2021-05-17T17:18:22-05:00 2020-06-30 GRANT THORNTON LLP 2001 MARKET STREET SUITE 700 PHILADELPHIA PA 19103 990PF 2019-07-01 256774871 The Annenberg Foundation Trust at Sunnylands % ED DORAN ANNE 7602022222 37977 Bob Hope Drive Rancho Mirage CA 92270 EDWARD DORAN DIRECTOR-FINANCE 7602022268 2021-05-17 true RUSSLEE ARMSTRONG P00288383 2155614200 2019 2022-09-23 18:48:47Z X 558166741 X 165856 562062 562062 562062 7100361 7100361 7100361 9362173 71699746 9361809 0 391647 241293 150354 150354 2402038 654140 1277033 19742844 17678372 9089810 1040240 28439 28439 1011801 5511415 40743 418751 4919068 1948663 6901 50822 1891856 95286 0 0 96199 93876 0 0 93876 1856382 1289524 1289524 594538 730558 35392 35392 755898 4741377 21575 2459240 2442521 406642 341 408835 49340 5100 50283 1980145 53504 1923755 20913164 1400999 1903448 14188630 0 0 20913164 1400999 1903448 14188630 -1170320 16277373 7186362 2436 3134 3134 47466631 24530722 24530722 178670 192172 192172 362778 305013 305013 4574048 12611172 12611172 293271636 300841490 300841490 23642931 18602253 18602253 71596579 71489673 71489673 173785058 35989330 141096978 137795728 128744752 1159465 846360 846360 583352152 567217717 558166741 1175382 1257469 34144 2267541 1408439 3442923 2700052 X 579909229 564517665 579909229 564517665 583352152 567217717 579909229 -1170320 578738909 14221244 564517665 S.T. PUBLICLY TRADED SECURITIES P 36460521 36972407 -511886 -511886 CAPITAL GAINS DISTRIBUTIONS P 851245 CLASS ACTION SETTLEMENTS P 2341 L.T. PUBLICLY TRADED SECURITIES P 34432234 25412125 9020109 9020109 9361809 -511886 false 16240781 427797506 0.037964 18574153 426989000 0.0435 28304725 411464782 0.06879 17244767 427562573 0.040333 13920963 447297672 0.031122 0.221709 0.044342 429629437 19050628 162774 19213402 15674626 325547 325547 325547 358304 35000 0 393304 67757 67757 false false false 0 0 0 false false true true false true true CA PA true true false false false true www.sunnylands.org ED DORAN 7602022268 37977 BOB HOPE DRIVE Rancho Mirage CA 92270 false false false false true false false false false false false false false false false false false false false false false false Wallis Annenberg 2000 Avenue of the Stars Suite 1000 Los Angeles CA 90067 Trustee 1.0 0 0 0 Lauren A Bon 2000 Avenue of the Stars Suite 1000 Los Angeles CA 90067 Trustee 1.0 0 0 0 Gregory Weingarten 2000 Avenue of the Stars Suite 1000 Los Angeles CA 90067 Trustee 2.0 0 0 0 Charles Weingarten 2000 Avenue of the Stars Suite 1000 Los Angeles CA 90067 Trustee 1.0 0 0 0 Diane Deshong 37977 Bob Hope Drive Rancho Mirage CA 92270 Trustee 2.0 0 0 0 Leonore Deshong 37977 Bob Hope Drive Rancho Mirage CA 92270 Trustee 1.0 0 0 0 Howard Deshong III 37977 Bob Hope Drive Rancho Mirage CA 92270 Trustee 2.0 0 0 0 Elizabeth R Kabler 37977 Bob Hope Drive Rancho Mirage CA 92270 Trustee 2.0 0 0 0 Elizabeth K Sorensen 37977 Bob Hope Drive Rancho Mirage CA 92270 Trustee 2.0 0 0 0 David J Lane 2000 Massachusetts Ave NW Ste 250 washington DC 20036 President 40.0 462008 48359 0 Janice Lyle 37977 Bob Hope Drive Rancho Mirage CA 92270 Center Director 40.0 215930 26305 0 Rebecca Avila 37977 Bob Hope Drive Rancho Mirage CA 92270 COO (END 09/13/19) 40.0 80588 7817 0 Kathleen Doherty 2000 Massachusetts Ave NW Ste 250 washington DC 20036 CSO/CRO (beg 02/10/20) 40.0 119621 399 0 Robert W Caragher 37977 Bob Hope Drive Rancho Mirage CA 92270 CFO/CAO (beg 09/09/19) 40.0 162093 5166 0 MARISA LUZZATTO 2000 MASSACHUSETTS AVE WASHINGTON DC 20036 DIR-OPERATIONS/PRGMS 40.0 