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IT ALSO SERVES AS A COMMUNITY RESOURCE, AND OFFERS PUBLIC ACCESS THROUGH A VISITATION PROGRAM, LECTURES, PERFORMANCES AND CULTURAL EVENTS. IN 2020, DUE TO COVID-19, THE VISITATION PROGRAM WAS PAUSED. DURING 2020, 15 PUBLIC PROGRAMS WERE HELD INCLUDING 4 RESIDENCIES, 4 SMALL PERFORMANCES, 1 COMMUNITY OUTREACH AND EDUCATION PROGRAM, AND 5 OTHER EDUCATIONAL PROGRAMS. 6250957 THE FUND IS CURRENTLY UNDERGOING A CONSTRUCTION PROJECT CENTERED AROUND THE REUSE OF THE ORANGERIE, BUILT BY JOHN D. ROCKEFELLER IN 1908 ON THE HISTORIC ROCKEFELLER FAMILY ESTATE AND BEQUEATHED TO THE NATIONAL TRUST FOR HISTORIC PRESERVATION IN 1979 BY NELSON ROCKEFELLER. THE PROJECT WILL TRANSFORM THE LONG-DORMANT BUILDING INTO WHAT WILL BE ESTABLISHED AS THE DAVID ROCKEFELLER CREATIVE ARTS CENTER, A VIBRANT PUBLIC VENUE THAT WILL NURTURE THE ARTS BOTH LOCALLY AND GLOBALLY, WITH WORLD CLASS PERFORMANCES AND EXHIBITS, RESIDENCIES FOR ARTISTS WORKING ACROSS DISCIPLINES, AND SPACE FOR SCHOOL AND COMMUNITY CULTURAL PROGRAMS. THE VENUE IS EXPECTED TO OPEN IN 2022. 4959381 DURING 2020, 10 MEMBERS OF THE STAFF OF ROCKEFELLER BROTHERS FUND PROVIDED TECHNICAL ASSISTANCE TO CHARITABLE ORGANIZATIONS, GOVERNMENTAL BODIES AND COMMITTEES, AND 20 MEMBERS OF THE STAFF SERVED ON 48 CHARITABLE ORGANIZATIONS' BOARDS, COMMITTEES, PUBLIC COMMISSIONS, OR TASK FORCES. 1389461 THE POCANTICO CENTER OF THE ROCKEFELLER BROTHERS FUND, LOCATED WITHIN THE POCANTICO HISTORIC AREA (SEE ACTIVITY 1, ABOVE), BEGAN OPERATIONS IN APRIL OF 1994. THE POCANTICO CENTER IS A VENUE FOR CONFERENCES AND MEETINGS ON CRITICAL ISSUES RELATED TO THE ROCKEFELLER BROTHERS FUND'S MISSION. THE POCANTICO CENTER ALSO HOSTS ARTIST RESIDENCIES, AND PROVIDES PERFORMANCE SPACE FOR ARTISTS SELECTED BY RBF GRANTEES AND NEW YORK CITY ARTS ORGANIZATIONS. DUE TO THE COVID-19 PANDEMIC, THE POCANTICO CENTER WAS CLOSED FOR OPERATION ON MARCH 11, 2020 THROUGH THE END OF THE YEAR. AS A RESULT, IN 2020, THE POCANTICO CENTER HELD ONLY 17 IN-PERSON CONFERENCES AND PROGRAMS AND HOSTED 5 DIGITAL CONFERENCES AND PROGRAMS. 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022843004 PC FOR GENERAL SUPPORT 50000 A JEWISH VOICE FOR PEACE INC PO BOX 589 BERKELEY CA 94701 PC FOR GENERAL SUPPORT 100000 ACTION CENTER ON RACE AND THE ECONOMY INSTITUTE 1901 WEST CARROLL AVENUE CHICAGO IL 60612 PC FOR GENERAL SUPPORT 50501 AFGHAN WOMEN'S NETWORK KARTI-E-PARWAN NEXT TO NADERYA HIGH SCHOOL LINE 1 HOUSE 22 KABUL AF 1003 PC FOR GENERAL SUPPORT 100000 AFGHANISTAN ANALYSTS NETWORK WEITZGRUENDER STRASSE 48 BERLIN GM 12623 PC FOR GENERAL SUPPORT 75000 AKEVOT INSTITUTE FOR ISRAELI-PALESTINIAN CONFLICT RESEARCH 8 NEEMANIM STREET HAIFA IS 3326426 PC FOR GENERAL SUPPORT 50000 AMALGAMATED CHARITABLE FOUNDATION INC 1825 K STREET NW WASHINGTON DC 20006 PC FOR ITS DEMOCRACY FRONTLINES FUND 1030928 AMERICAN ACADEMY OF ARTS AND SCIENCES 136 IRVING STREET CAMBRIDGE MA 02138 PC FOR THE COMMISSION ON THE PRACTICE OF DEMOCRATIC CITIZENSHIP PROJECT 100000 AMERICAN COMPOSERS ORCHESTRA INC 494 EIGHTH AVENUE SUITE 503 NEW YORK NY 10001 PC FOR THE PRODUCTION OF JOURNEY: THE BLACK AMERICAN 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MIDDLE EAST 50000 CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE 1779 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 PC FOR ITS MIDDLE EAST PROGRAM AND U.S.-IRAN INITIATIVE 205000 CENTAR ZA ZENSKA PRAVA BULEVAR SVETOG PETRA CETINJSKOG 54 PODGORICA MJ 81000 PC FOR GENERAL SUPPORT 35000 CENTER FOR A NEW AMERICAN SECURITY INC 1152 15TH STREET NW SUITE 950 WASHINGTON DC 20005 PC FOR ITS PROJECT, ESCALATION OR NEGOTIATION: THE FUTURE OF U.S. POLICY TOWARD IRAN AND U.S.-IRAN RELATIONS 50000 CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 PC FOR ITS U.S.-CHINA RISING CLIMATE LEADERS DIALOGUE AND RESEARCH PROGRAM 200000 CENTER FOR AMERICAN PROGRESS 1333 H STREET NW 10TH FLOOR WASHINGTON DC 20005 PC FOR ITS CLIMATE FINANCE RESEARCH PROJECT 150000 CENTER FOR ARTISTIC ACTIVISM INC 86 CHURCH STREET SUITE 500 LEEDS NY 12451 PC FOR ITS PROJECT, FREE THE VACCINE 50000 CENTER FOR COMMUNITY CHANGE 1536 U STREET NW WASHINGTON DC 20009 PC FOR GENERAL SUPPORT 120000 CENTER FOR 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EXAMINING THE CONNECTION BETWEEN IDENTITY AND PRIMARY FUNDRAISING 25000 CENTER FOR STRATEGIC AND INTERNATIONAL STUDIES INC 1616 RHODE ISLAND AVENUE NW WASHINGTON DC 20036 PC FOR ITS PROJECT, TRANSFORMING U.S. DIPLOMACY AND ASSISTANCE TOWARD THE WESTERN BALKANS 50000 CENTER FOR TECHNOLOGY AND CIVIC LIFE 233 N MICHIGAN AVENUE SUITE 1800 CHICAGO IL 60601 PC FOR GENERAL SUPPORT 100000 CENTRE FOR DEMOCRACY AND HUMAN RIGHTS BAKU 74 III/6 PODGORICA MJ 81000 PC FOR GENERAL SUPPORT 30000 CERES INC 99 CHAUNCY STREET 6TH FLOOR BOSTON MA 021111703 PC FOR ITS CLIMATE FINANCE RESEARCH PROJECT 150000 CHAMBER MUSIC SOCIETY OF LINCOLN CENTER INC 70 LINCOLN CENTER PLAZA 10TH FLOOR NEW YORK NY 10023 PC FOR TWO NEW COMMISSIONS, A RESIDENCY, AND A PERFORMANCE AT THE POCANTICO CENTER 20000 CHASHAMA INC 675 THIRD AVENUE 32ND FLOOR NEW YORK NY 10017 PC FOR SPACE SUBSIDIES AND PROGRAMMING 55000 CHESAPEAKE CLIMATE ACTION NETWORK PO BOX 11138 TAKOMA PARK MD 20913 PC FOR GENERAL SUPPORT 65000 CHINA COUNCIL FOR 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50000 CONFLUENCE PHILANTHROPY 1 PENN PLAZA PO BOX 6169 NEW YORK NY 10119 PC FOR ITS 2020 CAPACITY CAMPAIGN, THE DECISIVE DECADE 16835 COUNCIL ON FOUNDATIONS INC 1255 23RD STREET NW SUITE 200 WASHINGTON DC 20037 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 24000 CRIME AND CORRUPTION REPORTING NETWORK MAKENZIJEVA 46/12 BELGRADE RI 11000 PC FOR GENERAL SUPPORT 50000 DEFENCE FOR CHILDREN INTERNATIONAL - PALESTINE AL-SARTAWI BUILDING 3RD FLOOR RAMALLAH PALESTINE OC PC