2021-06-10T10:48:11-05:00 2020-07-31 941254756 HOOD & STRONG LLP 275 BATTERY ST STE 900 SAN FRANCISCO CA 94111 990 2019-08-01 942340692 PALO ALTO UNIVERSITY INC PALO 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 JUNE KLEIN VP BUSINESS AFFAIRS & CFO 8008186136 2021-06-03 1 MAGA E KISRIEV P01008919 4157810793 2019 2022-09-23 18:48:47Z MAUREEN O'CONNOR 1791 ARASTRADERO ROAD PALO ALTO CA 94304 38276130 0 X WWW.PALOALTOU.EDU X 1975 CA TO PROVIDE UNDERGRADUATE AND GRADUATE LEVEL EDUCATION IN THE FIELD OF PSYCHOLOGY. 20 20 576 24 0 0 552931 959991 32638151 33360901 245548 261027 240 0 33436870 34581919 965423 1411600 0 0 19787420 21429350 0 0 305264 11431386 11276202 32184229 34117152 1252641 464767 33255247 34130288 13533083 13870626 19722164 20259662 X ENGAGING MINDS AND IMPROVING LIVES THROUGH EXCELLENCE IN RESEARCH, EDUCATION, AND CLINICAL PRACTICE IN PSYCHOLOGY AND COUNSELING, WITH AN UNWAVERING COMMITMENT TO DIVERSITY AND IMPROVING THE HUMAN CONDITION. 0 1 4115505 369218 6414464 PSY.D. CLINICAL PSYCHOLOGYTHE UNIVERSITY OFFERS A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY DEGREE (PSY.D). THIS PROGRAM IS IMPLEMENTED IN COLLABORATION WITH THE STANFORD SCHOOL OF MEDICINE DEPARTMENT OF PSYCHIATRY AND BEHAVIORAL SCIENCES, AND WAS APPROVED BY WASC IN 2002. THE PROGRAM, THE PGSP-STANFORD PSY.D. CONSORTIUM, WAS FIRST ACCREDITED BY APA IN 2006, RE-ACCREDITED IN 2013 BY APA FOR SEVEN YEARS, AND CURRENTLY PREPARING FOR ITS NEXT APA SELF-STUDY.DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 30 STUDENTS, GRADUATED 21 STUDENTS, AND EXPERIENCED 1 WITHDRAWALS OF THE 161 STUDENTS IN THE PROGRAM (0.6% ATTRITION). ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. THE UNIVERSITY MAINTAINS A DETAILED PUBLIC ACCOUNTING OF ATTRITION, TIME TO COMPLETION, INTERNSHIP MATCH RATES AND MORE AT WWW.PALOALTOU.EDU/GRADUATE-PROGRAMS/PGSP-PSYD-STANFORD-CONSORTIUM/STUDENT-ADMISSIONS-OUTCOMES-AND-OTHER-DATA. 1832609 658512 15517879 PH.D. CLINICAL PSYCHOLOGYTHE UNIVERSITY HAS OFFERED A FIVE-YEAR ONSITE DOCTORAL PROGRAM IN CLINICAL PSYCHOLOGY, LEADING TO A DOCTOR OF PSYCHOLOGY (PH.D.) SINCE 1975. THE PH.D. PROGRAM WAS ACCREDITED BY THE AMERICAN PSYCHOLOGICAL ASSOCIATION (APA) IN 1988 AND WAS RE-ACCREDITED IN 2016 BY APA FOR SEVEN YEARS.DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 74 STUDENTS, GRADUATED 74 STUDENTS, AND EXPERIENCED 8 WITHDRAWALS OF THE 465 STUDENTS IN THE PROGRAM (1.7% ATTRITION). ADDITIONAL OUTCOMES DATA IS REPORTED ANNUALLY TO WASC, THE DEPARTMENT OF EDUCATION, THE AMERICAN PSYCHOLOGICAL ASSOCIATION, AND OTHER INSTITUTIONS. THE UNIVERSITY MAINTAINS A DETAILED PUBLIC ACCOUNTING OF ATTRITION, TIME TO COMPLETION, INTERNSHIP MATCH RATES AND MORE AT WWW.PALOALTOU.EDU/GRADUATE-PROGRAMS/PHD-PROGRAMS/PHD-CLINICAL-PSYCHOLOGY/STUDENT-ADMISSIONS-OUTCOMES-AND-OTHER-DATA. 