2021-10-27T10:49:24-05:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-01-01 136225947 SMALLEY FOUNDATION INC SMAL 5165283899 PO BOX 1088 MANHASSET NY 110309710 MARIE ESLINGER PRESIDENT 5165283899 2021-10-27 1 MARIE ESLINGER 999009999 JOSEPH L ALI CPA P02093808 9143818900 2021-10-27 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 37339734 X 170839 849884 849884 630805 9536516 630805 140166 0 1791694 1480689 250850 0 250850 11836 0 11836 10000 0 19000 163768 163768 0 13305 0 0 16485 0 16485 466244 163768 298171 1724729 1724729 2190973 163768 2022900 -399279 1316921 36438 6679 6679 112440 436666 436666 2143417 2153341 2153341 20639077 25584162 25584162 2844759 2841967 2841967 7741358 6263110 6263110 75670 53809 53809 33593159 37339734 37339734 9000 123305 181057 132305 181057 X 33460854 37158677 33460854 37158677 33593159 37339734 33460854 -399279 4154854 37216429 57752 37158677 PUBLICLY TRADED SECURITIES P 9536516 8905711 630805 630805 630805 18305 0 18305 0 18305 22735 0 5000 0 27735 X 0 9430 9430 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A MARIE ESLINGER 5165283899 PO BOX 1088 MANHASSET NY 110309710 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 MARIE ESLINGER PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, PRESIDENT 20.00 168000 0 0 CONSTANTINE KREATSOULAS PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, VICE PRESIDENT 5.00 15000 0 0 MARTIN SAIMAN PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, TREASURER 5.00 15000 0 0 CYNTHIA SIDERMAN PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, BEGAN 1/2020 5.00 15000 0 0 CATHY CAAMANO PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, BEGAN 1/2020 5.00 37850 0 0 MATTHEW RIORDAN PO BOX 1088 MANHASSET NY 110309710 DIRECTOR, THROUGH 1/2020 2.00 0 0 0 NONE 0 BANK OF AMERICA PRIVATE BANK TRUST OPS PO BOX 830269 DALLAS TX 75283 INVESTMENT MANAGEMENT 163768 0 THE SMALLEY FOUNDATION, INC. (THE "FOUNDATION") AWARDS COLLEGE SCHOLARSHIPS TO DESERVING PUBLIC HIGH SCHOOL SENIORS WHO NEED FINANCIAL AID TO ATTEND COLLEGE. THE PAYMENTS ARE MADE DIRECTLY TO THE COLLEGE FOR TUITION, FEES, BOOKS, ROOM AND BOARD AND RELATED EXPENSES. THE COLLEGE IS AUTHORIZED IN CERTAIN CASES TO TURN A PORTION OF THE FUNDS OVER TO THE GRANTEE FOR THE PURCHASE OF BOOKS, SUPPLIES AND OTHER RELATED EXPENSES. CANDIDATES FOR AWARDS ARE NOMINATED ANNUALLY BY THE BOARD OF EDUCATION (OR COMPARABLE ADMINISTRATIVE AGENCIES) OF COMMUNITIES. THE DIRECTORS OF THE FOUNDATION SELECT GRANTEES FROM THE LIST OF NOMINEES ON THE BASIS OF THE FOLLOWING CRITERIA: 1) PERFORMANCE IN EXAMINATIONS SHOWING ABILITY AND APTITUDE FOR COLLEGE WORK, 2) RECOMMENDATION FROM SCHOOL PERSONNEL, 3) FINANCIAL NEED, AND 4) PRIOR ACADEMIC PERFORMANCE. DURING 2020, THE FOUNDATION DISBURSED $1,491,727 IN SCHOLARSHIPS FOR 75 INDIVIDUAL STUDENTS. 