FOR ITS U.S. PROGRAM 50000 DEMOS A NETWORK FOR IDEAS AND ACTION LTD 80 BROAD STREET 4TH FLOOR NEW YORK NY 10004 PC FOR GENERAL SUPPORT 175000 DORRANCE DANCE INCORPORATED PO BOX 1935 RADIO CITY STATION NEW YORK NY 10101 PC FOR GENERAL SUPPORT AND A PERFORMANCE AT THE POCANTICO CENTER 25000 EUROPEAN FOUNDATION CENTRE RUE ROYALE 94 PHILANTHROPY HOUSE BRUSSELS BE 1000 PC FOR ITS GRANTMAKERS EAST FORUM 15000 EUROPEAN MIDDLE EAST PROJECT HUIDEVETTERSSTRAAT 165 BRUSSELS BE 1000 PC FOR GENERAL SUPPORT 60000 FORUM FOR CIVIC INITIATIVES SEJDI KRYEZIU BLLOKU 20 NR 3 PRISTINA OC 10000 PC FOR ITS CIVIL SOCIETY HOUSE PROJECT IN KOSOVO 40000 FOUNDATION CENTER 32 OLD SLIP 24TH FLOOR NEW YORK NY 10008 PC FOR ITS MERGER WITH GUIDESTAR AND GENERAL SUPPORT 44326 FRACTURED ATLAS INC 81 ADELPHI STREET APT 2 NEW YORK NY 11205 PC FOR ITS PROJECT, SCENE CITY 100000 FRIENDS OF NATURE APT 201 BLDG A HUAZHAN GUOJI GONGYU NO 12 YUMIN RD CHAOYANG DISTRICT BEIJING CH 10029 PC FOR GENERAL SUPPORT 400000 FRIENDS OF THE EARTH 1101 15TH STREET NW 11TH FLOOR WASHINGTON DC 20005 PC FOR ITS ECONOMIC POLICY PROGRAM 200000 FUND FOR CONSTITUTIONAL GOVERNMENT 122 MARYLAND AVENUE NE WASHINGTON DC 20002 PC FOR ITS PROJECT, THE PEACE AND SECURITY FUNDERS GROUP 60000 GISHA - LEGAL CENTER FOR FREEDOM OF MOVEMENT 42 HARAKEVET STREET TEL AVIVJAFFA IS 6777008 PC FOR GENERAL SUPPORT 75000 GLOBAL CATHOLIC CLIMATE MOVEMENT 700 12TH STREET NW SUITE 700 PMB 90321 WASHINGTON DC 20005 PC FOR ITS FOSSIL FUEL PROJECT 50000 GLOBAL DIALOGUE THE FOUNDRY 17 OVAL WAY LONDON UK SE11 5RR PC FOR ITS PROJECT, ARIADNE - EUROPEAN FUNDERS FOR SOCIAL CHANGE AND HUMAN RIGHTS 10000 GLOBAL EXCHANGE 1446 MARKET STREET SAN FRANCISCO CA 94102 PC FOR ITS PROJECT, OUR WORLD IS NOT FOR SALE 100000 GRANTMAKERS FOR EFFECTIVE ORGANIZATIONS 1310 L STREET NW SUITE 650 WASHINGTON DC 20005 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 9020 GREENPEACE FUND INC PO BOX 843004 BOSTON MA 022843004 PC FOR ITS INTERNATIONAL CLIMATE WORK 150000 HIGHER HEIGHTS LEADERSHIP FUND 147 PRINCE STREET SUITE 30 BROOKLYN NY 11201 PC FOR GENERAL SUPPORT 50000 HISPANICS IN PHILANTHROPY 414 13TH STREET SUITE 200 OAKLAND CA 94612 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 10000 INDEPENDENT SECTOR 1602 L STREET NW SUITE 900 WASHINGTON DC 20036 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 12350 INNOVATION NETWORK FOR COMMUNITIES 156 GROVER LANE TAMWORTH NH 03886 PC FOR ITS PROJECT, THE BUILDING ELECTRIFICATION INITIATIVE 150000 INNOVATION NETWORK FOR COMMUNITIES 156 GROVER LANE TAMWORTH NH 03886 PC FOR ITS HIGH AMBITION CLIMATE ACTION NETWORK COORDINATION PROJECT 53061 INSTITUTE FOR ADVANCED STUDIES GAP SEJDI KRYEZIU 4/4 PRISTINA OC 10000 PC FOR GENERAL SUPPORT 90000 INSTITUTE FOR STATE EFFECTIVENESS 1050 30TH STREET NW WASHINGTON DC 20007 PC FOR GENERAL SUPPORT 59870 INSTITUTE OF INTERNATIONAL EDUCATION INC ONE WORLD TRADE CENTER 36TH FLOOR NEW YORK NY 10007 PC FOR THE ROCKEFELLER BROTHERS FUND'S GLOBAL TRAVEL AND LEARNING FUND 120000 INSTITUTE OF PUBLIC AND ENVIRONMENTAL AFFAIRS ROOM 1 FLOOR 9 BUILDING 6-1 JIANGUOMEN DIPLOMATIC RESIDENCE COM BEIJING CH PC FOR GENERAL SUPPORT 500000 INTERNATIONAL CENTER FOR NOT-FOR-PROFIT LAW 1126 16TH STREET NW SUITE 400 WASHINGTON DC 20036 PC FOR ITS PROJECT ON SAFEGUARDING CIVIL SOCIETY IN THE UNITED STATES 40000 INTERNATIONAL COUNCIL ON CLEAN TRANSPORTATION 1500 K STREET NW SUITE 650 WASHINGTON DC 20005 PC FOR ITS CLEAN TRANSPORTATION PROJECTS IN SOUTHERN CHINA 300000 J STREET EDUCATION FUND INC PO BOX 66073 WASHINGTON DC 20035 PC FOR GENERAL SUPPORT 100000 JOBS WITH JUSTICE EDUCATION FUND 1616 P STREET NW SUITE 150 WASHINGTON DC 20036 PC FOR GENERAL SUPPORT 100000 JOINT CENTER FOR POLITICAL AND ECONOMIC STUDIES 633 PENNSYLVANIA AVENUE NW WASHINGTON DC 20004 PC FOR GENERAL SUPPORT 50000 JOURNALISM DEVELOPMENT NETWORK INC 4401A CONNECTICUT AVENUE NW SUITE 321 WASHINGTON DC 20008 PC FOR ITS ORGANIZED CRIME AND CORRUPTION REPORTING PROJECT IN THE WESTERN BALKANS 100000 JUBILEE SOUTH ASIA PACIFIC MOVEMENT INC UNIT 1806 TOWER C M PLACE MOTHER IGNACIA AVENUE QUEZON CITY RP 1103 PC FOR GENERAL SUPPORT 75000 LAWYERS' COMMITTEE FOR CIVIL RIGHTS UNDER LAW 1500 K STREET NW SUITE 900 WASHINGTON DC 20005 PC FOR GENERAL SUPPORT 100000 LINCOLN CENTER FOR THE PERFORMING ARTS INC 70 LINCOLN CENTER PLAZA NEW YORK NY 100236583 PC FOR UPCOMING PROGRAMMING FOR ITS DAVID RUBENSTEIN ATRIUM AND OUTDOOR SPACES 75000 LOST LIGHT PROJECTS INC 16 COURT STREET SUITE 2307 BROOKLYN NY 11241 PC FOR GENERAL SUPPORT 200000 MAGDALENE COLLEGE FOUNDATION 324 GROVE STREET WORCESTER MA 01605 PC FOR ITS PROJECT, BARRIERS AND BORDERS 6353 MUSEUM OF THE CITY OF NEW YORK 1220 FIFTH AVENUE NEW YORK NY 10029 PC FOR ITS PROJECT, YOUR HOMETOWN 100000 NAACP LEGAL DEFENSE AND EDUCATIONAL FUND INC 40 RECTOR STREET 5TH FLOOR NEW YORK NY 10006 PC FOR GENERAL SUPPORT 100000 NATIONAL COMMITTEE FOR RESPONSIVE PHILANTHROPY 1900 L STREET NW SUITE 825 WASHINGTON DC 20036 PC FOR ITS PUBLIC POLICY WORK 25000 NATIONAL COUNCIL OF NONPROFITS 1001 G STREET NW SUITE 700 EAST WASHINGTON DC 20001 PC FOR GENERAL SUPPORT 45000 NATIONAL INSTITUTE ON MONEY IN STATE POLITICS 833 N LAST CHANCE GULCH HELENA MT 596013352 PC FOR GENERAL SUPPORT 150000 NATURAL CAPITALISM SOLUTIONS INC 11823 N 75TH STREET LONGMONT CO 80503 PC FOR ITS PRESIDENTIAL CLIMATE ACTION PROJECT 50000 NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 10018 PC FOR MEMBERSHIP IN 2020 AND 2021 AND IN SUPPORT OF ITS PROJECT, THE FUNDERS' COMMITTEE FOR CIVIC PARTICIPATION 36000 NEO PHILANTHROPY INC 45 WEST 36TH STREET 6TH FLOOR NEW YORK NY 10018 PC FOR ITS PROJECT, THE ONLINE PROGRESSIVE ENGAGEMENT NETWORK 77500 NEVLADINA ORGANIZACIJA 35MM MARKA RADOVICA STREET 20/32 PODGORICA MJ 81000 PC FOR GENERAL SUPPORT 45000 NEW GEORGIA