2021-08-06T15:41:09-05:00 2020-09-30 366055558 GRANT THORNTON LLP 757 THIRD AVENUE 3RD FLOOR NEW YORK NY 100172013 990 2019-10-01 530199507 GALLAUDET UNIVERSITY GALL 2026515299 800 FLORIDA AVENUE NE NO 108 WASHINGTON DC 200023695 LISA CLARKE INTERIM CFO/TREASURER 2026515299 2021-08-06 1 DANIEL ROMANO P00504182 2125990100 2019 2022-09-23 18:48:47Z ROBERTA CORDANOPRESIDENT 800 FLORIDA AVENUE NE NO 108 WASHINGTON DC 200023695 313349482 0 X WWW.GALLAUDET.EDU X 1864 DC SEE SCHEDULE O 18 17 2577 26 2326109 0 140456619 155312212 53328875 38171993 9101895 8036318 827377 1231105 203714766 202751628 11057513 10654869 0 0 117175916 123941582 0 0 1899389 70321484 63583521 198554913 198179972 5159853 4571656 454724674 475474360 63623912 73333875 391100762 402140485 X SEE SCHEDULE O 0 0 85931880 1588245 33566452 INSTRUCTION AND ACADEMIC SUPPORT - GALLAUDET IS DIVIDED INTO TWO MAJOR COMPONENT PROGRAMS FOR BUDGETING AND OPERATING PURPOSES: THE UNIVERSITY AND THE LAURENT CLERC NATIONAL DEAF EDUCATION CENTER ("CLERC CENTER"). THE CLERC CENTER CONSISTS OF THE MODEL SECONDARY SCHOOL FOR THE DEAF AND KENDALL DEMONSTRATION ELEMENTARY SCHOOL. IN THE FALL SEMESTER OF ACADEMIC YEAR 2019-2020, THE UNIVERSITY ENROLLED 1,523 UNDERGRADUATE AND GRADUATE STUDENTS, AND THE CLERC CENTER ENROLLED 272 ELEMENTARY AND SECONDARY SCHOOL STUDENTS. 29833320 8895694 594945 STUDENT SERVICES: GALLAUDET UNIVERSITY PROVIDES A WIDE RANGE OF STUDENT SERVICES INCLUDING COUNSELING, PLACEMENT, FINANCIAL AID, HEALTH SERVICES, TUTORING, CAREER CENTER AND OTHER STUDENT ACTIVITIES AT BOTH THE UNIVERSITY AND CLERC CENTER. 21780027 0 2864746 AUXILIARY ENTERPRISES: AUXILIARY ENTERPRISES INCLUDE DORMITORY, FOOD SERVICE, BOOKSTORE OPERATIONS, THE UNIVERSITY PRESS, CONFERENCE ACTIVITIES, COMMUNITY INTERPRETING, HEARING AND SPEECH OPERATIONS, AND LEASE-RELATED INCOME. ONLY THOSE ACTIVITIES WHICH ARE REVENUE PRODUCING ARE INCLUDED UNDER THIS DESIGNATION. FOR CLERC CENTER PROGRAMS, COSTS INCURRED FOR DORMITORY AND FOOD SERVICE UNDER THE MODEL SECONDARY SCHOOL FOR THE DEAF AND FOOD SERVICE UNDER KENDALL DEMONSTRATION ELEMENTARY SCHOOL, NEITHER OF WHICH PRODUCE REVENUE, ARE REPORTED AS PART OF STUDENT SERVICES PROGRAM EXPENSE. 14166436 170930 1145850 GALLAUDET UNIVERSITY'S RESEARCH, DEVELOPMENT AND OUTREACH AGENDA IS AIMED AT ADVANCING KNOWLEDGE AND PRACTICE FOR DEAF AND HARD OF HEARING PEOPLE AND ALL HUMANITY. RESEARCH AREAS OF MAJOR IMPORTANCE INCLUDE VISUAL LANGUAGE AND LEARNING, HEARING AND SPEECH SCIENCE, TECHNOLOGY ACCESS, GENETICS, AMERICAN SIGN LANGUAGE/ENGLISH BILINGUALISM, AND DEAF LIFE. A CRITICALLY IMPORTANT FOCUS AREA OF GALLAUDET UNIVERSITY IS INTEGRATING RESEARCH AND PRACTICE TO BENEFIT DEAF AND HARD OF HEARING PRE KINDERGARTEN - 12 GRADE STUDENTS, WITH SPECIAL ATTENTION TO DIVERSITY AND EQUITY TO THIS TRADITIONALLY UNDER-REPRESENTED GROUP.GALLAUDET UNIVERSITY'S PUBLIC SERVICE ACTIVITIES PROVIDE EDUCATIONAL OPPORTUNITIES TO ADULTS WHO ARE DEAF. SERVICES INCLUDE PROFESSIONAL TRAININGS, A VARIETY OF ON-CAMPUS SUMMER PROGRAMS, AND EXTENSION PROGRAMS AT OTHER SCHOOLS. 