2021-05-05T15:47:39-05:00 2020-06-30 381357951 PLANTE & MORAN PLLC 250 S HIGH ST SUITE 100 COLUMBUS OH 43215 990 2019-07-01 314379537 UNIVERSITY OF RIO GRANDE UNIV 7402457358 218 NORTH COLLEGE AVENUE RIO GRANDE OH 45674 RYAN SMITH PRESIDENT 7402457358 2021-05-03 1 AMY CIMINELLO P00796388 6148493000 2021-05-03 2019 2022-09-23 18:48:47Z RYAN SMITH 218 NORTH COLLEGE AVENUE RIO GRANDE OH 45674 52441846 0 X WWW.RIO.EDU X 1876 OH DESIGNED TO PROVIDE LEARNERS THE OPPORTUNITY TO ATTAIN A HIGH-QUALITY, HIGH-VALUE EDUCATION. OUR PERSONALIZED, LEARNER-CENTERED ENVIRONMENT PROMOTES SUCCESSFUL LIVES, CAREERS, AND RESPONSIBLE CITIZENSHIP. RIO WILL CONTINUE TO BE A LEARNER-CENTERED COMMUNITY. IT WILL CONTINUALLY PROVIDE SUPPORT, DEVELOPMENTAL ACTIVITIES AND MODERN EQUIPMENT FOR FACULTY, STAFF AND STUDENTS. THIS SUPPORT ENABLES THE FACULTY AND STAFF TO INCREASE THE ONGOING LEARNING AND ACADEMIC ACHIEVEMENTS OF THE STUDENTS. RIO WILL CONSISTENTLY PROVIDE AN ENVIRONMENT WHERE LEARNING IS THE PRIORITY AND EXCELLENT TEACHING IS HONORED. THE INSTITUTION WILL RESPOND QUICKLY TO REGIONAL, STATE AND INTERNATIONAL NEEDS. 22 20 546 22 0 0 1037749 4784354 24515220 21867000 2093101 2264340 503549 352044 28149619 29267738 5274493 5148089 0 0 12882759 11463107 0 0 0 8727309 8632451 26884561 25243647 1265058 4024091 47090593 37620201 21549048 11606948 25541545 26013253 X THE UNIVERSITY OF RIO GRANDE/ RIO GRANDE COMMUNITY COLLEGE IS AMERICA'S UNIQUE PRIVATE/PUBLIC INSTITUTION OF HIGHER EDUCATION DESIGNED TO PROVIDE LEARNERS THE OPPORTUNITY TO ATTAIN A HIGH-QUALITY, HIGH-VALUE EDUCATION. OUR PERSONALIZED, LEARNER-CENTERED ENVIRONMENT PROMOTES SUCCESSFUL LIVES, CAREERS, AND RESPONSIBLE CITIZENSHIP. 0 0 8794061 5148089 8533024 INSTRUCTION OF UNDERGRADUATE AND GRADUATE STUDENTS - STUDENTS CAN CHOOSE FROM OVER 75 ACADEMIC PROGRAMS, INCLUDING CERTIFICATE PROGRAMS, ASSOCIATES, BACHELORS AND MASTER'S DEGREES. THERE ARE OVER 1,900 STUDENTS THE UNIVERSITY OF RIO GRANDE CURRENTLY SERVES. THEIR LARGEST DEGREE PROGRAMS ARE THE BUSINESS, EDUCATION AND NURSING PROGRAMS. 7345774 0 8912037 UNIVERSITY OF RIO GRANDE HAS A CONTINUING CONTRACT WITH RIO GRANDE COMMUNITY COLLEGE (RGCC). THE UNIVERSITY PROVIDES TO RGCC AND ITS STUDENTS INSTRUCTION IN ARTS AND SCIENCES, TECHNICAL STUDIES, ADULT EDUCATION AND DEVELOPMENT COURSES; ACCESS TO ALL NONRESIDENTIAL PHYSICAL FACILITIES OF THE UNIVERSITY; ACTIVITIES AVAILABLE TO THE STUDENTS SUCH AS ATHLETICS, CLUBS, DRAMATICS, AND OTHER APPROVED ACTIVITIES, STUDENT PERSONNEL SERVICES; AND APPROPRIATE OFFICE FOR RGCC'S ADMINISTRATIVE OFFICES. 4728842 0 4588649 AUXILIARY ACTIVITIES INCLUDING DORMITORIES, DINING FACILITIES, & INTERCOLLEGIATE ATHLETICS ARE AVAILABLE TO ENHANCE THE LIFE ON CAMPUS OF STUDENTS. RIO GRANDE OFFERS ELEVEN SPORTS INCLUDING BASEBALL, BASKETBALL AND CROSS COUNTRY TO THEIR STUDENT ATHLETES. 