1600205 0 196587 THE GRONOWSKI CENTER:THE GRONOWSKI CENTER IS A PSYCHOLOGY TRAINING CLINIC DEDICATED TO PROVIDING COMPASSIONATE COUNSELING, PSYCHOTHERAPY AND ASSESSMENT SERVICES TO ADULTS, OLDER ADULTS, COUPLES, ADOLESCENTS, CHILDREN AND FAMILIES IN SANTA CLARA COUNTY AND SAN MATEO COUNTY.THE CLINIC OFFERS SERVICES ON A SLIDING SCALE BASIS AS A PART OF ITS COMMUNITY MISSION. SERVICES ARE PROVIDED BY DOCTORAL LEVEL PSYCHOLOGY STUDENTS UNDER THE SUPERVISION OF LICENSED PSYCHOLOGISTS. 19235082 383870 11231971 PAU MASTER'S PROGRAMS: M.A. IN COUNSELING: THIS PROGRAM OFFERS A MASTER OF ARTS IN COUNSELING IN ONE OF TWO AREAS OF EMPHASIS: "MARRIAGE, FAMILY AND CHILD", OR "CLINICAL MENTAL HEALTH". BOTH EMPHASIS AREAS ARE CACREP ACCREDITED SINCE JANUARY 2017, AND PREPARE STUDENTS TO PURSUE LICENSURE IN COUNSELING. THE PROGRAM HAS BEEN WASC ACCREDITED SINCE 2009 FOR DISTANCE LEARNING, AND SINCE 2011 FOR THE RESIDENTIAL VERSION. DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 166 STUDENTS, GRADUATED 97 STUDENTS, EXPERIENCED 24 WITHDRAWALS OF THE 451 STUDENTS IN THE PROGRAM (5.3% ATTRITION).M.S. IN PSYCHOLOGY: THE M.S. IN PSYCHOLOGY IS PRIMARILY A PREPARATORY PROGRAM FOR STUDENTS SEEKING ENTRANCE TO THE PH.D. PROGRAM. PAU WAS GRANTED WASC ACCREDITATION FOR A DISTANCE EDUCATION M.S. IN PSYCHOLOGY DEGREE PROGRAM IN 2000. DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 18 STUDENTS, GRADUATED 17 STUDENTS, EXPERIENCED 3 WITHDRAWALS OF THE 39 STUDENTS IN THE PROGRAM (7.7% ATTRITION).PAU UNDERGRADUATE PROGRAMSPAU OFFERS TWO SEPARATE DEGREE COMPLETION PROGRAMS AT THE UNDERGRADUATE LEVEL. ENTERING STUDENTS ARE REQUIRED TO HAVE COMPLETED FRESHMAN AND SOPHOMORE GENERAL EDUCATION REQUIREMENTS AT ANOTHER ACCREDITED INSTITUTION. THE UNIVERSITY MAINTAINS COOPERATIVE AGREEMENTS WITH LOCAL COMMUNITY COLLEGES TO OFFER CLASSES FOR THIS PROGRAM ON THEIR CAMPUS AT DE ANZA COLLEGE IN CUPERTINO, WHICH FACILITATES THE TRANSFER PROCESS AND DEGREE COMPLETION OPTIONS FOR COMMUNITY COLLEGE STUDENTS.B.S. IN PSYCHOLOGY AND SOCIAL ACTION:PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN PSYCHOLOGY AND SOCIAL ACTION ONSITE DEGREE PROGRAM IN 2006, FOLLOWED BY APPROVAL TO OFFER A DISTANCE EDUCATION VERSION STARTING IN 2011. DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 23 STUDENTS, GRADUATED 14 STUDENTS, EXPERIENCED 4 WITHDRAWALS OF THE 45 STUDENTS IN THE PROGRAM (8.9% ATTRITION).B.S. IN BUSINESS PSYCHOLOGY:PAU WAS GRANTED WASC APPROVAL FOR A BACHELOR OF SCIENCE IN BUSINESS PSYCHOLOGY ONSITE DEGREE PROGRAM IN 2009, FOLLOWED BY APPROVAL TO OFFER A DISTANCE EDUCATION VERSION STARTING IN 2011. DURING THE 19-20 ACADEMIC YEAR, THIS PROGRAM WELCOMED A NEW COHORT OF 10 STUDENTS, GRADUATED 2 STUDENTS, EXPERIENCED 6 WITHDRAWALS OF THE 34 STUDENTS IN THE PROGRAM (17.6% ATTRITION). 