2021-10-27T14:49:34-05:00 2020-12-31 390859910 BAKER TILLY US LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 990 2020-01-01 116042250 ADULTS AND CHILDREN WITH LEARNING AND DEVELOPMENTAL DISABILITIES INC ADUL 5168220028 807 SOUTH OYSTER BAY ROAD BETHPAGE NY 11714 ROBERT CIATTO EXECUTIVE DIRECTOR 5168220028 2021-10-12 1 ROBERT CIATTO XXX-XX-XXXX PATRICK YU CPA P00675982 2126976900 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z ROBERT CIATTO 807 SOUTH OYSTER BAY ROAD BETHPAGE NY 11714 87800616 0 X WWW.ACLD.ORG X 1957 NY PROVIDE CHILDREN & ADULTS WITH DEVELOPMENTAL DISABILITIES OPPORTUNITIES TO PURSUE ENVIABLE LIVES. 16 16 1539 16 0 0 588802 2427089 87244416 81813848 403633 353780 1149095 3205622 89385946 87800339 0 0 0 0 66806537 65037574 0 0 4421 22544516 20297693 89351053 85335267 34893 2465072 79803489 85302098 50602830 53699890 29200659 31602208 X ACLD'S MISSION IS TO PROVIDE OPPORTUNITIES FOR CHILDREN AND ADULTS WITH AUTISM, LEARNING AND DEVELOPMENTAL DISABILITIES TO PURSUE ENVIABLE LIVES, PROMOTE INDEPENDENCE AND FOSTER SUPPORTIVE RELATIONSHIPS WITHIN THE COMMUNITY. 0 0 50796017 53394585 RESIDENTIAL SERVICES: IN 2020, ACLD OPERATED 42 COMMUNITY-BASED RESIDENCES, 35 APARTMENT SITES AND 2 SUPPORTIVE IRA HOUSES IN NASSAU AND SUFFOLK COUNTIES. BEYOND THE COMFORTS OF HOME, THESE RESIDENTIAL PROGRAMS PROVIDE 400 ADULTS WITH THE COUNSELING, TRAINING AND SUPPORT SERVICES WHICH ENABLE MEN AND WOMEN WITH DIFFERENT ABILITIES TO WORK AND LIVE AS PART OF THE GREATER LONG ISLAND COMMUNITY.THE SUPERVISED INDIVIDUALIZED RESIDENTIAL ALTERNATIVE PROGRAM PROVIDES 24-HOUR SUPERVISED LIVING OPPORTUNITIES THROUGHOUT NASSAU AND SUFFOLK COUNTIES. PEOPLE WITHIN THIS PROGRAM ARE PROVIDED WITH STRUCTURED DAILY LIVING SUPPORT WHICH ENHANCES THEIR GROWTH AND DEVELOPMENT, AND THEY ARE ENCOURAGED, GUIDED AND SUPPORTED AS THEY WORK, TRAVEL AND INTERACT WITHIN THEIR COMMUNITIES.THE SUPPORTIVE INDIVIDUAL RESIDENTIAL ALTERNATIVE PROGRAM PROVIDES INDEPENDENT APARTMENT LIVING FOR ADULTS, INCLUDING TWO SUPPORTIVE IRAS. APARTMENTS ARE LOCATED THROUGHOUT NASSAU AND SUFFOLK COUNTIES. PEOPLE EITHER SHARE OR LIVE ALONE IN AN APARTMENT IN THE COMMUNITY AND ARE PROVIDED SUPPORT STAFF BASED ON THEIR INDIVIDUAL NEEDS. 12591541 14806560 DAY HABILITATION: MORE THAN 500 MEN AND WOMEN TURN TO ACLD FOR DAY SERVICES DESIGNED TO FOSTER INDEPENDENCE, INDIVIDUALIZATION, COMMUNITY INTEGRATION AND PRODUCTIVITY. ACLD PROGRAMS SUCH AS CHOICES, BRIDGES, OASIS DAY HABILITATION AND PROGRAM WITHOUT WALLS EMPHASIZE COMMUNITY-BASED TRAINING THROUGH EDUCATIONAL, SOCIAL/RECREATIONAL AND VOLUNTEER OPPORTUNITIES. BRIDGES AND OASIS ARE