14166436 170930 1145850 151711663 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 459 0 1 2577 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 18 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO DC KY MD MA NH NY ND OR SC WA X X LISA CLARKE INTERIM CFOTREASURER 2026515299 800 FLORIDA AVE NE WASHINGTON DC 20002 X ROBERTA J CORDANO PRESIDENT 40.00 0.00 X 437492 0 156789 CAROL ERTING PROVOST TO 6/20 40.00 0.00 X 321936 0 96580 LAURA-ANN PETITTO PROF/SCIENCE DIR/CO PI VL2 40.00 0.00 X 286196 0 83764 KATHERINE HEATHER HARKER CHIEF OF STAFF 40.00 0.00 X 275373 0 74337 PAUL JULIN VP, INSTITUTIONAL ADVANCEM TO 9/19 40.00 0.00 X 256746 0 65314 BENJAMIN BAHAN PROF/CO DIR PROG DEV 6TH ST PROJ 40.00 0.00 X 215356 0 93195 ELAVIE NDURA VP EQUITY, DIVERSITY, INCLU. TO 9/20 40.00 0.00 X 236860 0 54277 NICOLE SUTLIFFE CHIEF ADMIN OFFICER, CLERC CENTER 40.00 0.00 X 225855 0 55233 MARIANNE BELSKY CHIEF ACADEMIC OFFICER, CLERC CENTER 40.00 0.00 X 225770 0 51178 HANSEL BAUMAN EXEC DIR, CAMPUS DES/CONSTR TO 11/19 40.00 0.00 X 214668 0 50795 EUGENIE N GERTZ DEAN, COLLEGE ARTS AND SCIENCES 40.00 0.00 X 202099 0 58611 KHADIJAT RASHID INTERIM DEAN OF THE FACULTY 40.00 0.00 X 187531 0 63822 GARY ALLER EXEC DIR, BUS & SUPPORT SERV TO 8/20 40.00 0.00 X 184552 0 66270 THOMAS HOREJES ASSOC PROV, SSAQ 40.00 0.00 X 188557 0 57173 JEFFREY LEWIS INTERIM PROVOST FROM 7/20 40.00 0.00 X 172511 0 60935 FRED WEINER ASST VP, ADMIN TO 11/19 40.00 0.00 X 172759 0 55605 DR GLENN ANDERSON TRUSTEE/CHAIR FROM 6/20 2.00 0.00 X X 0 0 0 SETH BRAVIN TRUSTEE/CHAIR 2.00 0.00 X X 0 0 0 THE HONORABLE SHERROD BROWN TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE BUGEN TRUSTEE/VICE CHAIR 2.00 0.00 X X 0 0 0 THE HONORABLE LARRY BUSCHON TRUSTEE 2.00 0.00 X 0 0 0 DR LINDA CAMPBELL TRUSTEE 2.00 0.00 X 0 0 0 JOSE CERVANTES TRUSTEE 2.00 0.00 X 0 0 0 JAMESON CRANE JR TRUSTEE 2.00 0.00 X 0 0 0 DR CHARLENE DWYER TRUSTEE 2.00 0.00 X 0 0 0 DR JOYCE ESTER TRUSTEE 2.00 0.00 X 0 0 0 JENNY LAY FLURRIE TRUSTEE 2.00 0.00 X 0 0 0 EDSON GALLAUDET TRUSTEE 2.00 0.00 X 0 0 0 DR NATWAR GANDHI TRUSTEE 2.00 0.00 X 0 0 0 CLAUDIA L GORDON TRUSTEE TO 6/20 2.00 0.00 X 0 0 0 GREGORY J HLIBOK TRUSTEE 2.00 0.00 X 0 0 0 DUANE HALLIBURTON TRUSTEE, SECRETARY TO 3/20 2.00 0.00 X X 0 0 0 DR PHILLIP KERSTETTER TRUSTEE 2.00 0.00 X 0 0 0 DR CYNTHIA NEESE-BAILES TRUSTEE 2.00 0.00 X 0 0 0 WILMA NEWHOUDT-DRUCHEN TRUSTEE/SECRETARY 2.00 0.00 X X 0 0 0 JAMES FX PAYNE TRUSTEE TO 6/20 2.00 0.00 X 0 0 0 THE HONORABLE DONNA SHALALA TRUSTEE 2.00 0.00 X 0 0 0 LISA CLARKE INTERIM, VP ADMIN/FIN & TREAS. 40.00 0.00 X 0 0 0 THE HONORABLE GK BUTTERFIELD TRUSTEE TO 2/20 2.00 0.00 X 0 0 0 JEFFREY L HUMBER TRUSTEE TO 10/19 2.00 0.00 X 0 0 0 JORGE DIAZ-HERRERA TRUSTEE TO 10/19 2.00 0.00 X 0 0 0 NANCY KELLY-JONE TRUSTEE TO 10/19 2.00 0.00 X 0 0 0 JAMES MACFADDEN TRUSTEE TO 10/19 2.00 0.00 X 0 0 0 3804261 0 1143878 205 0 1 0 KELLOGG CONFERENCE HOTELFLIK INTERNATIO 800 FLORIDA AVENUE NE WASHINGTON DC 20002 CONFERENCE CENTER MANAGEMENT 6445903 BON APPETIT PO BOX 417632 BOSTON MA 022417632 FOOD SERVICES 6058974 HOGAN LOVELLS PO BOX 75890 BALTIMORE MD 212755890 LEGAL SERVICES 2378056 CORBETT CONSTRUCTION 2810 DORR AVENUE FAIRFAX VA 22030 CONSTRUCTION SERVICES 1114400 TL SMITH 4041 HUNT ROAD FAIRFAX VA 22032 CONSTRUCTION SERVICES 1044492 57 142839724 12472488 5696828 155312212 TUITION 611710 26678378 26678378 ROOM AND BOARD 721310 8413821 8413821 CONFERENCE CENTER REVE 721110 2123697 2123697 AUXILIARY SERVICES 611710 741049 375504 142798 222747 GOVERNMENT APPROPRIATI 900099 215048 215048 38171993 4083547 56422 4027125 134625 0 134625 134625 134625 113741261 364126 109835447 317169 3905814 46957 3952771 3952771 919872 445238 474634 3192 471442 MISC. DEPARTMENTAL INC 900099 524674 524674 ASLPI EVALUATION FEES 900099 84665 84665 PARKING TICKETS 900099 9248 9248 3259 3259 621846 202751628 35682751 2326109 9430556 10654869 10654869 3482774 1541605 