19235082 383870 11231971 26783401 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 68 0 1 576 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 20 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X JUNE KLEIN 8008186136 1791 ARASTRADERO ROAD PALO ALTO CA 94304 CAROL BOBBY TRUSTEE 3.00 X 0 0 0 NICHOLAS COCHRAN TRUSTEE 3.00 X 0 0 0 MARTIN DODD TRUSTEE 3.00 X 0 0 0 JEFF GEE TRUSTEE 3.00 X 0 0 0 JAMES IOANNIDIS TRUSTEE 3.00 X 0 0 0 CYNTHIA JAMES TRUSTEE 3.00 X 0 0 0 BERTON KEITH TRUSTEE (THRU 12/31/2019) 3.00 X 0 0 0 MICHAEL KERNER TRUSTEE 3.00 X 0 0 0 DANIEL KOSTENBAUDER TRUSTEE 3.00 X 0 0 0 MATT LEVINE TRUSTEE 3.00 X 0 0 0 DANIELE LEVY TRUSTEE 3.00 X 0 0 0 MARILYN MANNING LONERGAN TRUSTEE 3.00 X 0 0 0 RICHARD LONERGAN TRUSTEE 3.00 X 0 0 0 THOMAS MACCALLA TRUSTEE (THRU 12/31/2019) 3.00 X 0 0 0 DEREK MINNO TRUSTEE 3.00 X 0 0 0 NAZ MOTAYAR TRUSTEE (THRU 5/11/2020) 3.00 X 0 0 0 ISRAEL NIV TRUSTEE 3.00 X 0 0 0 KATHRYN PRYOR TRUSTEE 3.00 X 0 0 0 SARA EISNER RICHTER TRUSTEE 3.00 X 0 0 0 KAREN SCUSSEL TRUSTEE 3.00 X 0 0 0 FRED SEDDIQUI TRUSTEE 3.00 X 0 0 0 JORGE WONG TRUSTEE 3.00 X 0 0 0 TOM YEH TRUSTEE 3.00 X 0 0 0 MAUREEN O'CONNOR PRESIDENT 40.00 X 436397 0 106339 RISA DICKSON INTERIM VP FOR ACADEMIC AFFAIRS 40.00 X 277083 0 59907 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 40.00 X 256008 0 26024 JAMES BRECKENRIDGE VP IEAP, CHIEF OF STAFF 40.00 X 262915 0 12990 PATRICIA A ZAPF VP, CONTINUING & PROF. STUDIES 40.00 X 235623 0 49930 MELANIE MORRISON DIR OF BOARD AND PRES. OPS, SEC 40.00 X 96357 0 10347 JOYCE MOORE PROFESSOR 40.00 X 321274 0 20190 WILLIAM FROMING PROFESSOR 40.00 X 306761 0 27594 KIMBERLY BALSAM PROFESSOR 40.00 X 269713 0 20781 ROWENA GOMEZ PROFESSOR 40.00 X 292437 0 13808 BRUCE BONGAR PROFESSOR 40.00 X 205008 0 10267 2959576 0 358177 59 0 1 0 STANFORD UNIVERSITY 401 QUARRY ROAD RM 3208 STANFORD CA 94035 CONSORTIUM 3057171 REGISTRY FOR COLLEGE AND UNIVERSITY PRES 3 CENTENNIAL DR STE 320 PEABODY MA 01960 CONSULTING SERVICES 365021 DE ANZA COLLEGE 21250 STEVENS CREEK BLVD CUPERTINO CA 95014 CONSORTIUM 191222 ROBERT HALF INTERNATIONAL P O BOX 743295 LOS ANGELES CA 90074 CONSULTANT 143746 HOOD & STRONG LLP 60 SOUTH MARKET STREET SUITE 200 SAN JOSE CA 95113 AUDIT & TAX SERVICES 134408 6 514970 445021 31291 959991 TUITION 611600 28219357 28219357 COURSE FEES 611600 3855439 3855439 CLINIC INCOME 611710 1205793 1205793 OTHER PROGRAM INCOME 611710 80312 80312 33360901 225291 225291 3729947 3694211 35736 35736 35736 34581919 33360901 0 261027 1411600 1411600 1456861 548901 907960 17080048 14438526 2478856 162666 733728 601657 127199 4872 943872 725620 208017 10235 1214841 995119 208475 11247 44707 44707 138927 138927 1722405 818492 894769 9144 252606 163328 89278 498890 59146 419893 19851 1105209 914966 172619 