149813 17302 0 ROBERT FALLON 2000 MASSACHUSETTS AVE WASHINGTON DC 20036 POLICY DIRECTOR 40.0 148019 21436 0 JEFFREY PHILLIPS 2000 MASSACHUSETTS AVE WASHINGTON DC 20036 POLICY DIRECTOR 40.0 145007 21225 0 EDWARD DORAN 37977 BOB HOPE DRIVE RANCHO MIRAGE CA 92270 DIRECTOR - FINANCE 40.0 145002 17042 0 RODNEY VIGUE 37977 BOB HOPE DRIVE RANCHO MIRAGE CA 92270 DIRECTOR-PROP MGMT 40.0 162604 19365 0 25 Hawthorn Family Wealth 1600 Market Street PHILADELPHIA PA 19103 INV CONSULTING 619248 Landscapes Unlimited 1201 Aries Drive LINCOLN NE 68512 Design/Consulting 279415 Eagle Capital Management 499 Park Avenue 17th Floor NEW YORK NY 10022 Investment Mngt 317707 The Kitchen for Exploring Foods LLC 1434 West Colorado Blvd PASADENA CA 91105 Catering 387491 Acorn Technology Services 1960 Chicago Ave Suite E-9 RIVERSIDE CA 92507 IT Services 227216 12 PUBLIC PROGRAMS & EDUCATION (SEE ATTACHMENT 19) 7965944 RETREATS & OTHER CONVENINGS (SEE ATTACHMENT 19) 6545416 PUBLIC PROGRAMS ON THE OPEN LAND (SEE ATTACHMENT 19) 10374 381344184 42913228 11914605 436172017 0 436172017 6542580 429629437 21481472 X 14188630 0 1485996 0 0 15674626 15674626 2004-09-21 X 6577314 7729765 6602703 5570858 26480640 5590717 6570300 5612298 4735229 22508544 15718437 16240781 18808647 28464071 79231936 15718437 16240781 18808647 28464071 79231936 0 0 0 0 0 0 14320981 14259917 14232967 13715493 56529358 0 0 0 0 NA NA X TOURS, EDUC PROGRAMS 622893 14 562062 14 7100361 18 936731 18 9362173 GIFT SHOP AND CAFE NET SALES 453220 60754 03 80345 9255 DEFERRED EXCISE TAX BENEFIT 900099 0 01 841133 ROYALTIES 900099 0 15 781 MISCELLANEOUS 900099 0 0 500 60754 18883586 632648 19576988 1 THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS ENGAGES IN INCOME-PRODUCING ACTIVITIES THAT CONTRIBUTE IMPORTANTLY TO THE ACCOMPLISHMENT OF ITS EXEMPT PURPOSES. IN ORDER TO FURTHER ITS EDUCATIONAL PURPOSES, THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS CONDUCTS TOURS THAT ARE OPEN TO THE PUBLIC, WHEREBY MEMBERS OF THE PUBLIC LEARN ABOUT SUCH THINGS AS THE HISTORICAL AND ARCHITECTURAL SIGNIFICANCE OF ITS PROPERTY, THE ARTWORK OF THE "ANNENBERG COLLECTION,THE GARDENS AND THE BIRDS LOCATED ON THE GROUNDS. THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS ALSO HAS A GIFT SHOP THAT OFFERS BOOKS AND OTHER EDUCATIONAL ITEMS TO ENHANCE THE PUBLIC'S UNDERSTANDING AND APPRECIATION OF THE VARIOUS EDUCATIONAL ASPECTS OF THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS. IN ORDER FOR VISITORS TO DEVOTE A GREATER PORTION OF THEIR TIME AND ATTENTION TO ITS EDUCATIONAL FACILITIES, THE ANNENBERG FOUNDATION TRUST AT SUNNYLANDS HAS A CAFE THAT IS OPEN TO THE PUBLIC. false false false false false false false false false false X X 1 STAND TOGETHER TRUST 2300 Wilson Blvd Ste 500 Arlington VA 22201 99638 X 2 THE JOHN E FETZER INSTITUTE 9292 West KL Ave Kalamazoo MI 49009 66218 X AUDITING/TAX FEES 93876 93876 Part I, Line 10b: Part I, Line 10b: Cost of Goods Sold: Gift Store $ 153,536 Cafe Sales 87,757 -------- Total $ 241,293 ======== Part I, Line 19: Depreciation expense Buildings and improvements $ 3,959,521 Furniture and equipment 776,047 Leasehold improvements 5,809 ----------- Total $ 4,741,377 =========== Part II, Line 14: Land, building and equipment Book Value Fair Mkt Value Land $ 67,315,000 $ 63,810,000 Buildings and improvements 97,055,254 91,509,279 Furniture and equipment 8,935,535 8,935,535 Leasehold improvements 27,927 27,927 Construction in progress 451,341 451,341 ------------- ------------- Total $ 173,785,058 $ 164,734,082 Accumulated Depreciation $ (35,989,330) (35,989,330) ------------- ------------- Net Land, buildings, and equipment $ 137,795,728 $ 128,744,752 ============= ============= ABBOTT LABORATORIES 20046 20046 ABBVIE INC UNSC 02.900% DUE 11 104908 104908 AERCAP IRELAND CAP/GLOBA SEDOL 66408 66408 AIR PRODUCTS & CHEMICALS CALL 31548 31548 AMAZON.COM INC CALL 06/05/2044 28539 28539 AMERICAN EXPRESS CO CALL 10/05 103995 103995 AMERICAN EXPRESS CREDIT CALL 0 50128 50128 AMERICAN TOWER CORP CALL 12/15 29674 29674 AMERICAN WATER CAPITAL C CALL 66059 66059 ANHEUSER-BUSCH CO/INBEV SER * 17671 17671 ANHEUSER-BUSCH CO/INBEV SER * 48948 48948 AT&T INC CALL 04/30/2022 @ 100 130539 130539 AT&T INC CALL 09/01/2036 UNSC 68005 68005 AXA EQUITABLE HOLDINGS I CALL 22484 22484 BALTIMORE GAS & ELECTRIC CALL 69181 69181 BANK OF AMERICA CORP SR UNSEC 176941 176941 BANK OF NOVA SCOTIA SEDOL BJJP 65045 65045 BECTON DICKINSON CO DEB 07.000 62664 62664 BIOGEN INC CALL 11/01/2049 UNS 33700 33700 BPCE SA SEDOL ISIN US05578DAG7 66497 66497 BROADRIDGE FINANCIAL SOL CALL 77350 77350 CAMPBELL SOUP CO CALL 10/24/20 30567 30567 CATERPILLAR FINL SERVICE SER M 130195 130195 CITIGROUP INC SR UNSEC CALL 04 79861 79861 CITIGROUP INC SR UNSEC CALL 11 152958 152958 CNH INDUSTRIAL CAP LLC COGT 04 47948 47948 COCA-COLA CO/THE CALL 12/01/20 85902 85902 COMCAST CORP CO GUARNT 06.950% 69939 69939 COMMONSPIRIT HEALTH CALL 04/01 69050 69050 CONAGRA BRANDS INC CALL 05/01/ 39231 39231 CONSOLIDATED EDISON CO O SER C 100730 100730 CVS HEALTH CORP SER 7YR CALL 0 52675 52675 DISCOVERY COMMUNICATIONS CALL 35507 35507 DOLLAR TREE INC CALL 02/15/202 69648 69648 DOWDUPONT INC UNSC 03.766% DUE 98106 98106 DUPONT DE NEMOURS INC UNSC 02. 66270 66270 EQUINIX INC CALL 08/18/2029 UN 43502 43502 ESSENTIAL UTILITIES INC CALL 1 15637 15637 ESTEE LAUDER CO INC CALL 06/01 71424 71424 GENERAL MOTORS CO CALL 09/01/2 50566 50566 GENERAL MOTORS FINL CO CALL 10 9936 9936 GLOBAL PAYMENTS INC CALL 02/15 41974 41974 GOLDMAN SACHS GROUP 02.876% DU 128153 128153 GOLDMAN SACHS GROUP INC SUB NT 87352 87352 HARRIS CORPORATION CALL 01/27/ 72544 72544 HERSHEY COMPANY CALL 03/01/203 45963 45963 HOWARD UNIVERSITY SER 2020 UNS 35214 35214 HSBC HOLDING PLC ISIN US404280 158730 158730 IBM CORP UNSC 03.000% DUE 05/1 37902 37902 IBM CREDIT CORP UNSC 02.650% D 126800 126800 IDEX CORP CALL 02/01/2030 UNSC 31305 31305 INGREDION INC CALL 12/01/2049 34313 34313 JOHN DEERE CAPITAL CORP SER MT 115329 115329 JOHNSON CONTROLS INTL PL SEDOL 49035 49035 JP MORGAN CHASE & CO SUB CALL 26515 26515 JPMORGAN CHASE & CO CALL 01/15 155321 155321 KELLOGG CO CALL 03/01/2030 UNS 30388 30388 KEURIG DR PEPPER INC COGT 03.5 51390 51390 KEYSIGHT TECHNOLOGIES CALL 07/ 37867 37867 KIMBERLY-CLARK CORP CALL 08/07 43440 43440 KLA-TENCOR CORP CALL 09/15/204 45666 45666 KRAFT HEINZ FOODS CO CALL 12/0 63901 63901 KROGER CO CALL 07/15/2049 UNSC 17190 17190 KROGER CO/THE CALL 05/01/2023 21707 21707 LAM RESEARCH CORP CALL 03/15/2 40886 40886 LOCKHEED MARTIN CORP SR UNSEC 65851 65851 LOWE'S COS INC CALL 06/15/2024 54428 54428 MAGNA INTERNATIONAL INC SEDOL 30680 30680 MANULIFE FINANCIAL CORP SUB CA 79481 79481 MATSON NAVIGATION CO US GOVT G 26811 26811 MCCORMICK & CO CALL 01/15/2030 36511 36511 MCDONALD'S CORP NOTES 02.625% 103359 103359 MCDONALDS CORP SR UNSEC 06.300 21767 21767 MONDELEZ INTERNATIONAL CALL 04 35774 35774 MOODYS CORPORATION CALL 11/20/ 37536 37536 MORGAN STANLEY SER MTN UNSC 03 27558 27558 MORGAN STANLEY SERIES GMTN CAL 23829 