2021-06-01T12:52:35-05:00 2020-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2020-01-01 814819533 HALCYON HOUSE HALC 2027964240 3400 PROSPECT STREET NW WASHINGTON DC 20007 KATE GOODALL CHIEF EXECUTIVE OFFICER 2027964240 2021-06-01 1 KATE GOODALL XXX-XX-XXXX FRANK H SMITH P00639053 2022274000 2021-05-26 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z KATE GOODALL 3400 PROSPECT STREET NW WASHINGTON DC 20007 3247981 0 X HALCYONHOUSE.ORG X 2017 DC HALCYON LIFTS UP INNOVATORS AND CREATORS WHO SEEK TO MAKE THE WORLD A BETTER PLACE. 10 10 19 53 0 0 3140404 2873974 239258 225536 0 0 -5401 43008 3374261 3142518 270589 388370 0 0 1333838 1546384 0 0 33325 1427759 806520 3032186 2741274 342075 401244 675389 1090938 306017 329093 369372 761845 X HALCYON LIFTS UP INNOVATORS AND CREATORS WHO SEEK TO MAKE THE WORLD A BETTER PLACE, GIVING THEM THE TOOLS AND OPPORTUNITIES THEY NEED TO BRING THEIR IDEAS TO LIFE. 0 0 1267576 257364 97037 SOCIAL ENTERPRISE - THE HALCYON INCUBATOR IS COMMITTED TO SOLVING 21ST-CENTURY CHALLENGES THROUGHOUT THE NATION AND THE WORLD. BY HELPING SOCIAL ENTREPRENEURS TRANSFORM AUDACIOUS IDEAS INTO SCALABLE AND SUSTAINABLE VENTURES, THE HALCYON INCUBATOR ACTS AS A CATALYST FOR MEASURABLE SOCIAL OUTCOMES. DURING THIS 18-MONTH FELLOWSHIP, FELLOWS RECEIVE FREE RESIDENCY AND WORKSPACE, MENTORSHIP AND LEADERSHIP COACHING, ROBUST SUPPORT FROM BUSINESS CONSULTANTS, AND A LIVING STIPEND TO DEVELOP THEIR ENTREPRENEURIAL VISION INTO REALITY. SINCE INCEPTION, THE SOCIAL ENTERPRISE PROGRAM HAS MADE THE FOLLOWING IMPACT THROUGH THE HALCYON INCUBATOR: - 111 SOCIAL ENTERPRISE VENTURES SUPPORTED- 156M+ RAISED BY HALCYON INCUBATOR VENTURES- 59% VENTURES WITH A WOMAN FOUNDER OR CO-FOUNDER- 1,802 JOBS CREATED BY HALCYON INCUBATOR VENTURES- 69% VENTURES WITH A FOUNDER OF COLOR- 2.635M LIVES IMPACTED GLOBALLY THROUGH INCUBATOR VENTURES. 601094 117916 52826 HALCYON ARTS LAB - HALCYON ARTS LAB IS A FULLY-FUNDED RESIDENTIAL FELLOWSHIP FOR SOCIALLY-DRIVEN ARTISTS IN WASHINGTON, DC. EIGHT EMERGING ARTISTS WORKING IN DIVERSE DISCIPLINES FROM CHOREOGRAPHY TO SPOKEN WORD TO VISUAL ARTS ARE OFFERED RESIDENCY, STUDIO SPACE, FINANCIAL STIPEND AND PROFESSIONAL DEVELOPMENT. IN 2020, A SHIFT TO TWO 5-MONTH COHORTS WILL ALLOW FOR MORE ARTISTS TO PARTICIPATE IN THE PROGRAM ON AN ANNUAL BASIS. OVER THE COURSE OF RESIDENCY ARTISTS ENGAGE WITH LOCAL CURATORS, ACTIVISTS, ARTISTS AND PRACTITIONERS TO ADVANCE THEIR PRACTICES AND TACKLE ISSUES INCLUDING ECONOMIC INEQUALITY, SYSTEMIC RACISM, SOCIO-POLITICAL UPHEAVAL, INDIGENOUS INCARCERATION, AND OTHER CONTEMPORARY SOCIAL JUSTICE ISSUES. 234695 5646 HALCYON AWARDS THE HALCYON AWARDS WAS HELD VIRTUALLY IN 2020 DUE TO THE PANDEMIC. SINCE IT WAS CHANGED TO AN ONLINE FORMAT, THE EVENT WAS REDESIGNED TO BE HALCYON HOMECOMING WHICH FOCUSED ON TELLING THE STORIES OF HALCYON'S FELLOWS WHILE FUNDRAISING FOR HALCYON'S PROGRAMS.THE HALCYON AWARDS WILL RESUME IN-PERSON AND IN ITS ORIGINAL FORMAT HONORING THREE AWARDEES: ARTS INNOVATOR AWARD SPOTLIGHTING AN INNOVATOR OF ARTISTIC AND SOCIAL IMPACT, BUSINESS LUMINARY AWARD HONORING A GLOBAL PIONEER IN SOCIAL ENTERPRISE AND POLICY VISIONARY AWARD CELEBRATING INNOVATORS IN PUBLIC POLICY. 