2021-03-26T18:01:08-05:00 2020-05-31 KPMG LLP 550 S Hope St Suite 1500 Los Angeles CA 90071 990 2019-06-01 951643992 CHAPMAN UNIVERSITY % BEHZAD BINESH CHAP 7147447099 ONE UNIVERSITY DRIVE ORANGE CA 92866 HAROLD W HEWITT JR EVP/COO 7147447099 2021-03-25 true CAREY MCKEE P01281067 2139724000 2021-03-25 2019 2022-09-23 18:48:47Z HAROLD W HEWITT JR ONE UNIVERSITY DRIVE ORANGE CA 92866 727332684 false X WWW.CHAPMAN.EDU X 1861 CA THE MISSION OF CHAPMAN UNIVERSITY IS TO PROVIDE PERSONALIZED EDUCATION OF DISTINCTION THAT LEADS TO INQUIRING, ETHICAL, AND PRODUCTIVE LIVES AS GLOBAL CITIZENS. 72 71 5440 200 443956 44483536 59001987 505201348 544364667 18654960 13013309 6817922 6680506 575157766 623060469 149283580 165727644 0 0 209792985 228283364 0 0 17152322 144618118 143541473 503694683 537552481 71463083 85507988 1541938345 1605493045 450555730 429956320 1091382615 1175536725 X ACADEMIC SELECTIVITY AND GLOBAL CITIZENSHIP. OUR MISSION OF ENHANCING GLOBAL CITIZENSHIP DEPENDS ON AN OPEN, INCLUSIVE, AND DIVERSE LEARNING ENVIRONMENT, POPULATED BY INTELLECTUALLY VIBRANT INDIVIDUALS. WE OFFER A WIDE RANGE OF COURSES THAT HELP ALL STUDENTS DEVELOP A GLOBAL PERSPECTIVE AND MEET TWENTY-FIRST-CENTURY CHALLENGES.A BALANCED LIVING AND LEARNING ENVIRONMENT CHAPMAN UNIVERSITY'S BALANCE OF LIBERAL ARTS AND PROFESSIONAL PROGRAMS PROVIDES A LEARNING-CENTERED ENVIRONMENT. CAMPUS AND ACADEMIC ACTIVITIES OF ALL KINDS SUPPORT A LIVING/LEARNING ENVIRONMENT THAT RECOGNIZES THAT MUCH OF A STUDENT'S EDUCATION TAKES PLACE OUTSIDE OF THE CLASSROOM. OUR BEAUTIFUL CAMPUS INVITES STUDENTS AND VISITORS ALIKE NOT ONLY TO ENGAGE IN A REFLECTIVE APPROACH TO LIFE BUT ALSO TO EXTEND THEIR TIME ON CAMPUS AND ENJOY THE MANY OFFERINGS OF OUR INTELLECTUAL COMMUNITY. A LEARNING COMMUNITY -FACULTY WHO BRIDGE RESEARCH AND PRACTICE-WHO CONNECT ACTIVE SCHOLARSHIP AND CREATIVE ACTIVITY WITH TEACHING AND L false false 354752208 165727644 497931496 LISTED BELOW ARE CHAPMAN UNIVERSITY'S ACADEMIC PROGRAMS, WHICH CURRENTLY PROVIDE MORE THAN 50 FIELDS OF UNDERGRADUATE STUDY AND MORE THAN 40 GRADUATE PROGRAMS, AS WELL AS A VARIETY OF CREDENTIAL AND CERTIFICATE PROGRAMS. - GEORGE L. ARGYROS SCHOOL OF BUSINESS AND ECONOMICS - ATTALLAH COLLEGE OF EDUCATIONAL STUDIES - LAWRENCE AND KRISTINA DODGE COLLEGE OF FILM AND MEDIA ARTS - JOHN & DONNA CREAN COLLEGE OF HEALTH AND BEHAVIORAL SCIENCES - WILKINSON COLLEGE OF HUMANITIES AND SOCIAL SCIENCE - COLLEGE OF PERFORMING ARTS - SCHOOL OF PHARMACY - FOWLER SCHOOL OF LAW - SCHMID COLLEGE OF SCIENCE AND TECHNOLOGY - SCHOOL OF COMMUNICATION - FOWLER SCHOOL OF ENGINEERING 52105763 CHAPMAN UNIVERSITY BOASTS TWO LIBRARIES, WHICH SERVE AS A PRIMARY RESOURCE OF ACADEMIC SUPPORT FOR OUR STUDENT BODY:THE LEATHERBY LIBRARIES AND THE RINKER LAW LIBRARY. THE LEATHERBY LIBRARIES INCLUDES NINE INDIVIDUALLY NAMED LIBRARIES WITH DISTINCTIVE COLLECTIONS REPRESENTING DISCIPLINARY AREAS OF THE UNIVERSITY: ARTS AND HUMANITIES, SOCIAL SCIENCES, SCIENCE AND TECHNOLOGY, EDUCATION, MUSIC, FILM AND TELEVISION, AND BUSINESS AND ECONOMICS. THE FIVE-STORY FACILITY FEATURES 14 GROUP STUDY ROOMS, 6 MULTI-MEDIA PREVIEW ROOMS, 1 MUSIC LISTENING ROOM, OVER 285 COMPUTERS FOR USER ACCESS, 6 COMPUTER CLASSROOMS, A LIBRARY INSTRUCTION ROOM, AN EXTENDED-HOUR STUDY COMMONS AND MORE THAN 750 SEATS AT TABLES, STUDY CARRELS AND LOUNGE CHAIRS. THE LEATHERBY LIBRARIES' COLLECTION CONTAINS ABOUT 350,000 VOLUMES AND ACCESS TO OVER 62,000 JOURNAL TITLES, IN ADDITION TO DVDS, VIDEOS, CDS AND OTHER MEDIA.THE RINKER LAW LIBRARY, CONTAINING OVER 40,000 SQUARE FEET AND SEATING FOR 300 PATRONS, FEATURES COMFORTABLE, QUIET STUDY AREAS, ALL WITH WIRELESS ACCESS. THE LIBRARY IS DESIGNED TO MEET THE NEEDS OF LEGAL EDUCATION IN THE TWENTY-FIRST CENTURY. IT CONTAINS A COMPREHENSIVE MONOGRAPH COLLECTION AS WELL AS MANY LEGAL RESOURCES IN HARD COPY AND ONLINE. THE LIBRARY IS OPEN 100 HOURS A WEEK ON A REGULAR BASIS AND EVEN LONGER DURING EXAM PERIODS. 32436346 STUDENT SERVICES: CHAPMAN UNIVERSITY STUDENTS HAVE ENDLESS OPPORTUNITIES FOR EXTENDING THEIR EDUCATION BEYOND THE CLASSROOM. THESE OPPORTUNITIES INCLUDE STUDENT GOVERNMENT, DIVISION III INTERCOLLEGIATE ATHLETICS, PUBLICATIONS, RADIO BROADCASTING, FINE ARTS, AND OVER 100 REGISTERED STUDENT ORGANIZATIONS, INCLUDING AN ACTIVE FRATERNITY AND SORORITY SYSTEM. 39647025 46433171 AUXILIARY ENTERPRISES 39647025 46433171 478941342 true true false false false false false true false true true true true false true false false true true true true true true false true false false true true true true false false false false false false false false true false true true false false true true true true false false true 885 0 true 5440 true true true false false false false true true false false false false true false X 72 71 false false false false false false false true true false false true true true true true true true true false AK CA CO ME MD MA MI NV NH OH OK OR SC WA WI X BEHZAD BINESH 7147447099 ONE UNIVERSITY DRIVE ORANGE CA 92866 X DANIELE STRUPPA PRESIDENT 40.0 1.0 X X 1286233 0 502118 HAROLD HEWITT JR EXEC VP & COO 40.0 0.0 X 759219 0 90880 JAMES DOTI FORMER PRESIDENT & FACULTY 40.0 0.0 X 708697 0 54808 SHERYL BOURGEOIS EVP OF UNIVERSITY ADVANCEMENT 40.0 0.0 X 603480 0 78556 VERNON SMITH FACULTY - NOBEL LAUREATE 40.0 0.0 X 553764 