1793996 147173 435850 232077 203773 89787470 72647255 16199528 940687 13655290 10927879 2587941 139470 10726501 8499146 2108673 118682 5853697 4613135 1174329 66233 1870680 27085 1843595 372576 372576 116195 116195 894588 894588 10454395 2918890 7321640 213865 10903 7905 2998 3929496 2879942 956864 92690 2420278 1766911 599653 53714 57168 57168 6220319 5435315 784931 73 1010383 866374 125117 18892 202071 135432 64889 1750 2047673 1894010 153663 15683843 12921811 2762032 1262575 191664 1070911 MAINTENANCE AND SERVICE 5066811 5056936 9875 FOOD SERVICES 3752482 3752482 CONFERENCE CENTER 3267237 3267237 INTERPRETING EXPENSES 848859 834105 14754 4094989 1416535 2596923 81531 198179972 151711663 44568920 1899389 13086 13086 11531459 17987577 18919068 21458782 10414677 7972729 903257 854233 581556 530270 2952595 2718158 451044898 236718146 213427388 214326752 150131125 160704219 43339282 46349953 2511181 2558601 454724674 475474360 18843386 29334503 8870382 5842671 33454135 32626254 2456009 5530447 63623912 73333875 X 244837739 241159712 146263023 160980773 391100762 402140485 454724674 475474360 X 4571656 7576714 -1259729 151082 X 0 1 X 1 1 1 X 144703736 131562962 136319796 140456619 155312212 708355325 144703736 131562962 136319796 140456619 155312212 708355325 708355325 4533858 3938514 3788525 4297937 4161750 20720584 3578932 3103940 2369006 1854882 1756281 12663041 741738950 229839545 0.95500 0.95090 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GROSS INVENTORY SALES - 2015 AMOUNT: $ 2,205,689. 2016 AMOUNT: $ 1,683,060. 2017 AMOUNT: $ 1,317,116. 2018 AMOUNT: $ 1,382,576. 2019 AMOUNT: $ 919,872. MISCELLANEOUS REVENUE - 2015 AMOUNT: $ 1,375,553. 2016 AMOUNT: $ 1,425,704. 2017 AMOUNT: $ 1,058,904. 2018 AMOUNT: $ 476,553. 2019 AMOUNT: $ 844,593. GROSS UBTI FROM INVENTORY SALE - 2015 AMOUNT: $ -2,310. 2016 AMOUNT: $ -4,824. 2017 AMOUNT: $ -7,014. 2018 AMOUNT: $ -4,247. 2019 AMOUNT: $ -8,184. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 1 25 1 62385 0 1 116195 178605 0 PART II-B, LINE 1: DIRECT CONTACT WITH LEGISLATORS THE UNIVERSITY'S BOARD OF TRUSTEES HAS THREE VOTING MEMBERS OF CONGRESS. IN ADDITION, THE UNIVERSITY PRESIDENT AND THE SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS AND OTHER PROJECTS MAINTAIN DIRECT CONTACT WITH MEMBERS OF THE CONGRESS IN REQUESTING APPROPRIATIONS AND EDUCATING CONGRESS ON GENERAL ISSUES THAT IMPACT GALLAUDET AND DEAF EDUCATION. IN ADDITION, THE SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS AND OTHER PROJECTS ALSO COMMUNICATE WITH GOVERNMENT OFFICIALS OF THE DISTRICT OF COLUMBIA. AMOUNTS REPORTED AS LOBBYING EXPENSES ON SCHEDULE C REPRESENT ESTIMATED COSTS OF THE PRESIDENT AND SPECIAL ASSISTANT, GOVERNMENTAL RELATIONS' DIRECT CONTACT WITH GOVERNMENT OFFICIALS. AMOUNTS REPORTED AS LOBBYING EXPENDITURES IN SCHEDULE C ARE CATEGORIZED AS SALARIES AND WAGES ON PART IX, FUNCTIONAL EXPENSE, AND NOT AS LOBBYING EXPENDITURES. ROBERTA J. CORDANO, PRESIDENT $27,407 KATI MITCHELL, SPECIAL ASST, GOV RELATIONS & SPECIAL PROJECTS $34,978 PART II-B, LINE 1I: OTHER LOBBYING ACTIVITIES IN ADDITION, THE UNIVERSITY ENGAGES A CONSULTING FIRM TO PERFORM WORK ON PUBLIC RELATIONS AND PUBLIC STRATEGIC WORK. THE UNIVERSITY DOES NOT DEEM THIS WORK TO BE LOBBYING. HOWEVER, IN ORDER TO BE CONSERVATIVE AND BECAUSE SIMILAR WORK HAS BEEN PERFORMED BY LOBBYISTS IN THE PAST, THE UNIVERSITY HAS CHOSEN TO INCLUDE THE CONSULTING SERVICES IN SCHEDULE C. 185974727 1928981 14501047 1651492 6258057 194495206 