DESIGNED TO PROMOTE INDEPENDENCE, INTEGRATION AND PRODUCTIVITY THROUGH A WIDE RANGE OF VOLUNTEER WORK EXPERIENCES IN THE COMMUNITY. FIVE HUB SITES ARE SITUATED IN LOCAL NEIGHBORHOODS ALLOWING EASY COMMUNITY ACCESS. PROGRAM WITHOUT WALLS OFFERS THE SAME OPPORTUNITIES AS COMMUNITY-BASED DAY HABILITATION, FOCUSING ON INDIVIDUALS WHO BENEFIT FROM SMALLER SETTINGS. IN ADDITION, THE GOLDEN OPPORTUNITIES PROGRAM IS DESIGNED SPECIFICALLY TO ADDRESS THE NEEDS OF THOSE WITH DISABILITIES AS THEY AGE, WHILE THE CONNECTIONS PROGRAM TARGETS PEOPLE WHO HAVE BEEN DIAGNOSED WITH AUTISM SPECTRUM DISORDER OR HAVE SIMILAR STRENGTHS AND CHALLENGES. OUR SUPPLEMENTAL GROUP DAY HABILITATION PROGRAM, STRIVE, IS AVAILABLE TO ADULTS WITH DEVELOPMENTAL DISABILITIES LIVING AT HOME, FAMILY CARE OR WITHIN A SUPPORTED LIVING APARTMENT PROGRAM. STRIVE OFFERS OPPORTUNITIES FOR PEOPLE TO VOLUNTEER, PARTICIPATE IN COMMUNITY INTEGRATION ACTIVITIES AND DEVELOP PEER GROUPS. TRANSPORTATION TO AND FROM THE STRIVE PROGRAM IS PROVIDED BY ACLD. 9587867 9879026 CHILDREN'S SERVICES: ACLD PROVIDES CHILDREN'S SERVICES AT TWO LOCATIONS IN BAY SHORE. THE ALAN AND ELLEN SPIEGEL CHILDREN'S CENTER IS HOME TO ACLD'S PRESCHOOL AND RECREATION PROGRAM. OFFERINGS AT THE CENTER INCLUDE FULL-DAY CLASSES FOR 40 PRESCHOOLERS WITH DEVELOPMENTAL DISABILITIES IN A 10:1:2 CLASS RATIO. IN ADDITION, IT IS HOME TO A SUMMER CAMP FOR SCHOOL-AGE CHILDREN WITH DISABILITIES, OPERATED IN CONJUNCTION WITH THE GREAT SOUTH BAY YMCA, WITH THE SUPPORT OF A GRANT FROM NEW YORK STATE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES (OPWDD). KRAMER LEARNING CENTER PROVIDES COMPREHENSIVE DIAGNOSTIC, EDUCATIONAL AND THERAPEUTIC SERVICES TO PRESCHOOLERS WITH DEVELOPMENTAL DISABILITIES. THE PROGRAM OFFERED AT THIS SITE INCLUDES FULL-DAY CLASSES FOR 114 PRESCHOOLERS IN EITHER AN 8:1:2 OR 10:1:2 CLASS RATIO. THIS SITE ALSO OFFERS EVALUATION AND CLINICAL SERVICES (SPEECH, PHYSICAL AND OCCUPATIONAL THERAPIES) TO CHILDREN NOT ENROLLED IN OUR PRESCHOOL CLASSES. 4399562 3755286 VOCATIONAL SERVICES: AT THE GAIL AND DON MITZNER ADULT SERVICES PAVILION, ACLD'S VOCATIONAL SERVICES PROGRAM PROVIDED JOB ASSESSMENT, JOB DEVELOPMENT, TRAVEL TRAINING, ON-SITE JOB COACHING, SCHOOL CONSULTATION AND SITUATIONAL ASSESSMENT SERVICES FOR MORE THAN 330 MEN AND WOMEN WITH DISABILITIES IN 2020. ACLD OPERATES ONE OF LONG ISLAND'S LARGEST SUPPORTED EMPLOYMENT PROGRAMS, WORKING WITH HIGHLY MOTIVATED AND QUALIFIED JOB-SEEKERS AND EMPLOYEES AND MATCHING THEM WITH AN APPROPRIATE JOB OPPORTUNITY AT ONE OF MORE THAN 100 COMPANIES THROUGHOUT NASSAU AND SUFFOLK COUNTIES WHO HIRE PEOPLE WITH DISABILITIES. ACLD