0 43522 GLENN M PFEIFFER PROVOST 40.0 0.0 X 533702 0 16210 YAKIR AHARONOV FACULTY 40.0 0.0 X 462185 0 26319 AMIR RAZ FACULTY 40.0 0.0 X 424716 0 42348 LOUIS LYON DEAN,SCHMID COLLEGE OF SCIENCE 40.0 0.0 X 408796 0 54584 THOMAS CHRISTOPHER PIE VICE PRESIDENT RESEARCH 40.0 0.0 X 350722 0 81365 HELEN NORRIS VICE PRESIDENT & CIO 40.0 0.0 X 376673 0 53379 BRIAN POWELL VP HUMAN RESOURCES 40.0 0.0 X 376884 0 35099 JERRY PRICE VICE CHANCELLOR & DEAN OF STUD 40.0 0.0 X 292930 0 84079 MICHAEL PELLY VP OFFICE OF ENROLLMENT MGMT 40.0 0.0 X 317701 0 34450 JAMIE CEMAN VP STRATEGIC MKT & COMM. 40.0 0.0 X 299110 0 44451 Kris Olsen VP Campus Planning 40.0 0.0 X 163127 0 44423 JANNA BERSI VP, INVESTMENTS AND ADMIN 40.0 0.0 X 161646 0 14248 COLLETTE CREPPELL VP OF CAMPUS PLANNING & DESIGN 40.0 0.0 X 22212 0 0 WYLIE A AITKEN CHAIRMAN 1.0 0.0 X X 0 0 0 SCOTT CHAPMAN SECRETARY 1.0 0.0 X X 0 0 0 ZELMA M ALLRED ASSISTANT SECRETARY 1.0 0.0 X X 0 0 0 JOANN LEATHERBY VICE CHAIRMAN (THRU 05/2020) 1.0 0.0 X X 0 0 0 GUY ABRAMO TRUSTEE(THRU 11/20/19) 1.0 0.0 X 0 0 0 RICHARD AFABLE TRUSTEE 1.0 1.0 X 0 0 0 MARILYN ALEXANDER TRUSTEE 1.0 0.0 X 0 0 0 LISA ARGYROS TRUSTEE 1.0 0.0 X 0 0 0 DONNA FORD ATTALLAH TRUSTEE 1.0 0.0 X 0 0 0 RAJ S BHATHAL TRUSTEE 1.0 0.0 X 0 0 0 GAYE BIRTCHER TRUSTEE (AS OF 06/2019) 1.0 0.0 X 0 0 0 KEN BUNT TRUSTEE 1.0 0.0 X 0 0 0 JAMES P BURRA TRUSTEE 1.0 0.0 X 0 0 0 MICHAEL CARVER TRUSTEE 1.0 0.0 X 0 0 0 PHILLIP H CASE TRUSTEE 1.0 0.0 X 0 0 0 AKIN CEYLAN TRUSTEE 1.0 0.0 X 0 0 0 IRVING M CHASE TRUSTEE 1.0 1.0 X 0 0 0 HAZEM CHEHABI TRUSTEE 1.0 0.0 X 0 0 0 JEROME W CWIERTNIA TRUSTEE 1.0 1.0 X 0 0 0 ZEINAB H DABBAH TRUSTEE 1.0 0.0 X 0 0 0 DALE E FOWLER TRUSTEE 1.0 0.0 X 0 0 0 EMILE HADDAD TRUSTEE 1.0 0.0 X 0 0 0 STAN HARRELSON TRUSTEE 1.0 0.0 X 0 0 0 GAVIN S HERBERT JR TRUSTEE 1.0 0.0 X 0 0 0 LARRY HIGBY TRUSTEE 1.0 1.0 X 0 0 0 MARK HILBERT TRUSTEE 1.0 1.0 X 0 0 0 WILLIAM K HOOD TRUSTEE 1.0 1.0 X 0 0 0 ANDY HOROWITZ TRUSTEE 1.0 0.0 X 0 0 0 MARK CHAPIN JOHNSON TRUSTEE 1.0 0.0 X 0 0 0 JENNIFER L KELLER TRUSTEE 1.0 0.0 X 0 0 0 PARKER S KENNEDY TRUSTEE 1.0 0.0 X 0 0 0 THOMAS E MALLOY TRUSTEE 1.0 0.0 X 0 0 0 JAMES V MAZZO TRUSTEE 1.0 0.0 X 0 0 0 SEBASTIAN PAUL MUSCO TRUSTEE 1.0 0.0 X 0 0 0 RICHARD MUTH TRUSTEE 1.0 0.0 X 0 0 0 JAMES PETERSON TRUSTEE (THRU 07/24/19) 1.0 1.0 X 0 0 0 HARRY S RINKER TRUSTEE 1.0 0.0 X 0 0 0 JAMES B ROSZAK TRUSTEE 1.0 1.0 X 0 0 0 THE HONORABLE LORETTA TRUSTEE 1.0 0.0 X 0 0 0 MOHINDAR S SANDHU TRUSTEE 1.0 0.0 X 0 0 0 RONALD M SIMON TRUSTEE 1.0 0.0 X 0 0 0 RONALD E SODERLING TRUSTEE 1.0 1.0 X 0 0 0 THE HONORABLE GADDI VA TRUSTEE 1.0 0.0 X 0 0 0 GEORGE WALL TRUSTEE (AS OF 09/2019) 1.0 0.0 X 0 0 0 KAREN R WILKINSON TRUSTEE 1.0 0.0 X 0 0 0 DAVID W WILSON TRUSTEE 1.0 0.0 X 0 0 0 THE HONORABLE GEORGE L EMERITUS CHAIR 1.0 0.0 X 0 0 0 DOY B HENLEY EMERITUS CHAIR 1.0 1.0 X 0 0 0 DONALD E SODARO EMERITUS CHAIR 1.0 0.0 X 0 0 0 ZELMA W ALLRED EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 RICHARD BERTEA EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 LYNN HIRSCH BOOTH EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 J BEN CROWELL EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 ARLENE R CRAIG EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 ROBERT A ELLIOTT EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 DAVID C HENLEY EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 ROGER C HOBBS EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 CECILIA PRESLEY EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 BARRY RODGERS EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 RICHARD R SCHMID EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 R DAVID THRESHIE EMERITUS TRUSTEE 1.0 0.0 X 0 0 0 CONNIE BENSON EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 REVEREND LATAUNYA BYNU EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 PAUL A COOK EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 JAY HARTLEY EX OFF TRE (AS OF 09/2019) 1.0 0.0 X 0 0 0 REVEREND DON DEWEY EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 AARON FLEWELLEN EX OFF TRE (AS OF 06/2019) 1.0 0.0 X 0 0 0 REVEREND DAYNA KINKADE EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 ANNE MANASSERO EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 MELINDA M MASSON EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 RICHIE SANCHEZ EX OFF TRE (AS OF 09/2020) 1.0 0.0 X 0 0 0 REVEREND FELIX VILLANU EX OFFICIO TRUSTEE 1.0 0.0 X 0 0 0 8101797 0 1300839 478 false true false GWIS LLC 14988 SAND CANYON AVE STUDIO 4 IRVINE CA 92618 CONSTRUCTION 2035026 GIBSON DUNN CRUTCHER LLP PO Box 840723 Los Angeles CA 90084 LEGAL SERVICES 822630 BRAIN DEIONGH 432 E Everett Pl ORANGE CA 92867 CONSTRUCTION 665272 Universal Building Maintenance LLC PO Box 101032 Pasadena CA 91189 MAINTENANCE 405348 DISNEY BUSINESS PRODUCTIONS LLS PO BOX 10000 LAKE BUENA VISTA FL 32830 CONSULTING 329841 13 1734668 12548841 44718478 4604680 59001987 TUITION AND FEES 611710 497931496 497931496 STUDENT HOUSING AND MEAL PLANS 611710 38651515 38651515 FACILITIES/CONFERENCES 531390 1764701 1402671 362030 STUDENT FEES 611710 2150182 2150182 INTERNATIONAL PROGRAMS 611710 168716 168716 3698057 3698057 544364667 9787640 -1423232 11210872 0 0 3278562 2311009 967553 0 967553 695962 271591 96548037 7499992 93203782 7618578 