2021-05-12T10:53:53-05:00 2020-12-31 861065772 DELOITTE TAX LLP 1111 BAGBY STREET SUITE 4500 HOUSTON TX 77002 990PF 2020-01-01 760101380 VIVIAN L SMITH FOUNDATION VIVI 7139868030 1900 WEST LOOP SOUTH NO 1050 HOUSTON TX 770273207 RANSOM LUMMIS PRESIDENT 7139868030 2021-05-12 1 RANSOM LUMMIS 999009999 RINDA CORBIN P00747421 7139822000 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 86529389 X X 1198697 1198697 -4990748 86477586 0 67716 67716 -3724335 1266413 0 0 0 7580 7580 0 14070 7035 7035 164045 114045 50000 10744 10744 0 11980 10559 1421 208419 149963 58456 3435000 3435000 3643419 149963 3493456 -7367754 1116450 3710 3954 3954 81468869 63193665 75552412 0 10907206 10973023 81472579 74104825 86529389 0 0 X 0 0 0 0 81472579 74104825 81472579 74104825 81472579 74104825 81472579 -7367754 0 74104825 0 74104825 PUBLICLY TRADED SECURITIES P 86477586 91468334 -4990748 -4990748 -4990748 15519 0 15519 0 15519 51529 0 0 0 51529 X 0 36010 36010 0 0 0 0 0 0 0 0 0 0 0 1 1 TX 1 0 0 0 0 1 N/A R E SMITH INTERESTS INC 7139868030 1900 WEST LOOP SOUTH 1050 HOUSTON TX 770273207 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AMY M MECKEL 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 SECRETARY/TREASURER 10.00 0 0 0 RANSOM C LUMMIS 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 PRESIDENT/TRUSTEE 2.00 0 0 0 CYNTHIA J ADKINS 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 VP/TRUSTEE 2.00 0 0 0 KIRBY COHN MCCOOL 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 2.00 0 0 0 JUDY S TATE 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 2.00 0 0 0 LINDSEY HOLSTEAD 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 2.00 0 0 0 JESSE H JONES II 1900 WEST LOOP SOUTH STE 1050 HOUSTON TX 77027 TRUSTEE 2.00 0 0 0 NONE 0 FAYEZ SAROFIM & CO TWO HOUSTON CENTER SUITE 2907 HOUSTON TX 77010 INVESTMENT MANAGEMENT 64045 0 N/A 0 0 78106239 769174 0 78875413 0 0 78875413 1183131 77692282 3884614 3884614 15519 15519 3869095 0 3869095 0 3869095 3493456 0 3493456 0 3493456 3869095 3434202 0 0 3493456 3434202 0 0 59254 0 0 0 0 0 0 0 0 3809841 0 0 0 AMY MECKEL VIVIAN L SMITH FOUNDATIO 1900 WEST LOOP SOUTH SUITE 1050 HOUSTON TX 770273207 7139868030 NO SPECIFIC FORM REQUIRED. APPLICANTS MUST SPECIFY PURPOSE AND INCLUDE PROOF THAT THEY ARE QUALIFYING SEC 509(A)(1),(2) OR (3) ORGANIZATIONS. GRANTS MUST BE SUBMITTED BY FEB 15,MAY 15,AUG 15,AND OCT 25 PRECEDING