183167062 6541123 4250427 3197436 4786449 185974727 179111738 1070934 10706521 1741480 5980651 183167062 170539440 4093737 12372733 1671690 6222482 179111738 172688350 4833017 1085189 1737171 6329945 170539440 0.24570 0.09120 0.66310 1 0 1410480 1410480 337030592 165063389 171967203 44878073 30341199 14536874 40815551 32867171 7948380 26910202 8446387 18463815 214326752 HEDGE FUNDS 29504791 F PRIVATE EQUITY FUNDS 13626365 F PRIVATE REAL ASSET FUNDS 1764434 F BENEFICIAL INT IN TRUSTS 1454363 F 46349953 OBLIGATION UNDER CAPITAL LEASE 4351415 CONDITIONAL ASSET RETIREMENT 668223 REFUNDABLE ADVANCES 510809 5530447 X PART V, LINE 4: ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT FUNDS CONSISTS OF APPROXIMATELY 400 INDIVIDUAL FUNDS WHICH HAVE BEEN ESTABLISHED PRIMARILY TO SUPPORT THE OPERATIONS OF THE UNIVERSITY AND TO PROVIDE FOR SCHOLARSHIPS OR TO FUND EVERYDAY OPERATIONS. OVER THE LONG-TERM, THE UNIVERSITY INTENDS TO KEEP THE PRINCIPAL INTACT, USING ONLY THE EARNINGS ON ITS INVESTMENTS TO FUND ACTIVITIES. PART X, LINE 2: FIN 48 FOOTNOTE GALLAUDET UNIVERSITY HAS BEEN RECOGNIZED AS A PUBLIC CHARITY GENERALLY EXEMPT FROM FEDERAL INCOME TAXATION UNDER PROVISIONS OF SECTION 501(A) AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "CODE") OF 1986, AS AMENDED. THE UNIVERSITY IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. GALLAUDET HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND, TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. GALLAUDET FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE INCOME TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE TAX YEARS ENDING SEPTEMBER 30, 2020, 2019, 2018 AND 2017 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. GALLAUDET HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN ITS FINANCIAL STATEMENTS FOR THE YEARS ENDING SEPTEMBER 30, 2020 AND 2019. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ADVERTISEMENTS IN THE UNIVERSITY'S CATALOGUES, WEBSITE, AND BROCHURES DISCLOSE PROGRAMS OFFERED INCLUDING A SUMMARY STATEMENT ON THE NON-DISCRIMINATORY POLICY. EMPLOYMENT ADVERTISEMENTS ALSO PUBLICIZE THE SCHOOL'S NON-DISCRIMINATORY POLICY. SCHEDULE E, PART I, LINE 6 EXPLANATION OF GOVERNMENT FINANCIAL AID GALLAUDET UNIVERSITY RECEIVES STUDENT FINANCIAL ASSISTANCE FROM THE U.S. DEPARTMENT OF EDUCATION, OFFICE OF POST-SECONDARY EDUCATION. ASSISTANCE PROGRAMS ARE AS FOLLOWS: FEDERAL PELL GRANT PROGRAM FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM FEDERAL WORK STUDY PROGRAM PERKINS LOAN PROGRAM FEDERAL DIRECT LOANS CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 8228017 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 33707776 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 573 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 10500 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 3510 NORTH AMERICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 714 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL EXPENDITURES 430 0 0 0 0 0 0 41951520 0 41951520 1 0 1 1 1 0 PART I, LINE 3: METHOD OF ACCOUNTING: THE EXPENDITURES PER REGION ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. PART III ACCOUNTING METHOD: PART IV, LINE 1: FOREIGN FORMS THE UNIVERSITY INVESTS IN DOMESTIC AND FOREIGN LIMITED PARTNERSHIPS THAT MAY OWN AN INTEREST IN A FOREIGN CORPORATION, PASSIVE FOREIGN INVESTMENT COMPANY, OR FOREIGN PARTNERSHIP. TO THE EXTENT THAT THOSE INVESTMENTS RESULTED IN TRANSFERS OF PROPERTY THAT EXCEEDED THE APPLICABLE