2021-05-13T08:14:19-05:00 2020-06-30 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990 2019-07-01 210634503 THE LAWRENCEVILLE SCHOOL LAWR 6098952138 PO BOX 6126 LAWRENCEVILLE NJ 08648 CHRISTINA L GOODRICH DIRECTOR OF FINANCE 6098952138 2021-05-12 1 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2021-05-12 2019 2022-09-23 18:48:47Z STEPHEN S MURRAY PO BOX 6126 LAWRENCEVILLE NJ 08648 397202039 0 X WWW.LAWRENCEVILLE.ORG X 1810 NJ THROUGH HOUSE AND HARKNESS, THE LAWRENCEVILLE SCHOOL CHALLENGES A DIVERSE COMMUNITY OF PROMISING YOUNG PEOPLE TO LEAD LIVES OF LEARNING, INTEGRITY, AND HIGH PURPOSE. OUR MISSION IS TO INSPIRE THE BEST IN EACH TO SEEK THE BEST FOR ALL. 28 27 700 526 1457819 0 35961902 75926880 53275275 52999315 11845344 11616152 1835440 1685131 102917961 142227478 15003102 15518241 0 0 41266947 42247505 38027 34421 7408333 35645737 33442719 91953813 91242886 10964148 50984592 846041439 908146906 95107810 100567480 750933629 807579426 X THROUGH HOUSE AND HARKNESS, THE LAWRENCEVILLE SCHOOL CHALLENGES A DIVERSE COMMUNITY OF PROMISING YOUNG PEOPLE TO LEAD LIVES OF LEARNING, INTEGRITY, AND HIGH PURPOSE. OUR MISSION IS TO INSPIRE THE BEST IN EACH TO SEEK THE BEST FOR ALL. 0 0 65619408 15518241 53472916 STUDENT SERVICES: IN 1936, EDUCATIONAL PHILANTHROPIST EDWARD S. HARKNESS HELPED LAWRENCEVILLE RECONFIGURE THE SCHOOL'S CLASSROOMS AROUND OVAL 'HARKNESS' TABLES THAT REPLACED LECTURE AND MEMORIZATION WITH SHARED INQUIRY AND DISCOVERY.BY CONNECTING THE RIGOROUS INTELLECTUAL CULTURE AROUND THE HARKNESS TABLE TO OUTSTANDING EXPERIENTIAL OPPORTUNITIES, LAWRENCEVILLE DEEPENS UNDERSTANDING, REINFORCES SELF-CONFIDENCE, SPAWNS CREATIVITY, AND TEACHES INITIATIVE. OUR GOAL REMAINS TO EMPOWER STUDENTS TO LEARN AND THINK FOR THEMSELVES, AND TO SUBJECT PRELIMINARY UNDERSTANDINGS TO CRITICAL REVIEW.LAWRENCEVILLE'S EDUCATIONAL FOCUS, THEN, IS NOT ON TEACHING WHAT TO KNOW, BUT ON LEARNING HOW TO THINK. STUDENTS THRIVE ON RIGOROUS, CREATIVE ENGAGEMENT WITH EXCEPTIONAL TEACHERS WHO INSPIRE CONFIDENCE, INSTILL INITIATIVE, BUILD CHARACTER, AND SPARK A SENSE OF OPTIMISM AND HIGH PURPOSE. LAWRENCEVILLE BELIEVES THAT LEARNING THROUGH ROLL-UP-YOUR-SLEEVES APPLICATION OF THEORY AND REAL-WORLD EXPERIENCE LEADS TO DEEPER UNDERSTANDING OF CONCEPTS AND AN ABILITY TO INNOVATE AND CREATIVELY SOLVE COMPLEX CHALLENGES.A HALLMARK OF A LAWRENCEVILLE EDUCATION IS THE CLOSE FACULTY-STUDENT INTERACTIONS AND ENGAGEMENT INTELLECTUALLY, ATHLETICALLY, AND ARTISTICALLY. LAWRENCEVILLE FACULTY MEMBERS ARE EXPERT IN THEIR DISCIPLINES AND TRANSLATE THAT EXPERTISE INTO RICH LEARNING EXPERIENCES FOR THEIR STUDENTS. THEY WORK CLOSELY WITH STUDENTS TO HELP THEM DISCOVER AND DEVELOP THEIR INTELLECTUAL, ATHLETIC AND ARTISTIC PASSIONS. LAWRENTIANS LEARN TO THINK CRITICALLY AND