THE QUARTERLY MEETINGS. THE FOUNDATION DOES NOT MAKE GRANTS TO INDIVIDUALS. ALL RECIPIENTS MUST BE QUALIFYING SEC 509(A)(1),(2), OR (3) ORGANIZATIONS. THERE ARE NO RESTRICTIONS TO GEOGRAPHICAL AREAS OR CHARITABLE FIELDS. AMAZING PLACE INC 3735 DREXEL DR HOUSTON TX 77027 N/A PC GENERAL SUPPORT 25000 ARMS WIDE ADOPTION SERVICES 6925 PORTWEST DRIVE SUITE 110 HOUSTON TX 77024 N/A PC HOUSTON POST ADOPTION PROGRAM 5000 BAKER RIPLEY PO BOX 271389 HOUSTON TX 77277 N/A PC SUPPORT BAKER RIPLEY HOLISTIC PROGRAMS IN HOUSTON 50000 BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA BCM160 HOUSTON TX 77030 N/A PC SCHOLARSHIPS FOR FIVE STUDENTS FOR FISCAL YEAR 2022 50000 BIG BROTHERS BIG SISTERS LONE STAR 1003 WASHINGTON AVE HOUSTON TX 77002 N/A PC SUPPORT ONE-TO-ONE MENTORING PROGRAM 25000 BO'S PLACE 10050 BUFFALO SPEEDWAY HOUSTON TX 77054 N/A PC GENERAL SUPPORT 15000 BOYS AND GIRLS COUNTRY 18806 ROBERTS ROAD HOCKLEY TX 77447 N/A PC GENERAL SUPPORT 15000 BREAKTHROUGH HOUSTON 2401 CLAREMONT LANE HOUSTON TX 77019 N/A PC OPERATING AND PROGRAM EXPENSES 25000 CAMP ALLEN 18800 FM 362 NAVASOTA TX 77868 N/A PC GENERAL SUPPORT 15000 CAMP FOR ALL 3701 KIRBY DRIVE SUITE 570 HOUSTON TX 77098 N/A PC COVID-19 EMERGENCY FUND 25000 CANCARE INC 9575 KATY FREEWAY SUITE 428 HOUSTON TX 77024 N/A PC SUPPORT ONE-ON-ONE EMOTIONAL SUPPORT PROGRAM AND MEDICAL FACILITY VISITATION PROGRAM 20000 CASA DE ESPERANZA DE LOS NINOS PO BOX 301209 HOUSTON TX 77230 N/A PC SUPPORT RESIDENTIAL PROGRAM 10000 CATHOLIC CHARITIES 2900 LOUISIANA STREET HOUSTON TX 77006 N/A PC SUPPORT COVID-19 RELIEF RESPONSE 33000 CENTER FOR THE ARTS CRESTED BUTTE PO BOX 1819 CRESTED BUTTE CO 81224 N/A PC GENERAL SUPPORT 30000 CHILD ADVOCATES INC 3701 KIRBY DRIVE SUITE 400 HOUSTON TX 77098 N/A PC 2020 COURT SERVICES PROGRAM 20000 CHINQUAPIN PREPARATORY SCHOOL 2615 E WALLISVILLE RD HIGHLANDS TX 77562 N/A PC SUPPORT THE 2019-2020 SCHOOL YEAR'S ANNUAL PROGRAMS, SCHOLARSHIPS, SERVICES 10000 CHRISTIAN COMMUNITY SERVICE CENTER PO BOX 27924 HOUSTON TX 77227 N/A PC "A TIME TO BUILD" CAMPAIGN 50000 COMMUNITIES IN SCHOOLS HOUSTON 1235 NORTH LOOP WEST SUITE 300 HOUSTON TX 77008 N/A PC SUPPORT THE DROPOUT PREVENTION PROGRAM AT 4 ELEMENTARY SCHOOLS 100000 CONNECT COMMUNITY 6700 BELLAIRE BOULEVARD HOUSTON TX 77074 N/A PC SUPPORT THE GULFTON COMPREHENSIVE SUMMER LEARNING INITIATIVE 25000 COVENANT HOUSE TEXAS 1111 LOVETT BLVD HOUSTON