3344255 -118586 3225669 809196 2416473 420157 1734668 1138846 -718689 -718689 0 0 0 0 0 0 PERFORMANCE GRANTS & OUTSIDE SCHOLARHIPS 900099 4201599 4201599 CITY TAX REFUND 900099 1113261 1113261 PARKING FEES & METERS 812930 1033111 1033111 83671 83671 6431642 623060469 544002637 443956 19611889 1536488 1536488 159979638 159979638 4211518 4211518 0 5604378 2608062 2016911 979405 0 172034235 146027475 19311230 6695530 10509202 8976217 1141055 391930 28338100 24515667 2845174 977259 11797449 10093497 1241298 462654 0 1678058 48945 1629113 326805 326805 0 0 1386461 1386461 10553885 8859568 1694317 2963700 1024831 273948 1664921 11021838 9635794 494242 891802 7339956 4882955 2434934 22067 0 26288108 21001650 3723326 1563132 5612208 3692649 864156 1055403 0 3759718 3759718 13495658 12546507 804378 144773 0 38193565 34633568 2950868 609129 4271488 4256570 14918 STUDY ABROAD EXPENSES 8377800 8377800 FOOD SERVICES EXPENSES 4608178 4608178 BOOKS AND PERIODICALS 3131126 3131126 VEHICLE MAINTENANCE 307772 307772 225149 225149 537552481 478941342 41458817 17152322 211548 754832 100790045 143944392 43240815 54492007 7052819 6820025 0 0 0 0 2909298 2330512 617355 682984 5872406 6641536 1257732568 316287605 947365941 941444963 127452434 113901133 301110658 304691708 0 0 0 0 5315026 29788953 1541938345 1605493045 46358189 42902674 0 0 20982666 21462267 238491651 332847588 0 0 0 0 0 0 123019471 17768622 21703753 14975169 450555730 429956320 X 828066579 895706135 263316036 279830590 1091382615 1175536725 1541938345 1605493045 X 85507988 -744730 -609148 X false true X true true true X 40263766 32376597 34926844 44483536 59001987 211052730 0 0 40263766 32376597 34926844 44483536 59001987 211052730 21561074 189491656 10807331 11726163 12324605 13710944 13066202 61635245 0 7462561 9207504 7631557 7124307 7819146 39245075 311933050 2294334135 0.60747 0.60371 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2298016 9363895 X X X false 406305868 5774445 6683757 1798789 3515916 1385711 412063654 394071089 11812279 12437531 5983538 4704915 1326578 406305868 352615884 23334973 28988521 5640158 4042287 1185844 394071089 301529014 25332300 35365398 5144602 3462415 1003811 352615884 301271734 22444338 -13470432 2828630 4758996 1129000 301529014 0.52069 0.15236 0.32695 false false 171630815 171630815 842585599 176752791 665832808 0 0 0 224549705 139534814 85014891 18966449 18966449 941444963 INTERNATIONAL EQUITY FUNDS 55545745 F REAL ESTATE 26000000 F HEDGE FUNDS 129943124 F EMERGING MARKET EQUITIES 14537395 F VENTURE CAPITAL 29184906 F PRIVATE EQUITY 40854337 F MEZZANINE DEBT FUNDS 269611 F FIXED INCOME MUTUAL FUND 128465 F REAL ASSETS AND COMMODITIES 86728 F ALTERNATIVE MUTUAL FUND 24747 F FIXED INCOME 8116650 F 304691708 0 OTHER LIABILITIES 11719244 ANNUITIES PAYABLE 2125629 RETIREE BENEFIT LIABILIY 1130296 INTEREST RATE SWAP 0 14975169 458513046 -744730 2619855 1875125 456637921 1386461 165036087 166422548 623060469 374358936 3229003 3229003 371129933 1386461 165036087 166422548 537552481 ART COLLECTION MAINTAINED BY THE UNIVERSITY Form 990, Schedule D, Part III, Line 4 Special collections contain materials of enduring value for their intellectual content as well as for their historical importance. special collections in the leatherby libraries serve as the repository for collections of papers, manuscripts, rare books, art work, periodicals, photographs, media, ephemera and realia. Endowment Funds Form 990, Schedule D, Part V, Line 4 Endowed gifts are meant to exist in perpetuity. Each year, a portion of the fund's earnings is made available to support student scholarships, faculty chairs, and other endowed programs that further the University's strategic priorities. REVENUE REPORTED GROSS ON AUDITED FINANCIALS, REPORTED NET ON FORM 990 FORM 990, SCHEDULE D, PART XI, LINE 2D RENTAL INCOME $ 2,311,009 EVENT INCOME $ 1,138,846 PLEDGE ADJUSTMENTS $ (830,000) ------------ TOTAL $ 2,619,855 REVENUE REPORTED NET ON AUDITED FINANCIALS, REPORTED GROSS ON FORM 990 FORM 990, SCHEDULE D, PART XI, LINE 4B SCHOLARSHIPS PAYMENTS $ 163,922,826 TAX REFUND $ 1,113,261 -------------- TOTAL $ 165,036,087 EXPENSES REPORTED NET ON FORM 990, REPORTED GROSS ON AUDITED FINANCIALS FORM 990,SCHEDULE D, PART XII, LINE 2D RENTAL EXPENSES $ 2,311,009 EVENT EXPENSES $ 1,138,846 CHANGE IN VALUE OF SPLIT INTERESTS $ (220,852) ------------ TOTAL $ 3,229,003 EXPENSES REPORTED GROSS ON FORM 990, REPORTED NET ON AUDITED FINANCIALS FORM 990, SCHEDULE D, PART XII, LINE 4B SCHOLARSHIP PAYMENTS $ 163,922,826 TAX REFUND $ 1,113,261 ----------- TOTAL $ 165,036,087 true true true true true true true false false false false false false false false true false true Schedule E, Part I, line 3 THE CHAPMAN UNIVERSITY NON-DISCRIMINATION POLICY (BELOW) ON THE WEBSITE, IN ADDITION TO THE PULICATION IS PROMINENT IN BOTH THE UNDERGRADUATE (P.18) AND GRADUATE (P.19) CATALOGS AND IS EXHIBITED ON ITS WEBSITE AT HTTP://WWW.CHAPMAN.EDU. NON-DISCRIMINATION POLICY: CHAPMAN UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF RACE, GENDER, SEXUAL ORIENTATION, COLOR, AGE, DISABILITY, NATIONAL ORIGIN OR ETHNICITY IN ANY OF ITS POLICIES OR PRACTICES, INCLUDING BUT NOT LIMITED TO: ADMISSIONS, ACADEMIC REQUIREMENTS, FINANCIAL AID, EMPLOYMENT, HOUSING, ATHLETICS, OR ANY OTHER SCHOOL-ADMINISTERED