2021-11-02T12:35:19-05:00 2021-06-30 010494526 Baker Newman & Noyes PO Box 507 Portland ME 04112 990PF 2020-07-01 043582018 Brooks Family Foundation BROO 6175236531 co LWC 230 Congress Street Boston MA 02110 James E Brooks Trustee 6175236531 2021-11-15 1 James Brooks 999009999 Nicholas E Porto P01310283 2078792100 2021-10-21 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 21443315 X 26000000 33815 33815 34512 34512 374578 1029153 374578 109790 4768 26552695 447673 84139 42070 42069 10775 0 10775 5500 2750 2750 4420 4420 0 34628 795 0 1236 736 500 140698 50771 56094 25620500 25620500 25761198 50771 25676594 791497 396902 11522146 12466435 12466435 1599225 1099903 1099903 5177821 7051947 7051947 851333 825030 825030 19150525 21443315 21443315 0 0 X 19150525 21443315 19150525 21443315 19150525 21443315 19150525 791497 1501293 21443315 0 21443315 Publicly Traded Securities P 1029153 644125 385028 385028 Capital Gains from Partnership P 10450 -10450 -10450 374578 5517 0 5517 0 5517 17200 0 0 0 17200 0 11683 11683 0 0 0 0 0 0 0 0 1 1 1 0 1 1 MA 1 0 0 0 0 1 N/A Loring Wolcott & Coolidge Trust 6175236531 c/o LWC 230 Congress Street Boston MA 02110 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Wendy S Holding 230 Congress Street Boston MA 02110 Trustee 3.00 42070 0 0 W Andrew Mims 230 Congress Street Boston MA 02110 Trustee 3.00 42069 0 0 James E Brooks 364 Spring Street Portland ME 04102 Trustee 3.00 0 0 0 Cherie Wendelken 364 Spring Street Portland ME 04102 Trustee 3.00 0 0 0 NONE 0 NONE 0 0 7949124 12147807 825030 20921961 0 0 20921961 313829 20608132 1030407 1030407 5517 16378 21895 1008512 10000 1018512 0 1018512 25676594 0 25676594 0 25676594 1018512 0 0 188359 68325 135750 456328 848762 25676594 0 0 0 1018512 24658082 0 0 25506844 0 0 0 0 0 0 0 25506844 188359 68325 135750 456328 24658082 X Aguaclara Reach 407 College Avenue Suite 230 Ithaca NY 148506701 N/A PC General Support 5000 Amref Health Africa 75 Broad Street Room 703 New York NY 100043218 N/A PC General Support 5000 Bangor Area Homeless Center 263 Main Street Bangor ME 044016403 N/A PC General Support 3000 Build Health International 100 Cummings Center 120B Beverly MA 01915 N/A PC General Support 10000 Cayuga Heights Fire Company 194 Pleasant Grove Road Ithaca NY 14850 N/A PC General Support 2000 Childrens Initiative 4438 Ingraham Street San Diego CA 92109 N/A PC General Support 5000 Common Dreams PO Box 443 Portland ME 041120443 N/A PC General Support 2000 Community Partners International 580 California Street 16th Floor San Francisco CA 94104 N/A PC General Support 5000 Cornell University 341 Pine Tree Road Ithaca NY 148502820 N/A PC General Support 25000000 Democracy Now 207 West 25th Street 11th Floor New York NY 100017161 N/A PC General Support 2000 Doctors Without Borders USA 40 Rector Street 16th Floor New York NY 10006 N/A PC General Support 10000 Eco-Soap Bank 2617 Shady Avenue Pittsburgh PA 15217 N/A PC General Support 5000 Educate the Children International PO Box 414 Ithaca NY 148510414 N/A PC General Support 1000 Family & Children's Services of Ithaca 127 West State Street Ithaca NY 148505474 N/A PC Dispositional Alternatives Program 10000 First Presbyterian Church of Dryden (FBO the Dryden Kitchen Cupboard) 6 North Street Dryden NY 13053 N/A PC General Support 2000 Food Bank of Central New York 7066 Interstate Island Road Syracuse NY 132099712 N/A PC General Support 10000 Food Bank of Western New York Inc 100 James E Casey Drive Buffalo NY 142062368 N/A PC General Support 10000 Foodlink Inc 1999 Mt Read Boulevard Rochester NY 146153700 N/A PC General Support 10000 Foodnet Meals on Wheels C/O Tompkins County Inc 2422 N Triphamm Ithaca NY 148500000 N/A PC General Support 10000 Franziska Racker Centers 3226 Wilikins Road Ithaca NY 148509568 N/A PC General Support 1000 Friends of Mount Auburn Cemetery 580 Mount Auburn Street Cambridge MA 021385517 N/A PC General Support 1000 Friends of the Blaine House Inc PO Box 68 Augusta ME 04332 N/A PC General Support 1000 Friends of the Portland Community Free Clinic 10 A Beach Street Suite 2 Portland ME 041014605 N/A PC General Support 5000 Friendship Donations Network 1013 West State Street / MLK Street Ithaca NY 148500000 N/A PC General Support 2000 Friendship with Cambodia PO Box 5231 Eugene OR 97405 N/A PC General Support 3000 Gadabout Transportation Services Inc 737 Willow Avenue Ithaca NY 148503214 N/A PC General Support 2000 Good Shepherd Food Bank 3121 Hotel Road Auburn ME 042108398 N/A PC General Support 