CREATIVELY ABOUT THE WORLD AROUND THEM AND ABOUT THE CHALLENGES AND OPPORTUNITIES BEFORE THEM.DUE TO THE COVID-19 PANDEMIC AND STATEWIDE EXECUTIVE ORDER ISSUED ON MARCH 16, 2020 TO SHUT DOWN ALL SCHOOLS, THE LAWRENCEVILLE SCHOOL OPERATED REMOTELY FOR THE SPRING 2020 TERM. 65619408 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 0 1 0 0 0 1 1 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 166 0 1 700 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 28 27 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AR CO KY MA MD MI MO NH NY OH OK OR SC WA X CHRISTINA L GOODRICH 6098952138 PO BOX 6126 LAWRENCEVILLE NJ 08648 ALLEN SANDRA C TRUSTEE 2.00 X 0 0 0 BRODY HYMAN J TRUSTEE 2.00 X 0 0 0 BROWN CELESTE MELLET TRUSTEE 2.00 X 0 0 0 BROWN WHITNEY HAILAND VICE-PRESIDENT 2.00 X X 0 0 0 BUCKLEY VORIS ALEXANDRA TRUSTEE 2.00 X 0 0 0 BUNN ARTHUR H TRUSTEE 2.00 X 0 0 0 CHAE MICHAEL S PRESIDENT 2.00 X X 0 0 0 FRUMKIN JOSEPH B TRUSTEE 2.00 X 0 0 0 GAW GOODWIN TRUSTEE 2.00 X 0 0 0 GETZ BERT A JR TRUSTEE 2.00 X 0 0 0 GRISWOLD BENJAMIN H TRUSTEE 2.00 X 0 0 0 HOWELL LAWRENCE D II TRUSTEE 2.00 X 0 0 0 LARSEN MARK M TRUSTEE 2.00 X 0 0 0 MABRY MARCUS B TRUSTEE 2.00 X 0 0 0 MARIO JEREMY K TRUSTEE 2.00 X 0 0 0 MURRAY STEPHEN S HEAD OF SCHOOL 40.00 X X 962857 0 194638 SCHANKLER CORRENTE TRUSTEE 2.00 X 0 0 0 SNYDER SHERIDAN G TRUSTEE UNTIL 10/19 2.00 X 0 0 0 STAIKOS JENNIFER RIDLEY TRUSTEE 2.00 X 0 0 0 TAPIERO DANIEL M TRUSTEE 2.00 X 0 0 0 TATUM LISA MSKEETE TRUSTEE 2.00 X 0 0 0 TSAI JOSEPH C TRUSTEE 2.00 X 0 0 0 VISWANATHAN MEERA S PHD TRUSTEE 2.00 X 0 0 0 VOLPP KEVIN G PHD TRUSTEE 2.00 X 0 0 0 WALDRON JOHN E TRUSTEE 2.00 X 0 0 0 WEISS JONATHAN G TRUSTEE 2.00 X 0 0 0 WOJCIECHOWICZ MICHAEL T TRUSTEE 2.00 X 0 0 0 WOODS RODBELL HEATHER TRUSTEE 2.00 X 0 0 0 GOODRICH CHRISTINA ASST TREASURER, DIR OF FIN 40.00 X 159705 0 31546 HAMMOND BENJAMIN C SECRETARY/TREASURER/CFO 40.00 X 272131 0 86643 ISAACSON MARCIA ASST. SECRETARY/GENERAL COUNSEL 40.00 X 83396 0 9487 BARNES MARY KATE DIRECTOR OF ADVANCEMENT 40.00 X 289178 0 85000 BUCKLES GREGORY DEAN OF ENROLLMENT MANAGEMENT 40.00 X 163038 0 13125 CUNNINGHAM JOHN C ASSISTANT HEAD OF SCHOOL 40.00 X 159863 0 19983 DEVINE PETER CHIEF OPERATIONS OFFICER 40.00 X 218090 0 113123 GORE JR JOHN DIR OF ALUMNI & DEVELOPMEN 40.00 X 166279 0 47209 GRAHAM ERIN DIRECTOR OF DEVELOPMENT 40.00 X 214932 0 54019 KRAUT BRUCE MEDICAL DIRECTOR 40.00 X 194911 0 44811 MUNTZ JERRY DIRECTOR OF PLANNED GIVING 40.00 X 170057 0 34902 SCOTT MARQUIS CHIEF TECHNOLOGY OFFICER 40.00 X 159579 0 51551 3214016 0 786037 37 0 1 0 VJ SCOZZARI & SONS INC 84 ROUTE 31 NORTH SUITE 201 PENNINGTON NJ 08534 CONSTRUCTION 7565688 SASAKI ASSOCIATES 64 PLEASANT STREET WATERTOWN MA 02472 ARCHITECT 4602360 SUSTAINABLE FARE-DINING PO BOX 543 ISLAND HIGHTS NJ 