2021-11-30T11:24:58-06:00 2020-12-31 221478099 COHNREZNICK LLP 7501 WISCONSIN AVENUE SUITE 400E BETHESDA MD 20814 990 2020-10-01 953512045 CDC SMALL BUSINESS FINANCE CORP CDCS 6192438600 2448 HISTORIC DECATUR NO 200 SAN DIEGO CA 92106 NATALIE GUNN CFO 6192438600 2021-11-15 1 NATALIE GUNN 999009999 LORI ROTHE YOKOBOSKY CPA P01273422 3016529100 2021-11-30 0 AAL1 IAL1 2020 2022-09-23 18:48:47Z ELLIS CARR 2448 HISTORIC DECATUR NO 200 SAN DIEGO CA 92106 7369119 0 X WWW.CDCLOANS.COM X 1978 CA TO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS. 18 18 146 0 -44934 0 0 0 32774701 6397665 0 383128 -37958 489804 32736743 7270597 0 0 0 0 14685677 4360184 0 0 0 7773825 2374309 22459502 6734493 10277241 536104 274839666 280079202 216434149 221290577 58405517 58788625 X TO CHAMPION THE GROWTH OF DIVERSE SMALL COMPANIES IN OUR COMMUNITIES BY DRAWING ON OUR UNPARRELLELED EXPERTISE IN DELIVERING UNIQUE CAPITAL SOLUTIONS. WE EXCEED THE EXPECTATIONS OF OUR PARTNERS THROUGH TEAMWORK, INTEGRITY AND CREATIVITY. WE MAKE A DIFFERENCE IN THE COMMUNITIES WE SERVE THROUGH UNWAVERING ADVOCACY AND REINVESTMENT. 0 0 5954000 6932403 TO PROMOTE ECONOMIC DEVELOPMENT IN THE STATES OF CALIFORNIA, NEVADA AND ARIZONA, PROVIDE ASSISTANCE AND SERVICES FOR THE IMPROVEMENT OF LOCAL ECONOMY IN ALL COUNTIES AND REGIONS WHICH THE SMALL BUSINESS ADMINISTRATION GRANTS AUTHORITY TO OPERATE. 5954000 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 107 0 146 1 1 1 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X CATHERINE RIDDLE 6192438600 2448 HISTORIC DECATUR RD NO 200 SAN DIEGO CA 92106 RICK BENITO ASST. SECRETARY 1.00 X X 0 0 0 ERIK CALDWELL SECRETARY 1.00 X X 0 0 0 SHERYL CAMERON VICE CHAIR 1.00 X X 0 0 0 KURT CHILCOTT PRESIDENT 1.00 X X 0 0 0 KRISTINE CHUNG BOARD DIRECTOR 1.00 X 0 0 0 STEVEN DOSS BOARD DIRECTOR 1.00 X 0 0 0 GEORGIA DUTRO BOARD DIRECTOR 1.00 X 0 0 0 JOAN EARHART BOARD DIRECTOR 1.00 X 0 0 0 TYLER ORION PAST CHAIR 1.00 X 0 0 0 KEVIN PALMER TREASURER 1.00 X X 0 0 0 OMAR PASSONS BOARD DIRECTOR 1.00 X 0 0 0 FRANK ROBINSON BOARD DIRECTOR 1.00 X 0 0 0 WAYNE SCHELL BOARD DIRECTOR 1.00 X 0 0 0 JERRY SCHNEIDER BOARD DIRECTOR 1.00 X 0 0 0 BILL SOMMER BOARD DIRECTOR 1.00 X 0 0 0 MIKE STULL BOARD DIRECTOR 1.00 X 0 0 0 STEVE STULTZ BOARD DIRECTOR 1.00 X 0 0 0 THOMAS TOPUZES CHAIR 1.00 X X 0 0 0 KURT CHILCOTT PRESIDENT & CEO 40.00 X 891621 0 41066 CATHERINE RIDDLE CFO & CTO 40.00 X 355053 0 28622 MICHAEL OWEN CCO 40.00 X 538182 0 38101 KIM BUTTEMER COO 40.00 X 430086 0 46688 ROBERT VILLARREAL EVP 40.00 X 211722 0 20137 PENINA GOODMAN SVP BRAND MARKETING 40.00 X 213955 0 20918 ERIN HEBERT EVP 40.00 X 229578 0 25524 DEAN ALOE LOAN OFFICER 40.00 X 320810 0 27319 ARMEN MADATYAN LOAN OFFICER 40.00 X 295420 0 37417 CHRIS BANE LOAN OFFICER 40.00 X 318864 0 31504 ERIC MANDELL LOAN OFFICER 40.00 X 216145 0 13110 THOMAS BRUNE VP OF SOFTWARE DEVELOPMENT 40.00 X 236242 0 22889 4257678 0 353295 44 0 1 0 TODD E KOBERNICK 2448 HISTORIC DECATUR RD STE 220 SAN DIEGO CA 92106 LEGAL SERVICES 378272 CAMELBACK LAW OFFICERS 5045 N 12TH ST STE 110 PHOENIX AZ 85014 LEGAL SERVICES 277800 MLAN CONSULTING 3960 WPOINT LOMA BLVDH162 SAN DIEGO CA 92110 IT SERVICES 228047 EIDE BAILLY LLP- 10681 FOOTHILL BLVD 300 RANCHO CUCAMONGA CA 91730 AUDITING & CONSULTING 181175 4 LOAN INCOME 522210 5142629 5142629 LOAN ESCROW INTEREST 525990 1255036 1255036 6397665 53588 98522 -44934 -44934 -44934 383128 0 383128 383128 383128 TECH SUPPORT 900099 407146 407146 PACKAGING FEES 900099 102684 102684 BAD DEBT RECOVERY 900099 16910 16910 7998 7998 534738 7270597 6932403 -44934 383128 3091252 3091252 506368 506368 211211 211211 359148 359148 192205 192205 137159 137159 50418 50418 38084 38084 95401 84428 10973 25031 25031 292845 292845 70392 