23829 MORGAN STANLEY SUB 05.000% DUE 17519 17519 MORGAN STANLEY UNSC 02.500% DU 152511 152511 NATIONAL RURAL UTIL COOP SER M 71511 71511 NBD BANK NA MICHIGAN SUBORDINA 63251 63251 NEXTERA ENERGY CAPITAL COGT 02 52045 52045 NORTHWELL HEALTHCARE INC CALL 71098 71098 NUCOR CORP CALL 05/01/2025 UNS 25889 25889 NVENT FINANCE SARL SEDOL ISIN 32092 32092 OLD REPUBLIC INTL CORP CALL 09 59483 59483 ORACLE CORP CALL 08/01/2021 @ 101709 101709 OSHKOSH CORP CALL 02/15/2028 U 32817 32817 OVERSEAS PRIVATE INV COR GOVT 108483 108483 PAYPAL HOLDINGS INC CALL 03/01 31333 31333 PENTAIR FINANCE SARL SEDOL 2GX 32777 32777 PRECISION CASTPARTS CORP CALL 69955 69955 RABOBANK NEDERLAND ISIN US2168 63481 63481 RALPH LAUREN CORP UNSC 01.700% 50828 50828 ROCKWELL AUTOMATION CALL 09/01 63024 63024 ROYAL BANK OF CANADA SEDOL ISI 71018 71018 SOUTHERN CO CALL 06/01/2021 @ 101700 101700 SPIRIT AEROSYSTEMS INC CALL 03 16150 16150 SUNTRUST BANKS INC CALL 03/01/ 45431 45431 SVENSKA HANDELSBANKEN AB SEDOL 66518 66518 TIME WARNER ENTMT CO SR DEB 08 64447 64447 TORONTO-DOMINION BANK SER MTN 154002 154002 TOYOTA MOTOR CREDIT CORP SER M 126414 126414 UNITED TECHNOLOGIES CORP UNSC 48392 48392 US BANCORP SER MTN CALL 06/15/ 73362 73362 US GOVT GUARANTEED SHIP FINANC 72797 72797 VENTAS REALTY LP CALL 10/15/20 75123 75123 VERISK ANALYTICS INC CALL 11/1 16982 16982 VERISK ANALYTICS INC UNSC 05.5 41144 41144 VERIZON COMMUNICATIONS UNSC 04 24734 24734 VF CORP UNSC 02.050% DUE 04/23 102410 102410 VULCAN MATERIALS CO CALL 12/15 39069 39069 WALT DISNEY COMPANY/THE CALL 1 43687 43687 WASTE MANAGEMENT INC CALL 09/0 41424 41424 WEC ENERGY GROUP INC UNSC 03.3 102800 102800 WELLS FARGO & COMPANY CALL 01/ 155432 155432 WESTPAC BANKING CORPORATION SE 76217 76217 WRKCO INC CALL 06/15/2027 COGT 59162 59162 XYLEM INC CALL 10/30/2030 UNSC 35220 35220 FEDERAL HOME LOAN MTG CORP GOL 63558 63558 FEDERAL HOME LOAN MTG CORP GOL 65449 65449 FEDERAL HOME LOAN MTG CORP GOL 76550 76550 FEDERAL HOME LOAN MTG CORP POO 69392 69392 FEDERAL HOME LOAN MTG CORP SER 58613 58613 FEDERAL HOME LOAN MTG CORP SER 41413 41413 FEDERAL NATL MTG ASSN POOL # M 64878 64878 FEDERAL NATL MTG ASSN POOL AB3 55197 55197 FEDERAL NATL MTG ASSN POOL AE1 72657 72657 FEDERAL NATL MTG ASSN POOL AI5 149598 149598 FEDERAL NATL MTG ASSN POOL AN6 99775 99775 FEDERAL NATL MTG ASSN POOL AS7 51914 51914 FEDERAL NATL MTG ASSN POOL AS8 75279 75279 FEDERAL NATL MTG ASSN POOL AS8 77890 77890 FEDERAL NATL MTG ASSN POOL BC4 73822 73822 FEDERAL NATL MTG ASSN POOL BE1 70726 70726 FEDERAL NATL MTG ASSN POOL BM5 62749 62749 FEDERAL NATL MTG ASSN POOL BM5 65879 65879 FEDERAL NATL MTG ASSN POOL FM2 59116 59116 FEDERAL NATL MTG ASSN POOL FM2 80955 80955 FEDERAL NATL MTG ASSN POOL FM2 148178 148178 FEDERAL NATL MTG ASSN POOL FM2 165605 165605 FEDERAL NATL MTG ASSN POOL MA1 55845 55845 FEDERAL NATL MTG ASSN POOL MA3 68739 68739 FEDERAL NATL MTG ASSN POOL MA3 82144 82144 FEDERAL NATL MTG ASSN POOL MA3 53781 53781 GOVT NATL MTG ASSN POOL #M7848 59551 59551 SMALL BUSINESS ADMIN SERIES 20 82238 82238 SMALL BUSINESS ADMINISTRATION 79784 79784 SMALL BUSINESS ADMINISTRATION 62921 62921 SMALL BUSINESS ADMINISTRATION 9606 9606 SMALL BUSINESS ADMINISTRATION 66446 66446 SMALL BUSINESS ADMINISTRATION 86268 86268 SMALL BUSINESS ADMINISTRATION 90193 90193 SMALL BUSINESS ADMINISTRATION 86246 86246 SMALL BUSINESS ADMINISTRATION 94357 94357 SMALL BUSINESS ADMINISTRATION 96539 96539 SMALL BUSINESS ADMINISTRATION 102659 102659 SMALL BUSINESS ADMINISTRATION 105690 105690 SMALL