PROJECT INC 165 COURTLAND STREET NE SUITE A-231 ATLANTA GA 30303 PC FOR GENERAL SUPPORT 150000 NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 PC FOR ITS PROJECT, THE TIPPING POINT FUND 150000 NEW VENTURE FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 PC FOR THE FAIR REPRESENTATION IN REDISTRICTING PROJECT, FOR ITS DATA HUB 100000 NEW YORK FOUNDATION FOR THE ARTS INC 20 JAY STREET SUITE 740 BROOKLYN NY 11201 PC FOR ITS INCUBATOR FOR EXECUTIVE LEADERS OF COLOR PROGRAM 50000 NEW YORK WOMEN IN FILM & TELEVISION INC 6 EAST 39TH STREET SUITE 1200 NEW YORK NY 10016 PC FOR CAPACITY BUILDING 19190 NINE SEVEN TWO-ADVANCEMENT OF CITIZEN JOURNALISM 7 BEGIN ROAD TEL AVIV IS 6618107 PC FOR GENERAL SUPPORT 75000 NONPROFIT NEW YORK INC 320 EAST 43RD STREET THIRD FLOOR NEW YORK NY 10017 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 2000 NONPROFIT NEW YORK INC 320 EAST 43RD STREET THIRD FLOOR NEW YORK NY 10017 PC FOR ITS ADVOCACY WORK 30000 OIL CHANGE INTERNATIONAL 714 G STREET SE SUITE 202 WASHINGTON DC 20003 PC FOR GENERAL SUPPORT 200000 PAUL TAYLOR DANCE FOUNDATION INC 551 GRAND STREET NEW YORK NY 10002 PC FOR ITS 2019 AND 2020 LINCOLN CENTER SEASONS AND 2020 CELEBRATE THE DANCEMAKER TOUR 150000 PEAK GRANTMAKING INC 1666 K STREET NW SUITE 440 WASHINGTON DC 20006 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 3000 PESTICIDE ECO-ALTERNATIVES CENTER YUNNAN THOUGHTFUL ACTION APT 1214 F 12 BLDG 14 CHUANJIN RD YUNNAN YINGXIANG RESIDENTIAL QUARTE KUNMING CH 650224 PC FOR ITS PROJECT TO REDUCE GREENHOUSE GAS EMISSIONS FROM AGRICULTURE SUPPLY CHAINS IN RURAL CHINA 150000 PHILANTHROPY FOR ACTIVE CIVIC ENGAGEMENT 1717 RHODE ISLAND AVENUE NW SUITE 700 WASHINGTON DC 20036 PC FOR 2020 AND 2021 MEMBERSHIP AND GENERAL SUPPORT 19000 PHILANTHROPY NEW YORK INC 320 EAST 43RD STREET NEW YORK NY 10017 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 22250 POLARIS INSTITUTE USA 1901 OLYMPIC BOULEVARD SUITE 200 WALNUT CREEK CA 94596 PC FOR ITS PROJECT, AMAZON, ENERGY, AND ALTERNATIVES 85000 POWER SHIFT NETWORK 1342 FLORIDA AVENUE NW WASHINGTON DC 20009 PC FOR GENERAL SUPPORT 50000 PRISON POLICY INITIATIVE INC 69 GARFIELD AVENUE 1ST FLOOR EASTHAMPTON MA 01027 PC FOR GENERAL SUPPORT 50000 PROTECT DEMOCRACY PROJECT 2020 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 PC FOR GENERAL SUPPORT 100000 PROTEUS FUND INC 15 RESEARCH DRIVE SUITE B AMHERST MA 01002 PC FOR ITS RISE TOGETHER FUND 35000 PS1 CONTEMPORARY ART CENTER INC 22-25 JACKSON AVENUE LONG ISLAND CITY NY 11101 PC FOR THE 20TH ANNIVERSARY QUINQUENNIAL EXHIBITION AND COLLATERAL ACTIVITIES OF GREATER NEW YORK 75000 QENDRA E ARTEVE VIZUELE MULTIMEDIA RR IDRIZ GJILANI 7/9 1 PRISTINA OC 10000 PC FOR GENERAL SUPPORT 35000 QUEENS MUSEUM OF ART NEW YORK CITY BUILDING FLUSHING MEADOWS CORONA PARK QUEENS NY 11368 PC FOR EXHIBITIONS AND ARTIST RESIDENCIES 100000 ROCKEFELLER PHILANTHROPY ADVISORS INC 6 WEST 48TH STREET 10TH FLOOR NEW YORK NY 10036 PC FOR ITS CLIMATE NEXUS PROJECT 200000 ROCKY MOUNTAIN INSTITUTE 2490 JUNCTION PLACE SUITE 200 BOULDER CO 80301 PC FOR ITS GLOBAL CLIMATE FINANCE PROGRAM 400000 RUSSELL SAGE FOUNDATION 112 EAST 64TH STREET NEW YORK NY 10065 EOF FOR ITS JOURNAL ISSUE DEVOTED TO THE LEGACY OF PLESSY V. FERGUSON 30000 SAN FRANCISCO CHAMBER OF COMMERCE FOUNDATION 234 MONTGOMERY STREET SUITE 760 SAN FRANCISCO CA 94104 PC FOR ITS CHAMBERS FOR INNOVATION AND CLEAN ENERGY PROJECT 100000 SBUNKER BOULEVARD DESHMORET E KOMBIT NO 44/7 PRISTINA OC 1000 PC FOR ITS PROJECT, SBUNKER DEMOCRACY HUB 40000 SIERRA CLUB FOUNDATION 2101 WEBSTER STREET SUITE 1250 OAKLAND CA 94612 PC FOR ITS LIVING ECONOMY PROGRAM 175000 SIMON FRASER UNIVERSITY ADVANCEMENT ALUMNI ENGAGEMENT UNIVERSITY DEVELOPMENT STRAND HALL BURNABY CA V5A 1S6 PC FOR ITS CASCADIA CLIMATE PROJECT 100000 SLAVKO CURUVIJA FOUNDATION KURSULINA 7 BELGRADE RI 11000 PC FOR GENERAL SUPPORT 60000 SOUTHERN COALITION FOR SOCIAL JUSTICE 1415 W NC HIGHWAY 54 SUITE 101 DURHAM NC 27707 PC FOR GENERAL SUPPORT 100000 STAND 1329 NORTH STATE STREET SUITE 302 BELLINGHAM WA 98225 PC FOR GENERAL SUPPORT 250000 STICHTING BANKTRACK VISMARKT 15 NIJMEGEN NL 6511 VJ PF FOR GENERAL SUPPORT 35000 STICHTING RIGHTS DEFENDERS PARKSTRAAT 25 ZAANDIJK NL 1544 AM PC FOR GENERAL SUPPORT 60000 STUDIO MUSEUM IN HARLEM INC 144 WEST 125TH STREET NEW YORK NY 10027 PC FOR ITS RESIDENCY PROGRAM AND COMMUNITY VISUAL ARTS PROJECT IN HARLEM 75000 THE ASPEN INSTITUTE INC 2300 N STREET NW SUITE 700 WASHINGTON DC 20037 PC FOR ITS CONGRESSIONAL PROGRAM 175000 THE BALKAN FORUM TIRANA C4/2 LAM B-N2 11-1 PRISTINA OC 10000 PC FOR GENERAL SUPPORT 200000 THE FRANKLIN AND ELEANOR ROOSEVELT INSTITUTE 570 LEXINGTON AVENUE 5TH FLOOR NEW YORK NY 10022 PC FOR GENERAL SUPPORT 100000 THE INSTITUTE FOR MIDDLE EAST UNDERSTANDING 2913 EL CAMINO REAL 436 TUSTIN CA 92782 PC FOR GENERAL SUPPORT 60000 THE MUNICIPAL ART SOCIETY OF NEW YORK 488 MADISON AVENUE SUITE 1900 NEW YORK NY 10022 PC FOR ITS FIGHT FOR LIGHT INITIATIVE 50000 THE MUSEUM FOR AFRICAN ART 1280 FIFTH AVENUE NEW YORK NY 10029 PC FOR ITS AFRICANS OF AMERICA EXHIBITION AND RELATED PROGRAMS 100000 THE NISKANEN CENTER INC 820 FIRST STREET NE 675 WASHINGTON DC 20002 PC FOR ITS CLIMATE PROGRAM 100000 THE PEN AND BRUSH INC 29 EAST 22ND STREET NEW YORK NY 10010 PC FOR GENERAL SUPPORT 50000 THE PRESIDENT AND DIRECTORS GEORGETOWN COLLEGE (GEORGETOWN UNIVERSITY) 37TH AND O STREETS NW WASHINGTON DC 20057 PC FOR THE GEORGETOWN CLIMATE CENTER 600000 THE SEATTLE AQUARIUM SOCIETY 1483 ALASKAN WAY PIER 59 SEATTLE WA 98101 PC FOR ITS PROJECT, THE INTERNATIONAL ALLIANCE TO COMBAT OCEAN ACIDIFICATION 100000 THIRD WORLD NETWORK-AFRICA 9 ASMARA STREET EAST LEGON PO BOX 19452 ACCRA GH PC FOR GENERAL SUPPORT 75000 TIDES CENTER 1012 TORNEY AVENUE SAN FRANCISCO CA 94129 PC FOR ITS PROJECT, MOSAIC 450000 