TX 77006 N/A PC GENERAL SUPPORT 25000 CRISTO REY JESUIT 6700 MT CARMEL ST HOUSTON TX 77087 N/A PC SUPPORT STUDENT SCHOLARSHIPS FOR THE YEAR 2020-2021 20000 DE PELCHIN CHILDREN'S CENTER 4950 MEMORIAL DR HOUSTON TX 77007 N/A PC SUPPORT CHILD WELFARE SERVICES/MENTAL HEALTH SERVICES/ADOPTION/POST ADOPTION & FOSTER FAMILY RECRUITING 25000 DRESS FOR SUCCESS HOUSTON 3310 EASTSIDE STREET HOUSTON TX 77098 N/A PC SUPPORT PROFESSIONAL WOMEN'S GROUP 25000 ECHOS EPIPHANY COMMUNITY HEALTH OUTREACH SERVICES 9600 S GESSNER RD BLDG E HOUSTON TX 77071 N/A PC COVID-19 RELIEF 20000 EMERGE FELLOWSHIP 11251 NORTHWEST FREEWAY 330 HOUSTON TX 77092 N/A PC SUPPORT INNOVATIVE HIGH SCHOOL FELLOWSHIP & COLLEGE SUCCESS PROGRAMS 25000 EPISCOPAL HIGH SCHOOL 4650 BISSONET ST BELLAIRE TX 77401 N/A PC SUPPORT CONSTRUCTION OF VISUAL & PERFORMING ARTS COMPLEX; PA SYSTEM FOR SIMMONS TRACK COMPLEX 118000 FORGE FOR FAMILIES 3435 DIXIE DRIVE HOUSTON TX 77021 N/A PC SUPPORT TO BUY ADDITIONAL PROERPTY FOR EXPANSION 10000 GATEWAY ACADEMY 3721 DACOMA STREET HOUSTON TX 77092 N/A PC SOCIAL | EMOTIONAL PROGRAM 25000 GENESYS WORKS 601 JEFFERSON ST SUITE 3950 HOUSTON TX 77002 N/A PC GENERAL SUPPORT 10000 GIRL SCOUTS OF SAN JACINTO 3110 SOUTHWEST FREEWAY HOUSTON TX 77098 N/A PC SUPPORT GIRL SCOUT COMMUNITY OUTREACH INITIATIVES 25000 GLENWOOD CEMETERY HISTORIC PRESERVATION FND 2525 WASHINGTON AVENUE HOUSTON TX 77007 N/A PC GENERAL SUPPORT 10000 GOOD SAMARITAN FOUNDATION 3262 WESTHEIMER ROAD SUITE 764 HOUSTON TX 77098 N/A PC SCHOLARSHIP PROGRAMS 50000 HALO HOUSE FOUNDATION 2940 CORDER ST HOUSTON TX 77054 N/A PC SUPPORT OPERATIONS OF THE NEW 33-UNIT FACILITY 15000 HARRIS COUNTY HOSPITAL DISTRICT FOUNDATION 2525 HOLLY HALL SUITE 292 HOUSTON TX 77002 N/A PC SUPPORT CAPITAL CAMPAIGN TO RENOVATE 60000 HEALTHCARE FOR THE HOMELESS-HOUSTON 1934 CAROLINE STREET HOUSTON TX 77002 N/A PC SUPPORT SPECIALIZED HEALTH/STABILIZATION SERVICES FOR THOSE EXPERIENCING HOMELESSNESS 15000 HERMANN PARK CONSERVANCY 1700 HERMANN DRIVE HOUSTON TX 77004 N/A PC SUPPORT PROJECT NAMED THE COMMONS AT HERMANN PARK 75000 HOPE & HEALING CENTER & INSTITUTE 717 SAGE ROAD HOUSTON TX 77056 N/A PC SUPPORT FAITH-BASED MENTAL HEALTH PROGRAMS 15000 HOPE RISING 504 EAST SIXTH STREET BRENHAM TX 77833 N/A PC SUPPORT FACILITY EXPANSION OF SECOND EMERGENCY ASSESSMENT CENTER IN NEW CANEY 60000 HOUSTON ACHIEVEMENT PLACE 245 W 17TH STREET HOUSTON TX 