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CO P 197 197 197 PROGRESS RESIDENTIAL ACCESS OFFSHORE, LP P 65926 65926 65926 992084 19923 0 19923 0 19923 10825 0 36000 0 46825 X 148 26754 26754 0 0 0 0 0 0 0 0 0 1 1 0 1 1 DE 1 0 0 0 0 1 N/A CO JOSEPH HASENKOPFX 5188864358 100 COLISEUM DRIVE COHOES NY 12047 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 MEGHAN MACKAY 47 W 70TH STREET NEW YORK NY 10023 CO-PRESIDENT, DIRECTOR 1.00 0 0 0 ALLEN THORPE 47 W 70TH STREET NEW YORK NY 10023 DIR, SEC, TREAS, CO-PRESIDENT 1.00 0 0 0 NONE 0 NONE 0 0 22466000 1261034 26051621 49778655 0 0 49778655 746680 49031975 2451599 2451599 19923 19923 2431676 0 2431676 0 2431676 3535193 0 3535193 0 3535193 2431676 0 0 99440 1855392 1231524 3186356 3535193 0 0 0 2431676 1103517 0 0 4289873 0 0 0 0 0 0 0 4289873 99440 1855392 1231524 1103517 MEGHAN MACKAY ALLEN THORPE X STUDENT FIRST NEW YORK INSTITUTE 345 7TH AVE NEW YORK NY 10001 PC GENERAL AND UNRESTRICTED 50000 ZETA CHARTER SCHOOLS INC NY 160 WEST 85TH STREET NO 2B NEW YORK NY 10024 PC GENERAL AND UNRESTRICTED 2000 ETHICAL CULTURE FIELDSTONE SCHOOL NY 33RD CENTRAL PARK W NEW YORK NY 10023 PC GENERAL AND UNRESTRICTED 200000 ETHICAL CULTURE FIELDSTONE SCHOOL NY 33RD CENTRAL PARK W NEW YORK NY 10023 PC GENERAL AND UNRESTRICTED 215000 LEVERAGED FOUNDATION 321 BROADWAY SARATOGA SPRINGS NY 12866 POF GENERAL AND UNRESTRICTED 500000 THE BROTHERHOODSISTER SOL INC NY 140 HAMILTON PL NEW YORK NY 10031 PC GENERAL AND UNRESTRICTED 5000 GREAT HEARTS FOUNDATION 4801 EAST WASHINGTON ST STE 250 PHOENIX AZ 85034 PC GENERAL AND UNRESTRICTED 20000 UPLIFT EDUCATION 1825 MARKET CENTER BLVD STE 500 DALLAS TX 75207 PC GENERAL AND UNRESTRICTED 20000 SETON EDUCATION PARTNERS 1562 1ST AVE 205-2219 NEW YORK NY 10028 PC GENERAL AND UNRESTRICTED 20000 ETHICAL CULTURE FIELDSTONE SCHOOL NY 33RD CENTRAL PARK W NEW YORK NY 10023 PC GENERAL AND UNRESTRICTED 50000 UP EDUCATION NETWORK 233 HAVERHILL ST LAWRENCE MA 01840 PC GENERAL AND UNRESTRICTED 20000 MOTT HAVEN ACADEMY CHARTER SCHOOL 170 BROWN PL BRONX NY 10454 PC GENERAL AND UNRESTRICTED 20000 FOB OPERATING OPEN CLEVELAND OH 53713 PC GENERAL AND UNRESTRICTED 20000 FOUNDATION FOR MADISONS PUBLIC 101 NOB HILL RD STE 300 MADISON WI 10016 PC GENERAL AND UNRESTRICTED 20000 COMMUNITY FUNDS INC 909 3RD AVE FL 22 NEW YORK NY 10022 PC GENERAL AND UNRESTRICTED 500000 ZETA CHARTER SCHOOLS INC 160 WEST 85TH STREET NO 2B NEW YORK NY 10024 PC GENERAL AND UNRESTRICTED 500000 TEACH FOR AMERICA NEW YORK 25 BROADWAY 12TH FL NEW YORK NY 10004 PC GENERAL AND UNRESTRICTED 10000 GEORGETOWN UNIVERSITY 3700 O STREET NW WASHINGTON DC 20057 PC GENERAL AND UNRESTRICTED 5000 SUMMER SEARCH 304 12TH STREET