TIDES FOUNDATION PO BOX 399389 SAN FRANCISCO CA 941399389 PC FOR ITS PROJECT, THE NEW MEDIA VENTURES EDUCATION FUND 100000 TRAG FOUNDATION MILESEVSKA 5/6 BELGRADEVRACAR RI 11118 PC FOR GENERAL SUPPORT AND TO SUPPORT ITS COVID-19 SOLIDARITY FUND 200000 TRUSTEES OF BOSTON UNIVERSITY 25 BUICK STREET SUITE 200 BOSTON MA 02215 PC FOR THE GLOBAL CHINA INITIATIVES RESEARCH ON GREENING CHINAS OVERSEAS DEVELOPMENT FINANCE 150000 TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET 6TH FLOOR NEW YORK NY 10027 PC FOR ITS PROJECT, GULF/2000 25000 UDRUZENJE KROKODIL KARADJORDJEVA 43 BELGRADE RI 11000 PC FOR GENERAL SUPPORT 30000 UNIVERSITY OF DELAWARE 210 HULLIHEN HALL NEWARK DE 19716 PC FOR ITS SPECIAL INITIATIVE ON OFFSHORE WIND PROJECT 500000 UNIVERSITY OF MASSACHUSETTS FOUNDATION INC ONE BEACON STREET 31ST FLOOR BOSTON MA 02108 PC FOR THE CONSORTIUM ON GENDER, SECURITY, AND HUMAN RIGHTS' FEMINIST ROADMAP FOR SUSTAINABLE PEACE 115000 URBAN SUSTAINABILITY DIRECTORS NETWORK 1624 VIOLA CIRCLE PORT WASHINGTON WI 530741038 PC FOR GENERAL SUPPORT 200000 WILLIAM J BRENNAN JR CENTER FOR JUSTICE INC 120 BROADWAY SUITE 1750 NEW YORK NY 10271 PC FOR ITS DEMOCRACY PROGRAM'S WORK FOCUSED ON MONEY IN POLITICS, FAIR COURTS, AND REDISTRICTING 200000 WINDWARD FUND 1201 CONNECTICUT AVENUE NW SUITE 300 WASHINGTON DC 20036 PC FOR ITS REWIRING AMERICA PROJECT 150000 WNET 825 EIGHTH AVENUE NEW YORK NY 100197435 PC FOR ITS PAST, PRESENT, AND FUTURE PROGRAM 75000 WORLDWIDE INITIATIVES FOR GRANTMAKER SUPPORT INC R DR VIRGILIO DE CARVALHO PINTO 433 SALA 7 SAO PAULOSP BR 05415-030 PC FOR GENERAL SUPPORT AND MEMBERSHIP FOR 2020 AND 2021 10000 ZAZIM - COMMUNITY ACTION PO BOX 8080 TEL AVIV IS 6108002 PC FOR GENERAL SUPPORT 50000 17772040 PUBLIC PROGRAMS 810 14 157895 525990 386290 14 3665543 14 53947 525990 816721 18 35322259 FEDERAL 990-PF AND 990-T 2018 REFUNDS 01 69 UBIT MONTANA REFUND 525990 21917 OTHER INCOME THROUGH K-1S 525990 588613 14 -588613 1813541 38611100 810 40425451 1A THE POCANTICO CENTER SHARES THE 100-YEAR HISTORY OF KYKUIT, THE ROCKEFELLER FAMILY HOME, WITH THE PUBLIC, AND OFFERS PROGRAMS THAT REFLECT THE VALUES OF THE ROCKEFELLER BROTHERS FUND AND THE NATIONAL TRUST FOR HISTORIC PRESERVATION. PUBLIC PROGRAMS MAKE USE OF THE ESTATE'S BUILDINGS, GROUNDS, AND GARDENS TO NURTURE LEARNING AND ARTISTIC EXPERIENCES. THE POCANTICO CENTER OFFERS LEARNING EXPERIENCES UTILIZING THE COLLECTIONS AND GARDENS OF KYKUIT. A VARIETY OF OTHER LEARNING EXPERIENCES ARE PRESENTED THROUGH CLASSES AND WORKSHOPS CONDUCTED BY SCHOLARS AND EXPERTS. PARTICIPANTS OF ALL AGES ARE OFFERED A VARIETY OF EDUCATIONAL OPPORTUNITIES INCLUDING GARDENS, FINE ARTS, DECORATIVE ARTS, AND HISTORY. THE POCANTICO CENTER EXTENDS THE WORK OF THE FUND'S GRANTEES THROUGH THE POCANTICO ARTS COLLABORATIVE WHICH LINKS THE FUND'S CHARLES E. CULPEPER ARTS & CULTURE GRANTS WITH THE RESOURCES AND BEAUTY OF THE POCANTICO ESTATE. THE EVENTS SHOWCASE DANCE, MUSIC, THEATER AND MORE. 0 0 0 0 0 0 0 0 0 0 X X 1 CLIMATEWORKS FOUNDATION 235 MONTGOMERY ST 13TH FLOOR SAN FRANCISCO CA 94104 1200000 X 2 THE ADVANTAGE FOUNDATION ZOLLSTRASSE 62 8031 ZURICH SZ 250000 X 3 ROCKEFELLER PHILANTHROPY ADVISORS 6 WEST 48TH STREET NEW YORK NY 10036 9500 X 4 NATIONAL TRUST FOR HISTORIC PRESERVATION 2600 VIRGINIA AVENUE NW WASHINGTON DC 20037 4130496 X 5 THE O'NEILL FAMILY CHARITABLE TRUST C/O ROCKEFELLER GLOBAL FAMILY OFFIC NEW YORK NY 10111 10000 X AUDIT & TAX SERVICES 183349 63744 54435 AUDIT SERVICES - 401K PLAN AUDIT 36040 0 36040 GLOBAL TAX SERVICES 17246 0 17246 OUTSOURCED ACCOUNTING FEES - CHINA OFFICE 16073 0 16073 ASSOCIATION FOR THE DEVELOPMENT AND RESEARCH OF PERFORMING ARTS IN BIH KON BIHACKA 5 SARAJEVO BK 71000 2020-09-23 40000 FOR GENERAL SUPPORT 40000 NONE TO OUR KNOWLEDGE 2/27/2021, 9/9/2021 BEIJING HEYI GREEN FOUNDATION ROOM 909 UNIT 1 16 HAIDIAN MIDDLE STREET HAIDIAN DISTRICT BEIJING CH 100080 2020-12-18 150000 FOR DEVELOPING ITS FOODTHINK PLATFORM TO PROMOTE SUSTAINABLE FOOD SYSTEMS 93800 NONE TO OUR KNOWLEDGE 9/9/2021 BELGRADE OPEN SCHOOL MASARIKOVA 5/16 BELGRADE RI 11000 2019-04-25 50000 FOR GENERAL SUPPORT 50000 NONE TO OUR KNOWLEDGE 2/29/2020, 2/28/2021 DEMOCRATIZATION POLICY COUNCIL EV SYBELSTR 10 BERLIN GM 10629 2019-10-02 60000 FOR GENERAL SUPPORT 60000 NONE TO OUR KNOWLEDGE 3/17/2020, 9/11/2020, 4/8/2021 DEMOCRATIZATION POLICY COUNCIL EV SYBELSTR 10 BERLIN GM 10629 2020-10-05 60000 FOR GENERAL SUPPORT 60000 NONE TO OUR KNOWLEDGE 4/8/2021, 9/10/2021 GLOBAL LEGAL ACTION NETWORK 57-62 LINCOLNS INN FIELDS LONDON UK WC2A 3LJ 2019-09-11 100000 FOR ITS WORK ON ISRAEL/PALESTINE 100000 NONE TO OUR KNOWLEDGE 8/31/2020, 1/31/2021 GROWALD FAMILY FUND INC 55 POND AVENUE SUITE 202E BROOKLINE MA 02445 2020-12-09 50000 TO SUPPORT MANAGEMENT OF FUNDER NETWORKS ON GLOBAL CHALLENGES 35983 NONE TO OUR KNOWLEDGE 2/25/2021 GUANGDONG HARMONY FOUNDATION BUILDING 2 5TH ALLEY YI LE ROAD HAIZHU DISTRICT GUANGZHOU GUANGDONG CH 510276 2019-04-29 300000 FOR THE GUANGDONG HARMONY ENVIRONMENTAL FUND 300000 NONE TO OUR KNOWLEDGE 3/31/2020, 4/13/2021 HUMANRIGHTS360 CIVIL NON PROFIT PARTNERSHIP LEOF VASILISSIS SOFIAS 95 ATHENS GR 115 21 2020-04-11 115000 FOR GENERAL SUPPORT 115000 NONE TO OUR KNOWLEDGE. DETERMINED TO BE A PC SO NO FURTHER ER REQUIRED. 