2021-05-13T16:35:03-05:00 2020-06-30 BKD LLP 910 E ST LOUIS 200/PO BOX 1190 SPRINGFIELD MO 658062523 990 2019-07-01 010386913 CENTRAL MAINE HEALTHCARE CORPORATION % JOHN WHITLOCK CENT 2077952813 PO BOX 4500 LEWISTON ME 04243 JOHN WHITLOCK TREASURER 2021-03-31 true Brian D Todd P00422601 4178658701 2019 2022-09-23 18:48:47Z JEFF BRICKMAN 300 MAIN ST LEWISTON ME 04240 160636342 false X WWW.CMHC.ORG X 1982 ME CENTRAL MAINE HEALTHCARE CORPORATION SUPPORTS ITS AFFILIATED HEALTHCARE INSTITUTIONS IN ORDER FOR THESE ENTITIES TO PROVIDE EXCEPTIONAL HEALTHCARE SERVICES. 11 9 569 15 9939 7660 1041430 2636273 67239735 67179044 6587978 18212529 -1052846 -2069909 73816297 85957937 346293 2536850 0 0 33054574 35613273 0 0 0 32356691 32541512 65757558 70691635 8058739 15266302 198677408 194409479 94712177 85103551 103965231 109305928 TO PROVIDE EXCEPTIONAL HEALTHCARE SERVICES IN A SAFE AND TRUSTFUL ENVIRONMENT THROUGH THE EXPERTISE, COMMITMENT AND COMPASSION OF OUR FAMILY OF CAREGIVERS. false false 47344435 2536850 67179044 TO SUPPORT AFFILIATED HEALTHCARE INSTITUTIONS BY PROVIDING MANAGERIAL, ADMINISTRATIVE AND FUND RAISING SERVICES IN A CONTINUOUS, ORGANIZED, AND EFFICIENT MANNER. 47344435 true false false false false false false false false true true true false false false false false true false false true false false false false false false true false true false false false true false false false false false false false false false true true true true false true 60 0 true 569 true true true true CJ false false false false false false false false false false X 11 9 false false false false false false false true true false false true true true true true true true true true true CA X JOHN WHITLOCK 2077952813 300 MAIN STREET LEWISTON ME 04240 X JEFF BRICKMAN PRESIDENT 55.0 6.0 X X 788931 0 223922 DAVID TUPPONCE PRESIDENT OF CMMC END 01/20 1.0 55.0 X 580207 0 26127 RICHARD GOLDSTEIN FORMER PHYS PRACT EXEC 0.0 0.0 X 499322 0 0 JOHN ALEXANDER CHIEF MEDICAL OFFICER 1.0 55.0 X 458631 0 39170 CINDY RUSSO VICE PRESIDENT 1.0 55.0 X 422461 0 25341 JENNIFER WEINER-SMITH MD PHYSICIAN; DIRECTOR 1.0 57.0 X 0 397142 33124 MICHAEL RICCI MD PHYSICIAN, DIRECTOR END 08/19 1.0 57.0 X 0 382327 7100 PETER WRIGHT PRESIDENT BRIDGTON HOSPITAL 0.0 56.0 X 0 345135 16768 RYAN MCKEOWN FORMER VICE PRESIDENT 0.0 0.0 X 343063 0 8530 STEVEN MARTEL CHIEF MEDICAL INFO OFFICER 1.0 55.0 X 309026 0 37815 MICHELE TALKA CHIEF HUMAN RESOURCES OFFICER 55.0 0.0 X 315866 0 29223 MARY-ANNE PONTI CHIEF NURSING OFFICER 1.0 55.0 X 293340 0 36724 JOHN WHITLOCK TREASURER 55.0 7.0 X 311261 0 16668 DAVID THOMPSON FORMER TREASURER 0.0 0.0 X 290195 0 21477 TINA MARIE-LEGERE FORMER PRESIDENT CMMC 0.0 0.0 X 303043 0 0 PHILIPPE MORISSETTE FORMER