2021-11-15T16:32:06-06:00 2020-12-31 MARCUM LLP 730 THIRD AVENUE NEW YORK NY 10017 990PF 2020-01-01 061466481 THE LEIR FOUNDATION INC % MARGOT GIBIS LEIR 4752155690 240 BRANCHVILLE RD RIDGEFIELD CT 06877 MARGOT GIBIS PRESIDENT 4752155690 2021-11-15 true MARGOT GIBIS 999009999 BARBARA HASSELMAN P01305722 2124855500 2021-11-15 2 2020 2022-09-23 18:48:47Z X 129349061 X 69700 133202 133202 1353029 1353029 3821876 37454624 3948096 254183 92619 5631990 5526946 381400 190700 190700 21601 10801 10800 106080 53040 53040 108742 54371 0 54371 144953 72477 0 72476 335900 335900 3931 3931 69012 31989 1550 2172 107640 53820 53820 15565 15565 144260 108328 26127 1441256 915357 0 478449 7097500 5647500 8538756 915357 0 6125949 -2906766 4611589 210296 307366 307366 12826043 18630970 18630970 89978701 81172108 110370905 60166 59117 3219 1049 1049 38771 38771 38771 103057030 100150264 129349061 0 0 X 103057030 100150264 103057030 100150264 103057030 100150264 103057030 -2906766 100150264 100150264 FIDELITY#4684 - VARIOUS ST (SEE ATTACHED) P 449575 318407 131168 131168 FIDELITY #4684 - VARIOUS LT (SEE ATTACHED) P 1859748 1127225 732523 732523 FIDELITY #5258 - VARIOUS ST (SEE ATTACHED) P 803828 857760 -53932 -53932 FIDELITY #5259 - VARIOUS ST (SEE ATTACHED) P 804013 809909 -5896 -5896 FIDELITY #5259 - VARIOUS LT (SEE ATTACHED) P 26192 23252 2940 2940 FIDELITY #8576 - VARIOUS ST (SEE ATTACHED) P 3585821 3747216 -161395 -161395 FIDELITY #8576 - VARIOUS LT (SEE ATTACHED) P 2349007 2472449 -123442 -123442 FIDELITY #9696 - VARIOUS ST P 8536954 9034619 -497665 -497665 FIDELITY #9696 VARIOUS LT 17501486 14302039 3200519 3199447 33.0252 SHS SOLD- OCA SA MEZZANINE II P 2017-01-01 2020-03-06 47773 37249 10524 10524 30.2119 SHS SOLD- OCA SA MEZZANINE II P 2017-01-01 2020-07-22 42915 34076 8839 8839 11.33 SHS SOLD- OCA SA MEZZANINE II P 2017-01-01 2020-11-12 16194 12779 3415 3415 19.13 SHS SOLD- OCA SA MEZZANINE II P 2017-01-01 2020-12-03 27322 21577 5745 5745 ORICROWN INVESTMENT LIMITED L/T P 50789 0 50789 50789 OCA OHA EUROPEAN STRAT CR FD - FOREIGN - INVESTMENT LT P 130215 92758 37457 37457 MATTHEWS ASIA DIVIDEND INST'L - OTHER 2017-07-21 2020-07-21 0 1073 -1073 -1073 FIDELITY #9696 5 5 5 OCA REAL EST - K-1 INVESTMENT 193 -193 -193 ODYSSEY III - INVESTMENT 3045 104597 -101552 -101552 ODYSSEY IV - K-1 INVESTMENT 1601 -1601 -1601 SAFWAY - K-1 INVESTMENT 290683 -290683 -290683 PEXCO - K-1 INVESTMENT 131203 -131203 -131203 OCA LMMI-57.5802 SHS 2018-12-31 2020-12-31 128304 57580 70724 70724 OCA LMMI - 17.1143 SHS 2019-02-27 2020-12-31 38135 29355 8780 8780 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 CAPITAL GAIN DIVIDENDS P 711684 3948096 64101 64101 64101 103819 0 103819 39718 39718 false false false false false true true