146713 0 32861049 874148 44379 33779576 0 0 33779576 506694 33272882 1663644 1663644 18305 18305 1645339 140000 1785339 0 1785339 2022900 0 2022900 0 2022900 1785339 0 0 220377 4736 225113 2022900 0 0 0 1785339 237561 0 0 462674 0 0 0 0 0 0 0 462674 220377 4736 237561 X ALBANY COLLEGE OF PHARMACY AND HEALTH SCIENCES ITF LEONILA REYES 106 NEW SCOTLAND AVE ALBANY NY 12208 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 AMERICAN UNIVERSITY 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 N/A PC ENDOWMENT 25000 AMERICAN UNIVERSITY ITF SARA GACE 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 BARD COLLEGE ITF MARIA SALAZAR 30 CAMPUS RD ANNANDALEONHUDSON NY 12504 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 16346 BARNARD COLLEGE ITF JENNIFER NIOLA 3009 BROADWAY NEW YORK NY 10027 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 BARUCH COLLEGE ITF KOLE MOHAMMED 55 LEXINGTON AVE NEW YORK NY 10010 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 BOSTON COLLEGE ITF JUSTIN HALLET 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 20000 BOSTON COLLEGE ITF NANA BUDU 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 BOSTON UNIVERSITY ITF SHEILA POKUA 881 COMMONWEALTH AVE 4TH FL BOSTON MA 02215 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 6000 BRANDEIS UNIVERSITY ITF ANNITAH NAKANDI 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 BRANDEIS UNIVERSITY ITF EMMA BLACK 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 BRANDEIS UNIVERSITY ITF JACQUELINE MORALES 415 SOUTH ST WALTHAM MA 02453 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5000 CLARK UNIVERSITY ITF BLERINA ILJAS 950 MAIN ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25660 COKER UNIVERSITY ITF ALEXIS BATES 300 E COLLEGE AVE HARTSVILLE SC 29550 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF MOUNT SAINT VINCENT ITF NEVAEH BOYRIE 6301 RIVERDALE AVE BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF THE HOLY CROSS ITF ANASTASIA HONNY 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF THE HOLY CROSS ITF HAIK VARDERESIAN 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF THE HOLY CROSS ITF KEVIN NGUYEN 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 COLLEGE OF THE HOLY CROSS ITF NAKESHA AGYAPONG 1 COLLEGE ST WORCESTER MA 01610 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 COLUMBIA UNIVERSITY 116TH ST BROADWAY NEW YORK NY 10027 N/A PC ENDOWMENT 25000 DELAWARE STATE UNIVERSITY ITF TAYLOR WILLIAMS 1200 N DUPONT HWY DOVER DE 19901 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 DREXEL UNIVERSITY ITF DIANE NGUYEN 3141 CHESTNUT ST PHILADELPHIA PA 19104 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 FASHION INSTITUTE OF TECHNOLOGY ITF BRIANNA NAZARIO 227 W 27TH ST NEW YORK NY 10001 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 FITCHBURG STATE UNIVERSITY ITF GENESIS COTO 160 PEARL ST FITCHBURG MA 01420 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 FLORIDA INTERNATIONAL UNIVERSITY ITF ALEXIA