12C, III-FI N/A 0 ADVOCATE NORTH SIDE HEALTH NETWORK 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363196629 HEALTH CARE IL 501(C)(3) LINE 3 AHHC 0 ADVOCATE SHERMAN HOSPITAL 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 362167920 HEALTH CARE IL 501(C)(3) LINE 3 AHCN 0 MASONIC FAMILY HEALTH FOUNDATION 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 364397387 FUNDRAISING IL 501(C)(3) LINE 12A, I MFHS 0 MERIDIAN HOSPICE 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363158667 HOSPICE CARE IL 501(C)(3) LINE 10 EHSHHCS 1 SHERMAN WEST COURT 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363725580 NURSING CARE IL 501(C)(3) LINE 10 ASH 0 ADVOCATE AURORA HEALTH INC 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 824184596 SUPPORTING OR DE 501(C)(3) LINE 12C, III-FI N/A 0 DMA SURGERY CENTER 2357 SEQUOIA DRIVE AURORA IL 60506 363890298 MEDICAL SERVICES IL N/A 0 0 ADVOCATE HOME CARE PRODUCTS INC 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363315416 HEALTH SERVICES IL N/A C 0 ADVOCATE HPN NFP 3075 HIGHLAND PARKWAY STE 600 HEALTH IMPRV MGMT IL 60515 810893878 HEALTH IMPR MGMT IL N/A C 0 ADVOCATE INSURANCE SPC 878 WEST BAY ROAD PO BOX 1159 GRAND CAYMAN CJ KY1-1102 980422925 INSURANCE CJ N/A C 0 BROMENN PHYSICIAN MANAGEMENT CORPORATION 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 371313150 MEDICAL SERVICES IL N/A C 0 DREYER CLINIC INC 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 362690329 MEDICAL SERVICES IL N/A C 0 EVANGELICAL SERVICES CORPORATION 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363208101 MANAGEMENT SVCS IL N/A C 0 HIGH TECHNOLOGY INC 3075 HIGHLAND PARKWAY STE 600 DOWNERS GROVE IL 60515 363368224 MEDICAL SERVICES IL N/A C 0 PARKSIDE CENTER CONDO ASSOCIATION 1775 WEST DEMPSTER STREET PARK RIDGE IL 60515 363452486 PROPERTY MGMT IL N/A C 0 THE DELPHI GROUP IV INC 1425 N RANDALL ROAD ELGIN IL 60515 364017279 HEALTH COST MGT IL N/A C 0 ADVOCATE HEALTH PARTNERS 1701 WEST GOLF ROAD ROLLING MEADOWS IL 60008 364032117 HEALTH CARE MGMT IL N/A C 0 ADVOCATE PHYSICIAN PARTNERS ACCOUNTABLE 1701 WEST GOLF ROAD ROLLING MEADOWS IL 60008 455498384 HEALTH CARE MGMT IL N/A C 0 ADVOCATE PHYSICIAN PRTNRS RISK PURCHASE 1701 WEST GOLF ROAD ROLLING MEADOWS IL 60008 383914173 GROUP MALPRACTICE IL N/A C 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 ADVOCATE HEALTH & HOSPITALS CORP A 121086 COST MERIDIAN HOSPICE A 251069 COST ADVOCATE CHARITABLE FOUNDATION C 27157 COST ADVOCATE HEALTH & HOSPITALS CORP L 295667 COST MERIDIAN HOSPICE L 3099402 COST ADVOCATE HEALTH & HOSPITALS CORP M 4124905 COST MERIDIAN HOSPICE R 6210 COST ADVOCATE HEALTH & HOSPITALS CORP P 10307497 COST MERIDIAN HOSPICE P 384805 COST ADVOCATE HEALTH & HOSPITALS CORP Q 3516537 COST MERIDIAN HOSPICE Q 483509 COST ADVOCATE HEALTH & HOSPITALS CORP S 181664 COST ADVOCATE HEALTH & HOSPITALS CORP K 14724 COST ADVOCATE HEALTH & HOSPITALS CORP R 1153306 COST ADVOCATE HEALTH & HOSPITALS CORP B 25000000 COST