BUSINESS ADMINISTRATION 76990 76990 SMALL BUSINESS ADMINISTRATION 103745 103745 FEDERAL NATL MTG ASSN POOL AI5 127097 127097 FEDERAL NATL MTG ASSN POOL FM2 129059 129059 FEDERAL NATL MTG ASSN POOL FM2 140513 140513 AT&T INC CALL 04/30/2022 @ 100 109653 109653 ABBVIE INC UNSC 02.900% DUE 11 89172 89172 AMERICAN EXPRESS CO CALL 10/05 88396 88396 AMERICAN EXPRESS CREDIT CALL 0 45115 45115 BANK OF AMERICA CORP SR UNSEC 151664 151664 CVS HEALTH CORP SER 7YR CALL 0 47407 47407 CATERPILLAR FINL SERVICE SER M 109364 109364 CITIGROUP INC SR UNSEC CALL 11 132564 132564 CONSOLIDATED EDISON CO O SER C 85621 85621 JOHN DEERE CAPITAL CORP SER MT 95272 95272 DOWDUPONT INC UNSC 03.766% DUE 82935 82935 GOLDMAN SACHS GROUP 02.876% DU 107648 107648 HSBC HOLDING PLC ISIN US404280 137566 137566 IBM CREDIT CORP UNSC 02.650% D 106512 106512 JPMORGAN CHASE & CO CALL 01/15 134611 134611 KEURIG DR PEPPER INC COGT 03.5 46251 46251 MCDONALD'S CORP NOTES 02.625% 87855 87855 MORGAN STANLEY UNSC 02.500% DU 132176 132176 NEXTERA ENERGY CAPITAL COGT 02 41636 41636 ORACLE CORP CALL 08/01/2021 @ 86453 86453 RALPH LAUREN CORP UNSC 01.700% 45745 45745 SOUTHERN CO CALL 06/01/2021 @ 86445 86445 TORONTO-DOMINION BANK SER MTN 129163 129163 TOYOTA MOTOR CREDIT CORP SER M 106188 106188 VF CORP UNSC 02.050% DUE 04/23 87049 87049 WEC ENERGY GROUP INC UNSC 03.3 87380 87380 WELLS FARGO & COMPANY CALL 01/ 134707 134707 AHOLD LEASE SERIES 2001 SETP C 28323 28323 AMERICAN EXPRESS CREDIT ACCOUN 148351 148351 AMERICREDIT AUTOMOBILE RECEIVA 102046 102046 BANK OF AMERICA CREDIT CARD TR 101526 101526 BARCLAYS DRYROCK ISSUANCE TRUS 102449 102449 BMW VEHICLE OWNER TRUST SERIES 115649 115649 CAPITAL ONE MULTI-ASSET EXECUT 131885 131885 CITIBANK CREDIT CARD ISSUANCE 147088 147088 CITIGROUP COMMERCIAL MORTGAGE 96188 96188 CNH EQUIPMENT TRUST SERIES 202 65600 65600 COMM MORTGAGE TRUST SERIES 201 79068 79068 COMMERICAL MTG PASS THROUGH SE 70087 70087 CROWLEY CONRO LLC GOVT 04.181% 29534 29534 CVS PASS THROUGH TRUST PASS TH 16519 16519 DURRAH MSN 35603 SEDOL ISIN US 42439 42439 ENTERGY LOUISIANA INVESTMENT R 28378 28378 FORD CREDIT AUTO OWNER TRUST S 106234 106234 GM FINANCIAL AUTOMOBILE LEASIN 76104 76104 GM FINANCIAL SECURITIZED TERM 149969 149969 HELIOS LEASING I LLC US GOVT G 38259 38259 HNA 2015 LLC GOVT 02.291% DUE 49335 49335 HONDA AUTO RECEIVABLES OWNER T 135686 135686 HYUNDAI AUTO RECEIVABLES TRUST 123029 123029 JOHN DEERE OWNER TRUST SERIES 45381 45381 JOHN SEVIER COMB CYCLE SECURED 94503 94503 JP MORGAN CHASE COMMERCIAL MOR 77047 77047 MASSACHUSETTS EDUCATIONAL FINA 131049 131049 MORGAN STANLEY BAML TRUST SERI 96717 96717 OVERSEAS PRIVATE INVESTMENT SE 100966 100966 PREMIER AIRCRAFT LEASING US GV 73534 73534 PUBLIC SERVICE NEW HAMPSHIRE F 113070 113070 SYNCHRONY CARD ISSUANCE TRUST 102964 102964 TOYOTA AUTO RECEIVABLES OWNER 50933 50933 UBS BARCLAYS COMMERCIAL MORTGA 77163 77163 VERIZON OWNER TRUST SERIES 201 77308 77308 VOLKSWAGEN AUTO LOAN ENHANCED 137487 137487 WF-RBS COMMERCIAL MORTGAGE TRU 102531 102531 WF-RBS COMMERCIAL MORTGAGE TRU 52910 52910 WF-RBS COMMERICAL MTG TR SERIE 77312 77312 GOVERNMENT NATIONAL MORTGAGE A 16066 16066 GOVERNMENT NATIONAL MORTGAGE A 34834 34834 GOVERNMENT NATIONAL MORTGAGE A 63798 63798 GOVERNMENT NATIONAL MORTGAGE A 85945 85945 GOVERNMENT NATIONAL MORTGAGE A 51099 51099 GOVERNMENT NATIONAL MORTGAGE A 80354 80354 GOVERNMENT NATIONAL MORTGAGE A 90688 90688 AMERICAN EXPRESS CREDIT ACCOUN 127889 127889 BANK OF AMERICA CREDIT CARD TR 101526 101526 BMW VEHICLE OWNER TRUST