20000 Grassroots International 179 Boylston Street Boston MA 021304520 N/A PC General Support 5000 Greater Portland Health 234 Oxford Street Portland ME 04101 N/A PC COHP Bright Smiles 5000 Greater Portland Landmarks 93 High Street Portland ME 041013811 N/A PC General Support 2000 Health Equity International (FBO St Boniface Haiti Foundation) 40 Glen Avenue Newton MA 02459 N/A PC General Support 5000 Healthreach Community Health Centers 10 Water Street Suite 305 Waterville ME 049016566 N/A PC General Support 60000 Healthy Smiles for ME 39 Breton Lane Oxford ME 042703164 N/A PC General Support 10000 History Center in Tompkins County 401 E State Street Ithaca NY 148504400 N/A PC General Support 2000 Hope and Comfort 659 Highland Avenue Needham MA 02494 N/A PC General Support 1000 Indigo Arts Alliance 60 Cove Street Portland ME 041013425 N/A PC General Support 2000 International Vision Volunteers 1600 South Main Street Walnut Creek CA 94596 N/A PC General Support 10000 Ithaca City of AsylumCenter for Transformative Action 119 Anabel Taylor Hall Ithaca NY 148531001 N/A PC General Support 10000 Ithaca College 953 Danby Road Ithaca NY 148507000 N/A PC General Support 10000 Ithaca Waldorf School 20 Nelson Road Ithaca NY 148509452 N/A PC General Support 10000 Kennebec Valley Dental Coalition DBA Waterville Community Dental Center 2 Evergreen Drive Oakland ME 04963 N/A PC General Support 10000 Madre 121 W 27th Street Suite 301 New York NY 100016207 N/A PC General Support 3000 Maine Childrens Home for Little Wanderers 93 Silver Street Waterville ME 049015923 N/A PC General Support 2000 Maine Humanities Council 674 Brighton Avenue Portland ME 041021012 N/A PC General Support 2000 Maine Media Workshops and College 70 Camden Street Rockport ME 048565952 N/A PC General Support 2000 Maine Public 1450 Lisbon Street Lewiston ME 042403514 N/A PC General Support 5000 Mayo Street Arts 10 Mayo Street Portland ME 041013110 N/A PC General Support 20000 Mid-Maine Homeless Shelter 19 Colby Street Waterville ME 049015563 N/A PC General Support 2000 OAR of Tompkins County 910 W State Street Ithaca NY 148503314 N/A PC General Support 1000 OK International 4444 Geary Boulevard San Francisco CA 94118 N/A PC General Support 5000 Partners in Health 800 Boylston Street Suite 300 Boston MA 02199 N/A PC General Support 10000 Planned Parenthood Federation of America 123 William Street 10th Floor New York NY 100383844 N/A PC General Support 5000 Portland Education Foundation 353 Cumberland Avenue Portland ME 04101 N/A PC General Support 2000 Portland Stage Company 25-A Forest Avenue Portland ME 041015809 N/A PC General Support 32500 Portland Symphony Orchestra 50 Monument Square 2nd Floor Portland ME 041014039 N/A PC General Support 2000 Preble Street Resource Center 38 Preble Street Portland ME 041012049 N/A PC General Support 5000 Rain for the Sahel and Sahara PO Box 1503 Portsmouth NH 03802 N/A PC General Support 3000 Regional Food Bank of Northeastern New York 965 Albany Shaker Road Latham NY 121101409 N/A PC General Support 5000 Rise Up Alternative Radio PO Box 551 Boulder CO 80306 N/A PC General Support 5000 Saving Smiles Inc 80 Susan Lane Circleville NY 109193250 N/A PC General Support 10000 Southern Maine Community College Foundation 2 Fort Road South Portland ME 041061698 N/A PC General Support 50000 Speech Therapy Cambodia 4189 26th Street San Francisco CA 94131 N/A PC General Support 1000 Standish Food Pantry PO Box 463 Standish ME 04084 N/A PC General Support 3000 Sunrise Opportunities (FBO Washington County Childrens Program) PO Box 88 Machias ME 046540088 N/A PC General Support 5000 Sunrise Opportunities (FBO WCCP Tooth Ferry) PO Box 88 Machias ME 046540088 N/A PC General Support 5000 The Catholic Charities Food Bank of the Southern Tier 388 Upper Oakwood Avenue Elmira NY 149031129 N/A PC General Support 10000 Tompkins County Workers Center 115 East MLK Jr Street Ithaca NY 14850 N/A PC General Support 10000 Trustees of Hamilton College 198 College Hill Road Clinton NY 133231218 N/A PC General Support 5000 United Way of Androscoggin County PO Box 888 Lewiston ME 042430888 N/A PC General Support 10000 United Way of Aroostook 830 Main Street Unit 4 Presque Isle ME 047692277 N/A PC General Support 10000 United Way of Broome County 101 S Jensen Road Vestal NY 138502821 N/A PC General Support 10000 United Way of Central New York 980 James Street Syracuse NY 132032503 N/A PC General Support 10000 United Way of Cortland County 60 Clinton Avenue Cortland NY 13045 N/A PC