11/20/2020, 3/9/2021 INVESTOR WATCH 40 BERMONDSEY STREET LONDON UK SE1 3UD 2020-02-05 135000 FOR ITS CLIMATE FINANCE ACCELERATOR PROJECT 135000 NONE TO OUR KNOWLEDGE 2/5/2021, 4/21/2021 MATTIN GROUP SQUARE BARON ALFRED BOUVIER 6/4 BRUSSELS BE 1060 2019-09-11 50000 FOR GENERAL SUPPORT 50000 NONE TO OUR KNOWLEDGE 6/11/2020, 4/8/2021, 8/30/2021 MATTIN GROUP SQUARE BARON ALFRED BOUVIER 6/4 BRUSSELS BE 1060 2019-12-02 50000 FOR GENERAL SUPPORT 50000 NONE TO OUR KNOWLEDGE 4/8/2021, 8/30/2021 RAMON MAGSAYSAY AWARD FOUNDATION 1680 ROXAS BOULEVARD MANILA RP 1004 2010-08-19 150000 TO SUPPORT THE 2010 RAMON MAGSAYSAY AWARDS 135000 NONE TO OUR KNOWLEDGE. $15,000 WAS RETURNED IN 2021. PRIOR+ 11/3/13, 9/24/14, 10/23/15, 10/14/17, 9/14/18, 9/20/19, 6/24/20, 5/18 RES FOUNDATION DVADESETSEDMOG MARTA STREET 28 6TH FLOOR APT 23 BELGRADE RI 11000 2020-10-05 60000 FOR GENERAL SUPPORT 60000 NONE TO OUR KNOWLEDGE 2/26/2021, 4/30/2021 STICHTING BANKTRACK VISMARKT 15 NIJMEGEN NL 6511 VJ 2020-10-05 35000 FOR GENERAL SUPPORT 34011 NONE TO OUR KNOWLEDGE 9/2/2021 TALENT BEYOND BOUNDARIES INC 2000 MASSACHUSETTS AVENUE NW WASHINGTON DC 20036 2019-12-11 35000 FOR GENERAL SUPPORT 35000 NONE TO OUR KNOWLEDGE 4/9/2020, 3/31/2021 THE BALKAN FORUM SEJDI KRYEZIU STR 13 PRISTINA KV 10000 2019-04-17 100000 FOR GENERAL SUPPORT 100000 NONE TO OUR KNOWLEDGE. 3/1/2020, 2/28/21 THE BALKAN FORUM SEJDI KRYEZIU STR 13 PRISTINA KV 10000 2019-12-09 68000 FOR GENERAL SUPPORT 68000 NONE TO OUR KNOWLEDGE. 2/28/2021 THE BALKAN FORUM SEJDI KRYEZIU STR 13 PRISTINA KV 10000 2020-04-15 32000 FOR GENERAL SUPPORT 32000 NONE TO OUR KNOWLEDGE. PC AS OF 11/14/2020 SO NO FURTHER ER REPORTING REQUIR 2/28/2021 FORM 990-PF, PART VII-A, LINE 11 THE FOLLOWING CONTROLLED ENTITIES ARE NOT EXCESS BUSINESS HOLDINGS:BRANDYWINE GLOBAL OPPORTUNISTIC FIXED INCOME SRI FUND1735 MARKET STREET, SUITE 1800PHILADELPHIA, PA 19103EIN# 82-3685022TRANSACTIONS: TRANSFER TO CONTROLLED ORGANIZATION: NONE TRANSFER FROM CONTROLLED ORGANIZATION: $6,633,696 DISTRIBUTION FROM LIMITED PARTNERSHIP FORM 990-PF, PART VIII, LINE 1, COLUMN (C), COMPENSATION ALL REPORTED COMPENSATION AMOUNTS INCLUDE SALARY, FEES, BONUSES, AND SEVERANCE PAYMENTS RECEIVED BY EACH INDIVIDUAL LISTED, AS WELL AS CURRENT YEAR PAYMENTS OF AMOUNTS REPORTED OR REPORTABLE AS DEFERRED COMPENSATION IN CURRENT OR PRIOR YEARS. AS A RESULT, THE AMOUNT REPORTED IN TOTAL ON PART VIII, LINE 1 MAY DIFFER FROM THE AMOUNT REPORTED ON PART I, LINE 13, COLUMN (A) WHICH WOULD NOT INCLUDE DEFERRED COMPENSATION REFLECTED PER BOOKS IN PRIOR YEARS. DISTRIBUTIONS OUT OF CORPUS PART XIII, LINE 7 THE FOUNDATION RECEIVED CONTRIBUTIONS FROM OTHER PRIVATE FOUNDATIONS WHICH IT EXPENSED OR REDISTRIBUTED. IN ACCORDANCE WITH IRS REG. 53-4942(A)-3(D) THE FOUNDATION IS ELECTING TO TREAT $1,518,731 NOT AS A QUALIFYING DISTRIBUTION BUT AS A DISTRIBUTION OUT OF CORPUS.PURSUANT TO REG. 53.4942(A)-3(C)(2)(IV), THE FOUNDATION HEREBY ELECTS TO TREAT, AS A CURRENT CORPUS DISTRIBUTION, THE FOLLOWING UNUSED PRIOR TAX YEARS' DISTRIBUTIONS THAT WERE TREATED AS CORPUS DISTRIBUTIONS UNDER REG. 53.4942(A)-3(D)(1)(III) IN SUCH PRIOR TAX YEARS:TAX YEAR AMOUNT 2015 $1,518,731 FORM 990-PF, PART XV, LINE 2 PART XV, LINE 2AGRANT INQUIRIES ARE ACCEPTED THROUGHOUT THE YEAR AT HTTPS://WWW.RBF.ORG/GRANTS/FOR-GRANT-SEEKERS . THE ONLINE GRANT INQUIRY IS THE STARTING POINT FOR APPLYING FOR A GRANT FROM THE ROCKEFELLER BROTHERS FUND. PART XV, LINE 2BFOUNDED IN 1940, THE ROCKEFELLER BROTHERS FUND ADVANCES SOCIAL CHANGE THAT CONTRIBUTES TO A MORE JUST, SUSTAINABLE, AND PEACEFUL WORLD. THE FUND'S GRANTMAKING IS ORGANIZED AROUND THREE THEMATIC PROGRAMS DEMOCRATIC PRACTICE, SUSTAINABLE DEVELOPMENT, AND PEACEBUILDING THAT SUPPORT WORK IN THE UNITED STATES AND AT THE GLOBAL LEVEL, AND TWO PIVOTAL PLACE PROGRAMS THAT ADDRESS THESE THEMES IN SPECIFIC CONTEXTS: CHINA AND THE WESTERN BALKANS. THE CHARLES E. CULPEPER ARTS & CULTURE PROGRAM NURTURES A VIBRANT AND INCLUSIVE ARTS COMMUNITY IN THE FUND'S HOME CITY OF NEW YORK.ROCKEFELLER BROTHERS FUND STAFF ARE HIGHLY ENGAGED IN THE FIELDS IN WHICH THEY PROVIDE SUPPORT. STAFF MEMBERS ACTIVELY IDENTIFY ORGANIZATIONS THAT ARE WELL-POSITIONED TO MEET PROGRAMMATIC GOALS. WHILE THE FUND REMAINS OPEN TO UNSOLICITED REQUESTS, APPLICANTS SHOULD BE AWARE THAT THE LIKELIHOOD OF AN UNSOLICITED REQUEST BECOMING A GRANT IS LOW. APPLICATIONS FOR FUNDING ARE CONSIDERED THROUGHOUT THE YEAR. THE FIRST STEP FOR PROSPECTIVE APPLICANTS IS TO SUBMIT AN ONLINE GRANT INQUIRY. THE REVIEW PROCESS MAY TAKE UP TO THREE MONTHS FROM THE TIME THE INQUIRY IS RECEIVED.STAFF REVIEW EACH INQUIRY FOR FIT WITHIN CURRENT PROGRAM GUIDELINES, FUNDING PRIORITIES, AND BUDGET CONSTRAINTS. IF THERE IS INTEREST IN CONSIDERING A GRANT, STAFF WILL CONTACT THE APPLICANT FOR ADDITIONAL INFORMATION, INCLUDING A DETAILED PROPOSAL. APPLICANTS SHOULD NOT SEND A FULL PROPOSAL UNLESS REQUESTED TO DO SO BY FUND STAFF. THE REVIEW PROCESS MAY TAKE UP TO THREE MONTHS FROM THE TIME THE INQUIRY IS RECEIVED.ONCE A GRANT IS APPROVED, GRANTEES WILL RECEIVE AN AGREEMENT LETTER FROM THE FUND OUTLINING THE TERMS OF THE GRANT, INCLUDING THE EXPECTED REPORTING REQUIREMENTS AND PAYMENT SCHEDULE. THE FIRST PAYMENT ON THE GRANT IS GENERALLY ISSUED UPON RETURN OF THE COUNTERSIGNED AWARD LETTER TO THE FUND.RBF STAFF MEMBERS MONITOR GRANTS THROUGHOUT THEIR LIFE CYCLE. EACH GRANTEE IS REQUIRED TO SUBMIT NARRATIVE AND FINANCIAL REPORTS AT SPECIFIED INTERVALS DURING THE GRANT AS WELL AS AT ITS CONCLUSION. GRANT REPORTS BECOME PART OF THE FUND'S PERMANENT RECORDS.PART XV, LINE 2CTHE CHARLES E. CULPEPER ARTS & CULTURE PROGRAM HONORS THE LEGACY OF CHARLES E. CULPEPER BY SUPPORTING THE ARTISTS AND CULTURAL ORGANIZATIONS THAT MAKE NEW YORK CITY ONE OF THE WORLD'S MOST DYNAMIC CREATIVE CAPITALS. THESE GRANTS SUPPORT THE CREATIVE PROCESS, BUILD THE CAPACITY OF SMALL AND MID-SIZE ARTS AND CULTURAL INSTITUTIONS, AND PROMOTES DIVERSITY IN THE CITY'S CREATIVE LIFE.ELIGIBILITY ORGANIZATIONS BASED WITHIN THE FIVE BOROUGHS OF NEW YORK CITY ORGANIZATIONS WITH 501(C)(3) TAX STATUS OR PROJECTS OF SPONSORING ORGANIZATIONS WITH 501(C)(3) TAX STATUSFOR CAPACITY-BUILDING GRANTS, ORGANIZATIONS WITH ANNUAL OPERATING BUDGETS BETWEEN $200,000 AND $4 MILLIONGENERALLY, NO CAPITAL CAMPAIGNS, FESTIVALS, MEETINGS, CASH RESERVE FUNDS, OR ENDOWMENTSSUPPORT FOR ARTS