179781 5388 FESTIVAL 72817 1752 75673 OTHER PROGRAMS 12640 304 HALCYON DIALOGUE 265238 7444 75673 2368603 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 0 1 78 0 1 19 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 10 10 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC X X KATE GOODALL 2027964240 3400 PROSPECT STREET NW WASHINGTON DC 20007 KATE GOODALL CHIEF EXECUTIVE OFFICER 40.00 X 192185 0 12483 JOSH MANDELL CHIEF OPERATING OFFICER 40.00 X 116247 0 4337 RYAN ROSS CHIEF INNOVATION OFFICER 40.00 X 105876 0 12031 NICOLE WEISSMAN DIRECTOR OF COMMUNICATIONS 40.00 X 104218 0 4323 SACHIKO KUNO PHD PRESIDENT AND CHAIR 1.00 X X 0 0 0 TERESA CARLSON BOARD MEMBER 1.00 X 0 0 0 MICHELLE DIFEBO FREEMAN BOARD MEMBER 1.00 X 0 0 0 W MATTHEW KELLY BOARD MEMBER 1.00 X 0 0 0 PATRICE KING BRICKMAN BOARD MEMBER 1.00 X 0 0 0 FRANK LAPRADE BOARD MEMBER 1.00 X 0 0 0 KEVIN LAVIN BOARD MEMBER 1.00 X 0 0 0 JODIE MCLEAN BOARD MEMBER 1.00 X 0 0 0 CAROL A MELTON BOARD MEMBER 1.00 X 0 0 0 MARTHA METZ BOARD MEMBER 1.00 X 0 0 0 518526 0 33174 4 0 1 0 FRIENDLY DESIGN LLC 1730 RHODE ISLAND AVE NW 11TH FL WASHINGTON DC 20036 COMMUNICATIONS SUPPORT 133175 1 264612 291673 2317689 137654 2873974 CONTRACT REVENUE 900099 90000 90000 MANAGEMENT FEE 900099 75673 75673 FACILITIES FEES 900099 52826 52826 SOCIAL ENT. INCUBATOR 900099 7037 7037 225536 29448 264612 61300 -31852 -31852 44163 44163 0 MISCELLANEOUS 900099 65961 65961 REIMBURSEMENTS/REFUNDS 900099 8899 8899 74860 3142518 225536 0 43008 89416 89416 298954 298954 204668 174768 29900 1130308 1031118 96099 3091 20392 19976 416 86102 80488 5614 104914 94284 10202 428 52300 52300 2490 1194 1296 27197 172 27025 48643 36542 11125 976 171657 120982 45609 5066 255025 191575 60301 3149 43852 30420 12853 579 94633 71256 22206 1171 4766 4066 674 26 78593 56268 3681 18644 4466 4466 21218 13144 7879 195 ARTIST FEES 1680 1680 2741274 2368603 339346 33325 189596 751307 263500 173212 182038 116784 25704 25704 861 0 20423 13480 11409 6943 2281 0 0 16988 675389 1090938 306017 81948 0 247145 306017 329093 X -206504 164787 575876 597058 369372 761845 675389 1090938 401244 -526 -8245 0 X 0 1 X 1 0 X 1552189 2976709 3140404 2873974 10543276 1552189 2976709 3140404 2873974 10543276 2932297 7610979 64293 64293 2485 2485 10610054 957308 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2018 AMOUNT: $ 2,485. SCHEDULE A, PART II, COLUMN (D): HALCYON WAS INCORPORATED ON JANUARY 03, 2017. ITS INITIAL FEDERAL FORM 990 FOR THE PERIOD ENDED DECEMBER 31, 2017 WAS A SHORT YEAR RETURN. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8127 7851 276 12296 5629 6667 6943 X 6538203 -526 3273397 154324 3427195 3111008 31510 31510 3142518 6119534 3273397 198487 3471884 2647650 93624 93624 2741274 PART X, LINE 2: HALCYON PERFORMED AN EVALUATION FOR UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2020, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 61,300. INTERCOMPANY TRANSACTIONS 93,024. PART XI, LINE 4B - OTHER ADJUSTMENTS: INCOME FROM DISREGARDED ENTITY 75,673. COST OF GOODS SOLD -44,163. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSE 61,300. INTERCOMPANY TRANSACTIONS 93,024. COST OF GOODS SOLD 44,163. PART XII, LINE 4B - OTHER ADJUSTMENTS: EXPENSES FROM DISREGARDED ENTITY 93,624. HALCYON HOMECOMING 294060 264612 29448 27651 10203 900 22546 294060 264612 29448 27651 10203 900 22546 61300 -31852 1 GEORGETOWN BUSINESS IMPROVEMENT DISTRICT INC 1000 POTOMAC STREET NW SUITE 122 WASHINGTON DC 20007 522023786 501(C)(6) 75162 EMPLOYEE EMERGENCY RELIEF GRANT 1 FELLOWSHIP STIPENDS 54 298954 PART I, LINE 2: HALCYON ENDEAVORS TO MONITOR ITS GRANTS TO ENSURE THAT SUCH GRANT FUNDS ARE USED FOR PROPER PURPOSES AND NOT OTHERWISE DIVERTED FROM THEIR INTENDED USE. GRANTEES ARE REQUIRED TO APPLY FOR THE GRANTS AND GO THROUGH A SELECTION PROCESS WITH THE COMMITTEE. GRANT RECIPIENTS ARE REQUIRED TO AFFIRM THAT FUNDS MUST BE USED SOLELY IN ACCORDANCE WITH THE GRANT REQUEST AND BUDGET ON WHICH THE GRANT WAS BASED AND THAT ANY FUNDS NOT EXPENDED FOR THE STATED PURPOSE ARE TO BE RETURNED TO THE ORGANIZATION. REPORTS ARE REQUESTED FROM TIME TO TIME AS APPROPRIATE. X X 0 0 0 0 0 0 0 0 0 KATE GOODALL CHIEF EXECUTIVE OFFICER 192185 0 0 0 0 0 6173 0 6310 0 204668 0 0 0 FORM 990, PART VII, LINE 5: HALCYON CONTRACTED WITH AN OUTSIDE MANAGEMENT COMPANY, CORDIA PARTNERS, TO PROVIDE CFO SERVICES FOR THE ORGANIZATION DURING Q1, Q2 AND Q3. IN Q4, TREEFORT MANAGEMENT CONSULTANTS, LLC WAS CONTRATED. THE CONTRACTED SERVICES INCLUDED FINANCIAL REPORTING, PLANNING AND ANALYSIS, FORECASTING, BUDGETING, ASSISTANCE WITH THE AUDIT, AND OVERSIGHT OF ACCOUNTING PROCEDURES. X 5 110003 FMV X AUCTION ITEMS 22 27651 FMV 0 1 0 PART I, COLUMN (B): THE TOTAL REPRESENTED IN PART I, COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS THAT WERE RECEIVED FOR THE YEAR ENDED DECEMBER 31, 2020. PART I, LINE 32B: ALL OFFERED GIFTS ARE REVIEWED UNDER OUR GIFT ACCEPTANCE POLICY PRIOR TO ACCEPTANCE. FORM 990, PART VI, SECTION A, LINE 3 HALCYON CONTRACTED WITH AN OUTSIDE MANAGEMENT COMPANY, CORDIA PARTNERS, TO PROVIDE CFO SERVICES FOR THE ORGANIZATION DURING Q1, Q2 AND Q3. IN Q4, TREEFORT MANAGEMENT CONSULTANTS, LLC WAS CONTRATED. THE CONTRACTED SERVICES INCLUDED FINANCIAL REPORTING, PLANNING AND ANALYSIS, FORECASTING, BUDGETING, ASSISTANCE WITH THE AUDIT, AND OVERSIGHT OF ACCOUNTING PROCEDURES. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS DISTRIBUTED TO THE BOARD MEMBERS VIA EMAIL SEVEN DAYS PRIOR TO THE BOARD MEETING. THE BOARD MEMBERS REVIEW IT INDIVIDUALLY AND SEND BACK COMMENTS OR QUESTIONS. AFTER THE RESPONSES AND OR CHANGES ARE MADE, THE FINAL VERSION IS PRESENTED TO THE BOARD MEMBERS FOR APPROVAL DURING THE MEETING. FORM 990, PART VI, SECTION B, LINE 12C TO PROPERLY MONITOR AND ENFORCE A CONFLICT-OF-INTEREST POLICY, HALCYON HOUSE IS DILIGENT IN REVIEWING THE ANNUAL DISCLOSURE FORMS SUBMITTED BY COVERED PERSONS, AND IN COMPILING AND MAINTAINING A LIST OF POTENTIALLY CONFLICTED ENTITIES AND INDIVIDUALS. PROPOSED TRANSACTIONS CAN THEN BE MATCHED AGAINST THE LIST AS A MEANS OF IDENTIFYING POSSIBLE CONFLICTS. WHEN DEALING WITH MAJOR VENDORS