FILING THRESHOLDS, THE FORMS 926, 5471, AND 8865 ACCOMPANIED THE FILING OF THE UNIVERSITY'S FORM 990-T. 1 SCHOLARSHIPS AND AWARDS 1371 9919914 COVID-19 EMERGENCY STUDENT GRANTS 775 734955 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS INSIDE THE U.S. THE UNIVERSITY OFFERS A WIDE VARIETY OF MERIT AND NEED-BASED SCHOLARSHIPS. MERIT AWARDS ARE GIVEN IN RECOGNITION OF VARIOUS ACHIEVEMENTS AS SPECIFIED IN DONORS' CORRESPONDENCE AND DOCUMENTS. NEED-BASED AWARDS ARE PROVIDED BASED ON THE INCOME LEVEL AVAILABILITY OF AWARDS OFFERED ELSEWHERE AND OTHER SIMILAR STANDARDS. THE UNIVERSITY ONLY MAKES SCHOLARSHIP GRANTS THAT HELP OFFSET THE TUITION OF THE STUDENTS. THE GRANTS ARE DIRECTLY CREDITED AGAINST THE APPLICABLE STUDENT ACCOUNT WHICH ASSURES PROPER USE OF THE GRANT. THE AMOUNT OF THE GRANT IS ADJUSTED, AS NECESSARY, BASED ON ANY SUBSEQUENT CHANGES AFFECTING THE STUDENT'S ORIGINAL ELIGIBILITY. DURING THE CURRENT YEAR, THE UNIVERSITY ALSO PROVIDED EMERGENCY STUDENT GRANTS TO US STUDENTS CURRENTLY ENROLLED AT THE UNIVERSITY WHO WERE ELIGIBLE FOR TITLE IV AID, AS REQUIRED BY THE CARES ACT. X 0 1 X X X X 1 0 0 0 0 0 0 0 0 ROBERTA J CORDANO PRESIDENT 389426 0 48066 0 0 0 69482 0 87307 0 594281 0 0 0 CAROL ERTING PROVOST TO 6/20 321936 0 0 0 0 0 65191 0 31389 0 418516 0 0 0 LAURA-ANN PETITTO PROF/SCIENCE DIR/CO PI VL2 286196 0 0 0 0 0 57288 0 26476 0 369960 0 0 0 KATHERINE HEATHER HARKER CHIEF OF STAFF 275373 0 0 0 0 0 48402 0 25935 0 349710 0 0 0 PAUL JULIN VP, INSTITUTIONAL ADVANCEM TO 9/19 172053 0 0 0 84693 0 30510 0 34804 0 322060 0 0 0 BENJAMIN BAHAN PROF/CO DIR PROG DEV 6TH ST PROJ 215356 0 0 0 0 0 39881 0 53314 0 308551 0 0 0 ELAVIE NDURA VP EQUITY, DIVERSITY, INCLU. TO 9/20 236860 0 0 0 0 0 42191 0 12086 0 291137 0 0 0 NICOLE SUTLIFFE CHIEF ADMIN OFFICER, CLERC CENTER 225855 0 0 0 0 0 44232 0 11001 0 281088 0 0 0 MARIANNE BELSKY CHIEF ACADEMIC OFFICER, CLERC CENTER 225770 0 0 0 0 0 40092 0 11086 0 276948 0 0 0 HANSEL BAUMAN EXEC DIR, CAMPUS DES/CONSTR TO 11/19 153166 0 0 0 61502 0 30583 0 20212 0 265463 0 0 0 EUGENIE N GERTZ DEAN, COLLEGE ARTS AND SCIENCES 202099 0 0 0 0 0 36553 0 22058 0 260710 0 0 0 KHADIJAT RASHID INTERIM DEAN OF THE FACULTY 187531 0 0 0 0 0 38460 0 25362 0 251353 0 0 0 GARY ALLER EXEC DIR, BUS & SUPPORT SERV TO 8/20 184552 0 0 0 0 0 38132 0 28138 0 250822 0 0 0 THOMAS HOREJES ASSOC PROV, SSAQ 188557 0 0 0 0 0 37377 0 19796 0 245730 0 0 0 JEFFREY LEWIS INTERIM PROVOST FROM 7/20 172511 0 0 0 0 0 29380 0 31555 0 233446 0 0 0 FRED WEINER ASST VP, ADMIN TO 11/19 72420 0 0 0 100339 0 34466 0 21139 0 228364 0 0 0 PART I, LINE 1B WRITTEN POLICY THE BENEFITS SUMMARIZED IN PART I, LINE 1A FOR HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE ARE CONSIDERED NON-TAXABLE BECAUSE THE PRESIDENT'S CONTRACT REQUIRES HER TO LIVE ON CAMPUS. BECAUSE THESE BENEFITS ARE LIMITED TO THE PRESIDENT, A WRITTEN POLICY IS NOT CONSIDERED NECESSARY AS THESE BENEFITS ARE DEFINED IN THE PRESIDENT'S CONTRACT. HOWEVER, GALLAUDET HAS WRITTEN POLICIES SPECIFIC TO GENERAL TRAVEL INCLUDING PROCEDURE FOR PRIOR APPROVAL AND PAYMENT/REIMBURSEMENT OF TRAVEL EXPENSES. PART I, LINE 4A SEVERANCE PAYMENTS THE UNIVERSITY PAID SEVERANCE PAYMENTS DURING THE YEAR TO ONE FORMER KEY EMPLOYEE AND TWO HIGHLY COMPENSATED INDIVIDUALS. THE PAYMENTS AND OTHER CONSIDERATION WERE CONTINGENT UPON THE SIGNING OF A SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS WITH THE UNIVERSITY. FRED WEINER : 77,184 PAUL JULIN : 57,947 HANSEL BAUMAN : 57,792 PART