08732 DINING SERVICES 4212094 JOHNSON CONTROLS PO BOX 905240 CHARLOTTE NC 28290 HVAC 760166 GILBANE BUILDING COMPANY 7 JACKSON WALKWAY PROVIDENCE RI 02903 CONSTRUCTION 474805 43 75926880 2888266 75926880 TUITION AND FEES 611600 51574639 51574639 AUXILIARY PROGRAMS 713940 1424676 1424676 52999315 4506012 254813 4251199 109027 11114 97913 97913 97913 261894712 254784572 7110140 7110140 89389 7020751 336710 178875 157835 157835 SUMMER CAMP 713940 1154462 315766 838696 ICE RINK 713940 268283 268283 GOLF AND TENNIS CLUB 713940 6638 6638 1429383 142227478 53472916 1457819 11369863 114000 114000 15404241 15404241 2917356 224368 2018058 674930 26712143 17953264 5418063 3340816 2883142 1272091 1243427 367624 7651535 5208269 1400625 1042641 2083329 1338148 409214 335967 279416 561 278433 422 112080 112080 34421 34421 3844754 3844754 2458007 1855223 547666 55118 134343 39808 94535 3344008 2326639 493950 523419 1555133 959626 383148 212359 2988279 2755274 205763 27242 1602787 860208 332868 409711 351725 241210 40215 70300 2260196 2082355 157049 20792 8125664 7486305 564608 74751 567009 522395 39398 5216 FOOD SERVICES 2610723 2236870 373853 CONSTRUCTION 855941 788592 59475 7874 COVID EXPENSES 765078 705010 53045 7023 EQUIPMENT REPAIR & MAIN 404157 372673 24645 6839 1183419 912086 175000 96333 91242886 65619408 18215145 7408333 35030469 34083681 15450330 28271471 49303450 83043871 1644375 5987346 240877 225272 3954784 3943865 107422 129262 1125432 955551 323795485 169336470 158427156 154459015 199683233 212762428 368699559 351237799 12374352 33047345 846041439 908146906 14873188 18411555 13363281 5409128 48976427 49015719 1382539 8749208 16512375 18981870 95107810 100567480 X 212869575 211050273 538064054 596529153 750933629 807579426 846041439 908146906 X 50984592 8615657 -2954451 X 0 1 X 1 0 X 25404164 130878999 44129332 35961902 75926880 312301277 25404164 130878999 44129332 35961902 75926880 312301277 163677460 148623817 2309453 1638799 3387824 4803894 4360226 16500196 1592166 2253177 1320655 999355 1457819 7623172 403640 385956 371652 407876 1569124 337993769 256012285 0.43970 0.45900 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2015 AMOUNT: $ 403,640. 2016 AMOUNT: $ 385,956. 2017 AMOUNT: $ 371,652. 2018 AMOUNT: $ 407,876. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X 0 500296563 7687157 12146340 6658988 15472473 497998599 475671199 18613216 25818526 6745655 13060723 500296563 441353149 10040986 44108748 6579593 13252091 475671199 375823827 42275187 40796951 6527576 11015240 441353149 404436613 9308797 -14657793 6354187 16909603 375823827 0.23790 0.54050 0.22170 0 0 9929702 9929702 268388228 143075978 125312250 45477555 26260492 19217063 154459015 HEDGE FUNDS 147717833 F LIMITED PARTNERSHIPS 193488983 F GLOBAL EX U.S. EQUITY 