20868677 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 0 0 0 1 1 0 0 0 1 2170 0 1 546 1 0 0 0 0 0 0 0 0 0 0 0 0 X 22 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X NIAN HONG YANG 7402457227 218 NORTH COLLEGE AVE RIO GRANDE OH 45674 CATHERINE CLARK INTERIM PRESIDENT (JUL 19-OCT 19) 40.00 1.00 X 168140 0 47914 ROB HOPKINS PROFESSOR OF WILDLIFE CONSERVATION 40.00 0.00 X 107234 0 43485 RICHARD SAX PROVOST/VP OF ACADEMIC AFFAIRS 40.00 0.00 X 140713 0 4252 DAVID A LAWERENCE ASSOCIATE PROVOST FOR INSTITUTIONAL EFFECTIVENESS 40.00 0.00 X 120153 0 18266 DONNA T MITCHELL DEAN SCHOOL OF HEALTH AND BEHAVIORAL SCIENCES 40.00 0.00 X 130030 0 5349 JOHN C NOURSE DIRECTOR OF HUMAN RESOURCES 40.00 0.00 X 106476 0 5281 RUSSELL HENCHEY CFO 40.00 1.00 X 102883 0 5718 RAYMOND C MATURA PROFESSOR OF SOCIOLOGY 40.00 0.00 X 102080 0 3391 RYAN SMITH PRESIDENT 40.00 1.00 X 57615 0 19404 ROBERT FOSTER CHAIR 2.00 0.00 X X 0 0 0 TIM KYGER VICE CHAIR 2.00 0.00 X X 0 0 0 PETREA A BROWN SECRETARY 2.00 0.00 X X 0 0 0 GARY ROACH TREASURER 2.00 0.00 X X 0 0 0 DICK LEGRAND TREASURER (JUL 19-SEP 19) 2.00 0.00 X X 0 0 0 MARY KAY ERVIN BOARD MEMBER 1.00 0.00 X 0 0 0 MARY PIERCE BOARD MEMBER 1.00 0.00 X 0 0 0 JACK FINCH BOARD MEMBER 1.00 0.00 X 0 0 0 STACIE VAUGHN HUTTON BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES CALDWELL BOARD MEMBER 1.00 0.00 X 0 0 0 DANIEL H WHITELEY BOARD MEMBER 1.00 0.00 X 0 0 0 CLYDE M EVANS BOARD MEMBER 1.00 0.00 X 0 0 0 LARRY REES BOARD MEMBER 1.00 0.00 X 0 0 0 JIM MORRISON BOARD MEMBER 1.00 0.00 X 0 0 0 TOM KARR BOARD MEMBER 1.00 0.00 X 0 0 0 DARRELL BOGGS BOARD MEMBER 1.00 0.00 X 0 0 0 DEBBIE DONSKOV BOARD MEMBER 1.00 0.00 X 0 0 0 STAN EVANS BOARD MEMBER 1.00 0.00 X 0 0 0 ERIK MASSIE BOARD MEMBER 1.00 0.00 X 0 0 0 ALICE DACHOWSKI BOARD MEMBER 1.00 0.00 X 0 0 0 RUSTY BOOKMAN BOARD MEMBER 1.00 0.00 X 0 0 0 TESSA PUGH BOARD MEMBER 1.00 0.00 X 0 0 0 ROBIN FOWLER BOARD MEMBER 1.00 0.00 X 0 0 0 THOMAS DAVISSON BOARD MEMBER (JUL 19-SEP 19) 1.00 0.00 X 0 0 0 1035324 0 153060 8 0 1 0 SODEXO INC & AFFILIATES 1473 CAVITT RD MONROEVILLE PA 15146 FOOD SERVICES 798329 MID-AMERICAN CLEANING SERVICES 750 BUCKEYE ROAD LIMA OH 458041935 JANITORIAL SERVICES 449150 BAKER & HOSTETLER PO BOX 70189 CLEVELAND OH 44190 LEGAL SERVICES 288300 PLANTE & MORAN PLLC 250 S HIGH ST SUITE 100 COLUMBUS OH 43215 PROFESSIONAL SERVICES 132830 ELSEIVER INC 9555 SPRINGSBORO PIKE MIAMSBURG OH 45342 NURSING TESTING 114308 5 4754 3727056 1052544 4784354 TUITION AND FEES 611310 10885869 10885869 COMMUNITY COLLEGE CONTRACT 900099 8192037 8192037 AUXILIARY ENTERPRISES 611710 2357322 2357322 BOOKSTORE 451211 431772 431772 21867000 1135840 1135840 185334 0 185334 185334 185334 24302093 515 23174108 0 1127985 515 1128500 1128500 STUDENT FINES AND ASSESSMENT 900099 21967 21967 STUDENT CHARGES 900099 19035 19035 PELL GRANT