2021-03-26T14:35:07-05:00 2020-06-30 390859910 BAKER TILLY US LLP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2019-07-01 231657958 NEUMANN UNIVERSITY NEUM 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 GENE MCWILLIAMS VP FINANCE & ADMIN 6105585503 2021-03-24 1 KERRI N BOGDA CPA P00760402 7177404863 2019 2022-09-23 18:48:47Z GENE MCWILLIAMS ONE NEUMANN DRIVE ASTON PA 190141298 86033199 0 X WWW.NEUMANN.EDU X 1965 PA TO MAINTAIN AND OPERATE A COLLEGE FOR THE LIBERAL EDUCATION OF MEN AND WOMEN. 24 23 1015 4 16615 -58870 4477601 5742677 63364562 62195470 1740400 5431581 709406 950875 70291969 74320603 19816094 21440135 0 0 26450264 26641858 0 33266 1364614 24612700 24349655 70879058 72464914 -587089 1855689 141392650 141368145 47037445 48618289 94355205 92749856 X NEUMANN UNIVERSITY EDUCATES A DIVERSE COMMUNITY OF LEARNERS BASED UPON THE BELIEF THAT KNOWLEDGE IS A GIFT TO BE SHARED IN THE SERVICE OF OTHERS AND THAT LEARNING IS A LIFELONG PROCESS. 0 0 60942042 21440135 62199968 NEUMANN UNIVERSITY IS A PRIVATE, CATHOLIC, FRANCISCAN, CO-EDUCATIONAL UNIVERSITY.FALL ENROLLMENT (FULL TIME AND PART TIME) FOR 2020 WAS 2,506 STUDENTS PURSUING UNDERGRADUATE AND GRADUATE DEGREES. THE UNIVERSITY OFFERS BACHELOR OF ARTS AND BACHELOR OF SCIENCE DEGREES IN A BROAD RANGE OF SUBJECTS. GRADUATE DEGREES INCLUDE THREE DOCTORAL PROGRAMS AND SIX MASTER OF SCIENCE PROGRAMS. STUDENT ACTIVITIES INCLUDE NUMEROUS CLUB ACTIVITIES, ART AND MUSICAL GROUPS, AND NINETEEN SPORTS TEAMS.CONTINUED ON SCHEDULE O.FACULTY AND STUDENTS HAVE BEEN RECOGNIZED BY MANY ORGANIZATIONS FOR THEIR RESPECTIVE CONTRIBUTIONS TO ACADEMIC EXCELLENCE AND COMMUNITY SERVICE. DURING THE YEAR ENDED JUNE 30, 2020, THE UNIVERSITY PROVIDED STUDENTS WITH FINANCIAL AID FROM INTERNAL RESOURCES OF APPROXIMATELY $20,657,000 WHICH REPRESENTED ABOUT 33% OF GROSS TUITION AND FEE REVENUE FOR THE YEAR. 60942042 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 200 0 1015 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 X 24 23 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CO KY ME MD MA MI NH NY OH OK OR WA PA SC X GENE MCWILLIAMS VP FINANCE ADMIN 6105585503 ONE NEUMANN DRIVE ASTON PA 190141298 CHRISTOPHER E DOMES EDD PRESIDENT 40.00 X X 322167 0 51652 LAWRENCE DIPAOLO VPAA 40.00 X 163412 0 31648 ERIC WELLINGTON DEAN BUSINESS & INFORMATIO 40.00 X 163094 0 30714 EUGENE MCWILLIAMS VP FINANCE & ADMIN 40.00 X 153712 0 23370 DAVID BROWNLEE VP HUMAN RESOURCES & RM 40.00 X 155020 0 20136 CHRISTOPHER HAUG VP & SA 40.00 X 144023 0 30190 ALFRED MUELLER DEAN OF ARTS & SCIENCES 40.00 X 121176 0 28805 ARDE SHAHMAEI BUSINESS FACULTY 40.00 X 119089 0 28864 KATHLEEN HOOVER DEAN NURSING & HEALTH SCIE 40.00 X 127108 0 21708 JILL DONNELLY DEAN CAPS 40.00 X 130344 0 16478 DANIELLE