TREASURER/VICE PRES. 0.0 0.0 X 290347 0 0 REBECCA SPERRY VICE PRESIDENT 1.0 55.0 X 269491 0 16899 DENIS TANGUAY CIO 55.0 0.0 X 246684 0 34149 R DAVID FRUM FORMER PRESIDENT BH AND RH 0.0 0.0 X 258947 0 0 NANCY BAN VICE PRESIDENT 1.0 55.0 X 206179 0 32793 HOLLI BOCCELLI SECRETARY END 01/20 55.0 4.0 X 226637 0 4373 DERVILLA MCCANN VICE PRESIDENT END 09/19 10.0 45.0 X 217579 0 9621 CHARLYN FEENEY DIRECTOR 1.0 55.0 X 196872 0 26166 JEFFREY BUCK DIRECTOR 1.0 55.0 X 204601 0 14402 JASON KRUPP PHYSICIAN PRACT EXEC 1.0 55.0 X 204839 0 4742 LYNN BUDLONG FORMER VICE PRESIDENT 0.0 0.0 X 172500 0 0 WILLIAM LEE MD DIRECTOR; PHYSICIAN END 12/19 1.0 57.0 X 0 11956 0 DEBORAH DUNLAP AVASTHI CHAIRPERSON 1.0 3.0 X X 0 0 0 JOLAN IPPOLITO DIRECTOR END 01/20 1.0 3.0 X 0 0 0 AUSTIN ALBERT DIRECTOR 1.0 4.0 X 0 0 0 JANET HALL KOSKI DIRECTOR 1.0 3.0 X 0 0 0 CRAIG TRIBUNO DIRECTOR END 12/19 1.0 3.0 X 0 0 0 WILLIAM CLIFFORD DIRECTOR 1.0 3.0 X 0 0 0 DEVORE CULVER DIRECTOR 1.0 3.0 X 0 0 0 GEOFFREY SWIFT DIRECTOR 1.0 3.0 X 0 0 0 JOHN MCANUFF DIRECTOR BEG 10/19 1.0 3.0 X 0 0 0 KEVIN MORNEAULT DIRECTOR BEG 10/19 1.0 3.0 X 0 0 0 SHERWOOD MOODY DIRECTOR BEG 01/20 1.0 3.0 X 0 0 0 CORY BAGBY SECRETARY BEG 02/20 55.0 5.0 X 0 0 0 7237522 1124604 665134 53 true true false KAUFMAN HALL AND ASSOCIATES LLC 10 S WACKER SUITE 3375 CHICAGO IL 60606 CONSULTING SERVICES 3506985 UMR INC 11925 WEST LAKE PARK DRIVE 195 MILWAUKEE WI 53224 BENEFITS ADMIN 935360 ROPES AND GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STRE BOSTON MA 02199 LEGAL SERVICES 806709 MEDMATICA CONSULTING ASSOCIATES 22 WATWERWAY RD OCEAN CITY NJ 08226 COLLECTIONS SERVICES 788134 CERNER CORPORATION 2800 ROCKCREEK PARKWAY KANSAS CITY MO 64117 IT SUPPORT 6690180 28 2636273 2636273 OTHER REVENUE 900099 66935307 66935307 RENT FROM AFFILIATES 900099 243737 243737 67179044 8576767 8576767 0 0 0 0 0 84314167 74678405 9635762 9635762 9635762 0 0 0 0 0 0 0 0 0 LOSS ON RESTRUCTURING 900099 -1272180 -1272180 INCOME FROM EQUITY INVESTMENT 900099 478914 9939 468975 LOSS ON PENSION SETTLEMENTS 900099 -1276643 -1276643 -2069909 85957937 67179044 9939 16132681 X 2536850 2536850 0 0 0 4355084 3484067 871017 2187424 1749939 437485 21958734 13795891 8162843 540037 382480 157557 4682647 3518391 1164256 1889347 1376599 512748 0 2113637 33877 2079760 255193 255193 0 0 45275 45275 13898772 8159331 5739441 815219 652738 162481 2680283 1915369 764914 8676536 6866679 1809857 0 873270 727705 145565 182265 127616 54649 0 0 119479 119479 0 2211272 1831028 380244 415549 69985 345564 LICENSES, DUES, SUBSCRIPTIONS 224729 99392 125337 MISCELLANEOUS 24531 10996 13535 MEDICAL SUPPLIES & DRUGS 5502 5502 70691635 47344435 23347200 0 18333 56761 70278217 79076286 39948 37320 0 0 1391237 1417746 