HAS CONTRACTED WITH NYSID (NEW YORK STATE INDUSTRIES FOR THE DISABLED, INC.) SINCE 2016. THE CONTRACT INCLUDES THE HUNTINGTON DEPARTMENT OF MOTOR VEHICLES, THE DEPARTMENT OF HOMELAND SECURITY IN BAY SHORE AND BOCES IN COMMACK. IN ADDITION, ACLD BUSINESS SERVICES CLEANS JOHN'S CRAZY SOCKS, DASH, CHARLES EVANS CENTER IN BETHPAGE AND GLEN COVE, AND HOPE FOR YOUTH IN AMITYVILLE AND BELLMORE. REWEARABLE PROGRAM: REWEARABLE IS A CLOTHING RECYCLING PROGRAM COMMITTED TO HELPING PEOPLE WITH DEVELOPMENTAL DISABILITIES PURSUE ENVIABLE LIVES THROUGH SUSTAINABLE EMPLOYMENT. WINNER OF THE 2017 IMAGINE AWARD FOR INNOVATION, REWEARABLE HAS AN INTEGRATED WORKFORCE WHICH, FROM SCHEDULING PICKUPS TO SORTING AND BALING THE CLOTHING, ENSURES WORKERS ARE BUILDING VOCATIONAL SKILLS IN A WORK ENVIRONMENT.FAMILY SUPPORT SERVICES: THE FAMILY SUPPORT SERVICES PROGRAM PROVIDES INFORMATION, REFERRALS, LIFE PLANNING ASSISTANCE AND TRANSITION PLANNING AWARENESS TO PEOPLE WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES TO HELP THEM SEEK SERVICES WHICH WILL ENHANCE THEIR LIVES. IN ADDITION, IN-HOME RESPITE SERVICES ARE AVAILABLE THROUGH THIS PROGRAM TO FAMILIES OF CHILDREN OR ADULTS WITH DEVELOPMENTAL DISABILITIES WHO ARE LIVING AT HOME. ACLD PROVIDES INFORMATION AND REFERRAL SERVICES TO THOUSANDS OF FAMILIES THROUGHOUT LONG ISLAND EACH YEAR. ADMINISTRATIVE SERVICES: ACLD PROVIDES GENERAL AND ADMINISTRATIVE SERVICES TO CHARLES EVANS CENTER, INC. (CEC), A COMMUNITY PARTNER THAT IS SEPARATELY INCORPORATED AND AN UNRELATED ORGANIZATION. CEC IS A FEDERALLY QUALIFIED HEALTH CENTER (FQHC), LICENSED UNDER ARTICLE 28 OF THE PUBLIC HEALTH LAW. IN 2015, CEC ENTERED INTO AN ADMINISTRATIVE SERVICES AGREEMENT WITH ACLD TO PROVIDE ADMINISTRATIVE AND SUPPORT SERVICES INCLUDING, BUT NOT LIMITED TO FINANCE, PAYROLL, HUMAN RESOURCES AND IT. IN ADDITION TO THE ADMINISTRATIVE SERVICE AGREEMENT, CEC LEASES OFFICE SPACE IN BETHPAGE AND HAUPPAUGE FROM ACLD WITH PAYMENTS EQUAL TO THE PRINCIPAL AND INTEREST DUE ON A PORTION OF THOSE CERTAIN NASSAU COUNTY LOCAL ECONOMIC ASSISTANCE CORPORATION REVENUE BONDS, SERIES 2011 AND BUILDING OPERATING COSTS, ATTRIBUTABLE TO THE PREMISES. 344633 349835 HEALTH SERVICES: ACLD PROVIDES OCCUPATIONAL, SPEECH AND PHYSICAL THERAPY, ALONG WITH SOCIAL WORK SERVICES, THROUGH ITS ARTICLE 16 CLINIC. 