RODRIGUEZ 11200 SW 8TH ST MIAMI FL 33199 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 FORDHAM UNIVERSITY ITF ESHA HAFEEZ 441 E FORDHAM ROAD BRONX NY 10458 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 HARVARD UNIVERSITY ITF DENI HOXHA MASSACHUSETTS HALL CAMBRIDGE MA 02138 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 HARVARD UNIVERSITY ITF GIA HAN LE MASSACHUSETTS HALL CAMBRIDGE MA 02138 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 6680 HOBART AND WILLIAM SMITH COLLEGES ITF VELOCITY LOPOLITO 300 PULTENEY ST GENEVA NY 14456 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 12447 HOFSTRA UNIVERSITY ITF SETH MOODY 1000 HEMPSTEAD TURNPIKE HEMPSTEAD NY 11549 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 HOWARD UNIVERSITY ITF ELSIE FUAKYE 2400 6TH ST NW WASHINGTON DC 20059 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 HOWARD UNIVERSITY ITF KAYLA SMITH 2400 6TH ST NW WASHINGTON DC 20059 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 HUNTER COLLEGE ITF ANILA GEORGE 695 PARK AVE NEW YORK NY 10065 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 IONA COLLEGE ITF ANGELIS CALDERON 715 NORTH AVENUE NEW ROCHELLE NY 10801 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 IONA COLLEGE ITF BRIANA MICLAT 715 NORTH AVENUE NEW ROCHELLE NY 10801 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 12000 IONA COLLEGE ITF ELA HOXHAJ 715 NORTH AVENUE NEW ROCHELLE NY 10801 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 3667 JOHN JAY COLLEGE OF CRIMINAL JUSTICE ITF JORGE VELEZ 24 W 59TH ST NEW YORK NY 10019 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 8000 LEHIGH UNIVERSITY ITF JILLIAN TAMARAZZO 27 MEMORIAL DR W BETHLEHEM PA 18015 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 LEHMAN COLLEGE ITF CHRISTOPHER O'BUCK 250 BEDFORD PARK BLVD W BRONX NY 10468 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5000 LEHMAN COLLEGE ITF OBUWATINLEHN AKINKVOLIE-IBIDAPO 250 BEDFORD PARK BLVD W BRONX NY 10468 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 5000 MANHATTAN COLLEGE 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC ENDOWMENT 50000 MANHATTAN COLLEGE ITF ANJALI JOHN 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 27250 MANHATTAN COLLEGE ITF COORTNEY LEWIS 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 MANHATTAN COLLEGE ITF HECTOR MORA 4513 MANHATTAN COLLEGE PKWY BRONX NY 10471 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 MANHATTANVILLE COLLEGE ITF LARISSA ORTIZ 2900 PURCHASE ST PURCHASE NY 10577 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 MASSACHUSETTS COLLEGE OF ART AND DESIGN ITF ANGELA GERMAIN 621 HUNTINGTON AVE BOSTON MA 02115 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 NEW YORK INSTITUTE OF TECHNOLOGY ITF HONOR PICKERING 1855 BROADWAY NEW YORK NY 10023 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 NEW YORK UNIVERSITY 