8422552 8581294 6797454 7766234 0 0 549538 838867 60691501 46417360 15698912 14274141 75255445 66413464 13304419 11250176 0 0 0 0 6921353 4697190 198677408 194409479 89646454 84934897 0 0 20180 20000 0 0 0 0 0 0 5045543 148654 0 0 0 0 94712177 85103551 X 79935393 86872640 24029838 22433288 103965231 109305928 198677408 194409479 X 15266302 -10947719 1022114 X false true X true false X 3647225 2842507 2380733 1041430 2636273 12548168 0 0 3647225 2842507 2380733 1041430 2636273 12548168 111801 12436367 3003056 2184310 2448487 5718492 8576767 21931112 4910 10261 14306 23894 6051 59422 0 34538702 310038180 0.36007 0.44264 X 24029838 116510 291953 18589 1986425 22433287 23601499 330346 849082 450204 300885 24029838 26709074 2110904 939878 3770517 2387840 23601499 26278259 2059161 1516162 3144508 26709074 25575456 2527708 613171 2438076 26278259 0.90270 0.09730 false false 1757340 1757340 35858660 26259881 9598779 175885 168074 4811 22395096 19793692 2601404 507520 195713 311807 14274141 10000610 C INVESTMENT IN JOINT VENTURES 1249566 C 11250176 SCHEDULE D, PART V, LINE 4 ENDOWMENT FUNDS: CENTRAL MAINE HEALTHCARE'S ENDOWMENTS ARE USED TOWARD THE VARIOUS ASPECTS OF MANAGING A HEALTHCARE NETWORK. SOME ENDOWMENTS ARE DEDICATED TO SPECIFIC HOSPITALS WITHIN THE SYSTEM WHILE OTHER ENDOWMENTS ARE MORE GENERIC IN NATURE. SOME ARE DEDICATED TO CAPITAL ACQUISITIONS WHILE OTHERS ARE FOR OPERATIONAL PURPOSES. SCHEDULE D, PART X, LINE 2 UNCERTAIN TAX POSITIONS: MANAGEMENT HAS EVALUATED THEIR INCOME TAX POSITIONS UNDER THE GUIDANCE INCLUDED IN ASC 740. BASED ON THEIR REVIEW, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN TAX POSITIONS TO BE RECORDED OR DISCLOSED IN THE FINANCIAL STATEMENTS. Central America and the Caribbean 0 0 Program Services CAPTIVE INSURANCE INV. 2287416 0 0 0 0 2287416 2287416 true false true false false false true CENTRAL MAINE MEDICAL CENTER PO BOX 4500 LEWISTON ME 04243 010211494 501(C)(3) 1946285 SUPPORT BRIDGTON HOSPITAL 10 HOSPITAL DRIVE BRIDGTON ME 04009 010130427 501(C)(3) 426511 SUPPORT RUMFORD HOSPITAL 420 FRANKLIN STREET RUMFORD ME 04276 010356077 501(C)(3) 98830 SUPPORT 3 SCHEDULE I, PART I, LINE 2 MONITORING GRANT FUNDS: CONTRIBUTIONS ARE BOOKED TO CENTRAL MAINE HEALTHCARE CORPORATION AND RELEASED TO CENTRAL MAINE MEDICAL CENTER, RUMFORD HOSPITAL, AND BRIDGTON HOSPITAL, RELATED ORGANIZATIONS, FOR SUPPORT. AS THE ORGANIZATIONS ARE RELATED AND SHARE COMMON MANAGEMENT AND DIRECTORS, CMHC CAN MONITOR THE USE OF THE FUNDS. X X X X true true false false false false false false false JEFF BRICKMAN PRESIDENT 747102 0 28485 0 13344 0 192248 0 31674 0 1012853 0 0 0 HOLLI BOCCELLI SECRETARY END 01/20 222387 0 3300 0 950 0 4373 0 0 0 231010 0 0 0 JOHN WHITLOCK TREASURER 