AND SERVICE PROVIDERS, THE ORGANIZATION CONSIDERS ASKING THE VENDOR OR SERVICE PROVIDER TO DISCLOSE ANY RELATIONSHIP PERSONAL, FINANCIAL, OR OTHERWISE THAT THE VENDOR OR SERVICE PROVIDER HAS WITH ANY OF THE ORGANIZATION'S DIRECTORS, OFFICERS, EMPLOYEES OR VOLUNTEERS. IN ADDITION, THE ORGANIZATION REVIEWS TRANSACTIONS INVOLVING ANY SIGNIFICANT EXPENDITURE OF ORGANIZATIONAL FUNDS TO ENSURE ANY COMPENSATION PAID CONTINUES TO BE REASONABLE. IF A POSSIBLE CONFLICT IS IDENTIFIED WITH RESPECT TO A PROPOSED TRANSACTION, THE ORGANIZATION IS COMMITTED TO FOLLOWING THE PROCEDURES SET OUT IN ITS CONFLICT-OF-INTEREST POLICY FOR DETERMINING WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS, AND THE PROCEDURES FOR ADDRESSING THE CONFLICT OF INTEREST. AMONG THE STEPS THE ORGANIZATION TAKE THE FOLLOWING: 1) THE PERSON WITH THE POTENTIAL CONFLICT WITH RESPECT TO A TRANSACTION SHOULD DISCLOSE SUCH CONFLICT. 2) THE PERSON SHOULD NOT PARTICIPATE OR BE PRESENT AT ANY MEETING DURING WHICH THE DISCUSSION OF THE POSSIBLE CONFLICT OF INTEREST TAKES PLACE. 3) THE CHAIR OF THE BOARD OF DIRECTORS SHOULD, IF APPROPRIATE, APPOINT A COMMITTEE OF THE BOARD OF DIRECTORS MADE UP OF DISINTERESTED DIRECTORS TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION 4) IF A MORE ADVANTAGEOUS TRANSACTION IS NOT REASONABLY AVAILABLE, THE GOVERNING BOARD OR COMMITTEE SHOULD DETERMINE, BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS, WHETHER THE TRANSACTION IS IN THE ORGANIZATION'S BEST INTEREST AND IS FAIR AND REASONABLE. THE ORGANIZATION SHOULD ALSO DOCUMENT, THROUGH WELL-KEPT MINUTES, ANY DECISIONS RELATED TO TRANSACTIONS INVOLVING AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST. FINALLY, THE ORGANIZATION MUST BE DILIGENT IN TAKING APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION IF A PERSON WHO IS COVERED BY THE CONFLICT-OF-INTEREST POLICY FAILS TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 HALCYON FOLLOWS THE STEPS REQUIRED IN THE COMPENSATION POLICY ESTABLISHED IN 2017. AFTER THE REVIEW FROM THE BOARD OF DIRECTORS AND OR SUPERVISORS, HALCYON PRESENTS THE COMPENSATION SURVEY DOCUMENTATION AND DECIDES IF THE PROPOSED SALARY IS COMPARABLE TO SIMILAR SIZED ORGANIZATIONS IN THE AREA. AFTER APPROVAL, A SIGNED LETTER WITH THE ESTABLISHED NEW SALARY AND EFFECTIVE DATE IS SENT TO THE EMPLOYEE OR OFFICER BY HUMAN RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 HALCYON WILL SEND BY EMAIL OR MAIL A COPY OF REQUESTS FOR THE DOCUMENTATION. THIS CAN BE REQUESTED VIA EMAIL, MAIL, OR PHONE. UPON RECEIPT OF THE REQUEST, HALCYON IS COMMITTED TO SUBMIT THE COPY WITHIN FIVE BUSINESS DAYS. HALCYON FUND GP LLC 3400 PROPSECT ST NW WASHINGTON DC 20007 352645407 VENTURE CAPITAL FUND DE 0 0 HALCYON HOUSE HALCYON INVESTMENT MANAGEMENT LLC 3400 PROSPECT ST NW WASHINGTON DC 20007 364915336 VENTURE CAPITAL FUND DE 75673 29703 HALCYON HOUSE HALCYON ANGELS 3400 PROSPECT ST NW WASHINGTON DC 20007 850972725 PROMOTE IMPACT-DRIVEN BUSINESSES, IMPROVE CONDITIONS FOR INVESTORS DC 501(C)(6) HALCYON HOUSE 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 HALCYON ANGELS S 39744 FMV