PROGRAM OR SERVICE. Including but not limited to admissions, academic requirements, financial aid, employment, housing, athletics, or any other school-administered program or service: Chapman University prohibits harassment and discrimination on the basis of race (including hair texture and protective hair styles) , ethnicity, color, religion (including religious dress and grooming practices), creed, ancestry, national origin, age, medical condition, physical or mental disability, sexual orientation, gender (including sexual harassment, gender identification, gender expression, transgender or LGBTQIA+ status), genetic information, marital status (including registered domestic partner status), military and veteran status, lawful change of name, Social Security Number or federal employment authorization document, receipt of Medi-Cal coverage, California driver's license with a "federal limits apply" notation, or any other characteristic protected by local, state or federal law. Discrimination or harassment on the basis of sex includes harassment or discrimination on the basis of pregnancy, childbirth, or related medical conditions, breastfeeding, and conditions related to breastfeeding. THE UNIVERSITY'S ADMINISTRATION, FACULTY, STAFF, AND STUDENTS ARE EACH RESPONSIBLE FOR CREATING AND MAINTAINING AN ENVIRONMENT CONDUCIVE TO WORK, STUDY, AND LEARNING. HARASSMENT AND DISCRIMINATION, IN ANY FORM ARE PROHIBITED BY THIS POLICY AND IMPEDE THE REALIZATION OF THE UNIVERSITY'S MISSION TO PROVIDE AN EDUCATION OF DISTINCTION IN A DIGNIFIED AND RESPECTFUL LEARNING ENVIRONMENT. IT IS THE DUTY OF EVERY MEMBER OF THE FACULTY, STAFF, AND ADMINISTRATION TO ASSURE COMPLIANCE WITH THIS POLICY BY PROMPTLY REPORTING POLICY VIOLATIONS TO THE UNIVERSITY'S EQUAL OPPORTUNITY OFFICER. STUDENTS ARE ALSO STRONGLY ENCOURAGED TO REPORT ANY VIOLATIONS OF THIS POLICY, AND MAY DO SO BY CONTACTING EITHER THE EQUAL OPPORTUNITY OFFICER OR THE DEAN OF STUDENTS. Schedule E, Part I, Line 6A Chapman University is awarded grants from government agencies, such as the Department of Education and the California Student Aid Commission, to provide financial aid to students. true Europe (Including Iceland and Greenland) 6 Program Services INSTRUCTION BY FACULTY 125338 Middle East and North Africa Investments 816736 Europe (Including Iceland and Greenland) Investments 28585764 East Asia and the Pacific Investments 50637641 North America Investments 14292883 Russia/Independent States Investments 1633472 South America Investments 2041840 Sub-Saharan Africa Investments 1225104 South Asia Investments 1633472 Europe (Including Iceland and Greenland) 29 Program Services TRAVEL COURSES 883331 South America 4 Program Services TRAVEL COURSES 179691 Central America and the Caribbean 6 Program Services TRAVEL COURSES 103115 Middle East and North Africa 2 Program Services TRAVEL COURSES 45023 East Asia and the Pacific 6 Program Services TRAVEL COURSES 290181 East Asia and the Pacific Program Services STUDY ABROAD 1472521 Europe (Including Iceland and Greenland) Program Services STUDY ABROAD 4514559 Sub-Saharan Africa Program Services STUDY ABROAD 187170 Europe (Including Iceland and Greenland) Grantmaking 242026 South America Grantmaking 26304 Europe (Including Iceland and Greenland) 28 Grantmaking 413921 East Asia and the Pacific 97 Grantmaking 1398679 South Asia 33 Grantmaking 576595 Russia and the Newly Independent States 7 Grantmaking 75943 Middle East and North Africa 19 Grantmaking 539530 South America 14 Grantmaking 347084 Sub-Saharan Africa 10 Grantmaking 265798 North America 20 Grantmaking 274510 Central America and the Caribbean 2 Grantmaking 51128 53 230 283 108667841 4211518 112879359 Europe (Including Iceland and Greenland) Behavioral Research 128521 WIRE TRANS N/A N/A South America ECONOMICS RESEARCH/SOCIAL SCIENCE RESEARCH 26304 WIRE TRANS N/A N/A Europe (Including Iceland and Greenland) Behavioral Research 59385 WIRE TRANS N/A N/A Europe (Including Iceland and Greenland) Behavioral Research 54120 WIRE TRANS N/A N/A 4 RESEARCH SCHOLARS Europe (Including Iceland and Greenland) 28 413921 WIRE TRANS N/A N/A RESEARCH SCHOLARS East Asia and the Pacific 97 1398679 WIRE TRANS N/A N/A RESEARCH SCHOLARS South Asia 33 576595 WIRE TRANS N/A N/A RESEARCH SCHOLARS Russia and the Newly Independent States 7 75943 WIRE TRANS N/A N/A RESEARCH SCHOLARS Middle East and North Africa 19 539530 WIRE TRANS N/A N/A RESEARCH SCHOLARS South America 14 347084 WIRE TRANS N/A N/A RESEARCH SCHOLARS Sub-Saharan Africa 10 265798 WIRE TRANS N/A N/A RESEARCH SCHOLARS North America 20 274510 WIRE TRANS N/A N/A RESEARCH SCHOLARS Central America and the Caribbean 2 51128 WIRE TRANS N/A N/A true false false true true true PROCEDURES FOR MONITORING USE OF FUNDS FORM 990, SCHEDULE F, PART 1, LINE 2 THE RESEARCH SCHOLAR AMOUNTS PAID ARE BASED ON ACTUAL EXPENSES INCURRED. SUPPORTING DOCUMENTATION IS PROVIDED TO THE UNIVERSITY BY THE SCHOLAR WHO REIMBURSES THE SCHOLAR BASED ON APPROVED REIMBURSABLE COSTS. ACCOUNTING METHOD FORM 990, SCHEDULE F, PART I, LINE 3, COLUMN (F) THE EXPENDITURES REPORTED IN COLUMN (F) ARE REPORTED ON THE ACCRUAL BASIS OF ACCOUNTING. INVESTMENTS ARE REPORTED AT THE FAIR MARKET VALUE ON THE LAST DAY OF THE REPORTING YEAR. NUMBER OF RECIPIENTS FORM 