EDUCATION HAS BEEN PHASED OUTPART XV, LINE 2DTHE ROCKEFELLER BROTHERS FUND AWARDS GRANTS THROUGHOUT THE YEAR TO SUPPORT A VARIETY OF CHARITABLE PROJECTS IN THE UNITED STATES AND ABROAD THAT SEEK TO EXPAND KNOWLEDGE, CLARIFY VALUES AND CRITICAL CHOICES, NURTURE CREATIVE EXPRESSION, AND SHAPE PUBLIC POLICY.TO BE ELIGIBLE FOR A GRANT, ORGANIZATIONS SHOULD BE CONSIDERED TAX-EXEMPT OR SEEKING SUPPORT FOR A PROJECT THAT WOULD QUALIFY AS EDUCATIONAL OR CHARITABLE. THE FUND'S GRANTMAKING IS ORGANIZED AROUND THREE THEMATIC PROGRAMS AND TWO PLACE-BASED PROGRAMS. THE RBF AWARDS A LIMITED NUMBER OF PHILANTHROPIC STEWARDSHIP AND SPECIAL OPPORTUNITIES GRANTS THAT SUPPORT NONPROFIT INFRASTRUCTURE ORGANIZATIONS AND HELP TO FURTHER THE FUND'S MISSION. THE FUND DOES NOT ACCEPT UNSOLICITED APPLICATIONS IN THESE AREAS. PLEASE ALSO SEE WHAT WE DO NOT FUND AT HTTPS://WWW.RBF.ORG/GRANTS/FOR-GRANT-SEEKERS.RBF PROGRAM STATEMENTTHE ROCKEFELLER BROTHERS FUND ADVANCES SOCIAL CHANGE THAT CONTRIBUTES TO A MORE JUST, SUSTAINABLE, AND PEACEFUL WORLD. THROUGH ITS GRANTMAKING, THE FUND SUPPORTS EFFORTS TO EXPAND KNOWLEDGE, CLARIFY VALUES AND CRITICAL CHOICES, NURTURE CREATIVE EXPRESSION, AND SHAPE PUBLIC POLICY. THE FUND'S PROGRAMS ARE INTENDED TO DEVELOP LEADERS, STRENGTHEN INSTITUTIONS, ENGAGE CITIZENS, BUILD COMMUNITY, AND FOSTER PARTNERSHIPS THAT INCLUDE GOVERNMENT, BUSINESS, AND CIVIL SOCIETY. RESPECT FOR CULTURAL DIVERSITY AND ECOLOGICAL INTEGRITY PERVADES THE FUND'S ACTIVITIES. AS AN INSTITUTIONAL CITIZEN OF AN INTERDEPENDENT WORLD, THE FUND IS ACTIVE GLOBALLY, NATIONALLY, AND LOCALLY IN ITS HOME CITY OF NEW YORK. GRANT PROGRAMS ARE ORGANIZED AROUND THREE THEMES: DEMOCRATIC PRACTICE; PEACEBUILDING; AND SUSTAINABLE DEVELOPMENT. THE FUND RECOGNIZES THAT ACHIEVEMENT OF PROGRESS IN EACH OF THESE PROGRAM AREAS IS OFTEN INTERCONNECTED WITH DEVELOPMENTS IN THE OTHERS. AS A PRIVATE FOUNDATION, THE FUND STRIVES TO PROMOTE PHILANTHROPIC EXCELLENCE AND TO ENHANCE THE EFFECTIVENESS OF THE NONPROFIT SECTOR.AS SPECIFIED IN THE GUIDELINES FOR EACH GRANT PROGRAM, THE FUND SUPPORTS ACTIVITIES IN A VARIETY OF GEOGRAPHIC CONTEXTS. IT ALSO HAS IDENTIFIED SEVERAL SPECIFIC LOCATIONS ON WHICH TO CONCENTRATE CROSS-PROGRAMMATIC ATTENTION. THE FUND REFERS TO THESE AS "RBF PIVOTAL PLACES": SUB-NATIONAL AREAS, NATION-STATES, OR CROSS-BORDER REGIONS WHICH HAVE SPECIAL IMPORTANCE WITH REGARD TO THE FUND'S SUBSTANTIVE CONCERNS AND WHOSE FUTURE WILL HAVE DISPROPORTIONATE SIGNIFICANCE FOR THE FUTURE OF A SURROUNDING REGION, AN ECOSYSTEM, OR THE WORLD. THE FUND CURRENTLY WORKS IN TWO PIVOTAL PLACES: CHINA AND THE WESTERN BALKANS. THE CHARLES E. CULPEPER ARTS & CULTURE PROGRAM, FOCUSED ON NEW YORK, NURTURES A VIBRANT AND INCLUSIVE ARTS COMMUNITY IN THE FUND'S HOME CITY. THE POCANTICO CENTER OF THE ROCKEFELLER BROTHERS FUND IS LOCATED AT THE HEART OF THE ROCKEFELLER ESTATE OUTSIDE NEW YORK CITY AND WAS CREATED WHEN THE FUND LEASED THE AREA FROM THE NATIONAL TRUST FOR HISTORIC PRESERVATION IN 1991. THE CONFERENCE CENTER PROVIDES A UNIQUE SETTING WHERE THE RBF AND OTHER NONPROFIT ORGANIZATIONS AND PUBLIC SECTOR INSTITUTIONS CAN BRING TOGETHER PEOPLE OF DIVERSE BACKGROUNDS AND PERSPECTIVES TO ENGAGE CRITICAL ISSUES, REACH NEW LEVELS OF UNDERSTANDING, AND DEVELOP CREATIVE SOLUTIONS TO PRESSING PROBLEMS.IN THE YEARS SINCE ITS FOUNDING IN 1940, THE FUND HAS DEVELOPED A DISTINCTIVE STYLE OF GRANTMAKING THAT IS REFLECTED IN THE FOLLOWING CHARACTERISTICS:-LONG VIEW. GRANTMAKING IS PRIMARILY CONCERNED WITH FUNDAMENTAL PROBLEMS AND IS DESIGNED TO CONTRIBUTE TO THE ACHIEVEMENT OF LONG-TERM GOALS AND TO MAKE A LASTING IMPACT.-COMMITMENT. EXTENDED COMMITMENTS ARE FREQUENTLY MADE TO SPECIFIC ISSUES AND GEOGRAPHIC REGIONS AND EVEN TO PARTICULAR GRANTEES.-SYNERGY. RATHER THAN CONSIDERING OPPORTUNITIES ON A STAND-ALONE BASIS, THE FUND LOOKS FOR CONNECTIONS AMONG THE ACTIVITIES IT SUPPORTS AND THE THEMES IT PURSUES, BOTH WITHIN AND ACROSS PROGRAM AREAS AND IN SPECIFIC GEOGRAPHIC LOCATIONS.-INITIATIVE. THE FUND INITIATES OR PARTICIPATES IN THE DEVELOPMENT OF MANY OF THE PROJECTS THAT IT SUPPORTS.-ENGAGEMENT. IN ADDITION TO PROVIDING FINANCIAL SUPPORT, THE FUND OFTEN WORKS CLOSELY WITH GRANTEE ORGANIZATIONS TO HELP STRENGTHEN THEIR CAPACITY AND ADVANCE THEIR WORK-COLLABORATION. THE FUND ACTIVELY SEEKS OPPORTUNITIES TO COLLABORATE WITH OTHER FUNDERS.-CONVENING. THE FUND DEVOTES TIME AND RESOURCES, INCLUDING THE USE OF ITS POCANTICO CONFERENCE CENTER, TO CONVENING GROUPS OF DIVERSE STAKEHOLDERS AND ENCOURAGING COLLABORATION AMONG GOVERNMENT AGENCIES, CORPORATIONS, AND NONGOVERNMENTAL ORGANIZATIONS.THE GOALS AND STRATEGIES IN EACH OF OUR PROGRAMS ARE IMPLEMENTED THROUGH A VARIETY OF APPROACHES TO GRANTMAKING. IN SOME PROGRAMS, AS IS NOTED IN THE GUIDELINES, THE FUND PROACTIVELY IDENTIFIES GRANTEE PARTNERS AND THUS HAS LIMITED ABILITY TO RESPOND TO UNSOLICITED PROPOSALS. GRANTSEEKERS ARE ENCOURAGED TO STUDY THE GUIDELINES CLOSELY. PROSPECTIVE GRANTEES ARE ALSO URGED TO CONSULT THE SECTION "HOW TO APPLY" AT WWW.RBF.ORG FOR SPECIFIC GUIDANCE ON THE APPLICATION PROCESS. RBF PROGRAMSDEMOCRATIC PRACTICE PROGRAM GUIDELINESFOR DEMOCRACY TO FLOURISH AND DELIVER ON ITS PROMISES INCLUDING POLITICAL PARTICIPATION, HUMAN RIGHTS, ACCESS TO JUSTICE, A GOOD EDUCATION, AN IMPROVED QUALITY OF LIFE, A HEALTHY ENVIRONMENT, AND PERSONAL SECURITY ITS CITIZENS MUST BE INFORMED, ENGAGED, EMPOWERED, AND ASSERTIVE. SIMILARLY, INSTITUTIONS OF GOVERNANCE MUST BE INCLUSIVE, TRANSPARENT, ACCOUNTABLE, AND RESPONSIVE.THE FREQUENT FAILURE OF BOTH NEW AND ESTABLISHED DEMOCRACIES TO DELIVER ON THEIR PROMISES UNDERMINES THE COMMITMENT TO DEMOCRATIC PRACTICES. WEALTHY AND POWERFUL ACTORS EXERCISE UNDUE INFLUENCE, AND VOICES THAT HISTORICALLY HAVE BEEN EXCLUDED REMAIN UNHEARD IN DECISION-MAKING PROCESSES.THE UNITED STATES CONTINUES TO FACE A NUMBER OF DEMOCRATIC DEFICITS: A DECLINE IN MANY TRADITIONAL FORMS OF CIVIC ENGAGEMENT; REDUCED PARTICIPATION IN THE FORMAL INSTITUTIONS OF DEMOCRACY, INCLUDING BUT NOT LIMITED TO VOTING; AND DECLINING TRUST IN ALL INSTITUTIONS, ESPECIALLY INSTITUTIONS OF GOVERNMENT. THESE DEFICITS ARE BEING EXACERBATED BY DEEPLY ROOTED ECONOMIC INEQUALITY, AND AMERICAN SOCIETY IS BECOMING INCREASINGLY POLARIZED, SOCIALLY, ECONOMICALLY, AND POLITICALLY.AT THE SAME TIME, THE PROCESS OF GLOBALIZATION HAS SIMILARLY PRODUCED DEMOCRATIC DEFICITS IN GLOBAL GOVERNANCE. 