SUITE 4A OAKLAND CA 94607 PC GENERAL AND UNRESTRICTED 5000 EYELLIANCE 110 E 25TH ST WASHINGTON NY 10010 PC GENERAL AND UNRESTRICTED 5000 NYU LANGONE HOSPITALS 550 FIRST AVENUE NEW YORK NY 10016 PC GENERAL AND UNRESTRICTED. GIFTED 354 SHARES OF LLY STOCK FMV - $50,098BV - $38,767BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 50098 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC GENERAL AND UNRESTRICTED. GIFTED 1263 SHARES OF FIS STOCK FMV - $163,091BV - $130,228BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 163091 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC GENERAL AND UNRESTRICTED. GIFTED 1117 SHARES OF MSFT STOCK FMV - $189,678 BV - $175,492BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 189678 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC GENERAL AND UNRESTRICTED. GIFTED 1253 SHARES OF LLY STOCK FMV - $197,097 BV - $137,216BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 197097 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC GENERAL AND UNRESTRICTED. GIFTED 1147 SHARES OF ADI STOCK FMV - $123,429 BV - $100,770BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 123429 BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 326 GALVEZ STREET STANFORD CA 94305 PC GENERAL AND UNRESTRICTED. GIFTED 387 SHARES OF ACN STOCK FMV - $69,025 BV - $59,184BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 69025 THE PARK CITY FOUNDATION 1960 SIDEWINDER DR PARK CITY UT 84060 PC GENERAL AND UNRESTRICTED. GIFTED 146 SHARES OF MSFT STOCK FMV - $25,094 BV - $22,938BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 25094 ROBIN HOOD FOUNDATION 826 BROADWAY 9TH FL NEW YORK NY 10003 PC GENERAL AND UNRESTRICTED. GIFTED 623 SHARES OF AJG STOCK FMV - $48,102 BV - $45,585BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 48102 ROBIN HOOD FOUNDATION 826 BROADWAY 9TH FL NEW YORK NY 10003 PC GENERAL AND UNRESTRICTED. GIFTED 2339 SHARES OF NI STOCK FMV - $53,399 BV - $63,352BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 53399 PRESIDENT & FELLOWS HARVARD 1033 MASSACHUSETTS AVE STE 2 CAMBRIDGE MA 02138 PC GENERAL AND UNRESTRICTED. GIFTED 678 SHARES OF HD STOCK FMV - $152,679 BV - $114,894BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 152679 PRESIDENT & FELLOWS HARVARD 1033 MASSACHUSETTS AVE STE 2 CAMBRIDGE MA 02138 PC GENERAL AND UNRESTRICTED. GIFTED 1692 SHARES OF MSFT STOCK FMV - $274,256 BV - $265,830BOOK VALUE IS THE DONORS COST BASIS AT DATE OF DONATION TO FOUNDATIONFMV IS VALUE ON DATE OF GIFT 274256 3532948 0 14 69 14 480381 18 -978684 K-1 INCOME (LOSS) 525990 -7607 01 -6244 -7607 -504478 0 -512085 0 0 0 0 0 0 0 0 0 0 X X 1 ALLEN THORPE 47 W 70TH STREET NEW YORK NY 10023 2522553 X X 1 61,516 SHARES OF GROCERY OUTLET HOLDING CORP SECURITIES 2522553 2020-08-31 ACCOUNTING FEES 3708 1854 1854 LEVERAGED FOUNDATION 321 BROADWAY SARATOGA SPRINGS NY 12866 2019-09-23 500000 TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. 