17624 1407880 1027232 344082 36566 231709 182502 46292 2915 65624 41693 21552 2379 714391 597253 102376 14762 267620 267620 CONSORTIUM PAYMENTS 3437528 3402912 30230 4386 MEALS AND ENTERTAINMENT 305573 119396 185860 317 PROFESSIONAL DUES & LIC 141060 97958 41521 1581 BAD DEBT EXPENSE 85277 85277 856796 637100 212977 6719 34117152 26783401 7028487 305264 2532888 1906833 8647667 8881075 670189 740000 8580744 9642446 558883 664761 14927860 6598859 8646668 8329001 2334290 2783464 384127 368708 573000 573000 326791 241000 33255247 34130288 3384861 2901450 9547125 10357617 601097 611559 13533083 13870626 X 18195141 18662431 1527023 1597231 19722164 20259662 33255247 34130288 X 464767 182381 -109650 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2835341 206500 250984 39969 3252856 2790449 127755 -70568 12295 2835341 2618430 18939 176443 23363 2790449 1428671 1102303 109479 22023 2618430 1402614 287 25770 1428671 0.81520 0.18480 0.00000 0 0 2950000 2950000 5104174 1332582 3771592 3759888 2880628 879260 3113798 2385649 728149 8329001 LEASE PAYABLE 198559 CONTINGENT CONSIDERATION LIABILITY 413000 611559 X 33352700 182381 -1411600 -1229219 34581919 0 34581919 32815202 109650 109650 32705552 1411600 1411600 34117152 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENTS CONSIST OF ELEVEN INDIVIDUAL FUNDS, ALL ESTABLISHED TO GENERATE SUPPORT FOR THE UNIVERSITY'S GENERAL OPERATIONS, TUITION ASSISTANCE AND PROGRAMS. ITS ENDOWMENT INCLUDES DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. PART X, LINE 2: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXES ON RELATED ACTIVITIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. AS OF JULY 31, 2020 AND 2019, MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS -1,411,600. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON UNCOLLECTIBLE PLEDGES 109,650. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID NETTED AGAINST REVENUE ON FINANCIAL STATEMENTS 1,411,600. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THIS INFORMATION IS INCLUDED IN THE STUDENT HANDBOOK, ON PAU WEBSITE AND IN ALL RECRUITMENT MATERIALS FOR PROSPECTIVE STUDENTS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AID UNDER TITLE IV OF THE STUDENT FINANCIAL ASSISTANCE PROGRAM. THE PROGRAMS THAT THE UNIVERSITY PARTICIPATES IN ARE THE FEDERAL FAMILY EDUCATION LOAN PROGRAM (WHICH INCLUDES FEDERAL STAFFORD SUBSIDIZED, UNSUBSIDIZED AND EXTENDED UNSUBSIDIZED LOANS) AND THE FEDERAL WORK STUDY PROGRAM. 