990, SCHEDULE F, PART III, COLUMN (C) THE NUMBER OF RECIPIENTS REPORTED IN COLUMN (C) IS THE NUMBER OF SCHOLARS IN THAT REGION TO WHICH PAYMENTS WERE MADE DURING THE YEAR. ACCOUNTING METHOD FOR AMOUNT OF CASH GRANTS FORM 990, SCHEDULE F, PART III, COLUMN (D) THE AMOUNT OF CASH GRANTS REPORTED IN COLUMN (D) ARE IN U.S. DOLLARS USING THE ACCRUAL BASIS OF ACCOUNTING. MANNER OF CASH DISBURSEMENT FORM 990, SCHEDULE F, PART III, COLUMN (E) PAYMENTS ARE MADE TO RECIPIENTS VIA WIRE TRANSFERS OR CHECK. OPERATIONS RELATED TO ANY BOYCOTTING COUNTRIES FORM 990, SCHEDULE F, PART IV, LINE 6 THE UNIVERSITY FILES FORM 5713 TO REPORT EDUCATIONAL SERVICES PROVIDED WITHIN THE U.S. TO FOREIGN NATIONALS FROM COUNTRIES THAT ARE CONTAINED ON THE U.S. TREASURY BOYCOTT LISTING UNDER SECTION 999(a)(3) CHAPMAN CELEB 1477855 1283500 194355 435952 167321 120952 133543 XMAS @ THE RITZ 326892 242017 84875 14990 34681 2778 7284 2 350077 209150 140927 111363 62073 2700 45209 2154824 1734667 420157 562305 264075 126430 186036 1138846 -718689 true ARIZONA STATE UNIVERSITY PO Box 2260 WASHIN BLDG NO 850 TEMPE AZ 85280 866051042 501(C)(3) 151033 N/A N/A MEDICAL RESEARCH Boston Childern's Hospital 300 Longwood Avenue Boston MA 02115 042774441 501(C)(3) 55327 N/A N/A Behavioral Research City of Hope 1500 E Duarte Rd Duarate CA 91010 953435919 501(C)(3) 12110 N/A N/A Medical Research Duke University Box No 104132 Durham NC 27708 560532129 501(C)(3) 17460 N/A N/A Behavioral Research Memorial Health Services 17360 Brookhurst St Fountain Valley CA 92708 951643381 501(C)(3) 76023 N/A N/A Medical Research Foundation for National Institutes of Health 11400 Rockville Pike Suite 600 Bethesda MD 20852 520858115 501(C)(3) 122238 N/A N/A Behavioral Research Northeastern University 360 Huntington Ave Boston CA 02115 041679980 501(C)(3) 16817 N/A N/A Ecosystem Research Purdue University 403 W Wood St Lafayette IN 47907 356002041 501(C)(3) 59619 N/A N/A MEDICAL RESEARCH/ECOSYSTEM RESEARCH University of California Regents Irvine 141 Innovation Drive Suite 250 Irvine CA 92697 952226406 State of CA 82771 N/A N/A Medical Research Univ of California Regents Santa Barbara 3227 Cheadle Hall Santa Barbara CA 93106 956006145 State of CA 325400 N/A N/A Medical Research University of Nevada Reno 1664 N Virginia St Reno NV 89557 886000024 501(C)(3) 48064 N/A N/A Medical Research University of New Mexico 700 Lomas Blvd NE Albuquerque NM 87102 850275408 501(C)(3) 70606 N/A N/A Medical Research University of Oregon 1585 E 13th Ave Eugene OR 97403 464727800 501(C)(3) 48622 N/A N/A Ecosystem Research University of Southern California University Park Campus Los Angeles CA 90007 951642394 501(C)(3) 421303 N/A N/A Medical Research Washington University 660 S Euclid Ave St Louis MO 63130 430653611 501(C)(3) 29095 N/A N/A Behavioral Research 15 CHAPMAN UNIVERSITY UNDERGRADUATE SCHOLARSHIPS 5991 138969726 N/A N/A CHAPMAN UNIVERSITY GRADUATE SCHOLARSHIPS 1265 21009912 N/A N/A GRANT RECORDS/MONITORING SCHEDULE I, PART I, LINE 2 GRANTS AND OTHER ASSISTANCE REPRESENT STUDENT FINANCIAL AID. WHEN AWARDING AID, CHAPMAN UNIVERSITY FOLLOWS ALL LAWS AND REGULATIONS OF FEDERAL AND STATE OF CALIFORNIA AID PROGRAMS. FOR MORE INFORMATION, VISIT OUR WEBSITE AT WWW.CHAPMAN.EDU. X X X X true true X X X X X false true false false false false false false false DANIELE STRUPPA PRESIDENT 711900 552782 21551 186236 0 315882 0 1788351 0 0 0 HAROLD HEWITT JR EXEC VP & COO 567851 170000 21368 68727 0 22153 0 850099 0 0 0 JERRY PRICE VICE CHANCELLOR & DEAN OF STUD 255170 35000 2760 23249 0 60830 0 377009 0 0 0 JAMIE CEMAN VP STRATEGIC MKT & COMM. 268155 0 30000 0 955 0 20901 0 23550 0 343561 0 0 0 MICHAEL PELLY VP OFFICE OF ENROLLMENT MGMT 273134 32000 12567 23145 0 11305 0 352151 0 0 0 SHERYL BOURGEOIS EVP OF UNIVERSITY ADVANCEMENT 436691 160000 6789 54621 0 23935 0 682036 0 0 0 GLENN M PFEIFFER PROVOST 461840 60000 11862 11025 0 5185 0 549912 0 0 0 HELEN NORRIS VICE PRESIDENT & CIO 333059 40000 3614 51627 0 1752 0 430052 0 0 0 THOMAS CHRISTOPHER PIECHOTA VICE PRESIDENT RESEARCH 308676 40000 2046 51257 0 30108 0 432087 0 0 0 JAMES DOTI FORMER PRESIDENT & FACULTY 288221 410714 9762 22950 0 31858 0 763505 0 0 0 VERNON SMITH FACULTY - NOBEL LAUREATE 489042 64722 22546 0 20976 0 597286 0 0 0 YAKIR AHARONOV FACULTY 420809 41376 0 0 26319 0 488504 0 0 0 LOUIS LYON DEAN,SCHMID COLLEGE OF SCIENCE 405214 3582 24900 0 29684 0 463380 0 0 0 AMIR RAZ FACULTY 422214 0 2502 22491 0 19857 0 467064 0 0 0 BRIAN POWELL VP HUMAN RESOURCES 305449 70000 1435 22846 0 12253 0 411983 0 0 0 JANNA BERSI VP, INVESTMENTS AND ADMIN 160936 710 9114 0 5134 0 175894 0 0 0 Kris Olsen VP Campus Planning 84063 0 0 0 79064 0 24750 0 19673 0 207550 0 0 0 TRAVEL FOR COMPANIONS SCHEDULE J, PART I, LINE 1A THE UNIVERSITY PROVIDED COMPANION TRAVEL BENEFITS TO TWO LISTED PERSONS. COMPANION TRAVEL WAS TREATED AS A NON-TAXABLE BENEFIT FOR THE LISTED PERSONS SPOUSE, AS THE SPOUSE WHO WAS ALSO AN EMPLOYEE OF THE UNIVERSITY HAD A BONA FIDE BUSINESS PURPOSE. THE BENEFIT VALUE PROVIDED TO THE SPOUSE IS REPORTED ON SCHEDULE L, PART IV. FIRST-CLASS OR CHARTER TRAVEL SCHEDULE J, PART I, LINE 1A ALL OFFICERS ARE ENTITLED TO TRAVEL BUSINESS CLASS ON FLIGHTS OVER 4 HOURS. IN THE EVENT THAT BUSINESS CLASS IS NOT AVAILABLE, OFFICERS ARE ENTITLED TO TRAVEL