II, COLUMN D: NONTAXABLE BENEFITS FOR PRESIDENT, ROBERTA J. CORDANO: THE PRESIDENT IS REQUIRED TO LIVE ON CAMPUS AS PART OF HER EMPLOYMENT CONTRACT. THIS COLUMN INCLUDES $60,000 REPRESENTING THE ESTIMATED RENTAL VALUE OF THE CAMPUS RESIDENCE. A DISTRICT OF COLUMBIA 536001131 2011-05-25 39420421 CAMPUS IMPROVEMENTS 0 0 0 A 6345000 39426116 2730012 36496104 200000 2016 0 0 1 1 A 0 1 1 0 1 1 0.00400 0.00200 0.00600 0 0 1 A 0 0 0 1 0 0 0 1 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: DISTRICT OF COLUMBIA DATE THE REBATE COMPUTATION WAS PERFORMED: 05/24/2016 SCHEDULE K, PART I: DESCRIPTION OF PURPOSE THE DISTRICT OF COLUMBIA ISSUED $40,000,000 SERIES 2011 TAX-EXEMPT REVENUE BONDS ON BEHALF OF GALLAUDET UNIVERSITY. THE BONDS WERE SOLD TO FINANCE THE BUILDING A NEW RESIDENCE HALL; TO RENOVATE AND IMPROVE HEATING AND LIGHTENING SYSTEMS AND CONTROLS ON CAMPUS BUILDINGS; TO UPGRADE TECHNOLOGY INFRASTRUCTURE; AND TO RENOVATE RESIDENT HALLS, CLASSROOM BUILDINGS AND OTHER CAMPUS FACILITIES. THESE PROJECTS WERE ALL COMPLETED BEFORE SEPTEMBER 30, 2016. SCHEDULE K, PART II, LINE 13: YEAR OF SUBSTANTIAL COMPLETION ALL PROJECTS WERE COMPLETED BEFORE SEPTEMBER 30, 2016. SCHEDULE K, PART IV, LINE 2C: REBATE DATE THE UNIVERSITY PERFORMED ITS MOST RECENT REBATE COMPUTATION ON MAY 24, 2016. SCHEDULE K, PART IV, LINE 3: VARIABLE RATE ISSUE THE UNIVERSITY IS DISCLOSING THAT $5,695 OF INTEREST EARNED IS INCLUDED WITH THE TOTAL PROCEEDS OF THE BOND ISSUE. DEBORAH SKJEVELAND SEE PART V 113599 SEE PART V 0 JOHN SKJEVELAND SEE PART V 115523 SEE PART V 0 JACKIE WOODSIDE SEE PART V 88250 SEE PART V 0 PATRICK BOUDREAULT SEE PART V 118478 SEE PART V 0 SCHEDULE L, PART IV: BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS(A) NAME OF PERSON: DEBORAH SKJEVELAND(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF SETH BRAVIN(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2019 W2(A) NAME OF PERSON: JOHN SKJEVELAND(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF SETH BRAVIN(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2019 W2(A) NAME OF PERSON: JACKIE WOODSIDE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF KATHERINE HEATHER HARKER(D) DESCRIPTION OF TRANSACTION: CONSULTANT -- CY 2019 EARNINGS(A) NAME OF PERSON:PATRICK BOUDREAULT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: FAMILY MEMBER OF EUGENIE GERTZ(D) DESCRIPTION OF TRANSACTION: EMPLOYEE AT GU -- 2019 W2 X 8 5696828 FMV 0 1 1 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS THE NUMBER REPORTED AS ITEMS RECEIVED FOR SECURITIES CONTRIBUTIONS REPRESENTS THE TOTAL NUMBER OF CONTRIBUTIONS RECEIVED (NOT THE TOTAL NUMBER OF SECURITIES SOLD). PART I, LINE 32B: USE OF THIRD PARTIES TO THE EXTENT THAT THE UNIVERSITY RECEIVES DONATIONS OF SECURITIES, ITS INVESTMENT BROKER/MANAGER IS TASKED WITH SELLING THOSE SECURITIES. FORM 990, PART I, LINE 1: ORGANIZATION'S MISSION GALLAUDET UNIVERSITY WAS ESTABLISHED BY AN ACT OF CONGRESS IN 1864 & IS THE ONLY ACCREDITED UNIVERSITY IN THE WORLD ESTABLISHED EXCLUSIVELY FOR DEAF OR HARD OF HEARING STUDENTS. FORM 990, PART III, LINE 1: ORGANIZATION'S MISSION GALLAUDET UNIVERSITY, FEDERALLY CHARTERED IN 1864, IS A BILINGUAL, DIVERSE, MULTICULTURAL INSTITUTION OF HIGHER EDUCATION THAT ENSURES THE INTELLECTUAL AND PROFESSIONAL ADVANCEMENT OF DEAF AND HARD OF HEARING INDIVIDUALS THROUGH AMERICAN SIGN LANGUAGE AND ENGLISH. GALLAUDET MAINTAINS A PROUD TRADITION OF RESEARCH AND SCHOLARLY ACTIVITY AND PREPARES ITS GRADUATES FOR CAREER