77008 N/A PC SUPPORT PROJECT CLASS' ANIMATED CHILDREN'S BOOKS SOCIAL SKILLS DIGITAL INITIATIVE 15000 HOUSTON ARBORETUM AND NATURE CENTER 4501 WOODWAY DRIVE HOUSTON TX 77024 N/A PC ADOPT-A-SCHOOL SCIENCE EDUCATION PROGRAM 10000 HOUSTON AREA WOMENS CENTER 1010 WAUGH DR HOUSTON TX 77019 N/A PC SUPPORT URGENT NEED OF SURVIVORS ESCAPING VIOLENCE DURING COVID-19 PANDEMIC 70000 HOUSTON FOOD BANK 535 PORTWALL ST HOUSTON TX 77029 N/A PC BACKPACK BUDDY PROGRAM; GENERAL SUPPORT 80000 HOUSTON HOSPICE 1905 HOLCOMBE BLVD HOUSTON TX 77030 N/A PC GENERAL SUPPORT 100000 HOUSTON MUSEUM OF NATURAL SCIENCE 5555 HERMANN PARK DRIVE HOUSTON TX 77030 N/A PC SUPPORT 2020 YOUTH SCIENCE EDUCATION PROGRAM 25000 HOUSTON PARKS BOARD 300 N POST OAK LN HOUSTON TX 77024 N/A PC SUPPORT THE CREATION/IMPROVEMENT OF PARKS, TRAILS, & GREEN SPACE 35000 HOUSTON POLICE FOUNDATION PO BOX 346 HOUTON TX 77001 N/A PC SUPPORT K9 & MOUNTED PATROL PROGRAMS 7500 HOUSTON SYMPHONY 615 LOUISIANA SUITE 102 HOUSTON TX 77002 N/A PC SUPPORT BBVA COMPASS FAMILY CONCERT SERIES IN THE 2019-2020 SEASON 15000 HOUSTON REVISION 6856 BELLAIRE BLVD HOUSTON TX 77074 N/A PC SUPPORT COVID-19 RELIEF RESPONSE IN THE COMMUNITY 10000 JULIE ROGERS GIFT OF LIFE PROGRAM PMB 16 148 SOUTH DOWLEN RD BEAUMONT TX 77706 N/A PC FUND ANNUAL BREAST EXAMS/MAMMOGRAMS FOR THE UNDERSERVED WOMEN IN 7 COUNTIES IN SW TEXAS 15000 KIDS MEALS INC 330 GARDEN OAKS BLVD HOUSTON TX 77018 N/A PC SUPPORT THE HEALTHY MEAL DELIVERY PROGRAM FOR IMPOVERISHED PRESCHOOL-AGED CHILDREN 25000 KINKAID SCHOOL 201 KINKAID SCHOOL DR HOUSTON TX 77024 N/A PC GENERAL SUPPORT 5000 KIPP TEXAS - HOUSTON 10711 KIPP WAY HOUSTON TX 77099 N/A PC SUPPORT RELIEF FOR FAMILIES AND ALUMNI IN CRISIS 25000 LORD OF THE STREETS EPISCOPAL CHURCH 3401 FANNIN ST HOUSTON TX 77004 N/A PC GENERAL SUPPORT 10000 MCGOVERN MUSEUM OF HEALTH 1515 HERMANN DRIVE HOUSTON TX 77004 N/A PC SUPPORT HEALTH EDUCATION PROGRAM 15000 MEMORIAL HERMANN FOUNDATION 929 GESSNER SUITE 2650 HOUSTON TX 77024 N/A PC SUPPORT HOUSTON'S MOBILE STROKE UNIT 50000 MENNINGER CLINIC 12301 MAIN STREET HOUSTON TX 77035 N/A PC GENERAL SUPPORT 1000 METHODIST HOSPITAL FOUNDATION 1707 SUNSET BLVD HOUSTON TX 77005 N/A PC DIABETES RESEARCH PROJECT 100000 MONARCH SCHOOL & INSTITUTE 2815 ROSEFIELD DRIVE HOUSTON TX 77080 N/A PC GENERAL SUPPORT 50000 MUSEUM OF FINE ARTS HOUSTON PO BOX 6826 HOUSTON TX 77265 N/A PC 3 CENTURIES OF