2021-05-13T15:32:09-05:00 2020-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2019-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND CFO 4053211174 2021-05-13 1 W LYNDEL LACKEY P00234298 4058482020 2021-05-13 2019 2022-09-23 18:48:47Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 436635968 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 25 25 35 25 2057554 1792748 140119719 122768069 0 0 23767705 36847827 11077199 9725464 174964623 169341360 137023495 124962698 0 0 5634288 6181962 0 0 4691447 9332514 9260531 151990297 140405191 22974326 28936169 1920482771 1972039473 392693940 383109982 1527788831 1588929491 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT NOT-FOR-PROFIT CORPORATION THAT ENCOURAGES AND SUPPORTS CHARITABLE GIVING FOR THE BENEFIT OF THE UNIVERSITY OF OKLAHOMA. THE FOUNDATION ACTS AS THE PRINCIPAL ORGANIZATION THROUGH WHICH THOSE GIFTS ARE MADE AND ADMINISTERED FOR THE BENEFIT OF THE UNIVERSITY. THE SOLE REASON FOR ITS EXISTENCE IS TO SERVE THE UNIVERSITY OF OKLAHOMA AND THE GENEROUS DONORS WHO SUPPORT THE UNIVERSITY. 0 0 27510529 27192955 573772 GENERAL UNVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 26563275 26563275 554015 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 40186956 40186956 838157 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 31019512 31019512 646956 STUDENT SCHOLARSHIPS 31019512 31019512 646956 125280272 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 1 740 0 1 35 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CO CT DC FL GA IL IN MD MA MN NY ND OK OR VA WV WI MT X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 DAVID MOFFETT CHAIR, TRUSTEE 1.00 X 0 0 0 ELBY BEAL VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 ALAN ARMSTRONG TRUSTEE 1.00 X 0 0 0 JEB BOATMAN TRUSTEE 1.00 X 0 0 0 RONALD E BRADSHAW TRUSTEE 1.00 X 0 0 0 ANN COSGROVE TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 DAN EVATT TRUSTEE 1.00 X 0 0 0 KEITH JACKSON TRUSTEE 1.00 X 0 0 0 OSCAR JACKSON TRUSTEE 1.00 X 0 0 0 ANNABEL JONES TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 BILL G LANCE JR TRUSTEE 1.00 X 0 0 0 CARLISLE MABREY TRUSTEE 1.00 X 0 0 0 TH MCCASLAND III TRUSTEE 1.00 X 0 0 0 SCOTT MEACHAM TRUSTEE 1.00 X 0 0 0 PATTYE L MOORE TRUSTEE 1.00 X 0 0 0 LARRY PINKERTON TRUSTEE 1.00 X 0 0 0 DAVID RAINBOLT TRUSTEE 1.00 X 0 0 0 J HARVIE ROE TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR TRUSTEE 1.00 X 0 0 0 DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 BOLAJI SOFOLA TRUSTEE 1.00 X 0 0 0 SHAREN JESTER TURNEY TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT AND CEO 39.00 1.00 X 546974 0 72001 BRAD JOHNSON VICE PRESIDENT AND CIO 40.00 X 592478 0 70387 BONNIE KENNEDY VICE PRESIDENT AND COO 40.00 X 336619 0 47386 TRENT WELLS VICE PRESIDENT AND CFO 39.00 1.00 X 296325 0 43938 GARY BEADLES FORMER VP AND GENERAL COUNSEL 40.00 X 153144 0 26606 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 40.00 X 241867 0 51792 KATHY HARLIN CORPORATE SECRETARY 40.00 X 150049 0 24894 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 40.00 X 434114 0 55767 JAMES VAUGHN CONTROLLER 40.00 X 180591 0 33013 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 40.00 X 148277 0 25968 JANA MORING DIRECTOR OF DONOR RELATION 40.00 X 152186 0 27451 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 40.00 X 130798 0 38593 3363422 0 517796 15 0 1 0 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT CONSULTANT 1257500 IRIDIAN ASSET MANAGEMENT LLC 276 POST ROAD WEST WESTPORT CT 06880 INVESTMENT MANAGER 434259 MCAFEE & TAFT 211 N ROBINSON SUITE 1000 OKLAHOMA CITY OK 73102 LEGAL SERVICES 253956 HOGANTAYLOR LLP 2222 S UTICA PLACE SUITE 200 TULSA OK 74114 TAX/AUDIT SERVICES 113240 4 122768069 122768069 13850137 13850137 5055010 5055010 290292298 267294608 22997690 22997690 22997690 OTHER INCOME 900099 2980960 2612900 368060 PARTNERSHIP INCOME 900099 1689494 1689494 4670454 169341360 2612900 2057554 41902837 93943186 93943186 31019512 31019512 2679346 2679346 2678575 2678575 306131 306131 284927 284927 232983 232983 337218 337218 205421 205421 115750 115750 1846942 1846942 67897 67897 12459 12459 70776 70776 320518 320518 165246 165246 2931 2931 108792 108792 188767 188767 EXPENSES REIMBURSED TO 4691447 4691447 STUDENT AND FACULTY AWA 317574 317574 PRINTING 175500 175500 INTERNAL AUDIT EXPENSE 81168 81168 552125 552125 140405191 125280272 10433472 4691447 10387911 22296123 116648318 128508838 65478413 66932552 400103 547075 250454 236073 28874039 2307921 26868336 26566118 1647227896 1667341150 41842354 41981612 11378986 17629932 1920482771 1972039473 17301697 