OPPORTUNITIES IN A HIGHLY COMPETITIVE, TECHNOLOGICAL, AND RAPIDLY CHANGING WORLD. GALLAUDET IS THE ONLY ACCREDITED UNIVERSITY IN THE WORLD ESTABLISHED EXCLUSIVELY FOR DEAF OR HARD OF HEARING STUDENTS. IN ADDITION TO ITS UNDERGRADUATE AND GRADUATE ACADEMIC PROGRAMS, THE UNIVERSITY OFFERS ELEMENTARY AND SECONDARY EDUCATION PROGRAMS, CONTINUING EDUCATION PROGRAMS, AND A WIDE RANGE OF PUBLIC SERVICE PROGRAMS. GALLAUDET IS A PRIVATE UNIVERSITY THAT RECEIVES A SUBSTANTIAL PROPORTION OF ITS ANNUAL REVENUE BY DIRECT APPROPRIATION FROM THE FEDERAL GOVERNMENT UNDER THE AUTHORITY OF THE EDUCATION OF THE DEAF ACT. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE FORM 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. THE UNIVERSITY'S BOARD OF TRUSTEES CHARGES THE AUDIT COMMITTEE WITH THE RESPONSIBILITY FOR OVERSEEING THE IRS FORM 990 AND ITS SUPPLEMENTAL SCHEDULES PRIOR TO FILING. A COPY OF THE DRAFT FORM 990 WAS CIRCULATED TO THE FULL AUDIT COMMITTEE FOR DISCUSSION AND COMMENT. THE FINAL SIGNED FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES BEFORE THE RETURN IS ULTIMATELY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT GALLAUDET UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL MEMBERS OF THE BOARD OF TRUSTEES AND ALL ADMINISTRATORS, FACULTY, TEACHERS, AND STAFF OF THE UNIVERSITY. ALL BOARD MEMBERS MUST DISCLOSE, AT THE EARLIEST PRACTICABLE TIME, ANY POSSIBLE CONFLICT OF INTEREST TO THE SECRETARY OF THE BOARD AND THE AUDIT COMMITTEE. TO FACILITATE THIS POLICY, EACH MEMBER COMPLETES AND FILES ANNUALLY, WITH THE SECRETARY OF THE BOARD AND THE CHAIRMAN OF THE AUDIT COMMITTEE, INFORMATION ABOUT POSSIBLE CONFLICTS OF INTEREST AFFECTING GALLAUDET UNIVERSITY, INCLUDING INTERESTS OF IMMEDIATE FAMILY MEMBERS AND ORGANIZATIONS IN WHICH THE BOARD MEMBER HAS A SIGNIFICANT MANAGEMENT FUNCTION OR A SIGNIFICANT OWNERSHIP INTEREST. IF A BOARD MEMBER IS UNCERTAIN WHETHER A CONFLICT OF INTEREST EXISTS, THE MATTER IS PRESENTED TO THE AUDIT COMMITTEE AND THEN A DETERMINATION IS REQUESTED BY THE BOARD. THESE MATTERS WILL BE RESOLVED BY MAJORITY VOTE. THE BOARD MEMBER WHOSE CONFLICT OF INTEREST IS UNDER CONSIDERATION IS EXCLUDED FROM PARTICIPATION. THE DISCLOSURE OF THE CONFLICT AND THE RELATED DELIBERATION AND VOTING RESULTS ARE DOCUMENTED IN THE MINUTES OF THE MEETING. ADMINISTRATORS, FACULTY, TEACHERS, AND STAFF ALSO SIGN A "CONFLICT OF INTEREST POLICY COMPLIANCE STATEMENT" ANNUALLY INDICATING THAT THEY UNDERSTAND THEIR FIDUCIARY RESPONSIBILITY TO THE UNIVERSITY AND REAFFIRMING THEIR COMMITMENT TO FULLY DISCLOSE ANY POTENTIAL CONFLICT OF INTEREST WHICH MAY EXIST. DISCLOSURES OF ANY POTENTIAL CONFLICT OF INTEREST ARE MADE PROMPTLY IN WRITING TO THE PRESIDENT OF THE UNIVERSITY WITH A COPY TO THE UNIT ADMINISTRATOR, SENIOR ADMINISTRATOR, AND HUMAN RESOURCES SERVICES. THE DISCLOSURE STATEMENT IS REVIEWED BY A COMMITTEE APPOINTED BY THE PRESIDENT TO DETERMINE IF A CONFLICT OF INTEREST EXISTS. A DISCLOSURE BY THE PRESIDENT IS MADE TO THE SECRETARY OF THE BOARD AND IS REVIEWED BY THE SECRETARY AND THE CHAIRMAN OF THE BOARD. IF IT IS DETERMINED THAT A CONFLICT OF INTEREST EXISTS, THE PRESIDENT (OR IN THE CASE OF A FINDING AGAINST THE PRESIDENT, THE CHAIRMAN OF THE BOARD) WILL TAKE APPROPRIATE ACTION TO ELIMINATE THE CONFLICT AND SAFEGUARD THE INTERESTS OF GALLAUDET UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION THE BOARD OF TRUSTEES' COMPENSATION COMMITTEE HAS THE ULTIMATE RESPONSIBILITY FOR DETERMINING THE TOTAL COMPENSATION