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9698 NOTRE DAME INTERMEDICA PARTICI 13574 13574 B3 SA - BRASIL BOLSA BALCAO 57276 57276 AMBEV SA 9642 9642 KLABIN SA 9683 9683 NATURA & CO HOLDING SA 9097 9097 TIM SA/BRAZIL 5641 5641 RUMO SA 10001 10001 BANCO BTG PACTUAL SA 7239 7239 FOMENTO ECONOMICO MEXICANO SAB 19617 19617 GRUPO TELEVISA SAB 8051 8051 GRUPO BIMBO SAB DE CV 5642 5642 GRUMA SAB DE CV 8680 8680 CEMEX SAB DE CV 15875 15875 GRUPO FINANCIERO BANORTE SAB D 27034 27034 INDUSTRIAS PENOLES SAB DE CV 1690 1690 KIMBERLY-CLARK DE MEXICO SAB D 9041 9041 GRUPO AEROPORTUARIO DEL SUREST 10657 10657 AMERICA MOVIL SAB DE CV 35706 35706 GRUPO FINANCIERO INBURSA SAB D 6947 6947 GRUPO AEROPORTUARIO DEL PACIFI 14493 14493 FIBRA UNO ADMINISTRACION SA DE 10615 10615 INFRAESTRUCTURA ENERGETICA NOV 6618 6618 ORBIA ADVANCE CORP SAB DE CV 8212 8212 COCA-COLA FEMSA SAB DE CV 11941 11941 WAL-MART DE MEXICO SAB DE CV 24161 24161 CHECK POINT SOFTWARE TECHNOLOG 33360 33360 CYBERARK SOFTWARE LTD 9695 9695 WIX.COM LTD 29245 29245 ARGENX SE 23984 23984 STATE BANK OF INDIA 51063 51063 LARSEN & TOUBRO LTD 25182 25182 HON HAI PRECISION INDUSTRY CO 6306 6306 AGNICO EAGLE MINES LIMITED 36567 36567 ALIMENTATION COUCHE-TARD INC 47602 47602 BARRICK GOLD CORP 71294 71294 ATCO LTD 20880 20880 BANK OF MONTREAL 94197 94197 BANK OF NOVA SCOTIA 121291 121291 NATIONAL BANK OF CANADA 53533 53533 SAPUTO INC 8390 8390 CCL INDUSTRIES INC 14516 14516 CAE INC 5537 5537 CAMECO CORP 24491 24491 ROGERS COMMUNICATIONS INC 35723 35723 CANADIAN IMPERIAL BK OF COMM 78511 78511 CANADIAN TIRE CORP LTD 34149 34149 CANADIAN UTILITIES LTD 20011 20011 CANADIAN NATIONAL RAILWAY CO 121047 121047 YAMANA GOLD INC 11984 11984 RIOCAN REIT 6179 6179 GILDAN ACTIVEWEAR INC 14806 14806 OPEN TEXT CORPORATION 40906 40906 EMPIRE CO LTD 5462 5462 RITCHIE BROS AUCTIONEERS INC 6945 6945 FORTIS INC 44082 44082 FIRST QUANTUM MINERALS LTD 33719 33719 ENBRIDGE INC 116953 116953 LOBLAW COMPANIES LTD 10649 10649 MAGNA INTL INC 58423 58423 SUN LIFE FINANCIAL INC 45760 45760 FAIRFAX FINANCIAL HOLDINGS LTD 17027 17027 METRO INC 21980 21980 EMERA INC 25479 25479 ONEX CORP 25175 25175 PAN AMERICAN SILVER CORP 17229 17229 POWER CORP CANADA 35126 35126 QUEBECOR INC 2571 2571 ROYAL BANK OF CANADA 179461 179461 CANADIAN PACIFIC RAILWAY LTD 90108 90108 SHAW COMMUNICATIONS INC 25759 25759 LUNDIN MINING CORP 29980 29980 TORONTO DOMINION BANK 201647 201647 TOPICUS.COM INC 348 348 KINROSS GOLD CORP 29472 29472 INTACT FINANCIAL CORP 32179 32179 CONSTELLATION SOFTWARE INC 64871 64871 BCE INC 4272 4272 B2GOLD CORP 9514 9514 CI FINANCIAL INC 3716 3716 PEMBINA PIPELINE CORP 24099 24099 DOLLARAMA INC 25655 25655 ALGONQUIN POWER & UTIL CORP 9867 9867 NORTHLAND POWER INC 10754 10754 BLACKBERRY LIMITED 2650 2650 KIRKLAND LAKE GOLD LTD 24360 24360 INTER PIPELINE LTD 8758 8758 NUTRIEN LTD 63788 63788 WHEATON PRECIOUS METALS CORP 34633 34633 SSR MINING INC 6019 6019 BAUSCH HEALTH COS INC 12645 12645 THOMSON REUTERS CORP 8177 8177 WSP GLOBAL INC 47895 47895 CGI INC 47403 47403 IA FINANCIAL CORP INC 4331 4331 TC ENERGY CORP 75553 75553 RESTAURANT BRANDS INTL INC 17105 17105 SHOPIFY INC 225639 225639 CANOPY GROWTH CORP 9342 9342 HYDRO ONE LIMITED 37735 37735 CARLSBERG AS 45205 45205 AP MOLLER - MAERSK A/S 33521 33521 AP MOLLER - MAERSK A/S 14556 14556 GN STORE NORD AS 2883 2883 DANSKE BANK A/S 27183 27183 GENMAB A/S 50203 50203 VESTAS WIND SYSTEMS A/S 76193 76193 H LUNDBECK A/S 9748 9748 DSV A/S 74276 74276 PANDORA A/S 27314 27314 CHR HANSEN HOLDING A/S 32949 32949 NOVOZYMES A/S 37630 37630 COLOPLAST A/S 29797 29797 AMBU A/S 10859 10859 NOVO NORDISK A/S 216498 216498 TRYG A/S 19609 19609 ORSTED AS 92800 92800 KESKO OYJ 19848 19848 WARTSILA OYJ ABP 13113 13113 UPM-KYMMENE OYJ 49063 49063 STORA ENSO OYJ 28025 28025 SAMPO OYJ 38364 38364 FORTUM OYJ 30805 30805 ELISA OYJ 19490 19490 NOKIA OYJ 33527 33527 NESTE OYJ 59790 59790 KONE OYJ 42285 42285 ORION OYJ 11388 11388 DNB ASA 31689 31689 TELENOR ASA 19750 19750 YARA INTERNATIONAL ASA 25114 25114 MOWI ASA 22598 22598 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ITAU UNIBANCO HOLDING SA 37755 37755 CIA ENERGETICA DE MINAS GERAIS 4667 4667 16471599 16471599 217650 217650 INVESCO DB AGRICULTURE FUND FMV 262275 262275 INVESCO DB BASE METALS FUND FMV 215750 215750 UNITED STATES COPPER INDEX FMV 241377 241377 AUSTRALIA GOVERNMENT BOND REGS FMV 232870 232870 NEW ZEALAND GOVERNMENT IN REGS FMV 89455 89455 SPAIN GOVERNMENT INFLATIO 144A FMV 323229 323229 FRENCH REPUBLIC GOVERNMEN 144A FMV 121468 121468 FRENCH REPUBLIC GOVERNMEN REGS FMV 208232 208232 FRENCH REPUBLIC GOVERNMEN 144A FMV 482508 482508 ITALY BUONI POLIENNALI DE 144A FMV 282069 282069 ITALY BUONI POLIENNALI DE REGS FMV 771759 771759 ITALY BUONI POLIENNALI DE 144A FMV 602576 602576 ITALY BUONI POLIENNALI DE 144A FMV 286573 286573 UNITED KINGDOM INFLATION- REGS FMV 576975 576975 UNITED KINGDOM INFLATION- REGS FMV 326178 326178 UNITED KINGDOM INFLATION- REGS FMV 100417 100417 UNITED KINGDOM GILT INFLA REGS FMV 345802 345802 BRAZIL NOTAS DO TESOURO NACION FMV 136303 136303 MEXICAN BONOS FMV 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FMV 691726 691726 BEACH POINT DYNAMIC INCOME OFFSHORE