2021-04-08T14:22:34-05:00 2020-06-30 232896692 BBD LLP 1835 MARKET STREET 3RD FLOOR PHILADELPHIA PA 19103 990 2019-07-01 943256212 THE SOFTWARE DEFINED RADIO FORUM INC DBA THE WIRELESS INNOVATION FORUM SOFT 7032344083 11130 SUNRISE VALLEY DRIVE NO 350 RESTON VA 20191 LEONARD G PUCKER II CEO 7032344083 2021-04-08 1 JENNIFER SOLOT P00749373 2155677770 2019 2022-09-23 18:48:47Z LEONARD G PUCKER II 11130 SUNRISE VALLEY DRIVE NO 350 RESTON VA 20191 572461 0 X WIRELESSINNOVATION.ORG X 1997 CA SEE PAGE 2, PART III, LINE 1 FOR A DESCRIPTION OF THE ORGANIZATION'S MISSION. 20 20 1 758 0 0 11500 22000 603369 540759 2393 5216 716 4486 617978 572461 0 0 0 0 198066 204166 0 0 0 339477 336702 537543 540868 80435 31593 463805 487296 2000 0 461805 487296 X THE FORUM IS INTENDED TO COMPRISE AN INTERNATIONAL GROUP OF EQUIPMENT VENDORS, SUBSYSTEM VENDORS, SOFTWARE DEVELOPERS, TECHNOLOGY DEVELOPERS, COMMUNICATION SERVICE PROVIDERS, RESEARCH AND ENGINEERING ORGANIZATIONS, ACADEMIC INSTITUTIONS, GOVERNMENT USERS, REGULATORS AND OTHER INTERESTED PARTIES WHO SHARE THE COMMON BUSINESS INTERESTS OF ADVOCATING FOR THE INNOVATIVE UTILIZATION OF SPECTRUM AND THE DEVELOPMENT OF WIRELESS COMMUNICATIONS SYSTEMS, INCLUDING ESSENTIAL OR CRITICAL COMMUNICATIONS SYSTEMS. 1 0 COLLABORATIVE SERVICES - TO FACILITATE THE COLLABORATION BETWEEN MEMBERS AND THE BROADER COMMUNITY TO DEVELOP REPORTS, RECOMMENDATIONS AND SPECIFICATIONS THAT ADVANCE THE FORUM'S MISSION. TECHNICAL CONFERENCES - TO EDUCATE MEMBERS ABOUT ADVANCEMENTS IN SPECTRUM SHARING, SOFTWARE DEFINED RADIO, COGNITIVE RADIO AND DYNAMIC SPECTRUM ACCESS TECHNOLOGIES. ACCREDITATION SERVICES - TO ACCREDIT TEST LABS, ROOT CERTIFICATE AUTHORITIES, AND CPI TRAINING PROGRAM ADMINISTRATORS FOLLOWING FORUM SPECIFICATIONS TO SUPPORT THE CBRS ECOSYSTEM. 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 1 1 0 1 CA 0 0 0 0 0 0 X 20 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X THE ORGANIZATION 7032344083 11130 SUNRISE VALLEY DRIVE NO 350 RESTON VA 20191 MANUEL UHM CHAIR OF THE BOARD 2.00 X X 0 0 0 JOHN GLOSSNER PRESIDENT AND CHAIR AS OF NOV 2019 2.00 X X 0 0 0 BRUCE OBERLIES PRESIDENT AND CHAIR UNTIL NOV 2019 2.00 X X 0 0 0 MARK GIBSON VICE PRESIDENT AND VICE CHAIR AS OF NOV 2019 1.00 X X 0 0 0 DAVID HAGOOD VICE PRESIDENT AND VICE CHAIR UNTIL NOV 2019 1.00 X X 0 0 0 KEN DINGMAN TREASURER 1.00 X X 0 0 0 KURT SCHAUBACH SECRETARY AS OF NOV 2019 1.00 X X 0 0 0 JOHN GLOSSNER SECRETARY UNTIL NOV 2019 1.00 X X 0 0 0 ANDY CLEGG CHIEF TECHNICAL OFFICER AS