MCNICHOL GENERAL COUNSEL 40.00 X 129495 0 9084 CARRIE SNYDER VFUA 40.00 X 129568 0 1165 STEVEN BELL EXEC. DIRECTOR PUBLIC RELATIONS 40.00 X 107684 0 16855 ROBERT SCOTT EDITOR 40.00 X 117868 0 6334 ANN BAIADA RN CRRN CHAIR 1.00 X X 0 0 0 SR MARIE ANGELA PRESENZA OSF SECRETARY 1.00 X X 0 0 0 JAMES DELANEY TRUSTEE 1.00 X 0 0 0 PETER G ABESSINIO TRUSTEE 1.00 X 0 0 0 SR ESTHER ANDERSON OSF TRUSTEE 1.00 X 0 0 0 REV MSGR FEDERICO BRITTO TRUSTEE 1.00 X 0 0 0 THOMAS A BRUDER JR TRUSTEE 1.00 X 0 0 0 RENOLD J CAPOCASALE TRUSTEE 1.00 X 0 0 0 TERESA V COFFEY TRUSTEE 1.00 X 0 0 0 JOHN FUREY TRUSTEE 1.00 X 0 0 0 JAY DEVINE TRUSTEE 1.00 X 0 0 0 THOMAS M DUGAN TRUSTEE 1.00 X 0 0 0 SR MARY FARRELL OSF TRUSTEE 1.00 X 0 0 0 JOHN C FORD TRUSTEE 1.00 X 0 0 0 REGINA HANEY EDD TRUSTEE 1.00 X 0 0 0 SR ELIZABETH HOWE OSF TRUSTEE 1.00 X 0 0 0 RICHARD F KLINEBURGER IIIESQ TRUSTEE 1.00 X 0 0 0 ANTHONY LATINI JR CFA TRUSTEE 1.00 X 0 0 0 JEFF MULLEN TRUSTEE 1.00 X 0 0 0 THOMAS P PHIAMBOLIS MD TRUSTEE 1.00 X 0 0 0 SR CHRISTA MARIE THOMPSON OSF PHD TRUSTEE 1.00 X 0 0 0 FRANK JANTON TRUSTEE 1.00 X 0 0 0 PHILIP JAURIGUE TRUSTEE 1.00 X 0 0 0 2083760 0 317003 16 0 1 0 SODEXO OPERATIONS LLC 4880 PAYSPHERE CIRCLE CHICAGO IL 60674 FOOD SERVICE 2281889 ARAMARK PO BOX 33170 NEWARK NJ 07188 FACILITY SERVICES 1426509 SUNSTATES SECURITY LLC 801 CORPORATE CENTER DRIVE RALEIGH NC 27607 CAMPUS SECURITY SERVICES 1425150 KOVATCH LANDSCAPING PO BOX 2147 ASTON PA 19014 LANDSCAPING SERVICES 234214 NORHTPOINT SOLUTIONS LLC 28 RODEO DRIVE WEST CREEK NJ 08092 TECHNOLOGY PROVIDER 174788 9 50230 2405493 3286954 5742677 TUITION AND FEES 611310 54357828 54357828 ROOM AND BOARD 611310 7837642 7837642 62195470 721682 43 721639 15984399 11274500 4709899 4709899 4709899 5785 50230 46056 -40271 -40271 14892 1007 13885 13885 860482 391033 469449 469449 RESIDENCE REVENUE 531390 252186 252186 CHILD DEVELOPMENT CENTER 611310 151302 151302 NURSING LOAN LIABILITY 900099 30941 30941 73383 4455 16615 52313 507812 74320603 62199968 16615 6361343 X 21440135 21440135 1694639 363666 1208303 122670 18958116 16521037 1880312 556767 834176 716836 97133 20207 3704574 2478041 1137780 88753 1450353 1203229 196067 51057 4049 4049 96567 96567 33266 33266 9332825 7160222 1913189 259414 367731 293605 74126 2143082 1666665 400270 76147 608604 72184 462359 74061 1979342 1850356 128986 495453 456168 29528 9757 75925 53590 16706 5629 1734547 1681616 50329 2602 3966089 3380939 579201 5949 743092 743092 OTHER EDUCATION EXPENSE 575068 271319 303749 LIBRARY EXPENSES 417483 417483 FACILITIES & MAINTENANC 339539 332396 7143 ENTERTAINMENT 311516 195630 73576 42310 1158743 719321 430540 8882 72464914 60942042 10158258 1364614 115513 21031 9575701 8140922 1039337 913262 1148211 1666895 220560 219018 735319 