500000 NO 11/15/2021 2021-11-15 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. LEVERAGED FOUNDATION 321 BROADWAY SARATOGA SPRINGS NY 12866 2020-05-13 500000 TO IMPROVE THE QUALITY OF INSTRUCTION AND BUILD MANAGEMENT CAPACITY IN SCHOOL NETWORKS WITH GREAT POTENTIAL. 395081 NO 11/15/2021 2021-11-15 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON THE REPORTS FURNISHED BY THE GRANT RECIPIENT, NO PART HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. SOUTHERN POWER COMPANY 4.15% 12/01/2025 USD SR LIEN 99577 115048 MORGAN STANLEY HYBRID MTN 07/22/2025 USD SR LIEN 151160 162239 FIRST HORIZON NATIONAL CORPORA 4.0% 05/26/2025 USD 54905 61659 ENERGY TRANSFER OPERATNG 2.9% 05/15/2025 USD SR LIEN 39970 42467 ESTEE LAUDER COMPANIES INC. (T 2.0% 12/01/2024 USD SR 69595 74067 AIR LEASE CORPORATION MTN 2.3% 02/01/2025 USD SR LIEN 98963 104482 MPLX LP 4.875% 12/01/2024 USD SER WI SR LIEN NEXT CALL 102376 115165 LABORATORY CORPORATION OF AMER 2.3% 12/01/2024 USD 99769 106306 VISA INC. 3.15% 12/14/2025 USD SR LIEN NEXT CALL DT. 09 14 97717 112334 WESTPAC BANKING CORPORATION 2.35% 02/19/2025 USD SR 224937 243564 PRUDENTIAL FINANCIAL INC MTN 1.5% 03/10/2026 USD SR 154337 161542 DISCOVER FINANCIAL SVS 4.1% 02/09/2027 USD SR LIEN NEXT 22373 23365 JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN 65000 68666 PNC FINANCIAL SERVICES GROUP, 2.6% 07/23/2026 USD SR 149714 166386 VERIZON COMMUNICATIONS INC. 2.625% 08/15/2026 USD SR 94952 110569 DH EUROPE FINANCE II 2.2% 11/15/2024 USD SER 5YR SR 150044 159396 PROCTER & GAMBLE COMPANY (THE) 2.8% 03/25/2027 USD 79798 89729 INTUIT INC 1.35% 07/15/2027 SR LIEN NEXT CALL DT. 05 15 27 59944 61799 B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR 59605 61980 AMAZON.COM, INC. 3.15% 08/22/2027 USD SER WI SR LIEN 157550 172477 VEREIT OPERATING PARTNER 3.4% 01/15/2028 SR LIEN NEXT 78541 84085 WASTE MANAGEMENT INC 1.15% 03/15/2028 SR LIEN NEXT 14991 15064 ANHEUSER-BUSCH INBEV WOR 4.0% 04/13/2028 USD SR LIEN 138739 142515 CHARLES SCHWAB CORPORATION (TH 0.9% 03/11/2026 SR 89890 91197 PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN NEXT 100303 107463 SUNTRUST BANK HYBRID 08/02/2024 USD SER BKNT SR LIEN 150000 164734 JPMORGAN CHASE & CO. HYBRID 07/23/2024 USD SR LIEN 75000 82607 GENERAL MILLS, INC. 3.2% 04/16/2021 SR LIEN S&P BBB 99937 101434 TOYOTA MOTOR CORP 3.183% 07/20/2021 USD SR LIEN S&P 125000 128751 ZOETIS INC 3.25% 08/20/2021 USD