2021-11-17T09:04:54-06:00 2021-03-31 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10036 990 2020-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 CHARIZMA WILLIAMS CFO 2125492500 2021-11-16 1 CHARIZMA WILLIAMS XXX-XX-XXXX LYNNE JOHNSON P00757336 2123721000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z ANTHONY D ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 400128461 0 X WWW.ACLUFOUNDATION.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 13 13 481 18 -204238 0 176437112 227368352 6034520 3069802 739348 9137667 2269223 2264022 185480203 241839843 6722844 14973805 0 0 56251254 62624370 311781 364210 18166328 78061938 95120173 141347817 173082558 44132386 68757285 501661278 735145148 112132890 148331047 389528388 586814101 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTION AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER AND GENDER NONBINARY PEOPLE; PRISONERS; AND PERSONS WITH DISABILITIES. 0 0 78335809 9041288 3046610 LEGAL - THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U.S. DEPARTMENT OF JUSTICE. 48781087 5664768 AFFILIATE SUPPORT - THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE, THE DISTRICT OF COLUMBIA, AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND NATIONWIDE INITIATIVES DEPARTMENT (ASNI), THE NATIONAL ACLU ALSO PROVIDES GRANTS AND SUPPORT TO AFFILIATES ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. ASNI OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 13834514 5813 1203993 EDUCATION - THROUGH NEWSLETTERS, ITS WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, SOCIAL MEDIA, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 1.5 MILLION MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 3159555 261936 LEGISLATIVE ADVOCACY - THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 900781 CIVIL LIBERTIES POLICY FORMULATION - THE BOARD OF DIRECTORS OF THE ACLU WORKS THROUGH ITS STANDING AND SPECIAL COMMITTEES TO ANALYZE CIVIL LIBERTIES ISSUES AND, WHERE APPROPRIATE, TO DEVELOP POLICIES THAT WILL SERVE AS THE FRAME OF REFERENCE FOR LEGISLATIVE, EDUCATIONAL AND CASE-SPECIFIC WORK AT THE NATIONAL LEVEL, AND THE ORGANIZATION IMPLEMENTS AND ASSISTS IN THE DEVELOPMENT OF POLICY GOALS THROUGH ITS AFFILIATES. 4060336 261936 145011746 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 1 125 0 1 481 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 13 13 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 X ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 14.00 26.00 X 0 959191 54696 DOROTHY M EHRLICH DEPUTY EXECUTIVE DIRECTOR 26.00 14.00 X 0 494291 232408 TERENCE R DOUGHERTY COO/GEN COUNSEL 26.00 14.00 X 0 432522 66293 MARK V WIER CHIEF DEVELOPMENT OFFICER 6.00 34.00 X 442307 0 24534 KARY L MOSS DIR. AFFILIATE SUPPORT & NATIONWIDE INIT. 14.00 26.00 X 380962 0 73221 DAVID D COLE NATIONAL LEGAL DIRECTOR 40.00 0.00 X 427939 0 24258 RONALD NEWMAN NATIONAL POLITICAL DIRECTOR 6.00 34.00 X 0 359857 64911 KIMBERLY P TRUEBLOOD CHIEF OF STAFF 26.00 14.00 X 0 368453 37874 LOUISE MELLING DEPUTY LEGAL DIRECTOR 14.00 26.00 X 304776 0 65094 CHARIZMA T WILLIAMS CFO 26.00 14.00 X 0 335545 32392 JEFFEREY P ROBINSON DEPUTY LEGAL DIRECTOR 40.00 0.00 X 314868 0 50870 ELIZABETH FITZGERALD DIRECTOR OF DEVELOPMENT 40.00 0.00 X 283520 0 81244 SOPHIA K GOLDMACHER CHIEF PEOPLE OFFICER 26.00 14.00 X 0 285052 65282 CECILLIA D WANG DEPUTY LEGAL DIRECTOR 40.00 0.00 X 302948 0 46676 REBECCA LOWELL EDWARDS CHIEF COMM. OFFICER (AS OF 6/1/20) 14.00 26.00 X 216915 0 13180 WILLIAM ACEVES DIRECTOR 3.00 3.00 X 0 0 0 GRACE CHAN DIRECTOR 3.50 2.00 X 0 0 0 TIM FOX DIRECTOR 2.50 2.50 X 0 0 0 MICHELE GOODWIN DIRECTOR 2.50 2.50 X 0 0 0 MARY HERNANDEZ DIRECTOR 3.50 2.50 X 0 0 0 JEFFREY HONG DIRECTOR 3.00 3.00 X 0 0 0 ANIL MUJUMDAR DIRECTOR 2.50 2.00 X 0 0 0 CHARU VERMA DIRECTOR 3.00 0.00 X 0 0 0 SUSAN HERMAN DIRECTOR/PRESIDENT (THRU 1/30/21) 5.00 5.00 X X 0 0 0 DEBORAH ARCHER DIRECTOR/PRESIDENT (AS OF 1/30/21) 3.00 3.00 X X 0 0 0 RONALD CHEN DIRECTOR/GENERAL COUNSEL 3.50 3.00 X X 0 0 0 TRACI GRIFFITH DIRECTOR/SECRETARY 2.50 2.50 X X 0 0 0 ROBERT REMAR DIRECTOR/VICE PRESIDENT/TREASURER 5.00 4.50 X X 0 0 0 RONALD TYLER DIRECTOR/GENERAL COUNSEL 3.00 2.50 X X 0 0 0 2674235 3234911 932933 150 0 1 0 NEW YORK INTERIOR CONCEPTS INC 315 MADISON AVENUE SUITE 209 NEW YORK NY 10017 PROPERTY RENOVATIONS AND REPAIRS 791150 REINKING ENTERPRISES INC DBA ADVANCED R 13175 GEORGE WEBER DRIVE ROGERS MN 55374 PRINTING AND PUBLISHING 656084 BULLY PULPIT INTERACTIVE LLC 1445 NEW YORK AVENUE NW 5TH FLOOR WASHINGTON DC 20005 COMMUNICATION / BRANDING 592685 TVP NYC 875 AVENUE OF THE AMERICAS SUITE 17 NEW YORK NY 10001 DESIGN, PRODUCTION, E-COMMERCE 583519 RWT PRODUCTION LLC 8932 ORANGE HUNT LANE ANNADALE VA 22003 PRINTING AND PUBLISHING 372382 28 9079646 218288706 6185664 227368352 LEGAL EXP AWARDED, NET 541100 3046610 3046610 LIST ROYALTIES 511190 23192 23192 3069802 2912466 -204238 3116704 1083221 0 1083221 1083221 1083221 164513819 158288618 6225201 6225201 6225201 PAMPHLET, BOOK AND OTHER SALES 511120 1192193 1192193 OTHER INCOME 900099 -11392 -11392 1180801 241839843 4250603 -204238 10425126 14973805 14973805 3690417 2045436 1105523 539458 44301742 33874520 3649643 6777579 3747749 3335496 299820 112433 7493277 4786965 637713 2068599 3391185 3018154 271295 101736 324189 288840 35349 231901 231901 364210 364210 1640568 1273724 108867 257977 7273782 2991342 1972202 2310238 5691426 4982630 108970 599826 3465777 2853783 405810 206184 3939956 2740262 477790 721904 3486903 3007044 31542 448317 280474 236749 8079 35646 35668 24966 849 9853 5145018 1217416 490927 3436675 524337 425342 71677 27318 SHARED PORTION OF CONTR 49751627 49741294 10333 0 SHARED PORTION OF BEQES 6547095 6547095 SPECIAL AFFILIATE SUBSI 5419300 5419300 POSTAGE 1122020 1030127 1234 90659 240132 197456 20309 22367 173082558 145011746 9904484 18166328 123725112 132798919 9498814 5651711 28329848 43016870 485807 313517 62999167 39130707 28612242 23868460 130721968 223692329 174822983 301452615 742125 5464504 3608602 501661278 735145148 6855175 9001197 105277715 139329850 112132890 148331047 X 234852907 379903228 154675481 206910873 389528388 586814101 501661278 735145148 X 68757285 119276372 9252056 X 0 1 X 1 0 X 140053645 134420043 156940567 176437112 227368352 835219719 140053645 134420043 156940567 176437112 227368352 835219719 15439860 819779859 6364771 8367496 6288517 6425662 3995687 31442133 1193913 719736 999027 748161 1180801 4841638 871503490 19984080 0.94070 0.92900 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: PAMPHLET BOOK AND OTHER SALES AND OTHER MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 227570 475403 702973 172379585 173082558 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 993802 303131 405703 702973 2405609 250000 250000 250000 250000 1000000 1500000 108321 141862 87688 227570 565441 91496353 752669 27580523 880000 118949545 97843989 196644 -5686280 