PACKAGE OF THE UNIVERSITY'S PRESIDENT. THE COMPENSATION COMMITTEE USES AN INDEPENDENT CONSULTANT TO PERIODICALLY PERFORM A COMPENSATION STUDY TO INFORM ITS DECISION ON THE PRESIDENT'S COMPENSATION AND MAKES RECOMMENDATIONS TO THE FULL BOARD FOR ITS CONSIDERATION AND VOTE. THE MOST RECENT COMPENSATION STUDY OCCURRED DURING 2020. COMPENSATION DECISIONS AND REPORTS ARE CONTEMPORANEOUSLY DOCUMENTED IN THE MINUTES OF THE MEETING OF THE COMMITTEE WHEN THE DECISIONS ARE MADE. THE PRESIDENT'S SALARY IS DETERMINED IN ACCORDANCE WITH GALLAUDET'S GENERAL COMPENSATION PRACTICES. MERIT PAY INCREASES AND BONUSES ARE DETERMINED AT THE DISCRETION OF THE COMPENSATION COMMITTEE. THE PRESIDENT OF THE UNIVERSITY IS RESPONSIBLE FOR THE COMPENSATION OF THE UNIVERSITY'S OFFICERS AND SENIOR MANAGEMENT WITHIN THE GUIDELINES ESTABLISHED BY THE COMPENSATION COMMITTEE. ON AN ANNUAL BASIS, AN ANALYSIS IS PERFORMED BY AN INDEPENDENT CONSULTANT TO ASSESS LOCAL TRENDS IN COMPENSATION AND ADJUSTMENTS ARE MADE TO THE STAFF SALARY RANGES AS NECESSARY. EVERY THREE YEARS, THE UNIVERSITY HIRES AN INDEPENDENT CONSULTANT TO PERFORM AN INTENSIVE MARKET STUDY TO EVALUATE GALLAUDET'S STAFF COMPENSATION PROGRAM AGAINST THOSE OF OTHER UNIVERSITIES AND NOT-FOR-PROFIT ORGANIZATIONS. THE MOST RECENT INTENSIVE MARKET STUDY WAS PERFORMED IN 2020. THE CONSULTANT PROVIDES ANALYSES OF SALARY DATA SURVEYS AND MAKES RECOMMENDATIONS TO UNIVERSITY MANAGEMENT. SENIOR MANAGERS ARE RESPONSIBLE FOR THE MANAGEMENT OF COMPENSATION WITHIN THEIR UNITS, USING THE ESTABLISHED COMPENSATION PARAMETERS APPROVED BY THE PRESIDENT AND COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENT DISCLOSURE HE FOLLOWING DOCUMENTS ARE AVAILABLE ON GALLAUDET UNIVERSITY'S WEBSITE, WWW.GALLAUDET.EDU: BOARD OF TRUSTEES, AUDITED FINANCIAL STATEMENTS, IRS FORM 990, CONFLICT OF INTEREST POLICY, WHISTLEBLOWER POLICY, DOCUMENT RETENTION POLICY AND CURRENT BYLAWS. THIS INFORMATION IS ALSO AVAILABLE UPON REQUEST TO LISA CLARKE, INTERIM CFO AND TREASURER. FORM 990, PART VII: COMPENSATION FROM UNRELATED MANAGEMENT COMPANY LISA CLARKE WAS MADE TREASURER OF GALLAUDET UNIVERSITY IN OCTOBER 2018 AND IS ACTING AS INTERIM CFO THROUGH A MANAGEMENT CONTRACT WITH RPK GROUP, AN UNRELATED ORGANIZATION. BASED ON THE INSTRUCTIONS FOR FORM 990 PART VII, THE FEES PAID TO THE MANAGEMENT COMPANY ARE DISCLOSED ONLY IN PART VII, SECTION B IF APPLICABLE AND NO AMOUNTS SHOULD BE DISCLOSED FOR LISA CLARKE ON PART VII, SECTION A BECAUSE SHE IS NOT A KEY EMPLOYEE OF THE RPK GROUP, WHICH IS NOT RELATED TO GALLAUDET UNIVERSITY. DURING CALENDAR YEAR 2019, GALLAUDET PAID $546,350 TO RPK GROUP RELATED TO LISA CLARKE'S FUNCTION AS TREASURER AND INTERIM CFO. FORM 990, PART XI, LINE 9: WRITEOFFS OF PRIOR YEAR GRANTS -878. CHANGE IN VALUE OF BENEFICIAL INTEREST IN TRUSTS 151,960. FORM 990, PART V, SECTION A, LINE 7A: CHARITABLE CONTRIBUTIONS THE UNIVERSITY DOESN'T TRADITIONALLY HOLD SPECIAL EVENTS WHERE A DONOR RECEIVES GOODS OR SERVICES IN EXCHANGE FOR HIS OR HER DONATION; HOWEVER, THE UNIVERSITY DOES OPERATE SMALL CLUBS OPEN TO THE PUBLIC THROUGH CONTRIBUTIONS AND MEMBERSHIP FEES WHERE A DONOR MAY RECEIVE DE MINIMIS BENEFITS. ACCORDINGLY, THE UNIVERSITY IS RESPONDING YES TO QUESTIONS 7A & 7B IN PART V OF THE FORM 990. GALLAUDET UNIVERSITY FOUNDATION 800 FLORIDA AVENUE NE WASHINGTON DC 20002 461643010 SUPPORT ORG DC 501(C)(3) LINE 12A, I GALLAUDET 1 0 0 0 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 GALLAUDET UNIVERSITY FOUNDATION D 436519 COST