OF NOV 2019 1.00 X X 0 0 0 LOUISE LAMONT CHIEF TECHNICAL OFFICER UNTIL NOV 2019 1.00 X X 0 0 0 RICHARD BERNHARDT CHIEF MARKETING OFFICER AS OF NOV 2019 1.00 X X 0 0 0 PRAKASH MOORUT CHIEF REGULATORY OFFICER AS OF NOV 2019 1.00 X X 0 0 0 MARK GIBSON CHIEF REGULATORY OFFICER UNTIL NOV 2019 1.00 X X 0 0 0 PAUL CHALLONER LARGE COMPANY REP 1.00 X 0 0 0 ALBERTO QUINTANA MEDIUM COMPANY REPRESENTATIVE 1.00 X 0 0 0 PIERRE-JEAN MULLER SMALL COMPANY REP. AS OF NOV 2019 1.00 X 0 0 0 KURT SCHAUBACH SMALL COMPANY REP. UNTIL 2019 1.00 X 0 0 0 LOUISE LAMONT GOV/NON PROFIT DIR. AS OF NOV 2019 1.00 X 0 0 0 MARC ADRAT GOV/NON PROFIT DIR. UNTIL NOV 2019 1.00 X 0 0 0 ANDREW CLEGG AT LARGE DIRECTOR UNTIL NOV 2019 1.00 X 0 0 0 JEAN PHILIPPE DELAHAYE AT LARGE DIRECTOR 1.00 X 0 0 0 DAVID GURNEY AT LARGE DIRECTOR AS OF NOV 2019 1.00 X 0 0 0 DAVID HAGOOD AT LARGE DIRECTOR AS OF NOV 2019 1.00 X 0 0 0 DOUG KNISLEY AT LARGE DIRECTOR 1.00 X 0 0 0 PRAKASH MOORUT AT LARGE DIRECTOR UNTIL NOV 2019 1.00 X 0 0 0 PIERRE-JEAN MULLER AT LARGE DIRECTOR UNTIL NOV 2019 1.00 X 0 0 0 R MURALIDHARAN AT LARGE DIRECTOR 1.00 X 0 0 0 ERIC NICOLLET AT LARGE DIRECTOR AS OF NOV 2019 1.00 X 0 0 0 NAOTAKA SATO AT LARGE DIRECTOR AS OF NOV 2019 1.00 X 0 0 0 NETTI TANDON AT LARGE DIRECTOR 1.00 X 0 0 0 LEONARD G PUCKER II CHIEF EXECUTIVE OFFICER 40.00 X 124019 0 0 124019 0 0 1 0 0 0 VIRTUAL INC 11130 SUNRISE VALLEY DRIVE SUITE 3 RESTON VA 20191 MANAGEMENT SERVICES 145886 1 22000 22000 MEMBERSHIP DUES 900099 404326 404326 ACCREDIDATION FEES 900099 69323 69323 FACILITY FEES 900099 67110 67110 540759 5216 5216 OTHER INCOME 900099 4486 4486 4486 572461 540759 0 9702 125282 72574 6310 116344 13826 10656 31951 45033 24265 52646 6503 BANK SERVICE CHARGES 16788 WEBSITE 9740 TELEPHONE 5559 MISCELLANEOUS 1765 1626 540868 260074 279585 126246 127630 77485 80081 463805 487296 2000 0 2000 0 X 461805 487296 461805 487296 463805 487296 X 31593 -919 -5183 X X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 X 571542 -919 -919 572461 0 572461 546051 5183 5183 540868 0 540868 PART X, LINE 2: UNCERTAIN TAX POSITIONS UNDER ASC 740 THE MODIFIED CASH BASIS OF ACCOUNTING PRESCRIBES A MINIMUM RECOGNITION THRESHOLD THAT A TAX POSITION IS REQUIRED TO MEET IN ORDER TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS. THE ORGANIZATION BELIEVES THAT IT HAD NO UNCERTAIN TAX POSITIONS AS DEFINED IN THE MODIFIED CASH BASIS OF ACCOUNTING. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON FOREIGN CURRENCY EXCHANGE 5,183. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 1 1 PROGRAM SERVICES SALARIES PAID TO CHIEF EXECUTIVE OFFICER 125000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 FUNDRAISING EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES CONFERENCE EXPENSES 14000 1 1 0 0 1 1 139000 0 139000 0 0 0 0 0 0 PART III ACCOUNTING METHOD: FORM 990, PART III, LINE 2 SEE FORM 990, PART III, LINE 4C. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS THAT ARE OTHER ORGANIZATIONS THAT ELECT THE GOVERNING BODY AND APPROVE SIGNIFICANT DECISIONS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION A, LINE 7A THE CHAIR OF THE BOARD, OR THE FORUM CHAIR IF THERE IS NO BOARD CHAIR, SHALL APPOINT A COMMITTEE TO SELECT QUALIFIED CANDIDATES FOR ELECTION AS DIRECTORS AND OFFICERS AT LEAST 60 DAYS BEFORE THE DATE OF ANY ELECTION OF DIRECTORS, OFFICERS OR COMMITTEE CHAIRS. THE NOMINATING COMMITTEE IS CHARGED WITH DEVELOPING A SELECTION OF NOMINEES REPRESENTING THE BROADEST POSSIBLE CROSS-SECTION OF MEMBERS. THIS NOMINATING COMMITTEE SHALL MAKE ITS REPORT AT LEAST 30 DAYS BEFORE THE DATE OF THE ELECTION, AND THE SECRETARY SHALL FORWARD TO EACH MEMBER ORGANIZATION, WITH THE NOTICE OF MEETING REQUIRED BY SECTION 5.5 OF THE BYLAWS, A LIST OF ALL CANDIDATES NOMINATED BY COMMITTEE. UNDER THIS SECTION THE BOARD MAY CHANGE THE TIME PERIODS PROVIDED HEREIN BY RESOLUTION. MEMBERS REPRESENTING 2 PERCENT OF THE VOTING POWER MAY NOMINATE CANDIDATES FOR DIRECTORS, OFFICERS, OR ELECTIVE COMMITTEE CHAIRS, BY A PETITION, SIGNED BY THOSE MEMBERS WITHIN 11 MONTHS PRECEDING THE NEXT TIME DIRECTORS ARE TO BE ELECTED, AND DELIVERED TO AN OFFICER OF THE CORPORATION AT LEAST 90 DAYS BEFORE THE DATE OF THE ELECTION. ON TIMELY RECEIPT OF A PETITION SIGNED BY THE REQUIRED NUMBER OF MEMBERS, THE SECRETARY SHALL CAUSE THE NAMES OF THE CANDIDATES NAMED ON IT TO BE PLACED ON THE BALLOT ALONG WITH THE NAMES OF THOSE CANDIDATES NAMED BY THE NOMINATING COMMITTEE. NOMINATIONS FROM THE FLOOR IF THERE IS A MEETING OF MEMBERS TO ELECT DIRECTORS, OFFICERS OR ELECTIVE COMMITTEE CHAIRS, ANY MEMBER ORGANIZATION PRESENT AT THE MEETING IN PERSON OR BY PROXY MAY PLACE NAMES IN NOMINATION. THE BOARD SHALL FORMULATE PROCEDURES THAT ALLOW A REASONABLE OPPORTUNITY FOR A NOMINEE TO COMMUNICATE TO MEMBERS THE NOMINEE'S QUALIFICATIONS AND REASONS FOR THE NOMINEE'S CANDIDACY, A REASONABLE OPPORTUNITY FOR ALL NOMINEES TO SOLICIT VOTES, AND A REASONABLE OPPORTUNITY FOR ALL MEMBERS TO CHOOSE AMONG THE NOMINEES. NO CORPORATE FUNDS MAY BE EXPENDED TO SUPPORT A