2021-11-09T12:14:30-06:00 2021-10-15 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2021-06-01 546039966 OHRSTROM FOUNDATION INC C/O PKF O'CONNOR DAVIES LLP OHRS 2122862600 500 MAMARONECK AVENUE HARRISON NY 10528 CLARKE OHRSTROM VICE PRESIDENT & DIRECTOR 2122862600 2021-11-02 1 CLARKE OHRSTROM 999009999 THOMAS BLANEY P00234022 9143818900 2021-11-02 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X X 0 X X 115 115 453209 453209 72892 162116 72892 526216 526216 0 0 0 115392 0 115392 46920 0 46920 139981 18227 121754 2121 0 2121 304414 18227 286187 0 0 304414 18227 286187 221802 507989 1821175 14564809 0 0 4182770 0 0 48091351 0 0 68660105 0 0 0 0 X 68660105 0 68660105 0 68660105 0 68660105 221802 0 68881907 68881907 0 SALES OF PUBLICLY TRADED SECURITIES P 162116 89224 72892 72892 72892 7061 0 7061 0 7061 18226 0 0 0 18226 X 0 11165 0 11165 0 0 0 0 0 0 0 0 0 1 1 1 DE NY 1 0 0 0 0 1 N/A PKF O'CONNOR DAVIES LLP 2122862600 500 MAMARONECK AVENUE HARRISON NY 10528 0 0 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 WCAREY CRANE III C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 VICE PRESIDENT & DIRECTOR 1.00 0 0 0 KRISTIANE C GRAHAM C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 VICE PRESIDENT & DIRECTOR 1.00 0 0 0 CLARKE OHRSTROM C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 VICE PRESIDENT & DIRECTOR 1.00 0 0 0 MARK J OHRSTROM C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 TREASURER 1.00 0 0 0 JENNIFER L FRANKLIN C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 SECRETARY 1.00 0 0 0 RICHARD MITTENTHAL C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 ASSISTANT SECRETARY/TREASU 1.00 0 0 0 WINIFRED O NICHOLS C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 DIRECTOR 1.00 0 0 0 CHRISTOPHER F OHRSTROM C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 DIRECTOR 1.00 0 0 0 GEORGE L OHRSTROM II C/O PKF OCONNOR DAVIES LLP 500 MAMARONECK AVE HARRISON NY 10528 DIRECTOR 1.00 0 0 0 NONE 0 TCC GROUP 333 SEVENTH AVE 9TH FLOOR NEW YORK NY 10001 GRANTS MANAGEMENT 121754 SIMPSON THACHER & BARTLETT LLP 425 LEXINGTON AVENUE NEW YORK NY 10017 LEGAL SERVICES 115392 0 0 46532352 1107184 0 47639536 0 0 47639536 714593 46924943 880640 880640 7061 7061 873579 0 873579 0 873579 286187 0 286187 0 286187 873579 0 0 2133375 2133375 286187 0 0 0 286187 0 587392 587392 1545983 0 0 0 0 0 0 0 1545983 1545983 X 0 0 14 115 14 453209 18 72892 0 526216 0 526216 0 0 0 0 0 0 0 0 0 0 DEMASCO, SENA & JAHELKA LLP - BOOKKEEPING 18000 0 18000 PKF O'CONNOR DAVIES, LLP - TAX PREP. SERVICES 28920 0 28920 CATESBY FOUNDATION PO BOX 500 6384 STUART STREET THE PLAINS VA 201980500 CASH AND SECURITIES TRANSFERRED - SEE STATEMENT 8 41939382 BC FAMILY FOUNDATION INC CO BRANE-STROM LLC 101 NORTH JAY STREET MIDDLEBURG VA 20117 CASH AND SECURITIES TRANSFERRED - SEE STATEMENT 8 41962002 THE FOURTEN FOUNDATION CO CURTIS MALLET-PREVOST COLT & MOSLE 101 PARK AVENUE NEW YORK NY 10178 CASH AND SECURITIES TRANSFERRED - SEE STATEMENT 8 42037284 EXCESS DISTRIBUTIONS 990-PF, PART XIII, LINE 10(D) THE OHRSTROM FOUNDATION, INC. TRANSFERRED ALL OF ITS ASSETS TO THE THREE TRANSFEREE FOUNDATIONS LISTED IN STATEMENT 8, EACH OF WHICH IS EFFECTIVELY CONTROLLED, DIRECTLY OR INDIRECTLY, WITHIN THE