858000 91496353 78854535 15250979 3798475 60000 97843989 69493479 6042983 5940073 2622000 78854535 57840537 4455829 7267113 70000 69493479 0.67800 0.19500 0.12700 0 0 4925713 4925713 19108175 7095596 12012579 34264495 28096367 6168128 4700784 3938744 762040 23868460 PROPRIETARY EQUITY FUNDS 234828207 F PRIVATE EQUITY FUNDS 66624408 F 301452615 SPLIT INTEREST LIABILITY 20621687 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 20018973 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 41525702 DUE TO AFFILIATES 48531048 DUE TO THE ACLU - ALLOCATED SHARE OF PENSION LIABILITY 8632440 139329850 X PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. PART X, LINE 2: THE ACLU FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE U.S. IRC AND IS SUBJECT TO TAXES ON UNRELATED BUSINESS INCOME, AS APPLICABLE. THE ACLU FOUNDATION FILES TAX AND INFORMATION RETURNS WITH THE INTERNAL REVENUE SERVICE (THE IRS) AND WITH VARIOUS STATES. MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADDITIONAL ADJUSTMENT OR DISCLOSURE TO THE ACCOMPANYING FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2018, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. X X X X X 1 O'BRIEN GARRETT (FORMERLY OMP) 1133 19TH STREET NW SUITE 300 WASHINGTON DC 20036 TELEMARKETING 0 52869785 219600 52650185 DCM INC 261 WEST 35TH STREET SUITE 600 NEW YORK NY 10001 TELEMARKETING 0 427351 144610 282741 53297136 364210 52932926 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC SD TN UT WA WI WV VA 1 ACLU OF ALABAMA 900 S PERRY STREET SUITE B MONTGOMERY AL 36104 237093412 501(C)(4) 48000 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLU OF FLORIDA 4343 W FLAGLER STREET SUITE 400 MIAMI FL 33134 590883831 501(C)(4) 50000 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLU OF KANSAS 6701 WEST 64 STREET SUITE 210 OVERLAND PARK KS 66202 912090691 501(C)(4) 35000 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLU OF KENTUCKY 315 GUTHRIE STREET SUITE 300 LOUISVILLE KY 40202 610597514 501(C)(4) 11250 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLU OF MICHIGAN 2966 WOODWARD AVENUE DETROIT MI 48201 381643182 501(C)(4) 73653 AFFILIATE PROGRAM, LOBBYING EXPENSES INCLUDED IN 501H EXPENDITURES ACLU OF MONTANA PO BOX 9138 MISSOULA MT 59807 810431527 501(C)(4) 16000 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLU OF NEW HAMPSHIRE 18 LOW AVENUE CONCORD NH 03301 026019538 501(C)(4) 65000 AFFILIATE PROGRAM; FOR WORK THAT IS CHARITABLE WITHIN THE MEANING OF 501C3 ACLUF OF ALABAMA PO BOX 6179 MONTGOMERY AL 36106 630883872 501(C)(3) 279500 AFFILIATE PROGRAM ACLUF OF ALASKA 1057 W FIREWEED LN ANCHORAGE AK 99503 237113202 501(C)(3) 125000 AFFILIATE PROGRAM, LOBBYING ACTIVITIES INCLUDED IN 501(H) ELECTION ACLUF OF ARIZONA PO BOX 17148 PHOENIX AZ 85011 237238580 501(C)(3) 219000 AFFILIATE PROGRAM ACLUF OF ARKANSAS 904 W SECOND ST STE 1 LITTLE ROCK AR 72201 710473676 501(C)(3) 535000 AFFILIATE PROGRAM, LOBBYING ACTIVITIES INCLUDED IN 501(H) ELECTION ACLUF OF COLORADO 303 E 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SAN DIEGO CA 92138 330325791 501(C)(3) 131000 AFFILIATE PROGRAM ACLUF OF SOUTH CAROLINA 635 EAST BAY STREET SUITE 1A CHARLESTON SC 29403 271942832 501(C)(3) 274265 AFFILIATE PROGRAM ACLUF OF SOUTHERN CALIFORNIA 1313 W 8TH STREET LOS ANGELES CA 90017 952673361 501(C)(3) 429000 AFFILIATE PROGRAM ACLUF OF TENNESSEE POBOX 120160 NASHVILLE TN 37212 620988329 501(C)(3) 95000 AFFILIATE PROGRAM ACLUF