FIRST CLASS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE SCHEDULE J, PART I, LINE 1A THE CHAPMAN UNIVERSITY PRESIDENT (AND FAMILY) ARE REQUIRED TO LIVE IN A UNIVERSITY HOUSE, OWNED BY THE UNIVERSITY. THIS SPECIFIC HOUSE WAS DONATED TO CHAPMAN UNIVERSITY SPECIFICALLY FOR THE PURPOSE OF BEING THE "PRESIDENT'S RESIDENCE". THE MONTHLY RENTAL VALUE OF THE BENEFIT, $18,500 IS TREATED AS A NONTAXABLE BENEFIT TO THE PRESIDENT AND REPORTED ON THE FORM 990, SCHEDULE J. AS PART OF THE RENTAL AGREEMENT, IT IS STANDARD PRACTICE TO INCLUDE UTILITIES, REGULAR MAINTENANCE(INSIDE AND OUTSIDE THE HOUSE), AND PROFESSIONAL CLEANING SERVICES OF ALL AREAS OF THE RESIDENCE OF THE HOME. THE BUSINESS REASON FOR SUCH A DETAILED MAINTENANCE (INSIDE AND OUTSIDE) OF THE PROPERTY IS DUE TO THE PRESIDENT HOSTING MULTIPLE EVENTS EACH MONTH AT THIS FACILITY; ATTENDEES ARE PROVIDED A GUIDED TOUR OF ALL ROOMS INCLUDING ROOMS OCCUPIED BY THE PRESIDENT'S FAMILY AND EXTERIOR GROUNDS. IN ADDITION, THESE SERVICES ENSURE THE ONGOING MAINTENANCE OF THE PROPERTY, AS DESIRED BY THE PROPERTY OWNER (CHAPMAN UNIVERSITY). BECAUSE THESE SERVICES ARE PROVIDED PRIMARILY FOR BUSINESS REASONS, WE DO NOT CHECK THE BOX FOR "PERSONAL SERVICES". HEALTH OR SOCIAL CLUB DUES OR INTITIATION FEES SCHEDULE J, PART I, LINE 1A CERTAIN EMPLOYEES HAVE ACCESS TO SOCIAL CLUB MEMBERSHIPS FOR THE BUSINESS PURPOSE OF CULTIVATING DONOR/TRUSTEE RELATIONSHIPS. FOR THIS FISCAL YEAR, SOCIAL CLUB DUES WERE PAID FOR JAMES DOTI, DANIELLE STRUPPA AND SHERYL BOURGEOIS. THESE WERE DETERMINED TO BE NON-TAXABLE BENEFITS SINCE THEY HAD A BONA FIDE BUSINESS PURPOSE. SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN SCHEDULE J, PART I, LINE 4B DANIELE STRUPPA PARTICIPATES IN A SECTION 457(F) COMPENSATION PLAN. THIS COMPENSATION ARRANGEMENT PROVIDES FOR FIVE (5) ANNUAL PAYMENTS OF $100,000 TO BE CREDITED TO THE EMPLOYEE'S ACCOUNT EACH YEAR WITH AN INTEREST RATE EQUAL TO THE TEN (10) YEAR TREASURY BOND RATE THROUGH AUGUST 31, 2021. THESE PAYMENTS ARE SUBJECT TO CONTINUED EMPLOYMENT THROUGH AUGUST 31, 2021. IN THE EVENT THAT DANIELE STRUPPA INCURS A DISABILITY OR DIES, HIS DESIGNATED BENEFICIARY SHALL BE ENTITLED TO RECEIVE PAYMENT. ON AUGUST 26, 2016, DANIELE STRUPPA ENTERED INTO A NON-QUALIFIED DEFERRED COMPENSATION PLAN. THE PLAN WILL PROVIDE $60,000 ON AUGUST 31 OF EACH YEAR BEGINNING IN 2017 THROUGH AND INCLUDING 2021. THESE PAYMENTS ARE CONTINGENT UPON CONTINUED EMPLOYMENT AS PRESIDENT OF THE UNIVERSITY THROUGH AUGUST 31, 2021. THESE AMOUNTS WILL VEST UPON THE EARLIER OF AUGUST 31, 2021 OR TERMINATION OF EMPLOYMENT AS PRESIDENT. HAROLD HEWITT, JR. has a retention bonus agreement, dated September 22, 2015, which is intended to be an unfunded ineligible deferred compensation agreement subject to IRC Sections 409(A) and 457(F) and other applicable law. Specific performance targets, at specified date, each must be met; and he must be actively employed through August 31, 2020 or separated from service by reason of total disability or death, in order to receive the benefits. HELEN NORRIS has a retention bonus agreement, dated September 1, 2018, which is intended to be an unfunded ineligible deferred compensation agreement subject to IRC Sections 409(A) and 457(F) and other applicable law. Specific performance targets, at specified date, each must be met; and she must be actively employed through August 31, 2022 or separated from service by reason of total disability or death, in order to receive the benefits. SHERYL BOURGEOIS has a retention bonus agreement, dated September 1, 2018, which is intended to be an unfunded ineligible deferred compensation agreement subject to IRC Sections 409(A) and 457(F) and other applicable law. Specific performance targets, at specified date, each must be met; and she must be actively employed through August 31, 2022 or separated from service by reason of total disability or death, in order to receive the benefits. THOMAS C. PIECHOTA HAS A RETENTION BONUS AGREEMENT, DATED SEPTEMBER 1, 2018, WHICH IS INTENDED TO BE AN UNFUNDED INELIGIBLE DEFERRED COMPENSATION AGREEMENT SUBJECT TO IRC SECTIONS 409(A) AND 457(F) AND OTHER APPLICABLE LAW. SPECIFIC PERFORMANCE TARGETS, AT SPECIFIED DATE, EACH MUST BE MET; AND SHE MUST BE ACTIVELY EMPLOYED THROUGH AUGUST 31, 2023 OR SEPARATED FROM SERVICE BY REASON OF TOTAL DISABILITY OR DEATH, IN ORDER TO RECEIVE THE BENEFITS. A CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 130178F50 2011-10-03 107549304 SEE PART VI false false false B CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 1301787X8 2015-07-21 127489124 SEE PART VI false false false C CALIFORNIA EDUCATIONAL FACILITIES AUTHORITY 521705592 130179KL7 2017-11-16 40323903 SEE PART VI A 30780000 0 107558946 0 6070101 0 1039183 0 0 10081063 90368597 0 2014 true false true true B 8040000 0 128618325 0 5 0 890750 0 0 102058892 25668678 0 2020 true false false true C 0 0 41002238 0 0 0 313278 0 0 40688960 0 0 false false false true A false true true true true true 0.02500 0.00000 0.02500 false false false true B false true true true true true 0.02700 0.02700 false false false true C false true true true true true 0.00000 0.00000 false false false true A false false true true false false 0 false 0 false true B false true true false false false 0 