2021-05-11T11:03:22-05:00 2020-12-31 042689883 WOLF & COMPANY PC 99 HIGH STREET 21ST FLOOR BOSTON MA 02110 990PF 2020-01-01 043333757 THE VALLEE FOUNDATION INC BERT 6178596600 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 ALEXA MASON EXECUTIVE DIRECTOR 6178596600 2021-05-10 1 ALEXA MASON 000005991 HARRY A KALAJIAN JR CPA P00464296 6174399700 2021-05-11 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 62627683 X X 5582 5582 922769 917529 1313577 3775740 2211440 27 30038 2241955 3164589 285913 0 285913 16527 0 16527 31699 0 31699 6500 0 6500 96912 95200 1712 40315 781 11815 32675 0 32675 55299 0 55299 481 0 481 77029 10322 77029 643350 106303 519650 1842500 1842500 2485850 106303 2362150 -243895 3058286 46958 41924 41924 1515570 1002603 1002603 55657320 61583156 61583156 57219848 62627683 62627683 1669 0 1669 X 21082759 21082759 0 0 36137089 41543255 57219848 62626014 57219848 62627683 57219848 -243895 5650061 62626014 0 62626014 CTF CORE BOND PLUS P 2020-11-02 2240 2050 190 190 CTF CORE BOND PLUS P 2020-08-03 2192 1979 213 213 CTF CORE BOND PLUS P 2020-05-01 2147 2017 130 130 CTF CORE BOND PLUS P 2020-02-03 2120 2007 113 113 CTF REAL ESTATE SCTY P 2020-11-02 5156 4214 942 942 CTF REAL ESTATE SCTY P 2020-08-03 4891 3785 1106 1106 CTF REAL ESTATE SCTY P 2020-05-01 5361 4515 846 846 CTF REAL ESTATE SCTY P 2020-02-03 6000 4049 1951 1951 CTF RESEARCH EQUITY P 2020-11-02 10203 5839 4364 4364 CTF RESEARCH EQUITY P 2020-02-03 9165 5307 3858 3858 CTF RESEARCH EQUITY P 2020-08-03 8865 5125 3740 3740 CTF RESEARCH EQUITY P 2020-05-01 8565 5511 3054 3054 CTF SC OPPS P 2020-08-03 5528 3599 1929 1929 CTF SC OPPS P 2020-02-03 6722 3905 2817 2817 CTF SC OPPS P 2020-11-02 6036 3737 2299 2299 CTF SC OPPS P 2020-05-01 5780 4272 1508 1508 CTF TREASURY INFLATION PROTECTED P 2020-07-31 1059 988 71 71 CTF TREASURY INFLATION PROTECTED P 2020-04-30 1045 1007 38 38 CTF TREASURY INFLATION PROTECTED P 2020-01-31 1031 996 35 35 CTF TREASURY INFLATION PROTECTED P 2020-10-30 1094 1018 76 76 K-1 NET LT CAPITAL GAINS P 838684 838684 838684 K-1 NET ST CAPITAL GAINS P 46943 46943 46943 SECTION 1256 CONTRACTS P 12236 12236 12236 VANGUARD MARKET ETF P 2468663 1498380 970283 970283 CAPITAL GAINS DIVIDENDS P 314014 314014 314014 2211440 42510 0 42510 0 42510 42915 0 0 0 42915 X 0 405 405 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 THEVALLEEFOUNDATION.ORG ALEXA MASON 6178596600 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 ALEXA M MASON 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 EXECUTIVE DIRECTOR 35.00 184971 16527 0 CAROL ROBINSON 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 ELIZABETH HUIDEKOPER 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 ASST. TREASURER/DIRECTOR 1.00 8000 0 0 ERNST-LUDWIG WINNACKER 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 GORDON HAMMES 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 VP/DIRECTOR 1.00 8000 0 0 JESPER Z HAEGGSTROM 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 SECRETARY/DIRECTOR 1.00 8000 0 0 LEWIS C CANTLEY 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 