NOMINEE FOR DIRECTOR, OFFICER OR ELECTIVE COMMITTEE CHAIR. AFTER MORE PEOPLE HAVE BEEN NOMINATED FOR SUCH POSITION THAN CAN BE ELECTED THE BOARD MAY BY RESOLUTION ADOPT SUCH OTHER NOMINATION PROCEDURES AS ARE FAIR AND REASONABLE. MORE INFORMATION ABOUT THE ELECTION PROCESS FOR THE BOARD OF DIRECTORS CAN BE FOUND IN SECTIONS 5.13 AND 6.3 OF THE BYLAWS LOCATED ON THE ORGANIZATION'S WEBSITE. FORM 990, PART VI, SECTION A, LINE 7B THERE ARE CERTAIN POWERS THAT THE BOARD DOES NOT HAVE AS PER ARTICLE 15 OF THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM IS REVIEWED BY MANAGEMENT AND ANY NECESSARY CHANGES ARE MADE AT THAT TIME. ONCE MANAGEMENT HAS APPROVED THE FORM IT IS PROVIDED TO THE AUDIT COMITTEE FOR REVIEW AND APPROVAL. ONCE APPROVED, THE AUDIT COMMITTEE RECOMMENDS APPROVAL TO THE FULL BOARD AND ONCE APPROVED BY THE BOARD THE FORM IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CHIEF EXECUTIVE OFFICER WILL MONITOR PROPOSED OR ONGOING TRANSACTIONS WITH OR AFFECTING THE ORGANIZATION FOR POTENTIAL CONFLICTS OF INTEREST AND DISCLOSE THEM TO THE CHAIRMAN OF THE BOARD OF DIRECTORS IN ORDER TO DEAL WITH POTENTIAL OR ACTUAL CONFLICTS, WHETHER DISCOVERED BEFORE OR AFTER TRANSACTIONS HAVE OCCURRED. THE ENTIRE CONFLICT OF INTEREST POLICY CAN VIEWED IN SDRF POLICY 010 LOCATED AT THE ORGANIZATIONS WEBSITE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION DATA IS COLLECTED FROM ASAE AND REVIEWED BY THE EXECUTIVE COMPENSATION AND CONTRACTOR PERFORMANCE (ECCP) COMMITTEE AS PER BOARD ESTABLISHED POLICY AND PROCEDURE IN SETTING THE CEO'S BASE SALARY PLUS BONUS. THE ENTIRE POLICY ON THE PROCESS OF DETERMINING EXECUTIVE COMPENSATION CAN BE VIEWED AT THE ORGANIZATIONS WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND POLICIES ARE AVAILABLE FOR PUBLIC INSPECTION ON OUR WEBSITE. FINANCIAL STATEMENTS AND THE FORM 990 ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: LOSS ON FOREIGN CURRENCY EXCHANGE -5,183. FORM 990 PART XII, LINE 1 THE FINANCIAL STATEMENTS OF THE ORGANIZATION HAVE BEEN PREPARED ON THE MODIFIED CASH BASIS OF ACCOUNTING WHICH IS A COMPREHENSIVE BASIS OF ACCOUNTING OTHER THAN GENERALLY ACCEPTED ACCOUNTING PRINCIPLES. UNDER THE CASH BASIS OF ACCOUNTING REVENUE IS RECOGNIZED WHEN RECEIVED RATHER THAN EARNED AND EXPENSES ARE RECOGNIZED WHEN PAID RATHER THAN WHEN THE OBLIGATION IS INCURRED. THE MODIFICATIONS TO THE CASH BASIS OF ACCOUNTING INCLUDE RECORDING INVESTMENTS AND RECOGNIZING CONFERENCE REVENUES AND EXPENSES IN THE YEAR THE CONFERENCE OCCURS.