10030983 F 351237799 LIABILITY UNDER SPLIT-INTEREST AGREEMENTS 2220874 INTEREST RATE SWAPS 15794880 ASSET RETIREMENT OBLIGATION 966116 18981870 X 128662037 8615657 -18526332 -9910675 138572712 3844754 -189989 3654765 142227477 72016240 189989 189989 71826251 3844754 15571881 19416635 91242886 PART III, LINE 1A: THE FOCUS OF LAWRENCEVILLE'S COLLECTION IS TO INTEGRATE ART INTO THE LIVES OF PEOPLE, INSPIRING INDIVIDUAL REFLECTION, COMMUNITY DIALOGUE, AND HISTORICAL AND CULTURAL AWARENESS. WE BELIEVE IN THE POWER OF ART TO STIMULATE CREATIVE THINKING, AESTHETIC APPRECIATION, AND ENJOYMENT. LAWRENCEVILLE'S COLLECTION OF ART IS BROKEN DOWN INTO THREE CATEGORIES: PERMANENT COLLECTION (ART THAT HAS BEEN CAREFULLY REVIEWED TO BE INCLUDED IN THIS CATEGORY); FURNISHINGS COLLECTION (ART THAT IS NOT INCLUDED IN THE PERMANENT COLLECTION, HOWEVER IT HAS A VALUE AS DECORATIVE ART OR FOR TEACHING PURPOSES); AND LAWRENCEVILLE COLLECTION (WORK BY ALUMNI, THAT MAY OR MAY NOT BE PART OF THE PERMANENT COLLECTION AS WELL). THROUGH THE CARE AND SAFE DISPLAY OF OUR COLLECTION AND A NUMBER OF ROTATING EXHIBITIONS, WE HOPE TO INTEGRATE ART INTO THE LIVES OF PEOPLE, INSPIRING INDIVIDUAL REFLECTION, COMMUNITY DIALOGUE, AND HISTORICAL AND CULTURAL AWARENESS. THE EXHIBITIONS AND PROGRAMS OF THE GALLERIES, WHICH INCLUDE ADDITIONAL THREE-TO-FOUR EXHIBITS OF WORK NOT PART OF THE SCHOOL'S COLLECTIONS, ARE INTENDED TO INSPIRE AND CHALLENGE THE SCHOOL COMMUNITY WHILE OFFERING A RESOURCE FOR TEACHING IN ALL DISCIPLINES. PART V, LINE 4: THE SCHOOL'S ENDOWMENT CONSISTS OF 754 FUNDS AS OF JUNE 30, 2020 THAT HAVE BEEN ESTABLISHED BY DONORS AND THE SCHOOL TO SUPPORT FINANCIAL AID, FACULTY COMPENSATION, BUILDING MAINTENANCE AND OTHER GENERAL OPERATIONS. PART X, LINE 2: THE SCHOOL ACCOUNTS FOR INCOME TAX PROVISIONS INCLUDED IN ASC 740, WHICH PRESCRIBES DETAILED GUIDANCE FOR FINANCIAL STATEMENT RECOGNITION, MEASUREMENT AND DISCLOSURE OF UNCERTAIN TAX POSITIONS RECOGNIZED IN THE FINANCIAL STATEMENTS. TAX POSITIONS MUST MEET A MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD TO BE RECOGNIZED. THE SCHOOL MONITORS AND ASSESSES ITS TAX POSITIONS THROUGHOUT THE YEAR AND BELIEVES THERE ARE NO UNCERTAIN TAX POSITIONS AT JUNE 30, 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL ASSISTANCE -15,571,881. NET APPRECIATION IN FAIR VALUE OF INTEREST RATE SWAPS -2,914,739. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -39,712. PART XI, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -178,875. RENTAL EXPENSES -11,114. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 178,875. RENTAL EXPENSES 11,114. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL ASSISTANCE 15,571,881. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 DESCRIPTION OF PUBLICIZED RACIALLY NONDISCRIMINATORY POLICY: A STATEMENT OF LAWRENCEVILLE'S NONDISCRIMINATORY POLICY IS INCLUDED IN ALL BROCHURES AND CATALOGS THAT PERTAIN TO STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. WE ALSO PUBLISH AN ANNUAL PRINT ADVERTISEMENT THROUGH NJAIS. SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES EDUCATIONAL PROGRAMS 58766 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES EDUCATIONAL PROGRAMS 19995 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EDUCATIONAL PROGRAMS 17483 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 17518359 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 174477852 0 0 0 0 0 0 192092455 0 192092455 1 0 1 1 1 0 PART I, LINE 2: THE LAWRENCEVILLE SCHOOL IS DEDICATED TO ENSURING THAT EVERY STUDENT HAS THE OPPORTUNITY TO HAVE A MEANINGFUL AND AUTHENTIC EXPERIENCE ABROAD WHICH IS TIED TO OUR CURRICULUM, SERVICE PROGRAMS OR OTHER CO-CURRICULAR INITIATIVES. INHERENT IN SUCH A PROGRAM IS A DESIRE TO HELP MAKE OUR STUDENTS MORE AWARE OF GLOBAL ISSUES AND DIFFERENT CULTURES, AS WELL AS STRESS THE IMPORTANCE OF ESTABLISHING PERSONAL CONNECTIONS TO OTHERS AROUND THE WORLD. THE ULTIMATE GOAL OF THE HARKNESS TRAVEL PROGRAM IS TO HELP CREATE MORE RESPONSIBLE, GLOBAL CITIZENS THROUGH A CREATIVE AND HOLISTIC APPROACH TO LEARNING. FOR EXAMPLE, THE LAWRENCEVILLE SCHOOL'S HARKNESS TRAVEL PROGRAM INCLUDES LANGUAGE PROGRAMS. THE LANGUAGE DEPARTMENT BELIEVES THAT A CITIZEN HAS THE RESPONSIBILITY TO UNDERSTAND A LANGUAGE OTHER THAN HIS OR HER NATIVE TONGUE. ADDITIONALLY, IT IS VITAL IN OUR WORLD TODAY TO LEARN ABOUT OTHER CULTURES. THE TWO GO HAND-IN-HAND, OF COURSE, AND THAT IS WHY WE ARE COMMITTED TO OFFERING LANGUAGE DEPARTMENT PROGRAMS ABROAD TO OUR STUDENTS. AFTER TWO YEARS OF LANGUAGE STUDY, STUDENTS MAY APPLY TO SPEND A NUMBER OF WEEKS LIVING IN ONE OF FOUR COUNTRIES: FRANCE, MEXICO, JAPAN OR CHINA. STUDENTS TAKE COURSES AT A LAWRENCEVILLE AFFILIATED INSTITUTION, AND A LAWRENCEVILLE FACULTY MEMBER DIRECTS THE PROGRAM AND TEACHES COURSES ALONG WITH LOCAL PROFESSORS AND MASTERS. STUDENTS LIVE WITH HOST FAMILIES, PARTICIPATE IN LOCAL ACTIVITIES, AND TRAVEL FOR A PERIOD OF TIME IN THE HOST COUNTRY. PART I, LINE 3: THE SCHOOLS'S EXPENDITURES ARE RECORDED FOR USING THE ACCRUAL METHOD OF ACCOUNTING. PART III ACCOUNTING METHOD: PART I, LINE 3 (D) INVESTMENTS INCLUDED IN THIS SECTION RELATE TO INVESTMENT HOLDINGS INCLUDED IN THE SCHOOL'S ENDOWMENT PORTFOLIO. X X X X X X 1 RONALD A JOYCE 309 OAKWOOD DRIVE YARMOUTH ME 04096 CAMPAIGN CONSULTING 0 0 34421 0 34421 AL AK AZ CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI 1 LAWRENCE TOWNSHIP COMMUNITY FOUNDATION 3625 QUAKERBRIDGE ROAD HAMILTON NJ 08619 223835387 501(C)(3) 20000 ANNUAL DONATION FOR GENERAL SUPPORT LAWRENCEVILLE MAIN STREET 17 PHILLIPS AVE