OF TEXAS PO BOX 8306 HOUSTON TX 77288 760343171 501(C)(3) 580000 AFFILIATE PROGRAM ACLUF OF THE DISTRICT OF COLUMBIA PO BOX 11637 WASHINGTON DC 20008 526070446 501(C)(3) 95000 AFFILIATE PROGRAM ACLUF OF UTAH 355 NORTH 300 WEST SALT LAKE CITY UT 84103 870439810 501(C)(3) 145000 AFFILIATE PROGRAM ACLUF OF VERMONT PO BOX 277 MONTPELIER VT 05601 237123046 501(C)(3) 100000 AFFILIATE PROGRAM ACLUF OF VIRGINIA 701 E FRANKLIN ST RICHMOND VA 23219 521283242 501(C)(3) 166629 AFFILIATE PROGRAM ACLUF OF WEST VIRGINIA PO BOX 3952 CHARLESTON WV 25339 550681531 501(C)(3) 105000 AFFILIATE PROGRAM ACLUF OF WISCONSIN 207 E BUFFALO ST STE 325 MILWAUKEE WI 53202 396057574 501(C)(3) 371937 AFFILIATE PROGRAM NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 BROAD STREET 19TH FLOOR NEW YORK NY 10004 136167267 501(C)(3) 194000 AFFILIATE PROGRAM ABORTION ACCESS FOR ALL 1315 S CLAYTON ST SUITE 300 DENVER CO 80210 843366418 501(C)(4) 125000 OPPOSING CO REPRODUCTIVE RIGHTS RELATED BALLOT MEASURE HUMAN RIGHTS FIRST 75 BROAD ST 31ST FL NEW YORK NY 10004 133116646 501(C)(3) 30000 LGBT AND ADVOCACY NJ CAN 2020 570 BROAD ST NEWARK NJ 07102 851014906 501(C)(4) 100000 SUPPORTING NJ MARIJUANA LEGALIZATION BALLOT INITIATIVE-INCLUDED IN 501(H) ELECTION NORTH DAKOTA VOICES NETWORK 1836 BILLINGS DRIVE BISMARCK ND 58504 844897719 501(C)(3) 12940 VOTING ACCESS PROJECT PHYSICIANS HUMAN RIGHTS 256 WEST 38TH STREET NEW YORK NY 10018 222488437 501(C)(3) 75000 SPONSORSHIP 46 9 PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS, AS WELL AS FOR MONITORING OF OUTCOMES, TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. WHILE THE PRIMARY GRANTMAKING THE ORGANIZATION DOES IS TO ITS AFFILIATES, THE ORGANIZATION ALSO MAKES GRANTS TO OTHER ORGANIZATIONS WHEN IT DETERMINES THAT DOING SO WILL BE IN THE FURTHERANCE OF ITS MISSION. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONS WHO RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. X X X X X 0 1 0 0 0 0 0 0 0 ANTHONY D ROMERO EXECUTIVE DIRECTOR/CEO 0 563861 0 0 0 395330 0 34835 0 19861 0 1013887 0 230000 DOROTHY M EHRLICH DEPUTY EXECUTIVE DIRECTOR 0 470648 0 0 0 23643 0 199039 0 33369 0 726699 0 0 TERENCE R DOUGHERTY COO/GEN COUNSEL 0 433016 0 0 0 -494 0 27675 0 38618 0 498815 0 0 MARK V WIER CHIEF DEVELOPMENT OFFICER 432446 0 0 0 9861 0 20401 0 4133 0 466841 0 0 0 KARY L MOSS DIR. AFFILIATE SUPPORT & NATIONWIDE 372824 0 0 0 8138 0 55807 0 17414 0 454183 0 0 0 DAVID D COLE NATIONAL LEGAL DIRECTOR 411488 0 0 0 16451 0 19758 0 4500 0 452197 0 0 0 RONALD NEWMAN NATIONAL POLITICAL DIRECTOR 0 368611 0 0 0 -8754 0 12886 0 52025 0 424768 0 0 KIMBERLY P TRUEBLOOD CHIEF OF STAFF 0 368611 0 0 0 -158 0 17760 0 20114 0 406327 0 0 LOUISE MELLING DEPUTY LEGAL DIRECTOR 306750 0 0 0 -1974 0 46779 0 18315 0 369870 0 0 0 CHARIZMA T WILLIAMS CFO 0 306750 0 30900 0 -2105 0 16261 0 16131 0 367937 0 0 JEFFEREY P ROBINSON DEPUTY LEGAL DIRECTOR 319552 0 0 0 -4684 0 16571 0 34299 0 365738 0 0 0 ELIZABETH FITZGERALD DIRECTOR OF DEVELOPMENT 294250 0 0 0 -10730 0 27845 0 53399 0 364764 0 0 0 SOPHIA K GOLDMACHER CHIEF PEOPLE OFFICER 0 294250 0 0 0 -9198 0 13383 0 51899 0 350334 0 0 CECILLIA D WANG DEPUTY LEGAL DIRECTOR 306950 0 0 0 -4002 0 27845 0 18831 0 349624 0 0 0 REBECCA LOWELL EDWARDS CHIEF COMM. OFFICER (AS OF 6/1/20) 216600 0 0 0 315 0 11913 0 1267 0 230095 0 0 0 PART I, LINE 4B THE CEO PARTICIPATES IN A NONQUALIFIED, SUPPLEMENTAL RETIRMENT PLAN. THE CEO RECEIVED A 457(F) PAYOUT OF $380,000 IN 