false true true CT NY true false false false false true N/A MARGOT GIBIS 4752155690 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 false false false true true false false false false false false false false false false false true false false true false false false false MARGOT GIBIS 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 PRESIDENT/DIRECTOR 40.0 334400 29467 13200 JEAN WAGNER 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 DIRECTOR 1.0 0 0 0 SUNHEE GERTZ 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 DIRECTOR/ASST TREAS/SECRETARY 1.0 0 0 0 LAURIE KUHN 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 ASSISTANT SECRETARY 40.0 47000 34885 0 MARKUS FUCHS 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 DIRECTOR 1.0 0 0 0 JOSEPH WHALEN 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 DIRECTOR/CHAIR/TREASURER 1.0 0 0 0 Offit Capital Advisors 485 Lexington Avenue NEW YORK NY 10017 Investment Advisory 266320 MARCUM LLP 730 THIRD AVE 11TH FL NEW YORK NY 10017 TAX & AUDIT SERVICE 144953 CADWALADER WICKERSHAM AND TAFT LLP 200 LIBERTY STREET NEW YORK NY 10281 LEGAL SERVICE 108742 NONE NONE 99131038 18683468 0 117814506 0 117814506 1767218 116047288 5802364 5802364 64101 64101 5738263 5738263 5738263 6125949 0 0 0 0 6125949 0 6125949 5738263 0 2018 2017 2016 0 413366 1149044 714931 1588748 2053852 5919941 6125949 0 5738263 387686 6307627 0 0 0 0 413366 5894261 1149044 714931 1588748 2053852 387686 X SEE ATTACHMENT A 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 N/A PC GRANTS FOR DONEE'S EXEMPT PURPOSE 5647500 THE LEIR RETREAT CENTER 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 N/A POF SUPPORT OF OPERATION OF PROGRAMS FOR DISADVANTAGED CHILDREN AND CONFERENCE CENTER FOR CHARITABLE ORGANIZATIONS 1450000 7097500 AMERICAN FRIENDS OF RAMBAM MEDICAL CENTER 420 LEXINGTON AVE SUITE 1701 NEW YORK NY 10170 NONE PC FOR THE BENEFIT OF THE CARDIAC CATHERIZAION LAB IN ISRAEL 750000 750000 900099 14 133202 900099 14 1353029 900099 -126220 18 3948096 ORD INC - PEXCO K1 14 -1982 ORD INC - OCA RE OPP FUND I - K1 900099 -40 ORD INC - GSO CAP FD II AV-2 - K1 900099 92048 ROYALTIES - GSO CAP SOL FD II AIV-2- K1 15 185 COD - GSO CAP SOL FD II AIV-2 900099 69556 FIDELITY - OTHER INCOME 14 1073 OTHER INC - OCA RE OPPO FD I - K1 14 3463 OTHER INC - GSO CAP SOL FD II 14 390 OTHER INC - ALPHAGEN - K1 14 -26079 OTHER ORD INC - GSO CAP SOL O/SEE FD II 14 30940 OTHER INC - STEPSONE 14 67244 OTHER ORD INC - ODY IV TAX REFUND 14 17385 35344 5526946 5562290 false false false false false false false false false false X X 1 RIDGEFIELD FOUNDATION SEE ATTACHME 240 BRANCHVILLE RD RIDGEFIELD CT 06877 69700 X MARCUM LLP - AUDIT, TAX, ADVIS 144953 72477 72476 NONE OFFICE EQUIPMENT 