false 0 false true C false true false false false false 0 false 0 false true A true B true C true SCHEDULE K, PART I(f), COLUMN A Acquisition, construction, and renovation of educational facilities and refunding of prior issues. THE BONDS REFUND THE BORROWER'S SERIES 2008 (ISSUED 07/02/2008), SERIES 2005AB (ISSUED 09/08/2005), AND SERIES 2000 (ISSUED 08/08/2008). SCHEDULE K, PART I (F), COLUMN B To refinance a taxable loan and to finance the renovation and construction of various campus buildings. The taxable loan was issued on July 7, 2014. SCHEDULE K, PART I (F), COLUMN C To finance the construction of villa park orchards and pay costs of issuance. SCHEDULE K, PART II, LINE 3, COLUMNS A, B AND C THE DIFFERENCE BETWEEN PART I(E) AND PART II, LINE 3 IS DUE TO INTEREST EARNINGS ON BOND PROCEEDS. SCHEDULE K, PART III, LINE 7, COLUMNS A, B, AND C AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6, IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. SCHEDULE K, PART IV, LINE 2(b), COLUMN B THE PORTION OF BONDS THAT FINANCED THE CURRENT REFUNDING OF THE TAXABLE LOAN MET THE 6-MONTH SPENDING EXCEPTION TO REBATE. SCHEDULE K, PART IV, LINE 2(C), COLUMN A THE MOST RECENT REBATE REPORT, DATED 10/02/2015, WAS PERFORMED AS OF THE 4TH ANNIVERSARY OF THE BONDS, SHOWING A NEGATIVE REBATE LIABILITY AND ALL PROCEEDS EXPENDED. THUS, NO REBATE CAN BECOME DUE NOR WILL EVER BECOME DUE ON THE BONDS. FRANK JOHN DOTI BROTHER OF FORMER OFFICER 211695 SALARY AND BENEFITS false MARY ELIZABETH SPARKS SPOUSE OF CHANCELLOR 259915 SALARY AND BENEFITS false LAURENCE EDWARD BOURGEOIS SPOUSE OF EVP-ADVANCEMENT 79297 SALARY AND BENEFITS false CRISTIAN H BOURGEOIS SON OF EVP-ADVANCEMENT 61688 SALARY AND BENEFITS false RONALD E CURTIS SPOUSE OF VR HR 64959 SALARY AND BENEFITS false FORM 990, SCHEDULE L, PART IV OFFICERS OF THE UNIVERSITY THAT MAY HAVE A CONFLICT OF INTEREST REGARDING THE COMPENSATION PACKAGES FOR FAMILY MEMBERS DO NOT PARTICIPATE IN THE DETERMINATION OF THE COMPENSATION PAID TO THOSE FAMILY MEMBERS. X 7 2298016 Appraisal X 25 2213372 Ave Val Donated Date X Life Insurance 1 93292 Cash Value 2 false true true NUMBER OF CONTRIBUTIONS FORM 990, SCHEDULE M, PART I, COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. EACH CONTRIBUTION MAY INCLUDE MORE THAN ONE DONATED ITEM. USE OF THIRD PARTIES FORM 990, SCHEDULE M, PART I, LINE 32 THE UNIVERSITY UTILIZES THIRD PARTIES AS NECESSARY TO ASSIST WITH THE SALE OF NONCASH CONTRIBUTIONS. DETAILS OF OTHER PROGRAM SERVICES FORM 990, PART III, LINE 4D Auxiliary Enterprises Students can choose to attend a variety of educational, spiritual, cultural, service and social events. Because of Chapman's size, students are not limited to one or two aspects of campus life but are able to engage in a wide array of opportunities. However, Chapman's strongest asset is its student body; Chapman students represent a variety of racial, cultural, and geographic backgrounds, and this diversity greatly enhances the quality of campus life. Chapman University is proud to offer several housing options for students, including five traditional residence halls and three apartment-style residence facilities. We strive to ensure that our residence halls and apartments are comfortable and safe living and learning environments. The Chapman living and learning environment creates an engaging campus climate and provides meaningful experiences that facilitate the following learning outcomes: - A Healthy Sense of Self: Students will develop an honest understanding and appreciation of themselves and an ability to make individual choices that promote their health and well-being. - A Framework of Personal Ethics and Values: Students will develop a framework of consistent ethics and values that guides their daily lives. - An Ability to Apply Critical Thought: Students will make effective decisions grounded in careful, objective analysis of information, experiences and ideas. - An Ability to Develop and Sustain Meaningful Relationships: Students will develop skills to establish and sustain healthy, meaningful interpersonal relationships. - A Value and Respect for Differences: Students will recognize, respect, and value diverse experiences, ideas, backgrounds and identities. - A Commitment to Citizenship: Students will understand their role and responsibilities within local and global communities and commit to becoming an engaged member. - A Pursuit of Lifelong Learning: Students will develop an intellectual curiosity and desire for continual learning both within and beyond formal education. PROCESS FOR REVIEWING THE FORM 990 FORM 990, PART VI, SECTION B, LINE 11 The Form 990 was prepared with an outside accounting firm and reviewed by the Audit Committee. Subsequent to its review, the Audit Committee reports back to the Board of Trustees regarding its oversight of the Form 990 and the final form is provided to the entire voting Board before the return is filed. MONITORING AND ENFORCING COMPLIANCE WITH CONFLICT OF INTEREST POLICY FORM 990, PART VI, SECTION B, LINE 12C The University Compliance Officer is charged with monitoring proposed or ongoing transactions for conflicts of interest and addressing any potential or actual conflicts. Pursuant to the Conflicts of Interest Policy, an annual conflict of