4744195 4105121 77719620 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 83 0 1539 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X KIM LEONARD 5168220028 807 SOUTH OYSTER BAY ROAD BETHPAGE NY 11714 JOSEPH J ORTEGO PRESIDENT 1.00 0.00 X X 0 0 0 RICHARD BREUNINGER 1ST VICE PRESIDENT 1.00 0.00 X X 0 0 0 REBECCA KOOPER SECRETARY 1.00 0.00 X X 0 0 0 EDWARD MURPHY TREASURER 1.00 1.00 X X 0 0 0 MEGAN GARDNER BOARD MEMBER 1.00 0.00 X 0 0 0 ELLEN ALEXANDER BOARD MEMBER 1.00 0.00 X 0 0 0 DR ANNE EMMERSON BOARD MEMBER 1.00 0.00 X 0 0 0 ERNEST GONZALEZ BOARD MEMBER 1.00 0.00 X 0 0 0 MERYL JACKELOW BOARD MEMBER 1.00 0.00 X 0 0 0 DONALD MITZNER BOARD MEMBER 1.00 0.00 X 0 0 0 DORIS SHAW BOARD MEMBER 1.00 0.00 X 0 0 0 ELLEN SPIEGEL BOARD MEMBER 1.00 0.00 X 0 0 0 SHARON CIMINO BOARD MEMBER 1.00 0.00 X 0 0 0 CARYN PINCUS BOARD MEMBER 1.00 0.00 X 0 0 0 HONORABLE NORMAN ST GEORGE BOARD MEMBER 1.00 0.00 X 0 0 0 JEFFREY TAYLOR BOARD MEMBER 1.00 0.00 X 0 0 0 ANTHONY PERFETTI CFO UNTIL 1/3/20 35.00 0.00 X 22901 0 2576 ROBERT C GOLDSMITH EXECUTIVE DIRECTOR UNTIL 12/31/20 35.00 1.00 X 636054 0 24095 ROBERT JOHN CIATTO COO 35.00 0.00 X 315046 0 30908 KIM ANNE LEONARD CFO 35.00 1.00 X 163007 0 35470 ANNE MARIE SIME SENIOR DIRECTOR OF ADULT SERVICES 35.00 0.00 X 164587 0 1978 GERARD F DIMURO SENIOR DIRECTOR OF ADMINISTRATION 35.00 0.00 X 159851 0 2542 RICHARD CHARLES VAN DYKE DIRECTOR OF BUSINESS OPERATIONS 35.00 0.00 X 151237 0 2455 CAROL A ENGLER DIRECTOR OF FINANCIAL REPORTING 35.00 0.00 X 143841 0 13558 SANDI MICHELE HOFFMAN CONTROLLER 35.00 0.00 X 143624 0 2242 1900148 0 115824 29 0 1 0 SANDBAR BUILDERS LLC 27 GLADSTONE AVENUE WEST ISLIP NY 11795 CONSTRUCTION 714563 ACCESS STAFFING LLC PO BOX 823473 PHILADELPHIA PA 191823473 TEMP DIRECT CARE & NURSING STAFF 582094 FUSION ARCHITECTURE ONE FAIRCHILD CT STE 130 PLAINVIEW NY 11803 ARCHITECT 273457 MORITT HOCK & HAMROFF LLP 400 GARDEN CITY PLAZA GARDEN CITY NY 11530 LEGAL 179719 AXION LLC C/O WELLS FARGO CAP FIN PO BOX 20 DALLAS TX 753202056 TEMP DIRECT CARE STAFF 107460 6 11825 129353 2095736 190175 2427089 MEDICAID 624100 64292069 64292069 PROGRAM SERVICE REVENUE 624100 17182210 17182210 CLIENT FEES 624100 339569 339569 81813848 29652 29652 324405 277 0 -277 324405 324128 324128 DEVELOPER FEES 900099 1867265 1867265 MNGEMNT FEES/RENT CHARLES EVANS 624100 1121938 1121938 FOUNDATION & NSMC MGMT. FEE 624100 85407 85407 131012 90478 40534 3205622 87800339 84978936 0 394314 1015716 1015716 51295294 47974248 3317740 3306 401862 310686 91164 12 8460194 7522498 937168 528 3864508 3575734 288527 247 179038 17461 161577 121650 12000 109650 5900 3000 2900 1554392 1119237 435155 582728 506536 76143 49 2695533 2660884 34625 24 462839 458808 4030 1 46507 30602 15905 1734998 1681064 53922 12 4047307 3805278 241918 111 1167419 1034565 132830 24 CLIENT EXPENSE 2157172 2157172 CONSUMABLE SUPPLIES 1997392 1965392 31987 13 REPAIRS AND MAINTENANCE 1778057 1436840 341145 