MEANING OF TREAS. REG. SECTION 1.507-3(A)(9)(I), BY THE SAME PERSON OR PERSONS WHO EFFECTIVELY CONTROL THE OHRSTROM FOUNDATION, INC. AS A RESULT, EACH TRANSFEREE FOUNDATION IS TREATED AS IF IT IS THE OHRSTROM FOUNDATION, INC. IN TERMS OF ANY EXCESS DISTRIBUTIONS AND HENCE EACH TRANSFEREE FOUNDATION WILL INHERIT, IN THREE EQUAL SHARES, THE $1,545,983 IN EXCESS DISTRIBUTIONS GENERATED IN THE OHRSTROM FOUNDATION, INC.'S 2020 TAX YEAR (I.E., THE FISCAL YEAR ENDED MAY 31, 2021), AS REPORTED ON LINE 10D OF PART XIII OF THIS IRS FORM 990-PF. STATED DIFFERENTLY, EACH OF THOSE TRANSFEREE FOUNDATIONS WILL SUCCEED TO A QUALIFYING DISTRIBUTION CARRYFORWARD OF $515,327. THROUGH RESOLUTIONS ADOPTED AT A MEETING ON APRIL 21, 2021 (THE "BOARD RESOLUTIONS"), THE OHRSTROM FOUNDATION, INC.'S BOARD OF DIRECTORS APPROVED THE DISSOLUTION OF THE OHRSTROM FOUNDATION, INC. AND THE TRANSFER OF ALL OF ITS ASSETS, AFTER THE PAYMENT OF LIABILITIES, IN THREE EQUAL SHARES TO THE FOURTEN FOUNDATION, BC FAMILY FOUNDATION, INC. AND CATESBY FOUNDATION (THE "TRANSFEREES"). IN ADDITION, THROUGH RESOLUTIONS ADOPTED AT MEETINGS ON MAY 10, 2021, MAY 23, 2021 AND MAY 24, 2021 (THE "MEMBER RESOLUTIONS"), THE OHRSTROM FOUNDATION, INC.'S MEMBERS (IN THE FORM OF THREE FAMILY GROUP BOARDS) APPROVED THE DISSOLUTION OF THE OHRSTROM FOUNDATION, INC. AND THE TRANSFER OF ALL OF ITS ASSETS, AFTER THE PAYMENT OF LIABILITIES, IN THREE EQUAL SHARES TO THE TRANSFEREES. A COPY OF EACH OF THE BOARD RESOLUTIONS AND THE MEMBER RESOLUTIONS, ACCOMPANIED BY SECRETARY'S CERTIFICATES, ARE ATTACHED. EACH OF THE TRANSFEREES IS A TAX-EXEMPT PRIVATE FOUNDATION WHICH IS EFFECTIVELY CONTROLLED, DIRECTLY OR INDIRECTLY, WITHIN THE MEANING OF TREAS. REG. SECTION 1.507-3(A)(9)(I), BY THE SAME PERSON OR PERSONS WHO EFFECTIVELY CONTROL THE OHRSTROM FOUNDATION, INC. THE NAMES AND ADDRESSES OF THE TRANSFEREES ARE AS FOLLOWS: 1. THE FOURTEN FOUNDATION C/O CURTIS MALLET-PREVOST, COLT & MOSLE 101 PARK AVENUE NEW YORK, NY 10178 2. BC FAMILY FOUNDATION, INC. C/O BRANE-STROM LLC 101 NORTH JAY STREET MIDDLEBURG, VIRGINIA 20117 3. CATESBY FOUNDATION C/O LARKSPUR SERVICES INC. P.O. BOX 500, 6384 STUART STREET THE PLAINS, VA 20198 THE TRANSFER OF ASSETS TOTALING $694,031.13 IN CASH AND INVESTMENT ASSETS HAVING A FAIR MARKET VALUE OF $41,343,253.36 TO THE FOURTEN FOUNDATION WAS COMPLETED BY THE OHRSTROM FOUNDATION, INC. ON OCTOBER 12, 2021. THE TRANSFER OF ASSETS TOTALING $694,031.13 IN CASH AND INVESTMENT ASSETS HAVING A FAIR MARKET VALUE OF $41,267,970.43 TO BC FAMILY FOUNDATION, INC. WAS COMPLETED BY THE OHRSTROM FOUNDATION, INC. ON OCTOBER 12, 2021. THE TRANSFER OF ASSETS TOTALING $694,031.13 IN CASH AND INVESTMENT ASSETS HAVING A FAIR MARKET VALUE OF $41,245,351.18 TO CATESBY FOUNDATION WAS COMPLETED BY THE OHRSTROM FOUNDATION, INC. ON OCTOBER 12, 2021. THE OHRSTROM FOUNDATION, INC. FILED A CERTIFICATE OF DISSOLUTION WITH THE DELAWARE SECRETARY OF STATE ON OCTOBER 15, 2021, A COPY OF WHICH IS ATTACHED. SIMPSON THACHER & BARTLETT LLP 115392 0 115392 TRANSFERS OF CASH AND VARIOUS SECURITIES 68881907 OFFICE EXPENSES AND BANK FEES 150 0 150 FILING FEES 1866 0 1866 WIRE FEES 105 0 105 TCC GROUP - GRANT ADMIN FEES 121754 0 121754 DISCIPLINED CAPITAL MANAGEMENT FEES 18227 18227 0