SER 3FXD SR LIEN S&P 99887 103027 SHERWIN WILLIAMS COMPANY (THE) 4.2% 01/15/2022 USD 100548 104873 CVS HEALTH CORPORATION 3.5% 07/20/2022 USD SR LIEN 99104 105952 EASTMAN CHEMICAL COMPANY 3.6% 08/15/2022 USD SR 74978 79371 AGILENT TECHNOLOGIES, INC. 3.2% 10/01/2022 USD SR LIEN 124276 130963 ENTERPRISE PRODS OPER LLC 3.35% 03/15/2023 USD SR LIEN 99402 106684 MCDONALD'S CORPORATION MTN 3.35% 04/01/2023 USD SR 99746 107366 GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 USD SER 99823 107567 RYDER SYSTEM INC MTN 3.75% 06/09/2023 USD SR LIEN 74846 80896 EATON CORP 2.75% 11/02/2022 USD SER B SR LIEN S&P A 151907 157194 CANADIAN IMPERIAL BANK 0.95% 06/23/2023 USD SR LIEN 154913 157082 BANK OF AMERICA CORPORATION HYBRID MTN 07/23/2024 75000 82587 UNITEDHEALTH GROUP INCORPORATE 3.5% 06/15/2023 USD 74963 81054 WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 USD SR 208228 221609 ROYAL BANK OF CANADA MTN 3.7% 10/05/2023 USD SR LIEN 100679 109916 HP ENTERPRISE CO 4.45% 10/02/2023 USD SR LIEN NEXT CALL 56780 61109 XILINX INC 2.95% 06/01/2024 USD SR LIEN NEXT CALL DT. 04 01 97280 107802 M&T BANK CORPORATION 3.55% 07/26/2023 USD SR LIEN 74942 82176 SUMITOMO MITSUI FINANCIAL GROU 3.748% 07/19/2023 125000 137407 AMERICAN HONDA FINANCE MTN 3.45% 07/14/2023 USD SR 99827 109303 ROPER TECHNOLOGIES INC 3.65% 09/15/2023 USD SR LIEN 68540 71226 ARCH CAPITAL GROUP LTD. CMN (ACGL) 4670758 6334903 GROCERY OUTLET HOLDING CORP. CMN (GO) 2522553 2414503 GS EMERGING MARKETS EQUITY FUND CLASS P (GAHPX) 762895 1134831 GS HIGH YIELD FLOATING RATE FUND 473639 440456 GS MLP ENERGY INFRASTRUCTURE FUND CLASS P (GMNPX) 1100000 609686 GS STRATEGIC INCOME FUND 435775 411220 GS GQG PARTNERS INTERNATIONAL OPPORTUNITIES FU 1152273 1217793 ISHARES, INC.MSCI JAPAN ETF MUTUAL FUND (EWJ) 484247 553519 ISHARES TR DJ SEL DIVIDEND INX 1519603 1528300 SPDR S&P 500 ETF TRUST (SPY) 1101541 2061948 HELLMAN & FRIEDMAN INVESTORS IX, LP AT COST 6496529 6496529 GOLDMAN SACHS SOCIAL IMPACT FU AT COST 508522 520771 PMC PARTNERS I OFFSHORE ACCESS AT COST 993539 1381397 PROGRESS RESIDENTIAL ACCESS OF AT COST 121402 488777 D1 CAPITAL PARTNERS OFFSHORE L AT COST 7500000 14505343 VINTAGE VII OFFSHORE AT COST 882015 1066589 PRIVATE EQUITY MANAGERS (2016) AT COST 747830 987428 GLOBAL PRIVATE OPPORTUNITIES PARTNERS II OFFSHORE SCSP AT COST 935452 1313915 PRIVATE EQUITY PARTNERS IX OFF AT COST 0 200200 PRIOR PERIOD COST BASIS ADJUSTMENT 51636 OTHER EXPENSE - CSC 391 0 391 K-1 OTHER DEDUCTIONS 62782 9514 0 K-1 INCOME (LOSS) -13851 -6244 -13851 COST TO FMV ADJUSTMENT ON DONATED STOCK 1345949 INVESTMENT MANAGEMENT FEES 18120 18120 0 990-PF ESTIMATED TAX FOR 2020 10825 0 0 FOREIGN TAXES 159 155 0