13130916 375392243 369979066 392693940 383109982 X 10368136 32635906 1517420695 1556293585 1527788831 1588929491 1920482771 1972039473 28936169 32204491 0 X 0 1 X 1 0 X 126048230 104728187 134061725 140119719 122768069 627725930 126048230 104728187 134061725 140119719 122768069 627725930 40480332 587245598 10620671 10348967 20349817 23324886 18905147 83549488 250692 1990118 416353 407626 1792748 4857537 2631822 1834667 4429599 2528924 2612900 14037912 730170867 0.80430 0.83470 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 38826563 X X X 0 1250649754 32973485 51089115 37532090 20116881 11984401 1265078982 1177413117 45937447 80975814 27272398 15114365 11289861 1250649754 1097851713 31621364 111793929 34447136 18473942 10932811 1177413117 997170253 26920998 128284941 32046288 12757289 9720902 1097851713 1006190149 26774347 -7232832 13958808 5506118 9096485 997170253 0.01970 0.98030 0 0 24854132 24854132 2281237 1309711 971526 1738670 998210 740460 26566118 ASSETS HELD IN CUSTODY FOR OTHERS 369034658 CHARITABLE REMAINDER TRUST OBLIGATIONS 944408 369979066 202662073 32204491 6230001 38434492 164227581 1846942 3266837 5113779 169341360 136735862 0 136735862 1846942 1822387 3669329 140405191 PART III, LINE 4: THE UNIVERSITY OF OKLAHOMA FOUNDATION, INC. MAINTAINS ART COLLECTIONS THAT WERE DONATED FOR PUBLIC EXHIBITION AND TO ATTRACT/RETAIN FACULTY AND STUDENTS OF THE HIGHEST CALIBER TO THE UNIVERSITY OF OKLAHOMA. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 6,230,001. PART XI, LINE 4B - OTHER ADJUSTMENTS: GRANTS FROM THE FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA, INC. (45-3266058) 1,444,450. CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 1,822,387. PART XII, LINE 4B - OTHER ADJUSTMENTS: CONTRA REVENUE ACCOUNT FOR INVESTMENT EXPENSES 1,822,387. 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 26563275 FACILITIES AND EQUIPMENT UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 40186956 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 27192955 GENERAL EDUCATION ASSISTANCE 1 SCHOLARSHIPS 9065 31019512 PART I, LINE 2: THE FUND SPONSORS FOR EACH FUND APPROVE ALL EXPENDITURES. THE SPONSORS USE THE DONOR GUIDELINES TO INSURE THAT DONOR INTENT IS FOLLOWED FOR EACH EXPENDITURE. THE PAYMENT PROCESSING DEPARTMENT AT THE FOUNDATION ALSO SCRUTINIZES EACH PAYMENT AND VERIFIES DONOR INTENT PRIOR TO AUTHORIZING FINAL PAYMENT. X X X X 0 0 0 0 0 0 0 0 0 GUY L PATTON PRESIDENT AND CEO 430862 0 104112 0 12000 0 53259 0 18742 0 618975 0 0 0 BRAD JOHNSON VICE PRESIDENT AND CIO 311498 0 280980 0 0 0 42875 0 27512 0 662865 0 0 0 BONNIE KENNEDY VICE PRESIDENT AND COO 300019 0 36600 0 0 0 39301 0 8085 0 384005 0 0 0 TRENT WELLS VICE PRESIDENT AND CFO 247212 0 39690 0 9423 0 26450 0 17488 0 340263 0 0 0 GARY BEADLES FORMER VP AND GENERAL COUNSEL 127786 0 20493 0 4865 0 17878 0 8728 0 179750 0 0 0 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 220300 0 14490 0 7077 0 29900 0 21892 0 293659 0 0 0 KATHY HARLIN CORPORATE SECRETARY 125292 0 20007 0 4750 0 16348 0 8546 0 174943 0 0 0 EUGENE LOHMEYER DIRECTOR OF INVESTMENTS 276582 0 147340 0 10192 0 37025 0 18742 0 489881 0 0 0 JAMES VAUGHN CONTROLLER 155099 0 19530 0 5962 0 21400 0 11613 0 213604 0 0 0 LAWRENCE MANTIN DIRECTOR OF APPLICATION DE 131897 0 16380 0 0 0 17760 0 8208 0 174245 0 0 0 JANA MORING DIRECTOR OF DONOR RELATION 131288 0 20898 0 0 0 17662 0 9789 0 179637 0 0 0 DEWEY WALLACE SENIOR SOFTWARE ENGINEER 119413 0 11385 0 0 0 17305 0 21288 0 169391 0 0 0 MICHAEL JOSEPH MICHAEL JOSEPH IS A TRUSTEE FOR THE FOUNDATION 225684 MICHAEL IS A DIRECTOR AT MCAFEE & TAFT WHICH PROVIDED LEGAL SERVICES FOR THE FOUNDATION AND LEGAL FEES IN THE AMOUNT OF $225,684 WERE PAID. 0 FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION WORKS WITH EXTERNAL TAX PROFESSIONALS TO PREPARE AND FILE THE 990. THE 990 SHALL BE REVIEWED AND APPROVED BY THE AUDIT/FINANCE COMMITTEE ON AN ANNUAL BASIS PRIOR TO FILING IT WITH THE IRS. AN ELECTRONIC COPY OF THE 990 SHALL BE PROVIDED TO THE ENTIRE BOARD PRIOR TO IT BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE FOUNDATION ANNUALLY REVIEWS THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES VILLAREAL AND ASSOCIATES (EXTERNAL CONSULTANT) AND DATA FROM PEER SURVEYS TO HELP DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 2697698 32811182 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 4126397 37781114 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 15196 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION INC 1 CHARITABLE REMAINDER TRUSTS (31) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 1441950 CASH