2021-11-02T10:25:19-05:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-01-01 611156309 SUSAN S DONALDSON FOUNDATION INC SUSA 8594751471 201 E MAIN STREET NO 800 LEXINGTON KY 40507 ELIZABETH S HUGHES PRESIDENT 8594751471 2021-11-01 1 ELIZABETH HUGHES 999009999 THOMAS BLANEY P00234022 9143818900 2021-11-01 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 42420267 X X 5927 5927 5927 640832 669988 669988 191876 11249699 61019 0 4072 1822 1822 842707 738756 677737 0 0 0 0 300005 0 0 300005 76941 0 0 76941 24414 0 0 24414 247264 123629 123629 123635 20000 2822 2822 20000 2510 0 0 2510 695622 18820 18820 695622 1366756 145271 145271 1243127 0 0 1366756 145271 145271 1243127 -524049 593485 532466 145641 129016 129016 1139076 545974 545974 20163 0 22591 20163 20163 2377103 2951770 3084719 2877684 2284632 2387050 19707978 19814469 24399845 11800000 11800000 11800000 11800000 53500 53500 53500 38123573 37599524 42420267 0 0 X 38123573 37599524 38123573 37599524 38123573 37599524 38123573 -524049 0 37599524 0 37599524 SALE OF PUBLICLY TRADED SECURITIES P 6178775 6336516 -157741 -157741 SALE OF PUBLICLY TRADED SECURITIES P 2964094 3077714 -113620 -113620 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND P 1885097 1885097 0 0 5500 FUND THRU K-1 P -618 -618 5500 FUND THRU K-1 P -19881 -19881 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND THRU K-1 P -147567 -147567 ROCKEFELLER GLOBAL DIVIDEND GROWTH FUND THRU K-1 P 278713 278713 CAPITAL GAINS DIVIDENDS P 221733 221733 221733 61019 -261805 8249 0 8249 0 8249 21675 0 10000 0 31675 X 0 23426 23426 0 0 0 0 0 0 0 0 0 0 0 1 1 KY DE 1 1 0 0 0 1 N/A LIANNE LAZETERA ESQ 2126523800 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH S HUGHES SEE STMT 13 201 EAST MAIN ST STE 800 LEXINGTON KY 40507 PRESIDENT/DIRECTOR 12.00 0 0 0 SANFORD J SCHLESINGER SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 VICE PRESIDENT/DIRECTOR 5.00 0 0 0 LIANNE LAZETERA SEE STMT 13 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 TREASURER/SECRETARY/DIRECT 10.00 0 0 0 JAMES BOYD SEE STMT 14 C/O 201 E MAIN ST STE 800 LEXINGTON KY 40507 FARM MANAGER 48.00 94087 444 0 0 SCHLESINGER LAZETERA & AUCHINCLOSS LLP 535 MADISON AVE 27TH FLOOR NEW YORK NY 10022 OPERATIONAL AND LEGAL SERVICES 103502 CENTRAL KENTUCKY VETERINARY CENTER PSC 930 SOUTH BROADWAY GEORGETOWN KY 40324 VETERINARY SERVICES 97160 ROCKEFELLER CAPITAL MANAGEMENT 45 ROCKEFELLER PLAZA FLOOR 5 NEW YORK NY 10111 INVESTMENT MANAGEMENT 63707 NORTHERN TRUST 40 W 57TH ST 21ST FLOOR NEW YORK NY 10019 INVESTMENT MANAGEMENT 59922 0 CARE AND MAINTENANCE (INCLUDING SHELTER, FOOD, GROOMING ANDVETERINARY CARE) FOR HORSES AND OTHER ANIMALS WHICH, BECAUSEOF ADVANCED AGE, INJURY OR OTHERWISE, HAVE BEEN ABANDONED,NEGLECTED OR ARE IN DANGER OF BEING PUT TO DEATH. 1132707 0 27062919 1173896 20163 28256978 0 0 28256978 423855 27833123 1391656 X 1243127 0 1243127 0 1243127 X 532466 760244 683452 555657 2531819 452596 646207 580934 472308 2152046 1243127 1078516 1148581 1216700 4686924 0 0 0 0 0 1243127 1078516 1148581 1216700 4686924 0 0 927771 912230 904725 881801 3626527 0 0 0 0 X 0 0 14 5927 14 640832 18 191876 RENTAL INCOME 16 3900 LOAN INTEREST 14 172 0 842707 0 842707 0 0 0 0 0 0 0 0 0 0 PKF O'CONNOR DAVIES, LLP 23963 0 0 23963 S&C, PSC - ACCOUNTING