SERIES 97579 97579 CAPITAL ONE MULTI-ASSET EXECUT 116668 116668 CITIBANK CREDIT CARD ISSUANCE 126800 126800 FORD CREDIT AUTO OWNER TRUST S 90798 90798 GM FINANCIAL SECURITIZED TERM 124974 124974 HONDA AUTO RECEIVABLES OWNER T 113801 113801 HYUNDAI AUTO RECEIVABLES TRUST 107650 107650 VOLKSWAGEN AUTO LOAN ENHANCED 117118 117118 ABB LTD SPONSORED ADR 327774 327774 ADIDAS AG SPONSORED ADR 438494 438494 ADOBE INC 717391 717391 ADVANCED ENERGY INDS INC 154493 154493 AERCAP HOLDINGS NV ISIN NL0000 384230 384230 AIA GROUP LTD SPONSORED ADR 737528 737528 AIRBUS SE ADR 345219 345219 ALBANY INTERNATIONAL CORP CL A 223509 223509 ALCON INC SEDOL BJXBP41 ISIN C 381063 381063 ALIBABA GROUP HOLDING LTD ADR 1026732 1026732 ALLEGION PLC SEDOL BFRT3W7 ISI 373512 373512 ALLIANZ SE - UNSP ADR SEDOL BJ 268278 268278 ALPHABET INC/CA-CL A 77993 77993 ALPHABET INC/CA-CL C 3771511 3771511 ALTRA INDUSTRIAL MOTION CORP 189981 189981 AMAZON COM INC 3478872 3478872 AMERICAN EQUITY INVT LIFE HLDG 146753 146753 AMERIPRISE FINANCIAL INC 404358 404358 AMGEN INC 554979 554979 ANSYS INC 673313 673313 ANTHEM INC 819183 819183 AON PLC/IRELAND-A SEDOL BLP1HW 1907703 1907703 ASML HOLDING NV-NY SEDOL B908F 1102250 1102250 ASTRAZENECA PLC SPONS ADR 822440 822440 ATLASSIAN CORP PLC-CLASS A SED 289333 289333 BANCO SANTANDER S A ADR 181671 181671 BANK OF AMERICA CORP 190760 190760 BAYER A G SPONSORED ADR 772730 772730 BERKSHIRE HATHAWAY INC CLASS B 2209061 2209061 BOK FINL CORP NEW 135512 135512 BP PLC SPONSORED ADR 192227 192227 CABOT CORP 181804 181804 CABOT MICROELECTRONICS CORP 402852 402852 CABOT OIL & GAS CORP COM 355231 355231 CAPITAL ONE FINANCIAL CORP 241723 241723 CASELLA WASTE SYS INC 384750 384750 CATALENT INC 486052 486052 CHINA MOBILE LTD SPON ADR 235345 235345 CHUBB LTD SEDOL B3BQMF6 ISIN C 291732 291732 CITIGROUP INC 1622016 1622016 CK HUTCHISON HOLDIN-UNSP ADR A 267534 267534 COCA COLA CO 403997 403997 COHERENT INC 164380 164380 COMCAST CORPORATION CL A 2641636 2641636 COMMERCE BANCSHARES INC 241746 241746 COMPAGNIE DE SAINT-UNSP ADR AD 325534 325534 CONTINENTAL AG SPONSORED ADR 300193 300193 CORE LABORATORIES N V 55880 55880 CORPORATE OFFICE PPTYS TR REIT 238677 238677 CORTEVA INC-W/I 389580 389580 CULLEN FROST BANKERS INC 174074 174074 DAIFUKU CO LTD - UNSP ADR ADR 997066 997066 DANAHER CORP 720759 720759 DARLING INGREDIENTS INC 322596 322596 DEUTSCHE TELEKOM AG SPONSORED 89300 89300 DISH NETWORK CORP CL A 431720 431720 DISNEY WALT CO 1213006 1213006 DMC GLOBAL INC 85505 85505 EAST WEST BANCORP INC 183592 183592 EATON VANCE CORP COM NON VTG 108620 108620 ELANCO ANIMAL HEALTH INC 341849 341849 EMERGENT BIOSOLUTIONS INC 468707 468707 ENEL SPA ADR 316182 316182 ENERSYS 238914 238914 ENI S P A SPONSORED ADR 181446 181446 ENTEGRIS INC 426991 426991 ENTERPRISE FINANCIAL SERVICE 136835 136835 EQUITY LIFESTYLE PROPERTIES RE 209870 209870 FACEBOOK INC 2083821 2083821 FIRST CASH INC 275723 275723 FIRST MERCHANTS CORP 187007 187007 FLIR SYSTEM INC 180780 180780 FORM FACTOR INC 363839 363839 FRANKLIN ELECTRIC INC 300204 300204 FUJI FILM HOLDINGS CORP - ADR 251942 251942 GATX CORP 196234 196234 GENERAL DYNAMICS CORP 295931 295931 GENERAL ELECTRIC CO 1454046 1454046 GENERAL MOTORS CO 738760 738760 GENMAB A/S -SP ADR ADR SEDOL B 606631 606631 GLAXO SMITHKLINE ADR 285367 285367 GOLDMAN SACHS GROUP INC 1783718 1783718 HEARTLAND FINL USA INC 118913 118913 HEXCEL CORP 146377 146377 HEXCEL CORP 265758 265758 HILTON WORLDWIDE HLDGS - W/I 1010599 1010599 HONDA MOTOR CO LTD AMERICAN SH 