ADMIN REVENUE 900099 320 320 125388 125388 166710 29267738 22033710 0 2449674 5148089 5148089 546638 434436 112202 8637107 6837956 1799151 152055 137493 14562 1494330 1197268 297062 632977 546725 86252 295040 295040 101930 101930 71659 71659 1664192 1246946 417246 47973 12378 35595 223243 217469 5774 437666 347300 90366 938441 826939 111502 175040 165221 9819 13547 11994 1553 541611 470217 71394 914610 879186 35424 403960 214958 189002 STUDENT ACTIVITIES 897703 897703 ATHLETIC EXPENSES 471837 340031 131806 BOOKSTORE EXPENSE 313705 313705 BAD DEBT EXPENSE 311181 279215 31966 809113 343448 465665 25243647 20868677 4374970 0 869444 1750379 1207228 1210670 607697 1415394 732525 1204005 155025 153921 360888 394850 11429 7292 47476296 29022513 18907964 18453783 23682691 12412857 555702 617050 47090593 37620201 2443317 2059892 497693 469030 9167343 8215000 71451 0 9369244 863026 21549048 11606948 X -999331 -681516 26540876 26694769 25541545 26013253 47090593 37620201 X 4024091 -1915447 -1636936 X X 0 1 X 1 1 1 X 1092781 1298594 2137996 1037749 4784354 10351474 1092781 1298594 2137996 1037749 4784354 10351474 10351474 495724 611433 1394149 1464325 1321174 5286805 15638279 126528513 0.66190 0.61450 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24175163 427041 451597 788714 24265087 23746351 164009 926156 661353 24175163 23162859 136191 1194798 747497 23746351 21731388 147502 2139242 855273 23162859 23496303 114854 -1105521 744248 21731388 0.00000 0.87370 0.12630 0 0 2127867 2127867 29738232 14688089 15050143 2532676 2276252 256424 13077521 12058172 1019349 18453783 INTEREST RATE SWAP 848641 US GOVERMENT LOAN FUNDS 14385 863026 20495607 -1915447 -1636936 -3552383 24047990 71659 5148089 5219748 29267738 20023899 0 20023899 71659 5148089 5219748 25243647 PART V, LINE 4: THE ENDOWMENTS ARE USED TO PROVIDE FINANCIAL ASSISTANCE TO STUDENTS IN NEED. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION RELATED CHANGES OTHER THAN PERIODIC COSTS -1,190,912. CHANGE IN VALUE OF INTEREST RATE SWAP -446,024. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP AND TUITION REIMISSION 5,148,089. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP AND TUITION REIMISSION 5,148,089. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE RACIALLY NONDISCRIMINATORY POLICY IS POSTED IN THE SCHOOL BULLETIN AND CATALOG DISTRIBUTED TO PROSPECTIVE STUDENTS AND THE STUDENT HANDBOOK TO ENROLL STUDENTS. THE POLICY CAN ALSO BE FOUND ON THE UNIVERSITY OF RIO GRANDE'S WEBSITE. SCHEDULE E, PART I, LINE 6 U.S. DEPARTMENT OF EDUCATION: FEDERAL PELL GRANT PROGRAM, FEDERAL PERKINS LOAN PROGRAM, FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM, FEDERAL WORK STUDY PROGRAM, NATIONAL SCIENCE & MATHEMATICS ACCESS TO RETAIN TALENT, AND TEACHER EDUCATION ASSISTANCE FOR COLLEGE AND DEPARTMENT OF HEALTH AND HUMAN SERVICES: NURSING