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC ENDOWMENT 25000 NEW YORK UNIVERSITY ITF CINDY MATA 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 26000 NEW YORK UNIVERSITY ITF JOEL MENDOZA 25 WEST 4TH STREET NEW YORK NY 10012 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 OHIO WESLEYAN UNIVERSITY 61 S SANDUSKY ST DELAWARE OH 43015 N/A PC ENDOWMENT 75000 PACE UNIVERSITY ITF EMMA MERNACL ONE PACE PLAZA NEW YORK NY 10038 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 PRINCETON UNIVERSITY ITF KWAKU NYARKO 701 CARNEGIE CENTER SUITE 445 PRINCETON NJ 08540 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 QUEENS COLLEGE ITF GABRIELLA WALRATH 65-30 KISSENA BLVD QUEENS NY 11367 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 4345 RENSSELAER POLYTECHNIC INSTITUTE ITF SEBSASTIAN VILLOTA 110 EIGHTH STREET TROY NY 12180 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 33333 SCHOOL OF VISUAL ARTS ITF KARIZMA RUTRMS 209 E 23RD ST NEW YORK NY 10010 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 STATE UNIVERSITY OF NEW YORK AT BINGHAMTON ITF CHARLENE KIM 4400 VESTAL PKWY E BINGHAMTON NY 13902 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 24795 STATE UNIVERSITY OF NEW YORK AT BINGHAMTON ITF DENEL NEWTON 4400 VESTAL PKWY E BINGHAMTON NY 13902 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 STATE UNIVERSITY OF NEW YORK AT BINGHAMTON ITF MARDIYA YOUSSIF TRAORE 4400 VESTAL PKWY E BINGHAMTON NY 13902 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 15000 STATE UNIVERSITY OF NEW YORK AT NEW PALTZ ITF FRANCIS LOQUELLANO 1 HAWK DRIVE NEW PALTZ NY 12561 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 STATE UNIVERSITY OF NEW YORK AT STONY BROOK ITF DANIELLE MICLAT 100 NICOLLS RD STONY BROOK NY 11794 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 UNITED STATES DEPARTMENT OF EDUCATION ITF KASSANDRA QUINLAN 400 MARYLAND AVENUE SW WASHINGTON DC 20202 N/A GOV SCHOLARSHIP PROGRAM: SCHOLARSHIP 6992 UNIVERSITY OF CENTRAL FLORIDA ITF AUSTIN LAUZIERE 4000 CENTRAL FLORIDA BLVD ORLANDO FL 32816 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 50000 UNIVERSITY OF MASSACHUSETTS AMHERST ITF ALIECIA BOTTALI 134 HICKS WAY AMHERST MA 01003 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 UNIVERSITY OF MASSACHUSETTS AMHERST ITF LESLIE HERNANDEZ 134 HICKS WAY AMHERST MA 01003 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 UNIVERSITY OF MASSACHUSETTS BOSTON ITF BRIYAN CHATAIGNE 100 WILLIAM T MORRISSEY BLVD BOSTON MA 02125 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 UNIVERSITY OF NEW HAVEN ITF GAREN JIZMEJIAN 300 BOSTON POST ROAD WEST HAVEN CT 06516 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 13714 UNIVERSITY OF ROCHESTER ITF BRIAN GARCIA HERNANDEZ 500 JOSEPH C WILSON BLVD ROCHESTER NY 14627 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 UNIVERSITY OF ROCHESTER ITF PAOLA FERREIRA 500 JOSEPH C WILSON BLVD