LOUISE GROSS 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 MICHAEL F O'CONNELL 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 COUNSEL 1.00 0 0 0 PETER CAMPOT 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 TREASURER/DIRECTOR 1.00 8000 0 0 PETER M HOWLEY 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 PRESIDENT/DIRECTOR 1.00 8000 0 0 S JAMES ADELSTEIN 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 PAST PRESIDENT/DIRECTOR 1.00 8000 0 0 SHEILA OHLUND 745 BOYLSTON STREET 7TH FLOOR BOSTON MA 02116 DIRECTOR 1.00 8000 0 0 NONE 0 WELLINGTON TRUST COMPANY NA 280 CONGRESS ST BOSTON MA 02110 INVESTMENT MANAGEMENT SERVICES 95200 0 THE VALLEE SCHOLARS PROGRAM (SEE ATTACHED STATEMENT) 1800000 THE LINDAU FELLOWSHIP PROGRAM (SEE ATTACHED STATEMENT) 25000 VALLEE VISITING PROFESSORSHIP PROGRAM (SEE ATTACHED STATEMENT) 17500 0 55739338 1197729 0 56937067 0 0 56937067 854056 56083011 2804151 2804151 42510 42510 2761641 0 2761641 0 2761641 2362150 0 2362150 0 2362150 2761641 1279386 0 0 2362150 1279386 0 0 1082764 0 0 0 0 0 0 0 0 1678877 0 0 0 X WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVE NEW YORK NY 10065 NOT RELATED PC VALLEE SCHOLAR AWARD 300000 FRANCIS CRICK INSTITUTE LTD 1 MIDLAND RD SOMERS TOWN LONDON NW UK 1AT NOT RELATED PC VALLEE SCHOLAR AWARD 300000 THE BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 1220 LINDEN DR MADISON WI 53706 NOT RELATED PC VALLEE SCHOLAR AWARD 300000 REGENT OF THE UNIVERSITY OF CALIFORNIA BERKELEY 1111 FRANKLIN ST 12TH FLOOR OAKLAND CA 94607 NOT RELATED PC VALLEE SCHOLAR AWARD 300000 REGENT OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 1111 FRANKLIN ST 12TH FLOOR OAKLAND CA 94607 NOT RELATED PC VALLEE SCHOLAR AWARD 300000 THE ROCKEFELLER UNIVERSITY 1230 YORK AVE NEW YORK NY 10065 NOT RELATED PC VALLEE SCHOLAR AWARD 300000 DR BRENDA SCHULAMN AM KLOPFERSPITZ 18 MARTINSRIED D GM 82152 NOT RELATED I VALLEE VISITING PROFESSORSHIP 17500 FOUNDATION LINDAU NOBEL LAUREATE MEETING ALFRED NOBEL PLATZ 1 LINDAU GM 88131 NOT RELATED PC LINDAU NOBEL LAUREATE MEETING 25000 1842500 0 14 5582 14 922769 18 1313577 ROYALTIES 15 27 0 2241955 0 2241955 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 6500 0 6500 SUMMARY OF DIRECT CHARITABLE ACTIVITIES FORM 990PF, PART IX-A: THE ORGANIZATION DIRECTLY SERVES THE ADVANCEMENT OF SCIENTIFIC EDUCATION BY (I) UNDERWRITING RESEARCH BY DISTINGUISHED SCIENTISTS AND OTHER SCHOLARS ON BIOMEDICAL RESEARCH PROJECTS OF SPECIFIC INTEREST TO THE ORGANIZATION; (II) ORGANIZING AND ARRANGING SHORT-TERM VISITING PROFESSORSHIPS OF DISTINGUISHED SCIENTISTS AT UNIVERSITIES AND OTHER RESEARCH INSTITUTIONS IN THE UNITED STATES AND ABROAD; (III) ORGANIZING AND CONDUCTING SEMINARS AND SYMPOSIA, AND (IV) RECOGNIZING OUTSTANDING ACCOMPLISHMENTS IN BASIC BIOMEDICAL RESEARCH.THE PURPOSE OF THE ORGANIZATION'S PROGRAMS FOR VALLEE VISITING PROFESSORS (A), VALLEE SCHOLARS (B), VALLEE LINDAU FELLOWS (C), VALLEE SYMPOSIA (D), THE BERT AND NATALIE VALLEE AWARDS, (E), AND THE KUGGIE VALLEE DISTINGUISHED LECTURES (F) - IS TO FACILITATE INTERACTIONS AMONG PRODUCTIVE