70392 6273 6273 24783 24783 353151 353151 283438 283438 22005 22005 PROVISION FOR LOAN LOSS 358187 358187 TECHNICAL ASSISTANCE 329500 329500 LENDING COSTS 114048 114048 CONTRIBUTIONS 56855 56855 116739 71719 45020 6734493 5954000 780493 0 14799150 22148642 10054374 11988681 17468726 6400890 222084009 223633994 276628 2946016 12456184 5763907 6607832 6692277 3548947 4754439 0 1514263 274839666 280079202 4936347 3247541 7009 127358 210121043 203256935 1369750 14658743 216434149 221290577 X 53216120 58788625 5189397 0 58405517 58788625 274839666 280079202 536104 -152996 0 X 0 1 X 1 0 X 30250 30250 18539022 19757135 20782652 22503672 6932403 88514884 18539022 19757135 20812902 22503672 6932403 88545134 0 0 0 88545134 529265 534890 528618 548986 53588 2195347 529265 534890 528618 548986 53588 2195347 19068287 20292025 21341520 23052658 6985991 90740481 0.97580 0.02420 X 2300000 2300000 6186831 2562277 3624554 917084 641860 275224 3052269 2559770 492499 6692277 TENANTS RESERVE 12620 CAPITAL LEASE 4031 DEPOSIT LIABILITY 1205111 DUE TO RELATED PARTY 12645315 LEASE LIABILITY 791666 14658743 PART X, LINE 2: THE FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ISSUED ACCOUNTING STANDARDS CODIFICATION NO 740-10, ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX, WHICH SETS A MINIMUM THRESHOLD FOR FINANCIAL STATEMENT RECOGINTION OF THE BENEFIT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. CDC HAS REVIEWED ITS POSITIONS FOR ALL OPEN TAX YEARS AND HAS DETERMINED THAT NO PROVISION FOR INCOME TAX POSITIONS IS REQUIRED. X X 1 0 X X X X X X 0 0 0 0 0 0 0 0 0 KURT CHILCOTT PRESIDENT & CEO 891621 0 0 0 0 0 26000 0 15066 0 932687 0 0 0 MICHAEL OWEN CCO 538182 0 0 0 0 0 25504 0 12597 0 576283 0 0 0 KIM BUTTEMER COO 430086 0 0 0 0 0 25504 0 21184 0 476774 0 0 0 CATHERINE RIDDLE CFO & CTO 355053 0 0 0 0 0 15400 0 13222 0 383675 0 0 0 CHRIS BANE LOAN OFFICER 318864 0 0 0 0 0 9750 0 21754 0 350368 0 0 0 DEAN ALOE LOAN OFFICER 320810 0 0 0 0 0 19500 0 7819 0 348129 0 0 0 ARMEN MADATYAN LOAN OFFICER 295420 0 0 0 0 0 19500 0 17917 0 332837 0 0 0 THOMAS BRUNE VP OF SOFTWARE DEVELOPMENT 236242 0 0 0 0 0 12635 0 10254 0 259131 0 0 0 ERIN HEBERT EVP 229578 0 0 0 0 0 13000 0 12524 0 255102 0 0 0 PENINA GOODMAN SVP BRAND MARKETING 213955 0 0 0 0 0 13000 0 7918 0 234873 0 0 0 ROBERT VILLARREAL EVP 211722 0 0 0 0 0 13000 0 7137 0 231859 0 0 0 ERIC MANDELL LOAN OFFICER 216145 0 0 0 0 0 5204 0 7906 0 229255 0 0 0 FORM 990, PART VI, SECTION A, LINE 1 THE ORGANIZATION HAS AN EXECUTIVE COMMITTEE FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS THE RETURN PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE HUMAN RESOURCES MANAGER ANNUALLY REGULATES AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. ANNUALLY, EACH MEMBER OF THE BOARD OF DIRECTORS SIGNS A FORM DISCLOSING ANY CONFLICTS OF INTEREST OR INDICATING THAT NO CONFLICT OF INTEREST EXISTS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD APPROVES THE COMPENSATION FOR THE CEO AND TOP MANAGEMENT EVERY YEAR. THE BOARD ALSO APPROVES THE COMPENSATION OF KEY EMPLOYEES EVERY YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST AT THE CORPORATE OFFICE. SAN DIEGO REGION SMALL BUSINESS DEVELOPMENT 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 330845173 PROVIDE ECONOMIC DEVELOPMENT TO SMALL BUSINESSES IN SAN DIEGO CA 501(C)(3) LINE 7 CDC SMALL BUSINESS FINANCE CORP 1 CDC VENTURES 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 330918531 SOFTWARE CA CDC SMALL BUSINESS FINANCE C 1159856 2934585 1.00000 1 CDC DIRECT CAPITAL 2448 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 201904046 COMMERCIAL FINANCE CA CDC SMALL BUSINESS FINANCE C 1431744 4047990 1.00000 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0