1 SCHOLARSHIPS, GRANTS AND FINANCIAL AIDS 240 1411600 PART I, LINE 2: THE ORGANIZATION PROVIDES FINANCIAL AID ONLY TO QUALIFIED STUDENTS ENROLLED AT THE UNIVERSITY. THE ADMISSIONS DEPARTMENT IS RESPONSIBLE FOR MANAGING THE FELLOWSHIP AND SCHOLARSHIP ALLOCATION FOR NEW STUDENTS. THE FACULTY AND THE ADMISSIONS DEPARTMENT WORK TOGETHER TO AWARD FELLOWSHIPS OR SCHOLARSHIPS TO NEW STUDENTS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 MAUREEN O'CONNOR PRESIDENT 426497 0 0 0 9900 0 21457 0 84882 0 542736 0 0 0 RISA DICKSON INTERIM VP FOR ACADEMIC AFFAIRS 277083 0 0 0 0 0 0 0 59907 0 336990 0 0 0 JUNE KLEIN VP BUSINESS AFFAIRS/ CFO 255069 0 0 0 939 0 13792 0 12232 0 282032 0 0 0 JAMES BRECKENRIDGE VP IEAP, CHIEF OF STAFF 262315 0 0 0 600 0 12860 0 130 0 275905 0 0 0 PATRICIA A ZAPF VP, CONTINUING & PROF. STUDIES 235183 0 0 0 440 0 12604 0 37326 0 285553 0 0 0 JOYCE MOORE PROFESSOR 172068 0 0 0 149206 0 14920 0 5270 0 341464 0 0 0 WILLIAM FROMING PROFESSOR 306361 0 0 0 400 0 15417 0 12177 0 334355 0 0 0 KIMBERLY BALSAM PROFESSOR 176196 0 0 0 93517 0 12103 0 8678 0 290494 0 0 0 ROWENA GOMEZ PROFESSOR 173559 0 0 0 118878 0 13678 0 130 0 306245 0 0 0 BRUCE BONGAR PROFESSOR 194902 0 0 0 10106 0 10267 0 0 0 215275 0 0 0 PART I, LINE 1A MAUREEN O'CONNOR, PRESIDENT, PATRICIA A ZAPF, VP, CONTINUING & PROFESSIONAL STUDIES, AND RISA DICKSON, INTERIM VP FOR ACADEMIC AFFAIRS RECEIVED HOUSING ALLOWANCE AS PART OF THEIR COMPENSATION AGREEMENT, WHICH IS PAID DIRECTLY BY THE SCHOOL. THE BENEFIT WAS TREATED AS NONTAXABLE COMPENSATION. X 3 31291 FMV 0 0 1 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTORS REFLECTS THE NUMBER OF DONORS, NOT THE NUMBER OF ITEMS DONATED. FORM 990, PART III, LINE 3 IN RESPONSE TO THE COVID-19 PANDEMIC, THE UNIVERSITY TRANSITIONED TO 100% VIRTUAL ACADEMIC PROGRAMS AND OPERATIONS. FORM 990, PART VI, SECTION A, LINE 2 RICHARD LONERGAN, TRUSTEE, AND MARILYN MANNING LONERGAN, TRUSTEE, HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE COMPLETED FORM 990 WAS REVIEWED BY THE CONTROLLER. AFTER THE CONTROLLER REVIEWED, THE CFO REVIEWED. ANY CHANGES WERE GIVEN TO THE ACCOUNTING FIRM. THE REVISED FORM 990 WAS REVIEWED BY THE BOARD OF TRUSTEES BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO REVIEW AND SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. THE ORGANIZATION'S GOVERNING BODY DETERMINES WHETHER A CONFLICT EXISTS. OFFICERS, DIRECTORS/TRUSTEES AND KEY EMPLOYEES AND THE ORGANIZATION'S GOVERNING BODY MONITOR FOR CONFLICT. IF THERE IS A CONFLICT, RESTRICTIONS ARE IMPOSED ON A CASE BY CASE BASIS WITH DIRECTION FROM THE LEGAL COUNSEL. FORM 990, PART VI, SECTION B, LINE 15 PAU CONDUCTED ANNUAL CEO AND CFO COMPENSATION REVIEW BASED ON MARKET COMPENSATION REVIEW DATA. THIS RESULTS IN THE PREPARATION OF A COMPENSATION REPORT AND UPDATE TO THE COMPENSATION PLAN. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, FINANCIAL STATEMENTS AND CONFLICT OF INTEREST POLICY ARE ON PALO ALTO UNIVERSITY WEBSITE AND AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF TIME SET FORTH IN SEC. 6104(D). FORM 990, PART XI, LINE 9: LOSS ON UNCOLLECTIBLE PLEDGES -109,650.