General Support 10000 United Way of Eastern Maine 700 Main Street Bangor ME 044016800 N/A PC General Support 10000 United Way of Greater Portland One Canal Plaza Number 300 Portland ME 04101 N/A PC General Support 15000 United Way of Mid-Maine 105 Kennedy Memorial Drive Waterville ME 049015131 N/A PC General Support 10000 United Way of Tompkins County 313 North Aurora Street Ithaca NY 14850 N/A PC General Support 10000 United Way of Tri-Valley Area 46 Park Street Framingham MA 01702 N/A PC General Support 10000 University of Southern Maine 96 Falmouth Street Portland ME 041034864 N/A PC School of Music 2000 Water is Life Inc PO Box 60127 Pasadena CA 91116 N/A PC General Support 3000 Waynflete School 360 Spring Street Portland ME 041023643 N/A PC General Support 10000 Wikimedia Foundation Inc 1 Montgomery Street Suite 1600 San Francisco CA 94104 N/A PC General Support 1000 Womens Opportunities Resource Center 2010 Chestnut Street Philadelphia PA 19103 N/A PC General Support 2000 Zambian Childrens Fund PO Box 42996 Tucson AZ 85733 N/A PC General Support 3000 25620500 0 14 33815 14 34512 18 374578 Net Income from Partnership Interests 523000 105022 14 4768 105022 447673 0 552695 0 0 0 0 0 0 0 0 0 0 X X 1 James E Brooks 364 Spring Street Portland ME 04102 26000000 X Tax Preparation 5500 2750 2750 Form 990-PF, Part VII-B, Question 1A(4) and Part VIII: Officers, Directors, Trustees, Foundation Managers and their compensation and hours per week:The time spent by the trustees managing the affairs of the Foundation varies from week to week and year to year. For Form 990-PF reporting purposes, an estimate of 3-hours per week has been indicated in Part VIII. The trustees employ accounting, support, and tax compliance staff to assist with the administration of the Foundation's relationships. The 3-hours of time noted in Part VIII reflects an estimate of the time spent by the trustees as well as their agents or employees. The actual time spent may differ from this estimate in any given week or year. The trustee fees noted also include an investment advisory component which is based in part on the Foundation's investment assets and which varies from quarter to quarter based on the assets' fair market value.The fees reported in Part VIII have been approved by the Foundation's trustees and are considered to be reasonable and necessary for the continuing operation of the Foundation in support of its exempt purpose are not excessive. Therefore, the trustee fees did not fail to qualify under the exceptions described in Regulations Section 53.4941(d)-3 and are thus not acts of self-dealing. 460 units Adobe Systems Inc. 269394 269394 99 units Alphabet Inc. 241737 241737 100 units Amazon.com 344016 344016 845 units American Tower Corp. 228268 228268 2445 units Apple Inc. 334867 334867 635 units Becton Dickinson 154426 154426 610 units Costco Wholesale Corp 241359 241359 990 units Danaher Corp. 265676 265676 880 units Walt Disney Productions 154678 154678 1560 units Edwards Lifesciences Corp. 161569 161569 1890 units Fiserv Inc. 202022 202022 1265 units Hannon Armstrong 71030 71030 675 units Home Depot Inc. 215251 215251 375 units Idexx Labs 236831 236831 500 units Intuit 245085 245085 800 units IQVIA Holdings Inc. 193856 193856 1110 units Mastercard Inc. 405250 405250 1020 units Microsoft Corp. 276318 276318 1565 units Nike Inc. 241777 241777 440 units PayCom Software Inc. 159927 159927 790 units Paypal Holdings Inc 230269 230269 465 units Roper Industries Inc. 218643 218643 885 units Salesforce.com 216179 216179 395 units Servicenow Inc 217072 217072 1335 units Starbucks Corp. 149266 149266 960 units Stryker Corp. 249341 249341 3600 units Trade Desk Inc. 278496 278496 260 units Thermo Fisher Scientific Inc. 131162 131162 2065 units Trex Company 211064 211064 955 units Visa Inc. 223298 223298 1030 units Canadian National Railway 108686 108686 700 units Unilever PLC 40950 40950 2780 units Novozymes 134184 134184 1099903 1099903 0 0 Domini Impact Investments FMV 515358 515358 Equity Resource Fund XI FMV 10686 10686 Cayuga Venture Fund V FMV 298986 298986 Legal Fees 10775 0 10775 Massachusetts Filing Fees 500 0 500 Investment Fees 736 736 0 Net Income from Partnership Interests 109790 4768 109790 Unrealized Gain on Investments 1491293 Recoveries of Amounts Previously Treated as Qualified Distributions 10000 Fiduciary Fees - Loring Wolcott & Coolidge 4420 4420 0 Excise Taxes 29855 0 0 State Unrelated Business Income Taxes 3978 0 0 Foreign Tax Expense 795 795 0