SCIENTISTS, TO EXPOSE DEDICATED STUDENTS AND RESEARCHERS TO SCIENTISTS WHO ARE MAKING OUTSTANDING CONTRIBUTIONS TOWARDS THE UNDERSTANDING OF SCIENTIFIC PRINCIPLES AS THEY RELATE TO HUMAN BIOLOGY, AND TO SUPPORT YOUNG INDEPENDENT INVESTIGATORS IN THE EARLY PART OF THEIR CAREER WHO ARE DOING CUTTING-EDGE RESEARCH. AS PART OF THE EDUCATIONAL AND SCIENTIFIC ACTIVITIES AND FUNCTIONS OCCURRING DURING THE TENURE OF THESE SCIENTIFIC RESEARCHERS, THE ORGANIZATION ARRANGES SYMPOSIA, TUTORIALS, LECTURES AND CONFERENCES FOR OTHER SCIENTISTS, NON-SCIENTISTS AND STUDENTS. DURING THE FISCAL YEAR,A) THE VALLEE SCHOLARS PROGRAMTHE ORGANIZATION GRANTED FUNDING FOR THE FOLLOWING RESEARCH SCHOLARS THROUGH THEIR ACADEMIC INSTITUTIONS: VALLEE SCHOLAR AWARDS PAID IN 2020- WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY FOR DR DAN LANDAU- FRANCIS CRICK INSTITUTE LTD FOR DR PONTUS SKOGLUND- THE BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM FOR DR DARCIE MOORE- REGENT OF THE UNIVERSITY OF CALIFORNIA, BERKELEY FOR DR MICHAEL YARTSEV- REGENT OF THE UNIVERSITY OF CALIFORNIA, LOS ANGELES FOR DR WEIZHE HONG- THE ROCKEFELLER UNIVERSITY FOR DR LI ZHAOB) VALLEE VISITING PROFESSORSHIP PROGRAMTHE ORGANIZATION ORGANIZED AND FUNDED THE RESEARCH PROGRAMS OF THE FOLLOWING VISITING RESEARCH SCHOLARS AT THE FOLLOWING INSTITUTIONS:VISITING PROFESSORS (AFFILIATION) AT INSTITUTIONDR BRENDA SCHULMAN (MAX PLANCK INSTITUTE OF BIOCHEMISTRY, MARTINSRIED, GERMANY)AT HARVARD MEDICAL SCHOOLC) THE KUGGIE VALLEE DISTINGUISHED LECTURESTHE KUGGIE VALLEE DISTINGUISHED LECTURE AND FEMALE LEADERS IN SCIENCE WORKSHOP PLANNED FOR 2020 WAS POSTPONED DUE TO THE CORONAVIRUS PANDEMIC.D) THE BERT AND KUGGIE VALLEE AWARD IN BIOMEDICAL SCIENCENO AWARDS WERE MADE THROUGH THE AMERICAN SOCIETY FOR BIOCHEMISTRY AND MOLECULAR BIOLOGY IN 2020 DUE TO THE CORONAVIRUS PANDEMIC.E) THE LINDAU FELLOWSHIP PROGRAMTHE ORGANIZATION MADE AN UNRESTRICTED GRANT TO THE LINDAU NOBEL LAUREATE MEETINGS FOUNDATION TOWARDS THE EXPENSES OF THE LINDAU NOBEL LAUREATE MEETINGS. F) VALLEE SYMPOSIA PROGRAMTHE VALLEE SUMMER SYMPOSIUM PLANNED FOR JUNE 2020 WAS POSTPONED DUE TO THE CORONAVIRUS PANDEMIC. CTF SMALL CAP OPPORTUNITIES PORTFOLIO FMV 3571478 3571478 CTF TREASURY INFLATION PROTECTED FMV 2952105 2952105 CTF REAL ESTATE SECURITIES PORFOLIO FMV 2933559 2933559 CTF CORE BOND PLUS PORTFOLIO FMV 3009983 3009983 CTF RESEARCH EQUITY PORTFOLIO FMV 7822293 7822293 CHARLES SCHWAB MUTUAL FUNDS FMV 41293738 41293738 LEGAL FEES 31699 0 31699 OTHER SERVICES 34842 0 34842 INSURANCE 8336 0 8336 SUPPLIES 4228 0 4228 TELEPHONE AND TELECOMMUNICATIONS 3020 0 3020 MEMBERSHIP DUES 1875 0 1875 WEBSITE 11073 0 11073 COMPUTER SOFTWARE 12544 0 12544 POSTAGE AND MAILING SERVICES 419 0 419 BANK SERVICE CHARGE 155 0 155 MA STATE FILING FEE 537 0 537 K-1 PORTFOLIO DEDUCTIONS 0 10322 0 PARTNERSHIP INVESTMENT INCOME 0 30011 0 ROYALTIES 27 27 27 UNREALIZED GAIN ON INVESTMENTS 5650061 INVESTMENT ADVISORY FEES 95200 95200 0 PAYROLL SERVICES 1712 0 1712 2020 ESTIMATED TAX PAYMENTS 28500 0 0 2020 PAYROLL TAX 11815 0 11815 FOREIGN TAX 0 781 0