507109 592468 385908 156195663 65914675 89945471 90280988 36023032 37361560 1175203 1175203 821835 696249 141392650 141368145 3128555 2671487 551981 293534 33641929 31669004 8888220 8515745 826760 5468519 47037445 48618289 X 79903795 77577948 14451410 15171908 94355205 92749856 141392650 141368145 1855689 -3461038 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 33851929 997261 1867998 216540 2144409 34356239 32252277 410144 2279299 214938 874853 33851929 30752163 490964 2047982 199889 838943 32252277 28018805 727163 2987190 183265 797730 30752163 28205381 607373 137832 183036 748745 28018805 0.59000 0.41000 0.00000 0 0 2330509 2330509 114802308 34070642 80731666 21856198 17797313 4058885 17206648 14046720 3159928 90280988 STUDENT DEPOSITS AND ADVANCE PAYMENTS 677482 REFUNDABLE ADVANCES 4791037 5468519 X 50640956 -3461038 -20656705 -24117743 74758699 -438096 -438096 74320603 52246305 438096 438096 51808209 20656705 20656705 72464914 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO PROVIDE FOR SCHOLARSHIPS, OPERATING COSTS, AND FUTURE CAPITAL PROJECTS. PART X, LINE 2: THE UNIVERSITY FOLLOWS THE FASB GUIDANCE THAT REQUIRES A TAX POSITION TO BE RECOGNIZED OR DERECOGNIZED BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. THE UNIVERSITY'S POLICY IS TO RECOGNIZE INTEREST RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST EXPENSE AND PENALTIES IN OPERATING EXPENSES. NO INTEREST OR PENALTIES WERE RECOGNIZED IN 2020 AND 2019. PART XI, LINE 2D - OTHER ADJUSTMENTS: STUDENT AID NETTED AGAINST REVENUES ON THE FINANCIALS -20,656,705. PART XI, LINE 4B - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES -391,033. FUNDRAISING EXPENSES -46,056. GAMING EXPENSES -1,007. RENTAL EXPENSES PART XII, LINE 2D - OTHER ADJUSTMENTS: BOOKSTORE EXPENSES 391,033. FUNDRAISING EXPENSES 46,056. GAMING EXPENSES 1,007. RENTAL EXPENSES PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID NETTED AGAINST REVENUES ON THE FINANCIALS 20,656,705. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 RACIALLY NON-DISCRIMINATORY POLICY APPEARS IN ALL ADVERTISEMENTS AND THE STUDENT AFFAIRS HANDBOOK. SCHEDULE E, PART I, LINE 6 NEUMANN UNIVERSITY RECEIVES PENNSYLVANIA HIGHER EDUCATION ASSISTANCE AGENCY (PHEAA) INSTITUTIONAL ASSISTANCE FUNDS AS WELL AS FUNDS FROM THE DEPARTMENT OF EDUCATION AND THE STATE OF DELAWARE FOR FINANCIAL AID TO STUDENTS. X X X X X X X 1 MARTS & LUNDY 160 CHUBB AVENUE LYNDHURST NJ 07071 CAPITAL CAMPAIGN ADVISOR 0 0 33266 -33266 33266 -33266 EVENING IN 56015 50230 5785 12435 24751 4670 4200 56015 50230 5785 12435 24751 4670 4200 46056 -40271 1 STUDENT AID 1438 20656705 0 N/A N/A HOUSING ALLOWANCES 25 322530 0 N/A N/A CARES ACT STUDENT RELIEF 1361 460900 0 N/A N/A PART I, LINE 2: NEUMANN UNIVERSITY'S PROCESS