72 EQUIPMENT PURCHASE 799404 747379 52014 11 967357 700236 267110 11 85335267 77719620 7611226 4421 2953538 2768684 3963877 5121279 855 4522 11140653 10622714 901655 1173360 87499092 37174459 46659627 50324633 1348986 1386000 50000 50000 12784298 13850906 79803489 85302098 9269240 9149767 15439259 14195463 196369 459035 19939743 22896240 5758219 6999385 50602830 53699890 X 27076209 29907232 2124450 1694976 29200659 31602208 79803489 85302098 X 2465072 -63523 X 0 1 X 1 0 X 484595 774293 575865 588802 2427089 4850644 65964263 75768555 83288288 87244416 81813848 394079370 66448858 76542848 83864153 87833218 84240937 398930014 19538 14000 10137 5000 48675 0 19538 14000 10137 5000 48675 398881339 39900 40141 45126 87190 29652 242009 39900 40141 45126 87190 29652 242009 1112766 1203323 1371147 1149095 3205622 8041953 67601524 77786312 85280426 89069503 87476211 407213976 0.97950 0.98460 0.00060 0.00070 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2016 AMOUNT: $ 240,108. 2017 AMOUNT: $ 210,824. 2018 AMOUNT: $ 11,135. 2019 AMOUNT: $ 8,889. 2020 AMOUNT: $ 1,197. MNGEMNT FEES/RENT CHARLES EVANS - 2016 AMOUNT: $ 872,658. 2017 AMOUNT: $ 865,666. 2018 AMOUNT: $ 880,724. 2019 AMOUNT: $ 922,174. 2020 AMOUNT: $ 1,121,938. FOUNDATION NSMC MGMT FEE - 2017 AMOUNT: $ 44,569. 2018 AMOUNT: $ 41,868. 2019 AMOUNT: $ 60,005. 2020 AMOUNT: $ 85,407. REWEARABLE - 2017 AMOUNT: $ 50,352. 2018 AMOUNT: $ 85,613. 2019 AMOUNT: $ 70,539. 2020 AMOUNT: $ 54,813. COMMUNITY TRUST A B ADMIN FEES - 2017 AMOUNT: $ 31,912. 2018 AMOUNT: $ 43,676. 2019 AMOUNT: $ 33,666. 2020 AMOUNT: $ 40,534. DEVELOPERS FEES - 2018 AMOUNT: $ 308,131. 2020 AMOUNT: $ 1,867,265. OTHER MANAGEMENT SERVICES - 2019 AMOUNT: $ 53,822. 2020 AMOUNT: $ 34,468. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 5900 0 0 0 5900 0 PART II-B, LINE 1: ADULTS AND CHILDREN WITH LEARNING AND DEVELOPMENTAL DISABILITIES, INC. IS A MEMBER OF THE LONG ISLAND COALITION FOR YOUNG CHILDREN WITH SPECIAL NEEDS, INC. AND THE INTERAGENCY COUNCIL OF DEVELOPMENTAL DISABILITIES AGENCIES, INC. A PORTION OF THE MEMBERSHIP DUES PAID TO THESE ORGANIZATIONS IS EARMARKED FOR GOVERNMENT RELATIONS REPRESENTATION. 0 1 X 270400 8000 262400 278400 8000 270400 286400 8000 278400 294400 8000 286400 302400 8000 294400 0.00000 1.00000 0.00000 0 0 15322166 15322166 57802030 28090113 29711917 1401867 1096759 305108 12973029 7987587 4985442 50324633 DUE FROM CHARLES EVANS CENTER 371227 DUE FROM AFFILIATE 2631343 CASH HELD AS AGENT 459035 ASSETS WHOSE USE IS LIMITED 172278 ASSETS HELD FOR A SPECIFIC PURPOSE 1989198 INTEREST RATE SWAP ASSET 1846 SECURITY DEPOSITS 181552 CONSTRUCTIONS IN