289756 0 0 0 21505 0 7000 0 9668 0 327929 0 0 0 MICHAEL RICCI MD PHYSICIAN, DIRECTOR END 08/19 0 377226 0 0 0 5101 0 7000 0 100 0 389427 0 0 JENNIFER WEINER-SMITH MD PHYSICIAN; DIRECTOR 0 302908 0 90510 0 3724 0 7000 0 26124 0 430266 0 0 PHILIPPE MORISSETTE FORMER TREASURER/VICE PRES. 290347 0 0 0 0 0 0 0 0 0 290347 0 290347 0 NANCY BAN VICE PRESIDENT 171061 0 14399 0 20719 0 5233 0 27560 0 238972 0 0 0 CINDY RUSSO VICE PRESIDENT 374967 0 6520 0 40974 0 7000 0 18341 0 447802 0 0 0 STEVEN MARTEL CHIEF MEDICAL INFO OFFICER 258864 0 49000 0 1162 0 6791 0 31024 0 346841 0 0 0 JEFFREY BUCK DIRECTOR 184543 0 18360 0 1698 0 5138 0 9264 0 219003 0 0 0 CHARLYN FEENEY DIRECTOR 195099 0 0 0 1773 0 5293 0 20873 0 223038 0 0 0 DERVILLA MCCANN VICE PRESIDENT END 09/19 74146 0 0 0 143433 0 2072 0 7549 0 227200 0 0 0 DENIS TANGUAY CIO 223544 0 0 0 23140 0 6583 0 27566 0 280833 0 0 0 MARY-ANNE PONTI CHIEF NURSING OFFICER 259608 0 5088 0 28644 0 7000 0 29724 0 330064 0 0 0 RYAN MCKEOWN FORMER VICE PRESIDENT 167001 0 0 0 176062 0 3298 0 5232 0 351593 0 0 0 LYNN BUDLONG FORMER VICE PRESIDENT 0 0 0 0 172500 0 0 0 0 0 172500 0 0 0 R DAVID FRUM FORMER PRESIDENT BH AND RH 28278 0 0 0 230669 0 0 0 0 0 258947 0 28278 0 RICHARD GOLDSTEIN FORMER PHYS PRACT EXEC 273745 0 0 0 225577 0 0 0 0 0 499322 0 273745 0 DAVID TUPPONCE PRESIDENT OF CMMC END 01/20 502005 0 12750 0 65452 0 7000 0 19127 0 606334 0 0 0 MICHELE TALKA CHIEF HUMAN RESOURCES OFFICER 279038 0 5562 0 31266 0 7000 0 22223 0 345089 0 0 0 REBECCA SPERRY VICE PRESIDENT 226545 0 19073 0 23873 0 6865 0 10034 0 286390 0 0 0 JOHN ALEXANDER CHIEF MEDICAL OFFICER 408834 0 5600 0 44197 0 7000 0 32170 0 497801 0 0 0 JASON KRUPP PHYSICIAN PRACT EXEC 171154 0 0 0 33685 0 4742 0 0 0 209581 0 0 0 TINA MARIE-LEGERE FORMER PRESIDENT CMMC 0 0 0 0 303043 0 0 0 0 0 303043 0 303043 0 PETER WRIGHT PRESIDENT BRIDGTON HOSPITAL 0 284268 0 30050 0 30817 0 7000 0 9768 0 361903 0 0 DAVID THOMPSON FORMER TREASURER 241282 0 0 0 48913 0 7000 0 14477 0 311672 0 0 0 SCHEDULE J, PART I, LINE 4A SEVERANCE PAYMENTS: THE FOLLOWING INDIVIDUALS RECEIVED NET TAXABLE SEVERANCE PAYMENTS FROM CENTRAL MAINE HEALTHCARE CORPORATION: DERVILLA MCCANN: $134,730 LYNN BUDLONG: $172,500 R. DAVID FRUM: $230,669 RICHAED GOLDSTEIN: $225,577 RYAN MCKEOWN: $163,560 R. DAVID FRUM: $230,669 SCHEDULE J, PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: A PARTICIPANT'S ENTITLEMENT TO BENEFITS WILL VEST ON THE PARTICIPANT'S VESTING DATE PROVIDED THE PARTICIPANT HAS CONDITIONS HAS REMAINED IN CONTINUOUS EMPLOYMENT IN THE SAME POSITION WHILE PARTICIPATING IN THIS PLAN. A PARTICIPANT WILL HAVE ONLY ONE VESTING DATE FOR ALL ELECTIVE DEFERRALS AND OTHER PLAN CONTRIBUTIONS MADE ON THE PARTICIPANT'S BEHALF