2020. THIS REPRESENTS THREE YEARS OF VESTED RETIREMENT BENEFITS. FORM 990, SCHEDULE J PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE DEFINED CONTRIBUTION 401(K) PLAN, AND CONTRIBUTIONS, IF ANY, TO THE 457(B) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH HAVE BEEN ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. X 664 6185664 SALES PRICE 0 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS ABOVE REPRESENTS THE TOTAL NUMBER OF STOCK GIFTS DURING THE YEAR. PART I, LINE 32B: WE ENGAGE BROKERS, WITH EXPERTISE SELLING PROPERTY CONTRIBUTED TO THE ORGANIZATION, TO FACILITATE SALES OF NONCASH PROPERTY ON OUR BEHALF. FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER, BOARD DIRECTOR AND STANDING COMMITTEE MEMBER AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF OPERATING OFFICER/GENERAL COUNSEL/ASSISTANT TREASURER OF THE ORGANIZATION REVIEWS ANY DISCLOSURES MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER, AN OFFICER OR A STANDING COMMITTEE MEMBER, HE REFERS THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE, HE REFERS THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS, STANDING COMMITTEE MEMBERS AND KEY EMPLOYEES ALSO MAY REPORT TO THE BOARD ANY POTENTIAL CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES, AMONG OTHER THINGS, THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15A ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION ESTABLISHES THE EXECUTIVE DIRECTOR'S COMPENSATION, AND THE AUDIT COMMITTEE APPROVES THE COMPENSATION OF ALL OTHER KEY EMPLOYEES, AS RECOMMENDED BY THE EXECUTIVE DIRECTOR (EXCEPT SEE BELOW THE RESPONSE FOR LINE 15B). NO MEMBER OF EITHER COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. EACH COMMITTEE REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. EACH COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS, IN ITS MINUTES, ITS DELIBERATIONS AND DECISIONS. NO ACLU OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS AN OFFICER. FORM 990, PART VI, SECTION B, LINE 15B: COMPENSATION FOR THE CHIEF FINANCIAL OFFICER WAS DETERMINED BY THE ACLU'S SALARY SCALE, WHICH WAS BASED ON MARKET RESEARCH AND ORGANIZATIONAL VALUES. COMPENSATION FOR ALL OTHER PAID OFFICERS AND KEY EMPLOYEES WAS REVIEWED AS DESCRIBED ABOVE IN NOTE FOR FORM 990, PART VI, SECTION B, LINE 15A. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE OR MORE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B THE NUMBER OF HOURS REPORTED FOR THOSE INDIVIDUALS RECEIVING COMPENSATION IS BASED ON WEEKLY HOURS FOR PAYROLL PURPOSES. THE ACTUAL NUMBER OF HOURS WORKED IS CONSIDERABLY HIGHER. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 1,564,290. MINIMUM PENSION LIABILITY ADJUSTMENT 7,687,766. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC 789936 7598405 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 12B, II N/A 0 CHARITABLE REMAINDER TRUST CHARITABLE TRUST AL ACLUF 0 CHARITABLE REMAINDER TRUST CHARITABLE TRUST GA ACLUF 0 CHARITABLE REMAINDER TRUSTS (2) CHARITABLE TRUST MA ACLUF 0 CHARITABLE REMAINDER TRUST CHARITABLE TRUST NJ ACLUF 0 CHARITABLE REMAINDER TRUST CHARITABLE TRUST NM ACLUF 0 CHARITABLE REMAINDER TRUSTS (4) CHARITABLE TRUST NY ACLUF 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 AMERICAN CIVIL LIBERTIES UNION INC N 2258934 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION INC O 12987782 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION INC Q 7155742 FTE BASED ALLOCATION METHODOLOGY