AMERICAN ART: MASTERPIECES FROM FAYEZ SAROFIM COLLECTION 35000 NEW HOPE HOUSING INC 3315 HARRISBURG BLVD SUITE 400 HOUSTON TX 77003 N/A PC SUPPORT THE NHH AVENUE J CAPITAL CAMPAIGN 25000 NEXTOP VETERANS P O BOX 266 HOUSTON TX 77001 N/A PC SUPPORT TEXAS VETERAN EMPLOYMENT PROGRAM 2020 10000 NICK FINNEGAN COUNSELING CENTER 2714 JOANEL ST HOUSTON TX 77027 N/A PC SUPPORT OFFSETTING THE COST OF COUNSELING IN FISCAL YEAR 2020 25000 PALMER DRUG ABUSE PROGRAM 840 GESSNER SUITE 1300 HOUSTON TX 77024 N/A PC GENERAL SUPPORT 15000 PROJECT GRAD HOUSTON 3100 MAIN STREET SUITE 701A HOUSTON TX 77002 N/A PC GENERAL SUPPORT 25000 REMIND PO BOX 27607 HOUSTON TX 77227 N/A PC SUPPORT ONLINE GROUPS FOR ADOLESCENTS CONCERNING DEPRESSION OR BIPOLAR DISORDERS 10000 RISE SCHOOL OF HOUSTON 5618 H MARK CROSSWELL JR ST HOUSTON TX 77021 N/A PC SUPPORT SCHOLARSHIP AWARDS DURING THE 2020-2021 SCHOOL YEAR 25000 RONALD MCDONALD HOUSE HOUSTON 1907 HOLCOMBE BOULEVARD HOUSTON TX 77030 N/A PC GENERAL SUPPORT 100000 SHRINERS HOSPITALS FOR CHILDREN-HOUSTON 6977 MAIN STREET HOUSTON TX 77030 N/A PC SUPPORT THE VIRGINIA & ROBERT MAGNUSSON INPATIENT REHABILITATION UNIT 25000 SIRE THERAPEUTIC HORSEMANSHIP 11211 KATY FWY STE 660 HOUSTON TX 77079 N/A PC GENERAL SUPPORT 10000 SMALL STEPS NURTURING CENTER 2902 JENSEN DRIVE HOUSTON TX 77026 N/A PC PROVIDE SUPPORT FOR 140 ECONOMICALLY AT-RISK STUDENTS SCHOOL YEAR 20000 SPAY NEUTER ASSISTANCE PROGRAM 1801 DURHAM DRIVE SUITE 1 HOUSTON TX 77007 N/A PC SUPPORT THE EMPOWERING PEOPLE & PETS PROGRAM 15000 SPECIAL OLYMPICS TEXAS 5800 MESA DRIVE HOUSTON TX 77028 N/A PC SUPPORT HOUSTON AREA PROGRAMS 20000 SPRING SPIRIT BASEBALL 8526 PITNER ROAD HOUSTON TX 77080 N/A PC SUPPORT EXPANSION OF COMMUNITY ENGAGEMENT INITIATIVE 25000 ST JOHN'S SCHOOL 2401 CLAREMONT LANE HOUSTON TX 77019 N/A PC GENERAL SUPPORT 25000 ST MARTIN'S EPISCOPAL CHURCH 717 SAGE RD HOUSTON TX 77056 N/A PC GENERAL SUPPORT 5000 STAGES REPERTORY THEATRE 800 ROSINE STREET HOUSTON TX 77019 N/A PC SUPPORT GROWTH THROUGH INCREASED INVESTMENT IN INITIATIVES & HIRING FIRST EDUCATION DIRECTOR 50000 STAR OF HOPE 4848 LOOP CENTRAL DRIVE SUITE 500 HOUSTON TX 77081 N/A PC GENERAL SUPPORT; SUPPORT MOST CRITICAL NEED AREA 22500 STREET GRACE 5995 FINANCIAL DRIVE SUITE 180 NORCROSS GA 30071 N/A PC GENERAL SUPPORT 25000 TEACH FOR AMERICA 2 GREENWAY PLAZA SUITE 500 HOUSTON TX 77046 N/A PC GENERAL SUPPORT 55000 