DURING ALL PLAN YEARS. A PARTICIPANT'S ENTITLEMENT TO BENEFITS WILL ALSO VEST (A) IF THE PARTICIPANT DIES WHILE STILL EMPLOYED BY THE EMPLOYER, (B) IF THE PARTICIPANT'S EMPLOYMENT TERMINATES DUE TO TOTAL DISABILITY, OR (C) IF THE EMPLOYER TERMINATES THE PARTICIPANT'S EMPLOYMENT FOR ANY REASON OTHER THAN FOR CAUSE. ANY PORTION OF THE PARTICIPANT'S ENTITLEMENT TO BENEFITS THAT IS NOT VESTED WHEN THE PARTICIPANT'S EMPLOYMENT WITH THE EMPLOYER TERMINATES, INCLUDING ELECTIVE DEFERRALS, WILL BE FORFEITED. THE EMPLOYER WILL DISTRIBUTE A PARTICIPANT'S BENEFITS UNDER THE PLAN AS SOON AS PRACTICABLE AFTER THE PARTICIPANT'S ENTITLEMENT BECOMES VESTED. THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THROUGH CENTRAL MAINE HEALTHCARE CORPORATION: $185,248 JEFF BRICKMAN (DEFERRAL) 273,745 RICHARD GOLDSTEIN (PAYOUT) 290,347 PHILIPPE MORISSETTE (PAYOUT) 303,043 TINA MARIE-LEGERE (PAYOUT) 28,278 R. DAVID FRUM (PAYOUT) 21,937 DAVID THOMPSON (PAYOUT) SCHEDULE J, PART II, COLUMN F COMPENSATION REPORTED IN PRIOR FORM 990: COMPENSATION IS REPORTED ON THE FORM 990 IN THE YEAR THAT THE COMPENSATION IS EARNED BY OR AWARDED TO AN INDIVIDUAL, EVEN IF THE COMPENSATION IS NOT PAID TO THE INDIVIDUAL, IS NOT FULLY VESTED, OR IS SUBJECT TO SUBSTANTIAL RISK OF FORFEITURE. IF COMPENSATION IS EARNED OR AWARDED IN ONE YEAR BUT PAID IN A LATER YEAR, THEN THE COMPENSATION IS REPORTED A SECOND TIME ON THE FORM 990 IN THE YEAR THE COMPENSATION IS VESTED OR PAID TO THE INDIVIDUAL. WILLIAM W CHALMERS DIRECTOR LIFE INS. X 203908 false true true WILLIAM LEE DIRECTOR LIFE INS. X 1213838 false true true PETER CHALKE DISQ PERSON LIFE INS. X 8581294 false true true 9999040 FORM 990, PART V, LINES 1A & 2A COMMON PAYMASTER: CENTRAL MAINE HEALTHCARE CORPORATION IS A TAX-EXEMPT ORGANIZATION WHICH FILES CONSOLIDATED PAYROLL FORMS AND REPORTS WITH THE IRS AND DOL UNDER ITS EIN WHICH INCLUDE SEVERAL OF ITS TAX EXEMPT SUBSIDIARIES. THESE SUBSIDIARIES ARE CENTRAL MAINE MEDICAL CENTER, CENTRAL MAINE COLLEGE OF HEALTH PROFESSIONS, CENTRAL MAINE COMMUNITY HEALTH, RUMFORD HOSPITAL, AND BRIDGTON HOSPITAL. THIS INCLUDES FORM 941'S, W-2'S AND OTHER RELATED FILINGS. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS: ALL AFFILIATED FORM 990'S AND APPLICABLE SCHEDULES ARE PREPARED BY A PUBLIC ACCOUNTING FIRM IN COOPERATION WITH THE FINANCE DEPARTMENT. THE COMPLETED RETURNS ARE REVIEWED WITH THE VICE PRESIDENT OF FINANCE THEN WITH THE CEO. FOLLOWING THAT REVIEW THEY ARE PRESENTED TO THE FINANCE COMMITTEE OF THE CENTRAL MAINE HEALTHCARE BOARD OF DIRECTORS, WHICH HAS REPRESENTATIVES FROM ALL AFFILIATED BOARDS. ONCE THIS REVIEW IS COMPLETED, ANY NECESSARY CHANGES ARE MADE AND THE FINAL RETURN IS PRESENTED TO ITS RESPECTIVE BOARD. FORM 