FUND LTD. FMV 18025308 18025308 BRANDYWINE GLOBAL OPPORTUNISTIC SRI FUND FMV 28038297 28038297 CANTILLON GLOBAL EQUITY L.P. FMV 88513814 88513814 CERBERUS GLOBAL RESIDENTIAL LOAN STRATEGY FUND LP FMV 265974 265974 DCIG CAPITAL LTD FMV 12310272 12310272 ELEVAR EQUITY III, L.P. FMV 21409453 21409453 FARALLON CAPITAL F5 INVESTORS I, L.P. FMV 36013033 36013033 ETON PARK OVERSEAS FUND FMV 1497 1497 GENERATION IM GLOBAL EQUITY FUND LLC FMV 145328451 145328451 GOOD HILL OVERSEAS FUND LTD. FMV 17475554 17475554 HUDSON BAY INTL FUND LTD FMV 36624747 36624747 STEWART INVESTORS WORLDWIDE SUSTAINABILITY FMV 31508797 31508797 MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. FMV 2021566 2021566 OWNERSHIP CAPITAL GLOBAL EQUITY (USD) FUND LP FMV 89684080 89684080 SCULPTOR CREDIT OPPORTUNITIES OVERSEAS FUND, LP FMV 228014 228014 PFM HEALTHCARE OFFSHORE FUND LTD FMV 23802297 23802297 SHERIDAN SQUARE FUND, L.P. FMV 8598590 8598590 TENSILE CAPITAL PARTNERS FMV 35378507 35378507 TURNER MULTIFAMILY IMPACT FUND LP FMV 17509356 17509356 TYBOURNE EQUITY OFFSHORE FMV 31028012 31028012 TWO CREEKS CAPITAL OFFSHORE FUND LTD FMV 12390406 12390406 COLCHESTER GLOBAL BOND FUND FMV 17022586 17022586 ISHANA CAPITAL OFFSHORE FUND FMV 20357659 20357659 TIMBERCREEK GLOBAL REAL ESTATE CORE FUND, L.P. (HAZELVIEW) FMV 4873945 4873945 VANGUARD GLOBAL EX-U.S. REAL ESTATE ETF FMV 4777433 4777433 SPDR GOLD SHARES ETF FMV 10835013 10835013 SPDR INTERNATIONAL TREASURY BOND ETF FMV 1370497 1370497 VANGUARD REAL ESTATE ETF FMV 6382490 6382490 AMPERSAND 2001 FMV 7222 7222 ARCH VENTURE FUND IX, L.P. FMV 38101878 38101878 ARCH VENTURE FUND IX OVERAGE FMV 15129979 15129979 CENTEROAK EQUITY FUND I, L.P. FMV 10269542 10269542 CLEARVUE PARTNERS II LTD. FMV 11480796 11480796 CSFB STRATEGIC PARTNERS III FMV 33550 33550 CSFB STRATEGIC PARTNERS III VC FMV 75426 75426 EUROPA FUND IV, L.P. FMV 4596543 4596543 GENERATION IM CLIMATE SOLUTIONS FUND II FMV 17075508 17075508 IEF - 2008 TERM TRANCHE FMV 17876757 17876757 IEF - 2010 SPECIAL TERM TRANCHE FMV 12650286 12650286 IEF - 2011 SPECIAL TERM TRANCHE FMV 23885754 23885754 IEF - 2012 TERM TRANCHE FMV 24707304 24707304 HSREP IV CO-INVESTMENT LP FMV 2172601 2172601 KA ENERGY FUND IV FMV 83867 83867 MAINSTREAM RENEWABLE POWER LIMITED FMV 10693803 10693803 MORGAN STANLEY RE FUND V FMV 501075 501075 NB CO-INVESTMENT PARTNERS LP FMV 628418 628418 NEA 10 FMV 1051779 1051779 NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND, L.P. FMV 10152257 10152257 OSP VALUE FUND II FMV 8676300 8676300 P2 BRASIL PRIVATE INFRASTRUCTURE FUND III FEEDER FMV 9809160 9809160 PRIME FINANCE PARTNERS V, L.P. FMV 3225866 3225866 PROSPECT II FMV 30746 30746 RIVERSTONE/CARLYLE GLOBAL ENERGY III FMV 745541 745541 SIGULER GUFF SMALL BUYOUT OPPORTUNITIES FUND LP FMV 1924228 1924228 TIFF PARTNERS IV, LLC FMV 27005 27005 VISION RIDGE SUSTAINABLE ASSET FUND FMV 20763674 20763674 WESTON PRESIDIO V FMV 434595 434595 AMBIENTA III SCSP FMV 4938862 4938862 STIRLING SQ CAP PTRS FMV 3035081 3035081 RALLY VENTURE FD III FMV 3729859 3729859 RALLY TEC PTR FD III FMV 881707 881707 ARCH VENTURE X LP FMV 7161482 7161482 ARCH VEN X OVER LP FMV 7900346 7900346 RRG SUSTAINABLE WATER IMPACT FUND LP FMV 1819148 1819148 WARBURG PINCUS CHINA-SOUTHEAST ASIA II LP FMV 2138670 2138670 VISION RIDGE SUSTAINABLE ASSET FUND II FMV 6333659 6333659 CENTRE LANE PARTNERS V, L.P. FMV 227780 227780 NEW ENERGY CAPITAL INFRASTRUCTURE CREDIT FUND II LP FMV 3526033 3526033 KKR DISLOCATION OPPORTUNITIES (TE) FEEDER LP FMV 3344374 3344374 RETHINK IMPACT II, LP FMV 694292 694292 SCULPTOR REAL ESTATE FUND IV A, LP FMV 2014886 2014886 VALAR VELOCITY FUND 2 FMV 4237383 4237383 OFFICE AND OTHER EQUIPMENT 2829544 2576701 252843 252843 COMPUTER EQUIPMENT AND SOFTWARE 2591551 2445582 145969 145969 LEASEHOLD AND OTHER IMPROVEMENTS 36204251 28565980 7638271 7638271 AUTOMOBILES 82409 50774 31635 31635 LEGAL FEES - GENERAL COUNSEL 211255 122886 58869 LEGAL FEES RE: EMPLOYEE BENEFITS 81136 0 81136 LEGAL FEES RELATED TO PROGRAMS 9005 0 9005 PROGRAM RELATED INVESTMENTS 510000 510000 510000 CONSTRUCTION IN PROGRESS 2491147 7170527 7170527 TAX REFUNDS RECEIVABLE 645585 645585 PROVISION FOR DEFERRED FEDERAL EXCISE TAX 1489165 AMOUNTS NOT YET RECOGNIZED - NET PERIODIC BENEFIT COST ADJUSTMENT 496552 BOOKS & SUBSCRIPTIONS 13843 304 13539 CAPITAL EXPENDITURES 77718 1429 87908 DUES 62793 6738 56346 EQUIPMENT LEASES & RENTALS 52067 1232 50710 INSURANCE 484756 6532 496598 INVESTMENT MANAGEMENT EXPENSES - FOREIGN INVESTMENTS 0 944640 0 INVESTMENT RELATED PORTFOLIO DEDUCTIONS 0 11148472 0 IT SECURITY MEASURES 125903 3777 123920 MAINTENANCE & REPAIRS 210620 2488 171619 MESSENGER SERVICES 185 6 179 MISCELLANEOUS EXPENSE 146489 11752 71745 POCANTICO COLLECTIONS MAINTENANCE 103408 0 103408 POSTAGE & DELIVERY 4575 113 4995 PRINTING & STATIONARY 3346 99 3247 SUPPLIES 42426 902 44631 TELEPHONE & INTERNET 111231 2237 110108 TEMPORARY STAFFING 30188 0 32936 OUTSOURCE SUPPORT SERVICES 45284 226 43625 OTHER INVESTMENT INCOME 53947 53947 53947 THROUGH K-1S 24648 PUBLIC PROGRAMS 810 810 FEDERAL 990-PF AND 990-T 2018 REFUNDS 69 69 UBIT MONTANA REFUND 21917 21917 UNREALIZED GAIN ON INVESTMENTS 193104639 DEFERRED EXCISE TAX AND OTHER TAXES PAYABLE 5741151 7870792 FACILITIES MAINTENANCE 2909012 0 2662493 INVESTMENT MANAGEMENT FEES 5822336 5164294 0 CONSULTANTS' FEES 878593 47545 867233 CONSULTANTS' FEES - BENEFIT SERVICES 259993 0 269837 CUSTODY FEES 344168 344168 0 INFORMATION TECHNOLOGY SERVICES 9709 0 9449 FEDERAL EXCISE TAX 1244010 0 0 PROPERTY TAXES 114243 0 114243 FEDERAL AND STATE UBI TAXES 395555 0 0 FOREIGN TAXES THROUGH K-1S 0 575967 0 BRANDYWINE GLOBAL OPPORTUNISTIC FIXED INCOME SRI FUND 1735 MARKET STREET SUITE 1800 PHILADELPHIA PA 19103 823685022 DISTRIBUTIONS FROM PARTNERSHIP 0 6633696