FOR MONITORING FINANCIAL AID AND MONITORING GRANT FUNDS IS A COMBINATION OF PROCEDURES INVOLVING THE FOLLOWING OFFICES; FINANCIAL AID, INSTITUTIONAL ADVANCEMENT, REGISTRAR, AND THE BUSINESS OFFICE. INSTITUTIONAL ADVANCEMENT AND THE FINANCIAL AID OFFICE AWARD SCHOLARSHIPS AND GRANTS ACCORDING TO THE SPECIFICATIONS/REQUIREMENTS OF THE SPECIFIC AWARD. THE FINANCIAL AID OFFICE, REGISTRAR, AND BUSINESS OFFICE COORDINATE THE AWARDING AND DOCUMENTATION OF FINANCIAL AID TO INCLUDE ELIGIBILITY OF FINANCIAL AID, NOTIFICATION OF STUDENTS, CHANGE OF STATUS, AND RECONCILEMENT OF STUDENT ACCOUNTS. X X X 1 1 X X 0 1 0 0 0 0 0 0 0 CHRISTOPHER E DOMES EDD PRESIDENT 322167 0 0 0 0 0 33660 0 17992 0 373819 0 0 0 LAWRENCE DIPAOLO VPAA 163412 0 0 0 0 0 10188 0 21460 0 195060 0 0 0 ERIC WELLINGTON DEAN BUSINESS & INFORMATIO 163094 0 0 0 0 0 9364 0 21350 0 193808 0 0 0 EUGENE MCWILLIAMS VP FINANCE & ADMIN 153712 0 0 0 0 0 9364 0 14006 0 177082 0 0 0 DAVID BROWNLEE VP HUMAN RESOURCES & RM 155020 0 0 0 0 0 9420 0 10716 0 175156 0 0 0 CHRISTOPHER HAUG VP & SA 144023 0 0 0 0 0 8874 0 21316 0 174213 0 0 0 PART I, LINE 1A NEUMANN UNIVERSITY PROVIDES FOR TRAVEL FOR THE PRESIDENT'S WIFE FOR BUSINESS TRIPS WHERE THE PARTICIPATION OF THE SPOUSE IS EXPECTED. PER THE PRESIDENT'S EMPLOYMENT CONTRACT, DR. DOMES RECEIVES A HOUSING ALLOWANCE OF $1,800 PER MONTH. THE COLLEGE ALSO PAYS FOR THE PRESIDENT'S MEMBERSHIP DUES. PART I, LINE 4B DR. CHRIS E. DOMES, PRESIDENT, HAD A CONTRIBUTION INTO HIS 457(F) PLAN IN THE AMOUNT OF $15,300. A DELAWARE COUNTY AUTHORITY 231973437 246009MT0 2010-11-10 26382471 SEE PART IV 0 0 0 B DELAWARE COUNTY AUTHORITY 231973437 246008NU6 2016-01-28 18625494 SEE PART IV 0 0 0 A 10362471 26382471 399269 25983202 2011 1 1 1 1 B 3865494 18625494 16248491 343600 558449 2036402 2016 0 1 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 0 B 0 0 1 1 0 0.01000 0.00000 0.01000 0 0 0 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART I, BOND ISSUES: BOND 1: (A) ISSUER NAME: DELAWARE COUNTY AUTHORITY (F) DESCRIPTION OF PURPOSE: REFUND 1998A AND 2001 BOND ISSUES BOND 2: (A) ISSUER NAME: DELAWARE COUNTY AUTHORITY (F) DESCRIPTION OF PURPOSE: CONSTRUCTION FINANCING & ADVANCED REFUNDING OF 2008 BONDS SCHEDULE K, PART III, LINE 9: THE ORGANIZATION DOES NOT HAVE ANY NONQUALIFIED BONDS. FORM 990, PART VI, SECTION A, LINE 6 THE MEMBERS OF THE UNIVERSITY CONSIST OF THE CONGREGATIONAL MINISTER AND THE COUNCIL OF THE RELIGIOUS CONGREGATION OF THE SISTERS OF SAINT FRANCIS OF PHILADELPHIA. FORM 990, PART VI, SECTION A, LINE 7A THE SISTERS OF SAINT FRANCIS RESERVE THE POWER TO CHOOSE THE PRESIDENT OF THE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7B THE SISTERS OF SAINT FRANCIS HAVE CERTAIN RESERVE POWER REGARDING