990, PART VI, SECTION B, LINE 12C MONITORING COMPLIANCE WITH CONFLICT OF INTEREST POLICY: OFFICERS AND DIRECTORS COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT WHICH IS REVIEWED BY THE CHAIRMAN OF THE BOARD AND CONFORMS TO THE CONDITIONS CONTAINED WITHIN THE CORPORATION'S BYLAWS, WHICH MEET OR EXCEED THE CURRENT IRS REPORTING THRESHOLDS. IN AREAS OF CONFLICT BY THE CHAIRMAN, THE VICE-CHAIRMAN REVIEWS. ADDITIONALLY, AS PART OF THE ANNUAL FORM 990 PREPARATION PROCESS, A SEPARATE QUESTIONNAIRE IS PROVIDED, WHICH INCLUDES DISTRIBUTION TO KEY EMPLOYEES, COVERING REPORTING AREAS OF LOANS, GRANTS, BUSINESS RELATIONSHIPS, AND OTHER CONFLICTS. THESE QUESTIONNAIRES ARE REVIEWED BY THE FINANCE DEPARTMENT FOR REPORTABLE ITEMS FOR THE FORM 990. IN THE CASE OF A POSSIBLE CONFLICT, THE BOARD WOULD REVIEW THE SITUATION AND TAKE ACTIONS DEEMED APPROPRIATE FOR THE POSSIBLE OR ACTUAL CONFLICTS OF MEMBERS OF THE BOARD OR THE EXECUTIVE OFFICERS. IN THE CASE OF KEY EMPLOYEES, THE REVIEW AND ACTIONS TAKEN WOULD BE PERFORMED BY THEIR DIRECT SUPERVISOR. FORM 990, PART VI, SECTION B, LINE 15A & 15B EXECUTIVE COMPENSATION POLICY: CENTRAL MAINE HEALTHCARE (CMHC) HAS ESTABLISHED AND FOLLOWS A DELIBERATE, TRANSPARENT PROCESS WHICH MEETS IRS REGULATIONS FOR REBUTTABLE PRESUMPTION OF REASONABLENESS. A STANDING PHYSICIAN & EXECUTIVE COMPENSATION COMMITTEE (P&ECC), COMPRISED OF INDEPENDENT MEMBERS OF BOARD LEADERSHIP, EXISTS TO UNDERTAKE THE PROCESS OF DETERMINING COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER, REVIEWS AND APPROVES THE CEO'S RECOMMENDATIONS FOR THE OTHER KEY EXECUTIVES INCLUDING, BUT NOT LIMITED TO THE CHIEF FINANCIAL OFFICER, PRESIDENT OF CENTRAL MAINE MEDICAL GROUP (CMMG), PRESIDENT OF CENTRAL MAINE MEDICAL CENTER, AND THE PRESIDENT OF RUMFORD AND BRIDGTON HOSPITALS. THE PROCESS GUIDELINES AND AUTHORITY OF THE P&ECC ARE SET OUT IN THE EXECUTIVE COMPENSATION PHILOSOPHY AND RESPONSIBILITIES CHARTER WHICH WAS APPROVED BY THE CMHC BOARD. THE ENTIRE CMHC BOARD PARTICIPATES IN THE ANNUAL PERFORMANCE EVALUATION OF THE CEO, INCLUDING A REVIEW OF ACCOMPLISHMENTS RELATIVE TO GOALS AND OBJECTIVES DERIVED FROM THE STRATEGIC PLAN. THE P&ECC REVIEWS THE RESULTS OF THE ANNUAL PERFORMANCE EVALUATION AND APPROPRIATE THIRD PARTY PUBLISHED COMPENSATION COMPARABILITY DATA BASED ON SEVERAL FACTORS RECOMMENDED BY AN INDEPENDENT EXECUTIVE COMPENSATION CONSULTANT, THAT INCLUDES GEOGRAPHY, ORGANIZATIONAL COMPLEXITY, FACILITY TYPE, OWNERSHIP TYPE, AND ANY OTHER FACTORS DEEMED RELEVANT BY THE COMMITTEE'S INDEPENDENT CONSULTANT. USING THIS INFORMATION, THE P&ECC ANNUALLY REVIEWS THE CEO'S COMPENSATION TO DETERMINE IF MODIFICATION TO BASE SALARY IS WARRANTED, AND REVIEWS THE CEO'S ACCOMPLISHMENTS TO