interest questionnaire, aimed at determining any family and business relationships and transactions or other transactions that may pose a potential conflict, is distributed to all covered persons (i.e., board members, officers and executive leadership or key employees). Covered persons are required to disclose real or potential conflicts at the time when such conflicts arise. When someone becomes a covered person and annually thereafter, each covered person is required to sign a statement affirming that he/she: (1) has received a copy of the Conflicts or Interest Policy; (2) has read the Policy and understands the Policy; and (3) agrees to comply with all requirements of the Policy, including completing the conflicts of interest questionnaire. The completed questionnaires are reviewed by the University Compliance Officer and the results are reported to the full Board of Trustees as defined by the University's bylaws. Furthermore, the Trustee or key employee shall absent himself or herself from discussions of, and abstain from voting on, such matters under consideration by the Board of Trustees or its committees. The minutes of such meetings shall reflect that disclosure was made and that the Trustee or key employee who has a conflict or possible conflict abstained from discussing or voting on the matter. Any Trustee or key employee who is uncertain whether a conflict of interest may exist in any matter may request that the Board or committee resolve the question in his or her absence by majority vote. PROCESS FOR DETERMINING COMPENSATION PACKAGE FOR THE PRESIDENT FORM 990, PART VI, SECTION B, LINE 15A THE BOARD APPOINTS AN EXECUTIVE COMPENSATION COMMITTEE, COMPRISED SOLELY OF INDEPENDENT DIRECTORS, NONE OF WHICH HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT, TO BE ACCOUNTABLE FOR SETTING REASONABLE COMPENSATION PACKAGES. THE RESULTS FROM THE COMMITTEE MEETING ARE THEN REPORTED TO THE FULL BOARD OF TRUSTEES IN EXECUTIVE SESSION. THE COMMITTEE HIRES QUALIFIED INDEPENDENT COMPENSATION AND BENEFITS SPECIALISTS (INDEPENDENT EXPERTS) TO REVIEW, ANALYZE AND PROVIDE BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGES ON AN ANNUAL BASIS. FOR THE FORMER PRESIDENT, THE 2016 COMPENSATION AMOUNT PAID HAD BEEN PREVIOUSLY APPROVED IN THE TRIENNIAL EXECUTIVE COMPENSATION STUDY THAT WAS APPROVED BY THE COMMITTEE ON SEPTEMBER 15, 2014. FOR THE CURRENT PRESIDENT, IN 2018 THE COMMITTEE ENGAGED AN INDEPENDENT CONSULTING FIRM TO PREPARE A COMPENSATION STUDY THAT WAS PRESENTED TO THE COMMITTEE ON AUGUST 31, 2018 WHICH WAS APPROVED BY COMMITTEE AND FORWARDED TO THE FULL BOARD OF TRUSTEES FOR APPROVAL. Key deliberations of the Committee are contemporaneously documented in minutes which are approved at the next Committee meeting. Documentation includes the terms of the deliberations and those who voted on it, and a description of the comparability data relied upon and how it was obtained. COMPENSATION DETERMINATION FOR OTHER OFFICERS AND KEY EMPLOYEES FORM 990, PART VI, LINE 15B THE PROCESS FOR DETERMINING COMPENSATION PACKAGES FOR OTHER OFFICERS AND KEY EMPLOYEES IS THE SAME AS THE PROCESS FOR THE UNIVERSITY PRESIDENT. DISCLOSURE OF DOCUMENTS FORM 990, PART VI, SECTION B, LINE 19 While federal tax laws do not mandate that the organization's governing documents, conflict of interest policy and financial statements be made available for public inspection, the organization makes it financial statements available on the organization's website and upon request. RECONCILIATION OF NET ASSETS Form 990, Part XI, Line 9 CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS $ 220,852 PLEDGE ADJUSTMENTS $ (830,000) ----------- Total $ (609,148) CHAPMAN UNIVERSITY CHARITABLE GIVING LLC ONE UNIVERSITY DRIVE ORANGE CA 92866 330918653 FUNDRAISING CA 778787 16037430 CHAPMAN UNIV BRANDMAN UNIVERSITY 16355 LAGUNA CANYON ROAD IRVINE CA 92618 260152908 EDUCATION CA 501(C)(3) 2 CHAPMAN UNIV true CHAPMAN UNIVERSITY FOUNDATION ONE UNIVERSITY DRIVE ORANGE CA 92866 300563618 SUPPORTING CA 501(C)(3) 11A CHAPMAN UNIV true CHAPMAN FILMED ENTERTAINMT LLC ONE UNIVERSITY DRIVE ORANGE CA 92866 454860703 FILM PRODUCTION DE CUE false CHARITABLE REMAINDER TRUST(21) TRUST CA CHAPMAN UNIV Trust true CHAPMAN UNIVERSITY ENTERPRISE INC ONE UNIVERSITY DRIVE ORANGE CA 92866 371668103 FILM PRODUCTION DE CHAPMAN UNIV C Corp true CBE EDUCATIONAL SERVICES COMPANY INC 16355 LAGUNA CANYON ROAD IRVINE CA 92618 820732306 EDUCAT SOFTWARE CA BRANDMAN UNIV C Corp false false false false true true false false false false false false true true true true false true false false BRANDMAN UNIVERSITY d 8552588 LOAN BALANCE BRANDMAN UNIVERSITY e 332848000 LOAN BAL GUTY BRANDMAN UNIVERSITY l 265110 TUITION WAIVED BRANDMAN UNIVERSITY m 546576 TUITION WAIVED BRANDMAN UNIVERSITY n 276730 FMV SHARED SVS BRANDMAN UNIVERSITY o 160828 FMV SHARED SVS BRANDMAN UNIVERSITY q 6233 EXP AMOUNT PAID PART V, LINE 2, Column D METHOD OF DETERMINING AMOUNT INVOLVED: (L) & (M) STANDARD TUITION RATES WAIVED AS AN EMPLOYEE BENEFIT (N) FACILITIES, EQUIPMENT AND OTHER ASSETS SHARED COSTS ARE DETERMINED BY EACH SHARED DEPARTMENT BASED ON EACH SHARED DEPARTMENT'S ESTIMATED USAGE OF THESE ITEMS. (O) SALARY AND BENEFIT COSTS OF THE SHARED EMPLOYEE BASED ON THE ESTIMATED TIME WORKED ON THE ENTITY.