2021-08-16T14:09:12-05:00 2020-09-30 HOFFMAN MULLIGAN CPAS LLP 61 BROADWAY - SUITE 1601 NEW YORK NY 100062756 990PF 2019-10-01 136028788 THE ESTHER A & JOSEPH KLINGENSTEIN FUND INC % JANET L MULLIGAN ESTH 2125831100 Hoffman Mulligan 61 BROADWAY Suite NEW YORK NY 10006 ANDREW KLINGENSTEIN PRESIDENT 2125831100 2021-08-10 true JANET MULLIGAN CPA P00850378 2125831100 2021-08-10 2019 2022-09-23 18:48:47Z X X 117682018 X 1300000 1866926 1866926 -1431530 535561 0 -52979 -52976 1682417 1813950 163446 163446 126213 126213 82750 82750 31501 0 0 31501 16185 8092 0 8093 244452 179310 65142 92679 12866 28184 101355 2786 2786 244394 244394 1105761 200268 0 752509 4895555 4895555 6001316 200268 0 5648064 -4318899 1613682 233844 163986 163986 11190000 11190000 11282357 29303548 28432260 102646242 5508488 2997609 3275195 966163 106230 273259 859933 406285 361279 406595 47007781 44005067 117682018 3500 0 3500 0 X 47004281 44005067 47004281 44005067 47007781 44005067 47004281 -4318899 2619685 45305067 1300000 44005067 PUBILICALLY TRADED SECURITIES P 648180 434832 213348 213348 PUBLICALLY TRADED SECURITIES P 12809 12780 29 29 DISPOSTION OF PARTNERSHIP INTEREST P 1519479 -1519479 -1519479 -1431530 false 5245182 103976401 0.050446 5004102 102144902 0.04899 4208764 100181056 0.042012 3238849 97083804 0.033361 2315929 100670013 0.023005 0.197814 0.039563 104486657 4133806 16137 4149943 5648064 X 16137 16137 16137 34000 34000 X 17863 17863 false false false false true false false true true NY true false false false true true www.klingenstein.org JANET L MULLIGAN 5831100234 61 BROADWAY SUITE 1601 NEW YORK NY 10006 false false false true true false false 0 false false false false false false false false false false false false false false false ANDREW KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE/CEO 15.0 0 0 0 PATRICIA KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0.5 0 0 0 THOMAS D KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0.5 0 0 0 NANCY K SIMPKINS C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0.5 0 0 0 SARAH K MARTELL C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 SECRETARY/TRUSTEE 0.25 4315 0 0 JULIE KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 1.0 0 0 0 ALAN KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0 0 0 0 EMMA BROWNSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0 0 0 0 TERESA KLINGENSTEIN C/O HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 TRUSTEE 0 0 0 0 ELIOT BRENNER C/O HOFFMAN MULLIGAN 61 BROADWAY SUITE 1601 NEW YORK NY 10006 EXECUTIVE DIRECTOR/TRUSTEE 30.0 159131 45430 0 KATHLEEN POMERANTZ ONE BUTTERNUT CT DIX HILLS NY 11746 COO/DIR FELLOWSHIP 31.0 104279 COHEN KLINGENSTEIN LLC 1410 BROADWAY STE 1701 NEW YORK NY 10018 INV ADVISORY FEES 179310 101559914 670083 3847827 106077824 0 106077824 1591167 104486657 5224333 5224333 16137 16137 5208196 5208196 5208196 5648064 0 0 0 0 5648064 16137 5631927 5208196 4841440 2017 2016 2015 0 0 5648064 4841440 806624 0 0 0 0 4401572 0 0 ANDREW KLINGENSTEIN NONE X SEE