PROGRESS 7194400 INTERST IN RECIPIENT ORGANIZATION NET ASSETS 850027 13850906 DUE TO GOVERNMENT AGENCIES 4373487 DEFERRED COMPENSATION PAYABLE 2541145 INTEREST RATE SWAP LIABILITY 84753 6999385 X 88040278 232282 232282 87807996 -7657 -7657 87800339 85638729 7657 7657 85631072 -295805 -295805 85335267 PART IV, LINE 2B: ACLD PROVIDES CUSTODIANSHIP FOR RESIDENTS WHO, DUE TO THEIR DISABILITIES, ARE UNABLE TO MAINTAIN THEIR OWN BANK ACCOUNTS AND MANAGE THEIR FINANCES PROPERLY. PART V, LINE 4: PERMANENT ENDOWMENT FUNDS ARE RESTRICTED TO INVESTMENTS IN PERPETUITY; THE INCOME IS EXPENDABLE AT THE DISCRETION OF ACLD WITHIN THE PROGRAMS SPECIFIED BY THE DONORS. PART X, LINE 2: THE ORGANIZATION FOLLOWS THE PROVISIONS OF ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH PRESCRIBES RECOGNITION THRESHOLDS THAT MUST BE MET BEFORE A TAX POSITION IS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS AND PROVIDES GUIDANCE ON DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, DISCLOSURE, AND TRANSITION. UNDER ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, AN ENTITY MAY ONLY RECOGNIZE OR CONTINUE TO RECOGNIZE TAX POSITIONS THAT MEET A "MORE-LIKELY-THAN-NOT" THRESHOLD. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED GAIN (457B/F PLANS) 295,805. UNREALIZED LOSS ON INTEREST RATE SWAP -63,523. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF FIXED ASSETS -7,657. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF FIXED ASSETS 7,657. PART XII, LINE 4B - OTHER ADJUSTMENTS: UNREALIZED GAIN (457B/F PLANS) -295,805. X X X X X 0 1 0 0 0 0 0 1 0 ROBERT C GOLDSMITH EXECUTIVE DIRECTOR UNTIL 12/31/20 393814 0 0 0 242240 0 22350 0 1745 0 660149 0 127132 0 ROBERT JOHN CIATTO COO 309768 0 0 0 5278 0 2462 0 28446 0 345954 0 0 0 KIM ANNE LEONARD CFO 162780 0 0 0 227 0 1737 0 33733 0 198477 0 0 0 ANNE MARIE SIME SENIOR DIRECTOR OF ADULT SERVICES 164270 0 0 0 317 0 1644 0 334 0 166565 0 0 0 GERARD F DIMURO SENIOR DIRECTOR OF ADMINISTRATION 159283 0 0 0 568 0 1597 0 945 0 162393 0 0 0 CAROL A ENGLER DIRECTOR OF FINANCIAL REPORTING 143089 0 0 0 752 0 1448 0 12110 0 157399 0 0 0 RICHARD CHARLES VAN DYKE DIRECTOR OF BUSINESS OPERATIONS 150711 0 0 0 526 0 1510 0 945 0 153692 0 0 0 PART I, LINE 3 THE EXECUTIVE DIRECTOR HAS A WRITTEN EMPLOYMENT CONTRACT IN PLACE. THE ORGANIZATION USES A CONSULTING FIRM WITH EXPERTISE IN HUMAN SERVICES AGENCIES. THE COMPENSATION ANALYSIS INCLUDES A COMPENSATION SURVEY BASED UPON THE COMPENSATION AND FRINGE BENEFITS PAID TO EXECUTIVES OF COMPARABLE ORGANIZATIONS. THE EXECUTIVE DIRECTOR, COO AND CFO POSITIONS ARE ANALYZED. THE RESULTS OF THIS COMPENSATION ANALYSIS ARE PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEWS THE ANALYSIS TO DETERMINE APPROPRIATE COMPENSATION LEVELS AND TO ENSURE COMPLIANCE WITH THE DUE DILIGENCE AND REASONABLENESS GUIDELINES AS OUTLINED IN IRC 4958 AND BEST PRACTICES. THE COMPENSATION DECISIONS ARE RATIFIED BY THE BOARD OF TRUSTEES BEFORE BECOMING EFFECTIVE. PART I, LINE 4B THE EXECUTIVE DIRECTOR, ROBERT GOLDSMITH, EXPERIENCED A DISTRIBUTION EVENT UNDER THE ACLD SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN ("SERP"). THE SERP WAS FORFEITABLE UNTIL THE END OF THE EXECUTIVE DIRECTOR'S CONTRACT TERM. THE DISTRIBUTED AMOUNT INCLUDED A CONTRIBUTION MADE DURING 2020, PLUS AMOUNTS CONTRIBUTED IN PRIOR YEARS, PLUS EARNINGS. THE DISTRIBUTION DURING 2020 WAS $232,294.91. PART I, LINE 7 FOUR STAFF RECEIVED NON-FIXED PAYMENTS IN THE FORM OF BONUSES FOR THE YEAR ENDED 12/31/20 WHICH WERE APPROVED BY THE BOARD OF TRUSTEES. A SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY 864768KW5 2004-12-17 1360000 ACQUISITION OF TWO IRA'S IN SAYVILLE AND HUNTINGTON, NY. 0 0 0 B SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY 864768NF9 2006-09-27 2550000 ACQUISITION OF TWO IRA'S IN NORTH BABYLON AND EAST NORTHPORT, NY. 0 0 0 C NASSAU COUNTY LOCAL ECONOMIC ASSISTANCE CORP 63166LAA9 2014-11-12 11995000 CONSTRUCTION OF HEALTH SVCS CTR, RENO 807/837 BLDGS 0 0 0 D NASSAU COUNTY LOCAL ECONOMIC ASSISTANCE CORP 63166LAN1 2012-09-24 6685000 REFINANCE 00, 02 & 03 BONDS, AND 6 VNB LOANS; BUILD ONE IRA IN BETHPAGE, NY 1 0 0 A 110000 1353014 37400 1149628 55986 2004 0 0 1 1 B 5000 2594715 133870 69619 2386226 2007 0 0 1 1 C 305000 12358528 69418 333845 11374543 275722 2013 0 0 1 1 D 6696728 178847 1441290 5038183 38408 2014 0 1 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 1 0 0 0 1 A 0 B 0 C 0 D 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2016 ISSUER NAME: SUFFOLK COUNTY INDUSTRIAL DEVELOPMENT AGENCY DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2016 ISSUER NAME: NASSAU COUNTY LOCAL ECONOMIC ASSISTANCE CORP DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2017 ISSUER NAME: SUFFOLK COUNTY ECONOMIC DEVELOPMENT CORP DATE THE REBATE COMPUTATION WAS PERFORMED: 12/31/2017 IN PART II, LINE 3: IN PART II, LINE 3, THE TOTAL PROCEEDS OF ISSUE FOR ALL OF THE BONDS LISTED DIFFER FROM THE RESPECTIVE ISSUE AMOUNTS LISTED IN PART I, COLUMN E BECAUSE OF INVESTMENT EARNINGS. A SUFFOLK COUNTY ECONOMIC DEVELOPMENT CORP 86476RBZ6 2012-09-24 4615000 REFINANCE 99, 00 & 02 BONDS AND BUILD CHILDREN'S CENTER IN BAYSHORE, NY 0 0 0 A 4637765 128724 4023091 485950 2014 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 0 0 0 1 A 0 