LAWRENCEVILLE NJ 08648 521555972 501(C)(3) 6500 ANNUAL DONATION FOR GENERAL SUPPORT LAWRENCE TOWNSHIP EDUCATION FOUNDATION PO BOX 6531 LAWRENCEVILLE NJ 08648 223192024 501(C)(3) 75000 ANNUAL DONATION FOR GENERAL SUPPORT CAPE ELEUTHERA FOUNDATION PO BOX 842484 BOSTON MA 02284 311591503 501(C)(3) 10000 ONE TIME DONATION FOR GENERAL SUPPORT 4 STUDENT SCHOLARSHIPS 257 15571881 FMV SCHOLARSHIP PART I, LINE 2: THE LAWRENCEVILLE SCHOOL USES SCHOOL AND STUDENT SERVICES (SSS) TO PROCESS FINANCIAL AID APPLICATIONS. SSS IS A SERVICE OF THE NATIONAL ASSOCIATION OF INDEPENDENT SCHOOLS. PARENTS OF STUDENTS COMPLETE THE PARENTS' FINANCIAL STATEMENT (PFS) FORM AND SUBMIT IT TO SSS ALONG WITH THE REQUIRED COPIES OF TAX RETURNS AND PROOF OF INCOME. SSS PREPARES A NEED ANALYSIS REPORT WHICH SUGGESTS THE AMOUNT FAMILIES CAN CONTRIBUTE TOWARD EDUCATIONAL COSTS SINCE NOT ALL FAMILIES' FINANCIAL SITUATIONS ARE EQUAL, THE LAWRENCEVILLE SCHOOL FINANCIAL AID OFFICE USES THE SSS. X X X 1 1 X X X X X 0 1 0 0 0 0 0 1 0 MURRAY STEPHEN S HEAD OF SCHOOL 470504 0 40000 0 452353 0 160000 0 34638 0 1157495 0 424529 0 GOODRICH CHRISTINA ASST TREASURER, DIR OF FIN 159677 0 0 0 28 0 20092 0 11454 0 191251 0 0 0 HAMMOND BENJAMIN C SECRETARY/TREASURER/CFO 253104 0 0 0 19027 0 85000 0 1643 0 358774 0 0 0 BARNES MARY KATE DIRECTOR OF ADVANCEMENT 270650 0 0 0 18528 0 85000 0 0 0 374178 0 0 0 BUCKLES GREGORY DEAN OF ENROLLMENT MANAGEMENT 113010 0 50000 0 28 0 13125 0 0 0 176163 0 0 0 CUNNINGHAM JOHN C ASSISTANT HEAD OF SCHOOL 159835 0 0 0 28 0 19983 0 0 0 179846 0 0 0 DEVINE PETER CHIEF OPERATIONS OFFICER 218062 0 0 0 28 0 78420 0 34703 0 331213 0 0 0 GORE JR JOHN DIR OF ALUMNI & DEVELOPMEN 166251 0 0 0 28 0 21532 0 25677 0 213488 0 0 0 GRAHAM ERIN DIRECTOR OF DEVELOPMENT 214904 0 0 0 28 0 47045 0 6974 0 268951 0 0 0 KRAUT BRUCE MEDICAL DIRECTOR 194883 0 0 0 28 0 25331 0 19480 0 239722 0 0 0 MUNTZ JERRY DIRECTOR OF PLANNED GIVING 170029 0 0 0 28 0 21532 0 13370 0 204959 0 0 0 SCOTT MARQUIS CHIEF TECHNOLOGY OFFICER 159551 0 0 0 28 0 20300 0 31251 0 211130 0 0 0 PART I, LINE 1B OCCUPANCY OF CAMPUS HOUSING IS REQUIRED FOR CERTAIN EMPLOYEES, AS A CONDITION OF EMPLOYMENT. SINCE THIS CONDITION IS FOR THE SCHOOL'S BENEFIT, IT IS TREATED AS A NON-TAXABLE BENEFIT TO THE EMPLOYEE, PER SECTION P.L. 115-97 OF THE IRS CODE. THE HEAD OF SCHOOL'S RESIDENCE ALSO SERVES AS A LOCATION TO HOST MANY SCHOOL EVENTS. ALL SCHOOL BUSINESS-RELATED SOCIAL CLUB DUES PAID BY THE DIRECTOR OF ALUMNI DEVELOPMENT AND DIRECTOR OF ADVANCEMENT ARE REIMBURSED BY THE SCHOOL AND TREATED AS NON-TAXABLE BENEFITS. PART I, LINE 4B THE SCHOOL SPONSORS A NON-QUALIFIED SECTION 457(F) DEFERRED COMPENSATION PLAN FOR THE HEAD OF SCHOOL AND ELIGIBLE EMPLOYEES AS A RETENTION INCENTIVE. ON JUNE 30, 2019 THE HEAD OF SCHOOL BECAME 