DECISIONS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS SHARED WITH THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. AFTER THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE, A FINAL COPY IS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES BEFORE THE FORM 990 IS FILED. THE ANNUAL FEDERAL NON-PROFIT TAX RETURN FORM, IRS FORM 990, APPLICABLE TO NEUMANN UNIVERSITY, IS COMPLETED AND SUBMITTED TO THE IRS BY THE NEUMANN UNIVERSITY ADMINISTRATION THROUGH THE OFFICE OF THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, TRUSTEES, AND KEY EMPLOYEES REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE UNIVERSITY PRESIDENT AND GENERAL COUNSEL REVIEW THE SIGNED STATEMENTS AND HANDLE ANY CONFLICTS OF INTEREST. INDIVIDUALS WITH A CONFLICT OF INTEREST MUST ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT HAS A CONTRACT WITH A TERM OF THREE YEARS. THE PRESIDENT'S COMPENSATION IS REVIEWED BY A SUB-COMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCESS (EVERY THREE YEARS) INCLUDES A REVIEW OF PEER COMPENSATION (COLLEGE AND UNIVERSITY PROFESSIONAL ASSOCIATION (CUPA) - HUMAN RESOURCES SURVEY), THE UNIVERSITY'S MISSION AND VISION, ECONOMIC CLIMATE FOR THE REGION, AND THE ACHIEVEMENT OF GOALS AS CONTAINED IN THE STRATEGIC PLAN. WHEN THIS PROCESS IS COMPLETED, THE PRESIDENT'S COMPENSATION IS DECIDED AND INCLUDED IN THE ANNUAL BUDGET, WHICH IS APPROVED BY THE BOARD OF TRUSTEES. INCREASES IN COMPENSATION ARE CONSISTENT FOR ALL KEY EMPLOYEES AND OFFICERS OF NEUMANN UNIVERSITY AND INCLUDED IN THE ANNUAL BUDGET WHICH IS APPROVED BY THE BOARD OF TRUSTEES. THE PERCENTAGE INCREASE FOR UNIVERSITY EMPLOYEES IS A COMBINATION OF ECONOMIC CONDITIONS FOR THE REGION AND THE CUPA SURVEY. THIS REVIEW IS DOCUMENTED CONTEMPORANEOUSLY. FORM 990, PART VI, SECTION C, LINE 19 ACCESS TO THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS WILL NOT BE UNREASONABLY WITHHELD. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 4,346,330. MANAGEMENT AND GENERAL EXPENSES 451,994. FUNDRAISING EXPENSES 259,414. TOTAL EXPENSES 5,057,738. MAINTENANCE CONTRACTS: PROGRAM SERVICE EXPENSES 164,305. MANAGEMENT AND GENERAL EXPENSES 71,318. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 235,623. HOUSEKEEPING CONTRACTS: PROGRAM SERVICE EXPENSES 790,728. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 790,728. A/R COLLECTION EXPENSE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,389,877. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,389,877. FOOD SERVICES: PROGRAM SERVICE EXPENSES 1,858,859. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,858,859. SISTERS OF ST FRANCIS OF PHILADELPHIA 609 S CONVENT ROAD ASTON PA 19014 CONGREGATION OF CATHOLIC WOMEN RELIGIOUS PA 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0