2006-07-01 4005 4005 M5 FURN & FIXTURES 2010-06-30 10767 10767 SL 7 FURN & FIXTURES 2010-06-30 2723 2723 M7 FURN & FIXTURES 2010-06-30 2271 2271 M7 COMPUTERS 2008-07-01 6400 6400 SL 5 FURN & FIXTURES 2008-07-01 1181 1181 SL 7 ELEC WATER HEATER 2008-07-01 2800 2800 SL 7 OFFICE EQUIPMENT 2008-07-01 3931 3931 SL 5 OFFICE EQUIPMENT 2009-07-01 88 88 SL 5 COMPUTERS 2009-07-01 6085 6085 SL 5 FURN & FIXTURES 2009-07-01 2106 2106 SL 7 COMPUTER 2010-03-12 764 764 SL 5 FURN & FIXTURES 2011-04-08 890 890 SL 7 FURN & FIXTURES 2011-10-07 261 261 SL 7 OFFICE EQUIPMENT 2011-02-04 300 300 SL 5 FURN & FIXTURES 2012-04-12 765 765 SL 7 FURN & FIXTURES 2012-05-11 245 245 SL 7 FURN & FIXTURES 2012-09-07 93 93 SL 7 FURN & FIXTURES 2012-08-03 103 103 SL 7 FURN & FIXTURES 2013-06-30 1140 1059 SL 7 81 FURN & FIXTURES 2014-06-06 1174 938 SL 7 168 COMPUTER 2014-03-07 2461 2461 SL 5 PHONE SYSTEM - AVA 2016-03-30 8705 6529 SL 5 1741 COMPUTER 2018-12-31 908 182 SL 5 182 CARITAS SENIORENHEIM ST GUNTER GEYERSBERGER STRASSE 36 FREYUNG BAVARIA GM 94078 2020-02-01 5000 SUPPORT OF WORKSHOPS AND ACTIVITIES FOR THE ELDERLY 5000 NO 07/30/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATITON PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. FINSTERAU FIRE DEPARTMENT WALDMUHLWEG 10 MAUTH GM 4151 2020-02-01 30000 SUPPORT OF THE FIRE DEPARTMENT 30000 NO 11/02/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. FONDATION LETZEBUERGER KANNERDUERF RUE HERMANN GMEINER 10 LU L-7534 2020-05-01 20000 SUPPORT OF ABUSED CHILDREN WITH ANIMAL ASSISTED PEDAGOGY/THERAPY 20000 NO 07/31/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. MALTESER HILFSDIENST PASSAU VILSHOFENER STRASSE 50 PASSAU GM 94034 2020-02-01 15000 TO SUPPORT UNIVERSITIES AND SCHOOLS 15000 NO 01/26/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. PFARR-CARITASVEREIN MAUTH EV GEMEINDE Heinrichsbrunner Str 44 MAUTH GM 94157 2020-02-01 15000 SUPPORT OF CHILDREN'S EDUCATION 15000 NO 10/16/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. SPORTVEREIN FINSTERAU 1957 EV Hochwaldstr 37 MAUTH GM 94151 2020-02-01 30000 SUPPORT OF CHILDREN'S EDUCATION 30000 NO 11/18/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. CRECHE DE LUXEMBOURG 12 PLATEAU ALTMUNSTER LU L-1123 2020-05-01 20000 SUPPORT TO BENEFIT CHILDREN AND ELDERLY 20000 NO 03/14/2021 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Assn De Mains De Matres Luxembourg Circuit de la Foire Internationale Kirchberg LU L-1347 2020-10-07 100000 SUPPORT TO BENEFIT CHILDREN AND ELDERLY 100000 NO 11/02/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Kliniken Am Goldenen Steig Krankenhausstrase 6 Freyung GM 94078 2020-02-01 20000 MEDICAL - PALLIATIVE CARE 20000 NO 12/01/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. MUDAM (Muse dArt Moderne) Park Dri Eechelen 3 LU L-1499 2020-06-01 150000 SUPPORT OF MUSEUM AND CULTUTAL 150000 NO 03/03/2021 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE Solistes Europens Luxembourg asbl 8 rue Jean-Peirre Koenig LU L-1865 2020-07-01 57000 SUPPORT CULTURAL ACTIVITIES 57000 NO 9/1/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. ALAN - Maladies Rares Luxembourg Op Zaemer Bascharage LU L-4959 2020-07-01 20000 Relief of Disadvantaged people 20000 NO 02/21/2021 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. University of Luxembourg (FNR Research) ave de lUniversit LU L-4365 2020-06-01 135000 TO SUPPORT MEDICAL RESEARCH 0 NO PENDING PER NOTIFICATION 11/17/2020, RESEARCH HAS BEEN POSTPONED. TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. Fondation Letzebuerger Kannerduerf 10 rue Hermann Gmeiner Mersch LU L-7534 2020-05-01 20000 TO SUPPORT COMMUNITY SERVICE 20000 NO 07/31/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. OPL - PHILHARMONIE LUXEMBOURG CONCERT 1 PLACE DE LEUROPE LUXEMBOURG LU L-1499 2020-07-01 50000 SUPPORT FOR CONCERT IN MEMORY OF HENRY LEIR 50000 NO 09/23/2020 TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANT HAS BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. LEIR RETREAT CENTER 240 BRANCHVILLE ROAD RIDGEFIELD CT 06877 1450000 SUPPORT OF OPERATION OF PROGRAMS FOR DISADVANTAGED CHILDREN AND CONF CNTR FOR CHARITABLE ORGS 1450000 NO 10/12/2021 GRANTS IN SUPPORT OF THE LEIR RETREAT CENTER WERE MADE THROUGHOUT THE CALANDAR YEAR 2020. TO THE KNOWLEDGE OF THE FOUNDATION, AND BASED UPON INFORMATION PROVIDED BY THE GRANTEE, NO PART OF THE GRANTS HAVE BEEN USED FOR OTHER THAN ITS INTENDED PURPOSE. ODYSSEY INVESTMNT PTRNS FD III AT COST 0 0 ODYSSEY INVEST PTRNS FD IV AT COST 608752 630686 OCA EUROPEAN STRATEGIC CREDIT AT COST 0 203556 THE ALPHAGEN EUROPEAN AT COST 1919049 3012017 OCA OHA CREDIT FUND SEG PORT AT COST 4387273 6064670 OCA CMTG LLC AT COST 3997115 4000000 OCA SILVER LAKE AT COST 2730429 3778817 OCA RE OPP FD I LP AT COST 133982 53853 OCA LMMI IV SEG PORT. AT COST 1804257 2443507 OCA SA MEZZ FD II AT COST 999009 1218629 GSO AT COST 730409 312754 STEPSTONE PE PTR AT COST 25058 189545 WCM FOCUSED INTL GROWTH FUND AT COST 3073365 5614180 MATTHEWS ASIA AT COST 2855138 3477777 VANGUARD FTSE ALL AT COST 0 0 EDGEWOOD GROWTH FD INSTL AT COST 3234079 7394236 ARIEL INT'L FD INSTITUTIONAL AT COST 2786393 2847999 VANGUARD INSTL INDEX INSTL CL AT COST 10541935 18686203 AKRE FOCUS FUND INSTL AT COST 4926068 5913438 ANGEL OAK MULTI STRATEGY AT COST 0 0 DOUBLELINE TOTAL RETURN BOND AT COST 0 0 VANGUARD RUSSELL 2000 ETF AT COST 0 0 WILKINSON GLOBAL AT COST 4171300 5197648 CLARKSTON CAPITAL AT COST 2984108 3755900 