TEACH-TO EDUCATE ALL CHILDREN 2900 WESLAYAN SUITE 375 HOUSTON TX 77027 N/A PC SUPPORT TEACH'S PROGRAM AT ONE OF HOUSTON ISD SCHOOL 35000 TEXAS EXES ALUMNI ASSOCIATION PO BOX 7278 AUSTIN TX 78713 N/A PC GENERAL SUPPORT 2500 TEXAS CHILDRENS HOSPITAL PO BOX 300630 HOUSTON TX 77230 N/A PC SUPPORT NEUROLOGY DEPT FOR INFANTILE SPASMS IN HONOR OF EVELYN LANDRY 3000 THE BEACON OF DOWNTOWN HOUSTON 1117 TEXAS AVE HOUSTON TX 77002 N/A PC GENERAL SUPPORT 25000 THE COUNCIL ON RECOVERY PO BOX 2768 HOUSTON TX 77252 N/A PC SUPPORT SERVICES AT THE CENTER FOR RECOVERING FAMILIES 50000 THE JOY SCHOOL ONE CHELSEA BLVD HOUSTON TX 77006 N/A PC SUPPORT THE DREAM BIG CAPITAL CAMPAIGN 100000 THE MENIL FOUNDATION INC 1515 BRANARD ST HOUSTON TX 77006 N/A PC GENERAL SUPPORT; SUPPORT THE MENIL COLLECTION 30000 THE POSSE FOUNDATION INC 1001 MCKINNEY STREET SUITE 950 HOUSTON TX 77002 N/A PC SUPPORT ITS HIGH SCHOOL THROUGH COLLEGE GRADUATION PROGRAM 25000 THE ROSE FOUNDATION 12700 N FEATHERWOOD DRIVE SUITE 260 HOUSTON TX 77034 N/A PC SUPPORT EMPOWER HER SPONSORSHIP PROGRAM 50000 THE SALVATION ARMY 1500 AUSTIN STREET HOUSTON TX 77002 N/A PC SUPPORT COVID-19 RELIEF RESPONSE 100000 THE WILL ERWIN HEADACHE RESEARCH FDN 609 MIN STREET SUITE 2350 HOUSTON TX 77024 N/A PC SUPPORT HEADACHE RESEARCH 10000 THEATRE UNDER THE STARS TUTS 800 BAGBY STREET SUITE 200 HOUSTON TX 77002 N/A PC SUPPORT THE RIVER 10000 TIRR FOUNDATION 4605 POST OAK PLACE SUITE 222 HOUSTON TX 77027 N/A PC SUPPORT MISSION CONNECT RESEARCH & NEW PROGRAMS LAUNCHING IN 2020-2021 100000 UNDIES FOR EVERYONE 4019 SOUTH BRAESWOOD HOUSTON TX 77025 N/A PC GENERAL SUPPORT 10000 UNIVERSITY OF HOUSTON CLEAR LAKE 2700 BAY AREA BLVD BOX 318 HOUSTON TX 77058 N/A PC SUPPORT NURSING PROGRAM SCHOLARSHIPS 25000 UNIVERSITY OF HOUSTON SUGAR LAND 5000 GULF FREEWAY BUILDING 1 ROOM 240 HOUSTON TX 77024 N/A PC SUPPORT SCHOLARSHIPS TO STUDENTS SEEKING THEIR BACHELOR OF SCIENCE IN NURSING DEGREE 25000 UNIVERSITY OF HOUSTON VICTORIA 3007 NORTH BEN WILSON STREET VICTORIA TX 77901 N/A PC GENERAL SUPPORT 5000 UNIVERSITY OF ST THOMAS 3800 MONTROSE BLVD HOUSTON TX 77006 N/A PC SUPPORT CRITICAL NEED FOR NURSING SCHOLARSHIPS 50000 UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7458 AUSTIN TX 78713 N/A PC PLAN II HONORS PROGRAM; SCHOOL OF SOCIAL WORK; SCHOOL OF UNDERGRADUATE STUDIES; BLANTON MUSEUM OF ART 27500 UT HEALTH OFFICE OF DEVELOPMENT PO BOX 1321 