ROCHESTER NY 14627 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WELLESLEY COLLEGE 106 CENTRAL ST WELLESLEY MA 02481 N/A PC ENDOWMENT 25000 WENTWORTH INSTITUTE OF TECHNOLOGY ITF JONA SULAJ 550 HUNTINGTON AVE BOSTON MA 02115 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER POLYTECHNIC INSTITUTE ITF AARON NGUYEN 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER POLYTECHNIC INSTITUTE ITF FRANK KENNEDY 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 12500 WORCESTER POLYTECHNIC INSTITUTE ITF JANE TANG 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 WORCESTER POLYTECHNIC INSTITUTE ITF JAVIER ESPINAL 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER POLYTECHNIC INSTITUTE ITF PETER KORFUZI 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER POLYTECHNIC INSTITUTE ITF SEAN O'CONNOR 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 25000 WORCESTER POLYTECHNIC INSTITUTE ITF TIMOTHY PHAM 100 INSTITUTE RD WORCESTER MA 01609 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 50000 WORCESTER STATE UNIVERSITY ITF ALEXANDRA BRIO 486 CHANDLER ST WORCESTER MA 01602 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 WORCESTER STATE UNIVERSITY ITF KASSANDRA QUINLAN 486 CHANDLER ST WORCESTER MA 01602 N/A PC SCHOLARSHIP PROGRAM: SCHOLARSHIP 10000 1724729 0 14 849884 18 630805 GRANT RECOVERY 01 140000 OTHER INCOME 01 166 0 1620855 0 1620855 0 0 0 0 0 0 0 0 0 0 X X 1 ESTATE OF ELLIN I SMALLEY CO MARTIN SAIMAN PERSONAL REP RUBIN RUDMAN LL STATE STREET BOSTON MA 021092820 170839 X TAX PREPARATION SERVICES 10000 0 19000 ABBVIE INC 3.200% MAY 14 2026 (00287YAY5) 90,000.000 QUANTITY 99710 99710 AERCAP IRELAND CAP DES 3.150% FEB 15 2024 (00774MAQ8) 95,000.000 QUANTITY 99585 99585 AMERICREDIT AUTO REC TR 3.130% FEB 18 2025 (03066GAE9) 131,000.000 QUANTITY 135589 135589 AT&T INC UNSEC SR GBL NT 1.650% FEB 01 2028 (00206RKG6) 100,000.000 QUANTITY 102029 102029 BANK MONTREAL UNSECD 2.500% JUN 28 2024 (06367WMQ3) 120,000.000 QUANTITY 127902 127902 BOEING CO UNSECD SR NT 2.950% FEB 01 2030 (097023CN3) 80,000.000 QUANTITY 82741 82741 BOEING CO UNSECD SR NT 3.450% NOV 01 2028 (097023CA1) 10,725.000 QUANTITY 10725 10725 COMCAST CORP NEW 4.150% OCT 15 2028 (20030NCT6) 110,000.000 QUANTITY 132415 132415 CONSTELLATION BRANDS INC 4.250% MAY 01 2023 (21036PAL2) 100,000.000 QUANTITY 109004 109004 CREDIT SUISSE GP FDG GUE 3.800% JUN 09 2023 (225433AT8) 90,000.000 QUANTITY 96929 96929 CVS HEALTH CORP UNSECD 4.300% MAR 25 2028 (126650CX6) 57,000.000 QUANTITY 67828 67828 ENERGY TR OPER LP UNS SR 3.750% MAY 15 2030 (29278NAQ6) 100,000.000 QUANTITY 107865 107865 ENTER PROD OPER LLC UNSEC 3.125% JUL 31 2029 (29379VBV4) 88,680.000 QUANTITY 88680 88680 GENERAL MTRS CO SR UN NT 5.000% OCT 01 2028 (37045VAS9) 15,000.000 QUANTITY 17848 17848 GENERAL MTRS CO UNSECD SR 6.800% OCT 01 2027 (37045VAU4) 29,000.000 QUANTITY 37268 37268 GEN MTRS FINL CO IN UN SR 2.700% AUG 20 2027 (37045DA1) 41,000.000 QUANTITY 43483 43483 GOLDMAN SACHS GP IN UN SR 3.500% APR 01 2025 (38141GXJ8) 11,000.000 QUANTITY 12221 12221 GOLDMAN SACHS GP IN UN SR 3.850% JAN 26 2027 (38141GWB6) 70,000.000 QUANTITY 79884 79884 HONDA AUTO REC 2019-1 OWN 2.900% JUN 18 2024 (43814WAD7) 74,000.000 QUANTITY 76867 76867 JPMBB COML MTG SECS TR 3.428% AUG 15 2047 (46642EAZ9) 126,399.030 QUANTITY 131573 131573 JPMORGAN CHASE & CO 3.797% JUL 23 2024 (46647PAU0) 100,000.000 QUANTITY 108476 108476 MORGAN STANLEY 4.000% JULY 23 2025 (6174468C6) 100,000.000 QUANTITY 114437 114437 NEXTERA ENE CAP HLDGS UN 2.750% MAY 01 2025 (65339KBQ2) 120,000.000 QUANTITY 129819 129819 ROYAL BK CDA GLO UN SR 1.600% APR 17 2023 (78015K7G3) 135,000.000 QUANTITY 138827 138827 SUNTRUST BK ATLANTA GA UN 3.200% APR 01 2024 (86787EBC0) 70,000.000 QUANTITY 75982 75982 SYNCHRONY CR CD MA NT TR 2.210% MAY 15 2024 (87165LBB6) 125,000.000 QUANTITY 125879 125879 TRUIST FINL CORP UNSEC SR 1.200% AUG 05 2025 (89788MAA0) 55,000.000 QUANTITY 56454 56454 VERIZON COMMUNICATION INC 5.150% SEP 21 2023 (92343VBR4) 90,000.000 QUANTITY 101416 101416 WELLS FARGO COML MTG TR 3.324% JAN 15 2059 (94989YBA0) 100,000.000 QUANTITY 106500 106500 WFRBS COML MT TR 2011-C5 3.667% NOV 15 2044 (92936JBB9) 168,343.940 QUANTITY 170367 170367 WORLD OMNI AUTO REC TR 2.500% APR 17 2023 (98161VAC4) 533,133.040 QUANTITY 53664 53664 ABBOTT LABORATORIES (ABT) 18,275.000 SHARES 2000930 2000930 ADOBE INC. (ADBE) 400.000 SHARES 200048 200048 AGILENT TECHNOLOGIES, INC. (A) 2,000.000 SHARES 236980 236980 ALPHABET INC. (GOOG) 376.000 SHARES 658707 658707 ALPHABET INC. (GOOGL) 1,047.000 SHARES 1835015 1835015 AMERICAN EXPRESS COMPANY (AXP) 1,000.000 SHARES 120910 120910 AMPHENOL CORPORATION (APH) 2,800.000 SHARES 366156 366156 ANALOG DEVICES, INC. (ADI) 1,000.000 SHARES 147730 147730 APPLE INC. (AAPL) 27,000.000 SHARES 3582629 3582629 BERKSHIRE HATHAWAY INC. (BRK-A) 3.000 SHARES 1043445 1043445 BLACKROCK, INC. (BLK) 78.000 SHARES 56280 56280 BOOZ ALLEN HAMILTON HOLDING CORPORATION (BAH) 1,000.000 SHARES 87180 87180 CARRIER GLOBAL CORPORATION (CARR) 5,515.000 SHARES 208026 208026 CHURCH & DWIGHT CO., INC. (CHD) 2,200.000 SHARES 191906 191906 CISCO SYSTEMS, INC. (CSCO) 8,000.000 SHARES 358000 358000 COLGATE-PALMOLIVE COMPANY (CL) 9,625.000 SHARES 823034 823034 DANAHER CORPORATION (DHR) 770.000 SHARES 171048 171048 ECOLAB INC. (ECL) 1,200.000 SHARES 259632 259632 ELI LILLY AND COMPANY (LLY) 1,400.000 SHARES 236375 236375 FACEBOOK, INC. (FB) 100.000 SHARES 27316 27316 FORTIVE CORPORATION (FTV) 622.000 SHARES 44050 44050 HONEYWELL INTERNATIONAL INC. (HON) 400.000 SHARES 85080 85080 IDEX CORPORATION (IEX) 1,000.000 SHARES 199200 199200 JOHNSON & JOHNSON (JNJ) 1,075.000 SHARES 169184 169184 JPMORGAN CHASE & CO. (JPM) 10,653.000 SHARES 1353677 1353677 L3HARRIS TECHNOLOGIES, INC. (LHX) 800.000 SHARES 151216 151216 MARKEL CORPORATION (MKL) 300.000 SHARES 309990 309990 