DETERMINE IF ANY VARIABLE PAY IS TO BE AWARDED. THE ENTIRE PROCESS IS THEN DOCUMENTED CONTEMPORANEOUSLY WITH THE DECISION MAKING PROCESS AND APPROVED THEREAFTER IN ACCORDANCE WITH THE REQUIREMENTS OF THE IRS. THE COMPENSATION PAID TO KEY EMPLOYEES AND RECOMMENDATIONS BY THE CEO FOR ANY CHANGES TO THEIR COMPENSATION IS ALSO REVIEWED BY THE P&ECC. THE INDEPENDENT EXECUTIVE COMPENSATION CONSULTANT PROVIDES MARKET DATA ON COMPARABLE POSITIONS FROM COMPARATIVE GROUPS OR HEALTHCARE ORGANIZATIONS THAT ARE APPROPRIATELY SIMILAR IN TERMS OF THEIR REVENUE, GEOGRAPHIC LOCATION, NUMBER OF EMPLOYEES, NUMBERS OF STAFFED HOSPITAL BEDS, ETC. THE CONSULTANT PROVIDES AT A MINIMUM FOUR SETS OF COMPARABILITY DATA FROM THE MOST RECENT NATIONAL HEALTHCARE SPECIFIC COMPENSATION SURVEYS (E. G. WILLIS TOWERS WATSON, SULLIVAN AND COTTER, INTEGRATED HEALTHCARE STRATEGIES, MERCER, ETC) FOR REFERENCE. THESE SURVEYS REPORT PAY RATE DATA THAT IS TYPICALLY AGED LESS THAN 6 MONTHS. CENTRAL MAINE HEALTHCARE AND AFFILIATES STRIVE TO PAY AT THE MARKET AVERAGE OR SLIGHTLY ABOVE IT FOR THE CEO AND KEY EMPLOYEES. ONCE THE COMPENSATION CONSULTANT AND THE VICE PRESIDENT, CHIEF HUMAN RESOURCE OFFICER HAVE FINALIZED RECOMMENDATIONS BASED ON THIS EMPIRICAL DATA, THEY ARE PRESENTED TO THE PRESIDENTS OF EACH HOSPITAL THAT SUPERVISE THE KEY EMPLOYEES AND THE CEO OF CENTRAL MAINE HEALTHCARE FOR REVIEW, EDITS, AND APPROVAL. THE P&ECC IS ASKED TO REVIEW AND APPROVE THOSE RECOMMENDATIONS. THIS TYPICALLY OCCURS AFTER THE CLOSE OF THE FISCAL YEAR WITH ANY ADJUSTMENTS MADE RETROACTIVE TO THE BEGINNING OF THE FISCAL YEAR. CENTRAL MAINE HEALTHCARE DOCUMENTS THE BASIS FOR THE DETERMINATION OF THE CEO AND KEY EMPLOYEES' COMPENSATION AND MAINTAINS THIS CONTEMPORANEOUSLY SUBSTANTIATED MATERIAL IN THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE: THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST IN THE ORGANIZATION'S ADMINISTRATIVE OFFICES. THE FINANCIAL STATEMENTS OF THE ORGANIZATION ARE INCLUDED IN THE MOST RECENTLY FILED FORM 990 AND PROVIDED, UPON REQUEST. IN THAT FORMAT UNLESS THE SPECIFIC REQUEST DEEMS A DIFFERENT FORMAT MORE APPROPRIATE. FORM 990, PART VII, SECTION A BOARD MEMBER COMPENSATION: NO MEMBERS OF THE BOARD OF DIRECTORS RECEIVED COMPENSATION FOR THEIR DUTIES AS DIRECTORS. JEFF BRICKMAN IS EMPLOYED AS PRESIDENT OF CENTRAL MAINE HEALTHCARE CORPORATION AND HIS COMPENSATED TIME IS SPENT IN THAT CAPACITY. WILLIAM LEE, M.D., MICHAEL RICCI, M.D., AND JENNIFER WEINER-SMITH, M.D. ARE PHYSICIANS EMPLOYED BY RELATED ORGANIZATION CENTRAL MAINE MEDICAL CENTER AND THEIR COMPENSATED TIME IS SPENT IN THAT CAPACITY. FORM 990, PART XI, LINE 9 OTHER CHANGES IN NET ASSETS: $ 1,087,699 CHANGE IN DEFINED PENSION BENEFIT 55,010 CHANGE