SPYGLASS CAPITAL AT COST 3562094 5596912 ADVISORY RESEARCH AT COST 2856877 2908100 UNITED STATE TREASURY BONDS AT COST 13443802 13447705 DAVIDSON KEMPNER DIST OPP INTL AT COST 3000000 3070220 SEQUOIA AT COST 3346946 6927386 GOLUB CAPITAL PARTNERS INT'L P AT COST 824925 879889 ECHO STREET GOODCO SELECT OFFS 1900000 2397209 OCA BLACKSTONE BRED IV TE LLC 329745 341649 ORICROWN INVEST LTD 0 6420 OFFICE EQUIPMENT 4005 4005 FURN & FIXTURES 10767 10767 FURN & FIXTURES 2723 2723 FURN & FIXTURES 2271 2271 COMPUTERS 6400 6400 FURN & FIXTURES 1181 1181 ELEC WATER HEATER 2800 2800 OFFICE EQUIPMENT 3931 3931 OFFICE EQUIPMENT 88 88 COMPUTERS 6085 6085 FURN & FIXTURES 2106 2106 COMPUTER 764 764 FURN & FIXTURES 890 890 FURN & FIXTURES 261 261 OFFICE EQUIPMENT 300 300 FURN & FIXTURES 765 765 FURN & FIXTURES 245 245 FURN & FIXTURES 93 93 FURN & FIXTURES 103 103 FURN & FIXTURES 1140 1140 FURN & FIXTURES 1174 1106 68 COMPUTER 2461 2461 PHONE SYSTEM - AVA 8705 8270 435 COMPUTER 908 364 544 CADWALADER, WICKERSHAM & TAFT 108742 54371 54371 ARTWORK 38771 38771 38771 INSURANCE 29353 14677 14676 BANK CHARGES 45 23 22 PAYROLL PROCESSING FEES 2505 1253 1252 MESSENGER SERVICE 28 14 14 POSTAGE & SHIPPING 131 65 66 COPIER MACHINE 3940 1970 1970 OFFICE EXPENSES 1781 890 891 METER RENTAL & SUPPLIES 2492 1246 1246 COMPUTER SERVICES 5454 2727 2727 TEMPORARY OFFICE HELP 6526 3263 3263 BOND PREMIUM AMORT - FIDELITY 22 22 SEC.59(E)2 GSO CAP SOL K1-UBIT -523 0 DEPLETION - K-1 - UBIT 10328 0 ROYALTY DED. GSO CAP SOL FD II 7 7 OTHER DED. FIDELITY 55 55 MISC. EXP. GSO CAP SOL FD K1 80 80 OCA RE OPP FD I - K1 PORT DED 11588 11588 OCA CMTG - K-1 PORT DED 5951 5951 OCA SILVER LAKE - K-1 PORT DED 38475 38475 ODYSSEY III - K-1 PORT DED 574 574 ODYSSEY IV - K-1 PORT DED 7654 7654 SAFEWAY- K-1 PORT DED 137 137 PEXCO - K-1 PORT DED 292 292 GSO CAP SOL FD II - PORT DED 154 154 GSO CAP SOL AM - PORT DED 30 30 OCA BREDS - PORT DED 3139 3139 ODYSSEY IV FAM FD - PORT DED 379 379 GSO CAP SOL O/SEA - PORT DED 13568 13568 OTHER MISC. DEDUCTION 95 95 ORD INC - PEXCO K1 -1982 -1982 ORD INC - OCA RE OPP FUND I - K1 (UBTI) -40 0 ORD INC - GSO CAP FD II AIV-2 -K1 (UBTI) 92048 0 ROYALTIES - GSO CAP SOL FD II AIV-2 - K1 185 185 COD- GSO CAP SOL FD II AIV-2 K1 (UBTI) 69556 0 FIDELITY - OTHER INCOME 1073 1073 OTHER INC - OCA RE OPPO FD I - K1 3463 3463 OTHER INC - ALPHAGEN - K1 -26079 -26079 OTHER INC - GSO CAP SOL FD II - NON UBIT 390 390 OTHER ORD INC - GSO CAP SOL O/SEE FD II 30940 30940 OTHER INC - STEPSONE 67244 67244 OTHER ORD INC - ODY IV TAX REFUND 17385 17385 INVESTMENT ADVISORY FEES 335900 335900 FOREIGN TAX PAID-ALPHAGEN 14297 14297 FOREIGN TAX PAID-FIDELITY 17692 17692 NY CHAR 500 1550 1550 NY UBIT TAX 250 0 990 PF TAX - 2020 24000 990 PF TAX - 2019 11223