282540 282540 HONEYWELL INTL INC 338196 338196 HORACE MANN EDUCATORS CORP NEW 134579 134579 HOULIHAN LOKEY INC 319763 319763 ICICI BANK LTD SPON ADR 524421 524421 INFINEON TECHNOLOGIES ADR 455859 455859 ISUZU MTRS LTD ADR 66187 66187 JOHNSON CTLS INTL PLC SEDOL BY 322521 322521 JPMORGAN CHASE & CO 324883 324883 KINGFISHER PLC SPONSORED ADR 214771 214771 KONINKLIJKE AHOLD DELHAIZE ADR 62826 62826 KONINKLIJKE PHILLIPS NV SPON A 493225 493225 KYOCERA CORP SPON ADR 244349 244349 LENNAR CORP CLASS A 411622 411622 LENNAR CORP CLASS B 6130 6130 LIBERTY BROADBAND-C 1263152 1263152 LIBERTY GLOBAL PLC SERIES C SE 422672 422672 LIBERTY TRIPADVISOR HDG-A I 20459 20459 LITTELFUSE INC 244001 244001 LLOYDS BANKING GROUP PLC 207972 207972 LVMH MOET HENNESSY LOUIS ADR 878110 878110 LYONDELLBASELL INDUSTRIES N.V. 521291 521291 MANTECH INTL CORP CL A 271974 271974 MARRIOTT INTERNATIONAL INC CL 1693339 1693339 MARTIN MARIETTA MATLS INC 345178 345178 MEDTRONIC PLC SEDOL BTN1Y11 IS 380280 380280 MELCO RESORTS ENTERTAIN LTD AD 676517 676517 MERITAGE HOMES CORPORATION 229197 229197 MICROCHIP TECHNOLOGY INC 534343 534343 MICROSOFT CORP 4181927 4181927 MICROSOFT CORP 727548 727548 MITSUBISHI ELEC CORP UNSPON AD 278882 278882 MITSUBISHI UFJ FINL GRP ADR 140647 140647 MOLINA HEALTHCARE INC 297761 297761 MONOLITHIC POWER SYSTEMS INC 486324 486324 MOOG INC CLASS A 117457 117457 MORGAN STANLEY 1019130 1019130 MURATA MFG CO LTD ADR UNSPON A 870357 870357 MYRIAD GENETICS INC 100824 100824 NETFLIX INC 1246355 1246355 NIDEC CORPORATION SPON ADR 821975 821975 NIPPON TELEG & TEL CORP SPONSO 221779 221779 NOVARTIS AG SPONSORED ADR 341936 341936 NOVARTIS AG SPONSORED ADR 216778 216778 OSHKOSH CORPORATION CLASS B 368843 368843 PARKER HANNIFIN CORP 403377 403377 PAYPAL HOLDINGS INC-W/I 644128 644128 PEBBLEBROOK HOTEL TRUST 167116 167116 PHILLIPS 66 271782 271782 PIONEER NAT RES CO 147039 147039 PRYSMIAN SPA-UNSPONSOREE ADR A 519769 519769 PUMA SE - UNSPONSORED ADR ADR 449625 449625 QBE INSURANCE GROUP-SPN ADR AD 140701 140701 QUALCOMM 376789 376789 RAYMOND JAMES FINANCIAL INC 176687 176687 REINSURANCE GROUP OF AMERICA 153507 153507 ROYAL DUTCH SHELL PLC ADR B 263088 263088 RPM INTERNATIONAL INC 364191 364191 RYDER SYSTEM INC 143401 143401 SABRE CORP 147820 147820 SAFRAN SA UNSPON ADR 389340 389340 SANMINA CORP 249398 249398 SANOFI SPONSORED ADR 345557 345557 SAP SE SPONSORED ADR 931000 931000 SINGAPORE TELECOMMUNICATION AD 123091 123091 SONY CORP AMERICAN SHARE NEW S 450451 450451 SONY CORP AMERICAN SHARE NEW S 124918 124918 SOUTH STATE CORP 131971 131971 SSE PLC SPN ADR 317205 317205 STAG INDUSTRIES INC 247959 247959 STEELCASE INC CL A 219094 219094 STIFEL FINL CORP 139729 139729 SUN CMNTYS INC 204877 204877 TAIWAN SEMICONDUCTOR MTG CO AD 311497 311497 TAKEDA PHARMACEUTIC SPON ADR 306980 306980 TELEDYNE TECHNOLOGIES INC 453676 453676 TELIA COMPANY AB 246748 246748 TENCENT HOLDINGS LTD UNSPON AD 1006080 1006080 TESCO PLC SPON ADR 275703 275703 THE A2 MILK CO LTD-UNSP ADR AD 585148 585148 THE SCOTTS MIRACLE-GRO COMPANY 308340 308340 TIMKEN CO 229679 229679 TOKIO MARINE HOLDINGS ADR 259806 259806 TRIPADVISOR INC CLASS I 222151 222151 TRUSTMARK CORP 125984 125984 TWITTER INC 278239 278239 TYSON FOODS INC CLASS A 269053 269053 UNITED BANKSHARES INC W VIRGIN 133155 133155 UNITED FIRE GROUP INC 108568 108568 UNITED OVERSEAS BK LTD SPONSOR 201982 201982 UNITEDHEALTH GROUP INC 1401013 1401013 WABTEC CORP 362000 362000 WALGREENS BOOTS ALLIANCE INC 175495 175495 WELLS FARGO & COMPANY 1072589 