100% VESTED AND RECEIVED A LUMP SUM PAYMENT IN JULY 2019 OF $424,529 FOR THE CUMULATIVE AMOUNTS ACCRUED UNDER THE TERMS OF THE PLAN. THE FOLLOWING AMOUNTS WERE ACCRUED FOR THE PARTICIPANTS IN THE 457(F) DEFERRED COMPENSATION PLAN AS OF JUNE 30, 2020: MURRAY, STEPHEN $ 125,000 HAMMOND, BENJAMIN $ 50,000 BARNES, MARY KATE $ 50,000 DEVINE, PETER $ 50,000 GRAHAM, ERIN $ 20,000 PART I, LINE 7 BONUSES ARE PAID TO INDIVIDUALS BASED ON PERFORMANCE METRICS AND APPROVED BY THE BOARD. BONUS AMOUNTS ARE INCLUDED IN PART II, COLUMN B(II). GOODRICH CHRISTINA DIRECTOR OF FINANCE MORTGAGE X 300000 171895 0 1 1 CUNNINGHAM JOHN C ASSISTANT HOS MORTGAGE X 89034 53377 0 1 1 225272 FORM 990, SCHEDULE F, PART II, (I) PURSUANT TO A PLAN OFFERED TO ALL ELIGIBLE EMPLOYEES X 36 2883223 FMV X OTHER 3 5043 FMV 0 1 0 PART I, COLUMN (B): AMOUNTS IN COLUMN B REPRESENT THE NUMBER OF CONTRIBUTORS. FORM 990, PART VI, SECTION A, LINE 2 BROWN, WHITNEY HAILAND AND ARTHUR H. BUNN HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED BY THE SCHOOL'S INDEPENDENT ACCOUNTING FIRM BASED UPON INFORMATION PROVIDED BY THE SCHOOL. THE DRAFT FORM 990 IS THEN REVIEWED BY THE SCHOOL'S FINANCE DEPARTMENT AND ANY RESULTING CHANGES ARE MADE TO THE DRAFT RETURN. THE DRAFT RETURN IS THEN PROVIDED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES, WHICH HAS BEEN DELEGATED RESPONSIBILITY BY THE FULL BOARD FOR REVIEW OF THE RETURN. THE AUDIT COMMITTEE THEN REPORTS TO THE FULL BOARD AND A COPY OF THE FINAL FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE SCHOOL'S GOVERNING BODY, ITS BOARD OF TRUSTEES, PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE SCHOOL HAS A WRITTEN CONFLICT OF INTEREST POLICY COVERING ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES. THIS POLICY REQUIRES DISCLOSURE OF ANY MATERIAL CONFLICTS AND PROHIBITS THE AFFECTED INDIVIDUAL FROM PARTICIPATING IN DISCUSSIONS OR DECISIONS ON ANY MATTER IN WHICH THAT PERSON HAS A CONFLICT. ALL TRUSTEES, OFFICERS, AND KEY EMPLOYEES WITH SIGNING AUTHORITY ARE REQUIRED TO CERTIFY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS AND DISCLOSE WHETHER THE SCHOOL DOES BUSINESS WITH AN ENTITY IN WHICH THE INDIVIDUAL HAS A MATERIAL FINANCIAL INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE LAWRENCEVILLE SCHOOL CONDUCTS AN ANNUAL REVIEW TO DETERMINE THE GOING FAIR MARKET COMPENSATION RANGES FOR COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS, BY REFERENCE TO COMPENSATION SURVEYS AND OTHER ORGANIZATIONS' FORM 990. THIS IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT CURRENTLY MAKE ITS GOVERNING DOCUMENTS OR CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: NET APPRECIATION IN FAIR VALUE OF INTEREST RATE SWAPS -2,914,739. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -39,712.