SCHEDULE ATTACHED c/o HOFFMAN MULLIGAN 61 Broadway Suite 1601 NEW YORK NY 10006 NONE PC VARIOUS 2208751 SCHWAB DONOR ADVISED FUND PO BOX 628298 ORLANDO FL 32862 PC GENERAL PURPOSE 2686804 4895555 14 1866926 GAINS/LOSSES 18 -1431530 INCOME FROM PASS-THROUGH 01 -52979 382417 382417 false false false false false false false false false false X X 1 SIMONS FOUNDATION 160 FIFTH AVENUE 7TH FLOOR NEW YORK NY 10010 1300000 X HILLPARK LLC 2285 1142 1143 HOFFMAN MULLIGAN LLP 13900 6950 6950 COHEN KLINGENSTEIN LLC COHEN KLINGENSTEIN LLC PROVIDES INVESTMENT ADVISORY SERVICES RELATING TO THE FOUNDATION'S BROKERAGE ACCOUNT. LEASEHOLD 2018-10-31 2819 172 SL 15 188 LEASEHOLD 2019-01-15 12247 612 SL 15 816 LEASEHOLD 2019-03-12 33392 1299 SL 15 2226 LEASEHOLD 2019-04-17 19114 531 SL 15 1274 LEASEHOLD 2019-05-07 20513 570 SL 15 1368 LEASEHOLD 2019-06-10 7375 164 SL 15 492 LEASEHOLD 2019-07-01 46058 768 SL 15 3071 LEASEHOLD 2019-08-22 136616 759 SL 15 9108 LEASEHOLD 2019-10-28 16054 SL 15 981 LEASEHOLD 2019-11-01 158163 SL 15 9666 LEASEHOLD 2019-12-31 5008 SL 15 250 LEASEHOLD 2020-01-15 73005 SL 15 3650 LEASEHOLD 2020-02-11 22631 SL 15 1006 LEASEHOLD 2020-03-02 7457 SL 15 290 LEASEHOLD 2020-04-06 29583 SL 15 986 LEASEHOLD 2020-06-09 31424 SL 15 698 LEASEHOLD 2020-09-16 536 SL 15 LEASEHOLD 2020-05-11 4409 SL 15 122 LEASEHOLD 2020-03-09 16867 SL 15 656 FURNITURE & EQUIP 2020-03-10 74993 M5 14999 FURNITURE & EQUIP 2019-10-21 2169 M5 3 362 FURNITURE & EQUIP 2019-10-24 775 M5 155 FURNITURE & EQUIP 2019-11-07 3639 M5 728 FURNITURE & EQUIP 2019-11-27 14174 M5 2835 FURNITURE & EQUIP 2019-12-13 81767 M5 16353 FURNITURE & EQUIP 2020-01-10 4743 M5 949 FURNITURE & EQUIP 2020-03-31 5175 M5 1035 FURNITURE & EQUIP 2020-06-01 133956 M5 26791 FURNITURE & EQUIP 2020-08-27 1500 M5 300 MARKETABLE SECURITIES 28432260 102646242 INVESTMENT IN PARTNERSHIPS 2997609 3275195 LEASEHOLD 2819 360 2459 LEASEHOLD 12247 1428 10819 LEASEHOLD 33392 3525 29867 LEASEHOLD 19114 1805 17309 LEASEHOLD 20513 1938 18575 PAUL, WEISS, RIFKIND, WHARTON 31501 31501 DUE FROM KLINGENSTEIN THIRD FD 37964 64628 64628 DUE FROM J & P KLINGENSTEIN FD 37588 64628 64628 WEBSITE & BRANDING 16950 79049 79049 CONFERENCE DEPOSIT 32091 34786 34786 FURNITURE DEPOSIT 133957 0 133957 RENT DEPOSIT 29547 0 29547 SEUCRITY DEPOSIT 118188 118188 PREPAID EXPENSE SIMONS FOUNDATION 1300000 NEUROSCIENCE WEBSITE 5935 5935 IT SERVICES 8414 8414 RENT - 1350 CONNECTICUT AVE 7148 7148 RENT - 80 8TH AVENUE, NY, NY 154476 154476 OFFICE EXPENSE 25823 25823 NYS FILING FEE 1800 1800 PAYROLL FEES 6580 6580 WORKERS COMPENSATION INSURANCE 2087 2087 TRAVEL EXPENSE 3499 3499 PRESIDENT'S DISCRETIONARY FUND 4489 4489 TEMP TO PERM STAFF 24143 24143 ORDINARY INCOME/LOSS THRU PARTNERSHIPS -53213 -53210 SECRITIES LITIGATION 234 234 DISNEY SHS DONATED AT FMV HELD AT COST 2619685 CREDIT CARD 3500 0 NEUROSCIENCE CHAIR 18000 18000 HONORARIA 32000 32000 INVESTMENT ADVISORY FEES 179310 179310 CONSULTING FEES 15142 15142 FOREIGN TAXES 12866 12866 FEDERAL TAXES 51629 PAYROLL TAX 28184 28184