FORM 990, PART VI, SECTION B, LINE 11B A DETAILED REVIEW OF THE FORM 990 IS PERFORMED BY THE CONTROLLER AND CFO. ADDITIONALLY, THE CFO REVIEWS/PRESENTS TO THE FINANCE AND AUDIT COMMITTEE IN A FORMAL PRESENTATION ABOUT THE FILING. FINALLY, COPIES OF THE COMPLETE FORM 990 ARE MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES VIA EMAIL PRIOR TO THE DATE OF THE FILING. FORM 990, PART VI, SECTION B, LINE 12C THROUGH AN ANNUAL MONITORING PROCESS, THE CORPORATE COMPLIANCE OFFICER ENSURES THAT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES HAVE COMPLETED AN ANNUAL CONFLICT OF INTEREST STATEMENT. IF ACLD DISCOVERS AN UNDISCLOSED CONFLICT OF INTEREST OR UNDISCLOSED POSSIBLE CONFLICT OF INTEREST, THE BOARD SHALL CONDUCT A REVIEW OF THE TRANSACTION TO DETERMINE WHETHER AN ACTUAL CONFLICT OF INTEREST EXISTS THAT SHOULD HAVE BEEN DISCLOSED AND THEN, DETERMINE WHAT ACTION TO TAKE WITH RESPECT TO THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR HAS A WRITTEN EMPLOYMENT CONTRACT IN PLACE THAT OUTLINES HIS COMPENSATION, INCLUDING ALL FORMS OF WAGES AND FRINGE BENEFITS. THE ORGANIZATION USES A CONSULTING FIRM WITH EXPERTISE IN THE NOT-FOR-PROFIT INDUSTRY TO PERFORM A COMPENSATION ANALYSIS OF THE EXECUTIVE DIRECTOR POSITION. THE COMPENSATION ANALYSIS INCLUDES A COMPENSATION SURVEY FOR THE CEO/EXECUTIVE DIRECTOR, CFO AND CHIEF OPERATING OFFICER POSITIONS BASED UPON THE COMPENSATION AND FRINGE BENEFITS REPORTED ON THE IRS FORM 990 TAX RETURNS FOR COMPARABLE AGENCIES IN THE INDUSTRY. THE RESULTS OF THIS COMPENSATION ANALYSIS ARE PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, WHO REVIEWS THE ANALYSIS TO DETERMINE APPROPRIATE COMPENSATION LEVELS AND TO ENSURE COMPLIANCE WITH THE DUE DILIGENCE GUIDELINES AS OUTLINED IN IRC 4958. THE COMPENSATION DECISIONS ARE RATIFIED BY THE BOARD OF TRUSTEES BEFORE BECOMING EFFECTIVE. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ACLD'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE FOR INSPECTION AT OUR MAIN OFFICE OR UPON REQUEST. FORM 990, PART XI, LINE 9: UNREALIZED LOSS ON INTEREST RATE SWAP -63,523. OYSTER BAY GARDENS MEMBER LLC 807 SOUTH OYSTER BAY ROAD BETHPAGE NY 11714 824536052 WAS ESTABLISHED TO CONSTRUCT, DEVELOP & OPERATE AFFORDABLE HOUSING NY 316599 18089805 ACLD INC ACLD FOUNDATION INC 807 SOUTH OYSTER BAY RD BETHPAGE NY 11714 812018946 TO SUPPORT ACTIVITIES OF ACLD, INC NY 501(C)(3) LINE 12A, I ACLD INC 1 NASSAU SUFFOLK MEDICAL CARE PC 807 SOUTH OYSTER BAY ROAD BETHPAGE NY 11714 813781245 MEDICAL SERVICES NY ACLD INC C 188561 60840 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 1 ACLD FOUNDATION INC C 129353 BOOK