IN BENEFICIAL INTEREST IN PERPETUAL TRUST ( 120,595) NET TRANSFERS ------------ $ 1,022,114 FORM 990 PART IX LINE 11G DESCRIPTION:OUTSIDE SERVICES TOTAL FEES:9514540 FORM 990 PART IX LINE 11G DESCRIPTION:CONSULTING SERVICES TOTAL FEES:4329318 FORM 990 PART IX LINE 11G DESCRIPTION:PROFESSIONAL FEES TOTAL FEES:54914 CENTRAL MAINE MEDICAL CENTER PO BOX 4500 LEWISTON ME 04243 010211494 HEALTHCARE ME 501(C)(3) 3 CMHC true MAINE COLLEGE OF HEALTH PROFESSIONS PO BOX 4500 LEWISTON ME 04243 010356077 EDUCATION ME 501(C)(3) 2 CMMC true RUMFORD COMMUNITY FAMILY HEALTH CENTER 430 FRANKLIN STREET RUMFORD ME 04276 010481000 HEALTHCARE ME 501(C)(3) 3 CMHC true RUMFORD HOSPITAL 420 FRANKLIN STREET RUMFORD ME 04276 010215227 HEALTHCARE ME 501(C)(3) 3 CMHC true CENTRAL MAINE REAL ESTATE MANAGEMENT CO PO BOX 4500 LEWISTON ME 04243 010387674 REAL ESTATE ME 501(C)(2) CMHC true RUMFORD COMMUNITY HOME CORPORATION 11 JOHN F KENNEDY LANE RUMFORD ME 04276 222844951 NURSING HOME ME 501(C)(3) 10 CMHC true CENTRAL MAINE COMMUNITY HEALTH CORP PO BOX 4500 LEWISTON ME 04243 010386912 PUBLIC ED ME 501(C)(3) 7 CMHC true BRIDGTON HOSPITAL 10 HOSPITAL DRIVE BRIDGTON ME 04009 010130427 HEALTHCARE ME 501(C)(3) 3 CMHC true BRIDGTON HOSPITAL PHYSICIANS GROUP SOUTH HIGH STREET BRIDGTON ME 04009 010493083 HEALTHCARE ME 501(C)(3) PF CMHC true ELIAS E TUCKER TRUST FUND C/O CMMC 300 MAIN STREET LEWISTON ME 04240 016042343 NURSING ED ME 501(C)(3) 12 A I CMMC true CWM INSURANCE LTD 980220891 INSURANCE CMHC C CORP 12127163 70815038 1.00000 true CENTRAL MAINE HEALTH VENTURES INC 300 MAIN STREET LEWISTON ME 04240 010430016 HEALTHCARE ME CMHC C CORP 13832865 18035222 1.00000 true CENTRAL MAINE ACO 300 MAIN STREET LEWISTON ME 04240 274604314 ACCOUNTABLE CARE ME CMHC C CORP 2636934 1244503 1.00000 true true true false false false true false false false true false true false false true true true false false CENTRAL MAINE ACO A/J 132537 FMV RUMFORD HOSPITAL A/J 45420 FMV BRIDGTON HOSPITAL A/J 65780 FMV CWM INSURANCE LTD F 5863785 FMV BRIDGTON HOSPITAL L 3076325 COST CENTRAL MAINE MEDICAL CENTER L 25999502 COST RUMFORD HOSPITAL L 2693138 COST CENTRAM MAINE HEALTH VENTURES INC L 808567 COST CENTRAL MAINE REAL ESTATE CO L 63433 COST CENTRAL MAINE COMMUNITY HEALTH L 59448 COST CENTRAL MAINE MEDICAL CENTER O 27606080 COST CENTRAL MAINE ACO O 1140637 COST CENTRAL MAINE HEALTH VENTURES O 770769 COST RUMFORD HOSPITAL O 3035380 COST BRIDGTON HOSPITAL O 3426132 COST CENTRAL MAINE MEDICAL CENTER P 136947 COST CENTRAL MAINE MEDICAL CENTER Q 55409955 COST CENTRAL MAINE ACO Q 1226096 COST CENTRAL MAINE COMMUNITY HEALTH Q 111280 COST CENTRAL MAINE HEALTH VENTURES INC Q 1574848 COST RUMFORD HOSPITAL Q 6685004 COST BRIDGTON HOSPITAL Q 7799556 COST