SERVICES 451 0 0 451 INFORMATION ABOUT OFFICERS AND DIRECTORS 990-PF, PART VIII ELIZABETH S. HUGHES - PARTNER AT GREEN CHESTNUT AND HUGHES PLLC, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $25,508 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020SANFORD J. SCHLESINGER - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $103,502 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020LIANNE LAZETERA - PARTNER AT SCHLESINGER LAZETERA AND AUCHINCLOSS LLP, A LAW FIRM WHICH RECEIVED TOTAL COMPENSATION OF $103,502 FOR OPERATIONAL AND LEGAL SERVICES DURING 2020 INFORMATION ABOUT EMPLOYEES 990-PF, PART VIII JAMES BOYD - FARM MANAGER OF MEREWORTH FARM, LLC, A DISREGARDED ENTITY, WHOLLY-OWNED BY THE FOUNDATION AMAZON.COM INC 99184 100452 BAIRD ULTRA SHORT BOND FUND 560000 565608 BANK OF AMERICA 71590 77304 CITIGROUP INC 153329 155233 CVS HEALTH 148435 148359 GOLDMAN SACHS GROUP INC 66668 78300 HAROT 2020 89397 89605 HOME DEPOT 141422 148147 JP MORGAN CHASE & CO 129633 145970 MICROSOFT CORPORATION 123979 125172 MORGAN STANLEY 130904 146729 NVR INC CORP 92460 95719 PNC BANK 145168 151053 US BANCORP 66909 75781 VERIZON COMMUNICATIONS 100564 115356 VERIZON OWNER TRUST 164990 168262 1965569 2064441 986201 1020278 39,017 SH OF NUVEEN PREFERRED SECURITIES FUND AT COST 691804 685524 14,078 SH OF VANGUARD S&P 500 ETF AT COST 3225434 4838468 5,406 SH OF ISHARES MSCI EAFE ETF AT COST 335134 394422 5500 FUND LP AT COST 610000 1024137 25,474 SH OF BLACKROCK EQUITY DIVIDEND INSTL AT COST 475000 516618 15,045 SH OF EDGEWOOD GROWTH FUND AT COST 685000 778904 32,183 SH OF BNY MELLON INTERNATIONAL STOCK FUND AT COST 705000 787202 1,632 SH OF SPDR GOLD SHARES AT COST 200007 291084 26,032 SH OF MFO MFS INSTL EQUITY FD AT COST 668461 797629 55,972 SH OF MFB NORTHERN FUNDS SMALL CAP AT COST 612526 856378 122,514 SH OF MFB NORTHERN FUNDS STK INDEX FD AT COST 3748957 5144365 25,792 SH OF MFO DELAWARE VALUE FUND AT COST 562069 562018 6,274 SH OF MFO HARBOR FUND CAPITAL APPRECIATION AT COST 459607 653911 136,898 SH OF MFO BLACKROCK FDS V HIGH YIELD AT COST 1037948 1066433 50,789 SH OF MFC ISHARES TRUST CORE AT COST 5797522 6002752 LAND 11800000 0 11800000 11800000 TROPHIES 53500 53500 53500 BANK FEES 228 0 0 228 PAYROLL FEES 3038 0 0 3038 CAR REPAIR AND MAINTENANCE 12844 0 0 12844 CONTRACT REPAIRS AND GROUND MAINTENANCE 130513 0 0 130513 WASTE SERVICES 1683 0 0 1683 PEST CONTROL 2665 0 0 2665 HARDWARE AND SUPPLY 32911 0 0 32911 HORSE FOOD AND SUPPLIES 246630 0 0 246630 HORSE MAINTENANCE 186465 0 0 186465 FARM INSURANCE 17812 0 0 17812 MISCELLANEOUS EXPENSE 8474 0 0 8474 UTILITIES 44113 0 0 44113 STATE FILING FEES 1714 0 0 1714 POSTAGE & DELIVERY 862 0 0 862 STORAGE 288 0 0 288 ADVERTISING/MARKETING 3171 0 0 3171 INSURANCE 1892 0 0 1892 PARTNERSHIP EXPENSES 0 18820 18820 0 VEHICLE REGISTRATIONS 319 0 0 319 OTHER PARTNERSHIP LOSS -2250 -2250 RENTAL INCOME 3900 3900 3900 LOAN INTEREST 172 172 172 NORTHERN TRUST - INVESTMENT MANAGEMENT 59922 59922 59922 0 ROCKEFELLER AND CO., INC. - INVESTMENT MANAGEMENT 63707 63707 63707 0 SCHLESINGER LAZETERA & AUCHINCLOSS LLP - OPERATIONAL AND LEGAL SERVICES 99500 0 0 99500 GREEN CHESTNUT & HUGHES PLLC - LEGAL SERVICES 24135 0 0 24135 FEDERAL EXCISE TAX 20000 0 0 20000 FOREIGN WITHHOLDING TAX THRU K-1S 0 2822 2822 0