HOUSTON TX 77251 N/A PC MCGOVERN MEDICAL SCHOOL 15000 UT MD ANDERSON CANCER CENTER UNIT 705 PO BOX 301439 HOUSTON TX 77230 N/A PC SUPPORT SINGLE CELL SEQUENCING RESEARCH BY NICHOLAS NAVIN, PH.D. AT UT MD ANDERSON CANCER CENTER 100000 VITA LIVING INC 3300 S GESSNER ROAD SUITE 150 HOUSTON TX 77063 N/A PC SUPPORT AGING RESIDENTS THROUGH DAY PROGRAMS | RESIDENTIAL SERVICES PROGRAM 20000 WRITERS IN THE SCHOOLS 1523 W MAIN STREET HOUSTON TX 77006 N/A PC SUPPORT CREATIVE WRITING PROGRAM 10000 YES PREP PUBLIC SCHOOLS INC 5515 SOUTH LOOP EAST SUITE B HOUSTON TX 77033 N/A PC LEADING HOUSTON FORWARD CAPITAL CAMPAIGN 100000 YMCA OF GREATER HOUSTON 2600 NORTH LOOP WEST SUITE 300 HOUSTON TX 77092 N/A PC SUPPORT THE 2020 RESPOND & REINVENT CAMPAIGN 100000 3435000 0 14 1198697 14 67716 18 -4990748 0 -3724335 0 -3724335 0 0 0 0 0 0 0 0 0 0 TAX COMPLIANCE SERVICES 14070 7035 7035 FORM 990PF, PART VII-B, LINE 1A (2)(3)(4) AND LINE 1B THE FOUNDATION'S BOOKKEEPING, CASH AND PROPERTY MANAGEMENT FUNCTIONS ARE PERFORMED BY R.E. SMITH INTERESTS INC., A MANAGEMENT COMPANY OWNED BY THE R.E. SMITH TESTAMENTARY TRUST PARTNERSHIP, A DISQUALIFIED PERSON. IN THIS CAPACITY, THE MANAGEMENT COMPANY PAYS EXPENSES ON THE FOUNDATION'S BEHALF WHICH ARE LATER REIMBURSED FROM THE FOUNDATION'S FUNDS. IN EXCHANGE FOR THESE SERVICES, THE FOUNDATION REMITTED TO R.E. SMITH INTERESTS, INC. A MANAGEMENT FEE IN THE AMOUNT OF $100,000 WHICH REPRESENTS REASONABLE PAYMENT FOR SUCH SERVICES.THE FOUNDATION HAS ANSWERED "YES" TO QUESTIONS 1A (2), (3) AND (4) SINCE IT PAYS FOR SERVICES PROVIDED EITHER DIRECTLY OR INDIRECTLY BY A DISQUALIFIED PERSON AS DESCRIBED ABOVE. HOWEVER, THE PAYMENT FOR THESE SERVICES IS AN EXCEPTED ACT UNDER SEC. 4941(D)(2)(E) SINCE THE PAYMENTS ARE FOR "PERSONAL SERVICES" WHICH ARE NECESSARY TO CARRY OUT THE EXEMPT PURPOSES OF THE FOUNDATION AND ARE "REASONABLE" IN AMOUNT AS THOSE TERMS ARE USED IN THE REGULATIONS AND OTHER AUTHORITATIVE PRONOUNCEMENTS. FAYEZ SECURITIES - BONDS 10907206 10973023 INVESTMENT - INVESTORS TREASURY 504087 504087 CHARLES SCHWAB BANK FUND 1082936 1082936 FAYEZ SECURITIES 61606642 73965389 LEGAL FEES 7580 7580 0 DUES 765 0 765 DELIVERY SERVICE AND OTHER EXPENSES 656 0 656 OTHER INVESTMENT EXPENSES 10559 10559 0 OTHER INVESTMENT INCOME 67716 67716 67716 MANAGEMENT FEES 100000 50000 50000 INVESTMENT MANAGEMENT FEES 64045 64045 0 FOREIGN TAX 10744 10744 0