MCDONALD'S CORPORATION (MCD) 5,600.000 SHARES 1201648 1201648 MICROSOFT CORPORATION (MSFT) 1,600.000 SHARES 355872 355872 MONDELEZ INTERNATIONAL, INC. (MDLZ) 12,000.000 SHARES 701640 701640 NESTLE S.A. (NSRGY) 9,785.000 SHARES 1154121 1154121 NEXTERA ENERGY, INC. (NEE) 4,200.000 SHARES 324030 324030 OTIS WORLDWIDE CORPORATION (OTIS) 2,757.000 SHARES 186235 186235 PEPSICO, INC. (PEP) 5,794.000 SHARES 859250 859250 PROLOGIS, INC. (PLD) 1,400.000 SHARES 139524 139524 RAYTHEON TECHNOLOGIES CORPORATION (RTX) 6,915.000 SHARES 494492 494492 SALESFORCE.COM, INC. (CRM) 300.000 SHARES 66759 66759 STARBUCKS CORPORATION (SBUX) 1,450.000 SHARES 155121 155121 STERIS PLC (STE) 1,000.000 SHARES 189540 189540 STRYKER CORPORATION (SYK) 1,000.000 SHARES 245040 245040 TELEFLEX INCORPORATED (TFX) 600.000 SHARES 246942 246942 TEXAS INSTRUMENTS INCORPORATED (TXN) 900.000 SHARES 147717 147717 THE WALT DISNEY COMPANY (DIS) 6,700.000 SHARES 1213906 1213906 THE WILLIAMS COMPANIES, INC. (WMB) 12,000.000 SHARES 240600 240600 UNION PACIFIC CORPORATION (UNP) 865.000 SHARES 180110 180110 VISA INC. (V) 11,225.000 SHARES 2455244 2455244 VONTIER CORPORATION (VNT) 248.000 SHARES 8283 8283 WASTE MANAGEMENT, INC. (WM) 800.000 SHARES 94344 94344 2153341 2153341 0 0 FEDERAL HOME LN MTG CORP 1.500% OCT 01 2035 (3132D56J6) 465,772.180 QUANTITY FMV 479419 479419 FEDERAL HOME LN MTG CORP 2.500% SEP 01 2050 (3133KJ3W0) 248,807.207 QUANTITY FMV 264383 264383 FEDERAL HOME LN MTG CORP 4.000% JUN 01 2045 (31335ACS5) 131,224.465 QUANTITY FMV 146761 146761 FEDERAL HOME LN MTG CORP 4.500% OCT 01 2041 (31335ARE0) 126,624.547 QUANTITY FMV 142183 142183 FEDERAL NATL MTG ASSN 2.000% AUG 01 2050 (3140KELG1) 257,239.352 QUANTITY FMV 267241 267241 FEDERAL NATL MTG ASSN 2.000% NOV 01 2050 (3140KRSY6) 390,531.028 QUANTITY FMV 406102 406102 FEDERAL NATL MTG ASSN 2.500% JUN 01 2032 (3140X4H90) 129,398.386 QUANTITY FMV 135197 135197 FEDERAL NATL MTG ASSN 2.500% MAY 01 2050 (3140QDKP8) 156,961.198 QUANTITY FMV 166530 166530 FEDERAL NATL MTG ASSN 2.500% OCT 01 2034 (31418DGF3) 117,655.806 QUANTITY FMV 122684 122684 FEDERAL NATL MTG ASSN 3.000% MAR 01 2033 (3140Q8SU0) 325,478.039 QUANTITY FMV 349173 349173 FEDERAL NATL MTG ASSN 3.000% NOV 01 2034 (3140X5DG5) 288,670.069 QUANTITY FMV 305658 305658 FEDERAL NATL MTG ASSN 4.000% SEP 01 2033 (3140J9CT6) 122,278.928 QUANTITY FMV 132679 132679 ISHARES CORE S&P 500 ETF (IVV) 8,911.000 SHARES FMV 3345100 3345100 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 11836 0 11836 ACCRUED INTEREST AND DIVIDENDS 57935 44379 44379 PREPAID FEDERAL EXCISE TAX 17735 9430 9430 DEFERRED FEDERAL EXCISE TAX EXPENSE 57752 FILING FEES 1250 0 1250 INSURANCE EXPENSE 3460 0 3460 OFFICE EXPENSES 11775 0 11775 GRANT RECOVERY 140000 140000 OTHER INCOME 166 166 UNREALIZED GAIN ON INVESTMENTS 4154854 DEFERRED FEDERAL EXCISE TAX 123305 181057 INVESTMENT MANAGEMENT 163768 163768 0 FEDERAL EXCISE TAX 13305 0 0