1072589 WH GROUP LTD - SPON ADR SEDOL 197855 197855 WOLVERINE WORLD WIDE INC 173932 173932 WOODWARD INC 157194 157194 WPP PLC ADR 147364 147364 WUXI BIOLOGICS CAYMAN - ADR SE 724585 724585 XYLEM INC 289007 289007 ZURICH INS GROUP LTD ADR 118403 118403 GLOBAL X FINTECH THEMATIC ET E 1840953 1840953 GLOBAL X GENOMICS & BIOTEC ETF 534702 534702 GLOBAL X INTERNET OF THINGS ET 1897395 1897395 GLOBAL X LITHIUM & BATTERY TEC 1558224 1558224 GLOBAL X ROBOTICS & ARTIFI ETF 1850760 1850760 GLOBAL X SOCIAL MEDIA INDEX ET 1547871 1547871 INVESCO WATER RESOURCES ETF 1466283 1466283 ISHARES EDGE MSCI MIN VOL USA 10378098 10378098 ISHARES RUSSELL 1000 GROWTH ET 21412023 21412023 ISHARES RUSSELL 2000 GROWTH ET 7240450 7240450 SPDR MIDCAP TRUST SERIES 1 ETF 22065320 22065320 BARCLAYS RTY PHOENIX AUTOCALLA 4803000 4803000 GOLDMAN SACHS RLV NOTE 150% PA 7327275 7327275 JP MORGAN BASKET NOTE 204% PAR 4815000 4815000 JP MORGAN SPX DRAWDOWN NOTE 6. 10667000 10667000 SOCGEN INTERNATIONAL NOTE 170% 6216000 6216000 BLACKROCK EVENT DRIVEN EQ-IS 8990760 8990760 BLACKROCK STRATEGIC INCOME OPP 21688113 21688113 DODGE & COX INTERNATIONAL STOC 13056862 13056862 DOUBLELINE TOTAL RETURN BOND F 11103633 11103633 HARDING LOEVNER INTER S/C-IS 7293363 7293363 LAZARD GLOBAL LISTED INFRASTRU 7247516 7247516 VANGUARD INSTL INDEX FD SH BEN 34403976 34403976 12611172 12611172 YORK CREDIT OPPORTUNITIES UNIT 2103198 2103198 YORK CREDIT OPPORTUNITIES UNIT 2283167 2283167 BLACKSTONE MARKET OPPORTUNITIE 49502 49502 BLACKSTONE MARKET OPPORTUNITIE 1646 1646 BLACKSTONE PARTNERS OFFSHORE F 17955119 17955119 BMOF I LTD 111557 111557 HUDSON BAY INTERNATIONAL FUND 6931485 6931485 HUDSON BAY INTERNATIONAL FUND 6649469 6649469 HUDSON BAY INTERNATIONAL FUND 5808288 5808288 PERSISTENT EDGE ASIA PARTNERS 11720449 11720449 TITAN MASTER INTERNATIONAL FUN 7235056 7235056 HAMILTON LANE MARKET STREET OP 5580181 5580181 STAR MOUNTAIN DIVERSIFIED CRED 929661 929661 STAR MOUNTAIN DIVERSIFIED SMAL 4130895 4130895 TAX/REGULATORY/REAL ESTATE 20552 20552 GENERAL COUNSEL, TRUST LAW 55566 56479 LAND USE 3975 3975 GENERAL COUNSEL, EMPLOYMENT 12074 12074 EMPLOYMENT 3119 3119 ACCRUED INTEREST AND DIV 645644 478096 478096 OTHER RECEIVABLES 490366 298576 298576 COPYRIGHTS & TRADEMARKS 23455 69688 69688 NET UNREALIZED GAINS/LOSSES-INVESTMENTS 14221244 STATIONARY, SUPPLIES & POSTAGE 196784 3749 193035 ADVERTISING & PROMOTION 86431 86431 EMPLOYEE TRAINING & RECRUITING 63074 65485 MEMBERSHIPS & SUBSCRIPTIONS 54522 54522 PROGRAM & SPECIAL EVENTS 819546 819688 COMPUTER EQUIPMENT & SOFTWARE 89431 89431 EQUIPMENT 105968 105968 INSURANCE 409457 409457 LICENSES & PERMITS 5372 5372 GENERAL & ADMIN MISCELLANEOUS 149560 49755 94366 Miscellaneous 500 500 500 Tours, educational programs 622893 0 622893 Royalties 781 781 781 STAR MTN DIV SM BUS DISTRB/SUBPART F 789268 563052 563052 STAR MTN DIV CRD INC DISTRB/SUBPART F 147463 0 0 HAMILTON LN MKT OFFSHR DISTRB/SUBPART F 0 89807 89807 DEFERRED EXCISE TAX BENEFIT 841133 0 0 DEFERRED TAX LIABILITY 2147896 1306764 ADMINISTRATIVE SVCS AGRMT LIAB 119645 101675 TEMPORARY STAFFING 7872 7872 INVESTMENT MANAGEMENT 1289524 1289524 1289524 IT & SECURITY CONSULTANTS 327599 327599 CONSULTANTS/PROGRAM MGMT SVCS 231387 259067 GIFT STORE 223264 123409 99855 CAFE SALES 168102 117884 50218 CONSIGNMENT SALES 281 281 FOREIGN TAX 35392 35392 35392 SALES AND USE TAX 2172 2281 CEMETERY ENDOWMENT TAX 800 PERSONAL PROPERTY TAXES 549 549 REAL ESTATE TAXES 361643 361643 OTHER TAXES 1425 1425 EXCISE TAX 328577 390000