STUDENT LOANS. LINE 6 - EXPLANATION OF GOVERNMENT FINANCIAL AID (CONTINUED): ON MARCH 11, 2020, THE WORLD HEALTH ORGANIZATION DECLARED THE OUTBREAK OF A RESPIRATORY DISEASE CAUSED BY A NEW CORONAVIRUS A PANDEMIC, NOW KNOWN AS COVID-19. IN RESPONSE TO THE COVID-19 PANDEMIC, GOVERNMENTS HAVE TAKEN PREVENTIVE OR PROTECTIVE ACTIONS, SUCH AS TEMPORARY CLOSURES OF NONESSENTIAL BUSINESSES AND SHELTER-AT-HOME GUIDELINES FOR INDIVIDUALS. AS A RESULT, THE GLOBAL ECONOMY HAS BEEN NEGATIVELY AFFECTED, AND THE UNIVERSITY'S OPERATIONS WERE ALSO IMPACTED. DUE TO THE SHELTER-AT-HOME GUIDELINES DURING APRIL 2020 AND MAY 2020, THE UNIVERSITY SHIFTED TO A REMOTE ONLINE LEARNING ENVIRONMENT AND SENT STUDENTS HOME. THE UNIVERSITY ISSUED ROOM AND BOARD REFUNDS TO STUDENTS. THE UNIVERSITY ALSO HAD MANY ATHLETIC EVENTS CANCELED OR TEMPORARILY POSTPONED UNTIL THE SHELTER-AT-HOME GUIDELINES WERE REDUCED OR REMOVED, WHICH RESULTED IN SAVINGS FOR THE UNIVERSITY FOR THE YEAR ENDED JUNE 30, 2020. TO OFFSET THE FINANCIAL IMPACT TO STUDENTS AND THE LOSSES INCURRED BY THE UNIVERSITY DUE TO THE DISRUPTION CAUSED BY COVID-19, THE UNIVERSITY RECEIVED GRANTS AND OTHER RELIEF PRIMARILY FROM THE CORONAVIRUS AID, RELIEF, AND ECONOMIC SECURITY (CARES) ACT. THE UNIVERSITY WAS ALLOCATED HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) GRANTS TOTALING $1,717,045, OF WHICH 50 PERCENT WAS REQUIRED TO BE GIVEN DIRECTLY TO STUDENTS. THE PORTION GIVEN TO STUDENTS IS SHOWN AS SCHOLARSHIPS - CARES ACT GRANTS ON THE CONSOLIDATED STATEMENT OF ACTIVITIES AND CHANGES IN NET ASSETS. FOR THE YEAR ENDED JUNE 30, 2020, THE UNIVERSITY RECOGNIZED HEERF GRANT REVENUE TOTALING $1,284,854, WHICH IS INCLUDED IN FEDERAL STIMULUS FUNDS RECEIVED ON THE CONSOLIDATED STATEMENT OF ACTIVITIES AND CHANGES IN NET ASSETS. IN ADDITION, THE UNIVERSITY RECEIVED CORONAVIRUS RELIEF FUNDS (CRF) OF $557,616, WHICH WERE RECEIVED SUBSEQUENT TO JUNE 30, 2020 AND WILL BE RECOGNIZED IN THE YEAR ENDING JUNE 30, 2021. 1 SCHOLARSHIPS 464 3222149 ATHLETIC SCHOLARSHIPS 223 1563278 NURSING SCHOLARSHIPS 6 4593 GRADUATE 19 358069 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES IF A STUDENT IS ELIGIBLE TO RECEIVE A SCHOLARSHIP FROM THE UNIVERSITY AND, IF ELIGIBLE, WILL APPLY THE APPROVED SCHOLARSHIP PAYMENT TO THE RESPECTIVE STUDENT'S TUITION ACCOUNT. NO CHECKS ARE ISSUED TO THE STUDENTS DIRECTLY. THE FINANCIAL AID OFFICE MONITORS THE USE OF FUNDS TO ENSURE THEY ARE USED FOR THEIR INTENDED PURPOSE. X 1 1 X X 0 0 0 0 0 0 0 0 0 CATHERINE CLARK INTERIM PRESIDENT (JUL 19-OCT 19) 165462 0 0 0 2678 0 1500 0 46414 0 216054 0 0 0 ROB HOPKINS PROFESSOR OF WILDLIFE CONSERVATION 107221 0 0 0 13 0 2144 0 41341 0 150719 0 0 0 PART I, LINE 1A THE PRESIDENT IS REQUESTED TO LIVE ON CAMPUS AS PART OF HER COMPENSATION CONTRACT. THE VALUE OF THE HOUSING THE PRESIDENT RECEIVED FOR 2019 IS $45,190 AND IS REPORTED IN SCH J PART II AS A NONTAXABLE BENEFIT PROVIDED. THE BENEFIT IS CONSIDERED NONTAXABLE PURSUANT TO IRC SECTION 119. THE FOLLOWING AMOUNTS ARE INCLUDED EACH OF THE PRESIDENTS NONTAXABLE BENEFITS FOR 2019: CATHERINE CLARK: $45,190 WEISMAN INSURANCE AGENCY TREASURER GARY ROACH IS THE PRESIDENT AND A >35% OWNER 241209 INSURANCE SERVICES 0 DAVID SMALLEY FAMILY MEMBER OF BOARD MEMBER CLYDE EVANS 58369 EMPLOYMENT COMPENSATION 0 FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO FILING WITH THE IRS, THE FORM 990 IS REVIEWED BY THE DIRECTOR OF BUSINESS OFFICE, THE FINANCE COMMITTEE, AND THE CFO. AFTER REVIEW BY THE DIRECTOR OF BUSINESS OFFICE, THE FINANCE COMMITTEE, AND CFO, THE BOARD MEMBERS RECEIVED A COPY OF THE FULL FORM 990 ELECTRONICALLY PRIOR TO THE FORM BEING SUBMITTED ELECTRONICALLY. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL DISCLOSURE IS PROVIDED TO EACH OFFICER AND BOARD MEMBER. EACH PERSON COMPLETES AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. ONCE THE QUESTIONNAIRES ARE COMPLETED, THE PRESIDENT'S ASSISTANT REVIEWS THE RESPONSES AND DETERMINES WHETHER OR NOT THERE ARE ANY POTENTIAL CONFLICTS OF INTEREST. IF THERE IS A POTENTIAL CONFLICT OF INTEREST, THE CHAIRMAN OF THE BOARD AND THE PRESIDENT REVIEW THE CORRESPONDING ISSUE AND DETERMINE IF THERE IS AN ACTUAL CONFLICT OF INTEREST. IF AN ACTUAL CONFLICT OF INTEREST IS DETERMINED TO EXIST, THAT PERSON IS EXCLUDED FROM ANY DISCUSSIONS CONCERNING THE CONFLICTING ISSUE. ANY PURCHASES AND/OR BIDDING PROPOSALS ARE ALSO REVIEWED FOR ANY POTENTIAL CONFLICTS OF INTEREST PRIOR TO SUBMITTING BIDS OR MAKING PURCHASES. THE CFO AND CONTROLLER ATTEND THE BOARD MEETINGS TO ENSURE THAT COMPLIANCE WITH THESE GUIDELINES IS FOLLOWED. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE PRESIDENT IS DETERMINED AND APPROVED BY THE BOARD OF TRUSTEES ANNUALLY. THE CURRENT PRESIDENT WAS HIRED IN SEPTEMBER 2019. THE PRESIDENT IS UNDER A MULTIPLE YEAR CONTRACT WITH THE UNIVERSITY. THE COMPENSATION OF THE PRESIDENT IN COMPARISON WITH OTHER SCHOOLS IN THE STATE THAT ARE OF SIMILAR SIZE AND THE ASSOCIATION OF INDEPENDENT COLLEGE AND UNIVERSITY OF OHIO (AICUO) IS REVIEWED ANNUALLY BY THE BOARD OF TRUSTEES' COMPENSATION COMMITTEE. THE APPROVAL OF THE COMPENSATION IS DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE (IRC) SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART XI, LINE 9: PENSION RELATED CHANGES OTHER THAN PERIODIC COSTS -1,190,912. CHANGE IN VALUE OF INTEREST RATE SWAP -446,024. FRIENDS OF RIO LLC 218 NORTH COLLEGE AVENUE RIO GRANDE OH 45674 ADMINISTRATIVE OH 0 0 UNIVERSITY OF RIO GRANDE EMERSON AND EVELYN EVANS AND SONS FNDT 218 NORTH COLLEGE AVE RIO GRANDE OH 45674 311017994 SUPPORT ORG. OH 501(C)(3) LINE 12C, III-FI UNIVERSITY OF RIO GRANDE 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0