2021-11-01T17:18:57-05:00 2020-12-31 611064249 DEMING MALONE LIVESAY & OSTROFF PSC 9300 SHELBYVILLE RD STE 1100 LOUISVILLE KY 402225187 990 2020-01-01 311784753 FOUNDATION FOR A HEALTHY KENTUCKY INC FOUN 5023262583 1640 LYNDON FARM CT NO 100 LOUISVILLE KY 40223 MARY JO SHIRCLIFFE VP OPERATIONS 5023262583 2021-10-15 1 MARY JO SHIRCLIFFE 999009999 JEFFREY K MCCAFFREY P00938853 5024269660 2021-10-15 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z MARY JO SHIRCLIFFE 1640 LYNDON FARM CT LOUISVILLE KY 40223 12841551 0 X WWW.HEALTHY-KY.ORG X 2001 KY THE FOUNDATION FOR A HEALTHY KENTUCKY IS A NON-PROFIT, PHILANTHROPIC ORGANIZATION WORKING TO ADDRESS THE UNMET HEALTH NEEDS OF KENTUCKIANS. THE FOUNDATION MAKES GRANTS, CONDUCTS CAMPAIGNS, SUPPORTS RESEARCH, HOLDS EDUCATIONAL FORUMS AND CONVENES COMMUNITIES TO ENGAGE AND DEVELOP THE CAPACITY OF THE COMMONWEALTH TO IMPROVE THE HEALTH AND QUALITY OF LIFE OF ALL KENTUCKIANS. 15 15 9 75 0 0 10081 95877 0 0 2292066 1358363 159878 228581 2462025 1682821 448153 592018 0 0 1058201 1051777 0 0 0 617614 568083 2123968 2211878 338057 -529057 56439776 61719427 137808 93491 56301968 61625936 X THE FOUNDATION FOR A HEALTHY KENTUCKY IS A NON-PROFIT, ORGANIZATION WORKING TO ADDRESS THE UNMET HEALTH NEEDS OF KENTUCKIANS. 0 0 1810539 592018 656034 THE FOUNDATION MADE GRANTS AND CONDUCTED PROGRAM ACTIVITIES IN 2020 UNDER THE FOLLOWING INITIATIVES AND PROGRAMS:A. TOBACCO USE REDUCTION. THE FOUNDATION'S WORK UNDER THIS INITIATIVE IS AIMED AT REDUCING THE USE OF TOBACCO PRODUCTS, INCLUDING CIGARETTES, SMOKELESS TOBACCO PRODUCTS AND E-CIGARETTES. IT IS ALSO FOCUSED ON PREVENTING TOBACCO USE BY YOUTH AND REDUCING KENTUCKIANS' EXPOSURE TO SECONDHAND SMOKE. THE FOUNDATION LEADS THE COALITION FOR A SMOKE-FREE TOMORROW, A DIVERSE GROUP OF STAKEHOLDER GROUPS FROM AROUND THE COMMONWEALTH AND ACROSS A BROAD SPECTRUM OF PROFESSIONS THAT HAVE FORMED A STATEWIDE ORGANIZATION TO SPEAK TO POLICYMAKERS WITH A SINGLE VOICE ON TOBACCO-CONTROL ISSUES.B. OBESITY AND DIABETES PREVENTION AND CHILDREN'S HEALTH. THE FOUNDATION SERVES AS THE SUPPORT ORGANIZAITON TO THE STATE-WIDE KENTUCKY CHILDRENS HEALTH COALITION, FOCUSED ON EFFORTS TO ADDRESS CHILDHOOD OBESITY AND ADVERSE CHILDHOOD EXPERIENCES. STRATEGIES TO INCREASE SCREENING FOR DIABETES AND PARTICIPATION IN DIABETES PREVSION PROGRAMS IN EASERN KENTUCKY AND WEST LOUISVILLE. FUNDING FOR TRAINING IN A RURUAL SCHOOL SYSTEM ON ADVERSE CHILDHOOD EXPIERENCES.C. OTHER INITIATIVES. THE FOUNDATION'S HEALTH FOR A CHANGE TRAINING SERIES HELPS STRENGTHEN LOCAL NONPROFITS THROUGH WEBINARS AND WORKSHOPS ON SUCH TOPICS AS GRANT WRITING AND PROGRAM SUSTAINABILITY. THE RESOURCE DIRECTORY OF LOCAL HEALTH COALITIONS ON OUR WWW.HEALTHY-KY.ORG WEBSITE HELPS INTERESTED CITIZENS LEARN ABOUT AND ENGAGE IN COLLABORATIVE HEALTH POLICY WORK IN THEIR LOCAL COMMUNITY. 1810539 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 9 1 0 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 KY X X X FOUNDATION FOR A HEALTHY KENTUCKY 5023262583 1640 LYNDON FARM CT100 LOUISVILLE KY 40223 MARK CARTER IMMEDIATE PAST CHAIR 1.00 X X 0 0 0 TIMOTHY MARCUM COUNCIL CHAIR - EX OFFICIO 1.00 X 0 0 0 GARREN COLVIN BOARD MEMBER 1.00 X 0 0 0 JANE CHILES BOARD MEMBER 1.00 X 0 0 0 LARRY PRYBIL SECRETARY 1.00 X X 0 0 0 PATRICK WINTHROW BOARD MEMBER 1.00 X 0 0 0 DANIELD MONGIARDO BOARD MEMBER 1.00 X 0 0 0 CLIFFORD MAESAKA TREASURER 1.00 X X 0 0 0 PAULA LITTLE BOARD MEMBER 1.00 X 0 0 0 TIM HATFIELD BOARD MEMBER 1.00 X 0 0 0 MARIANNE SMITH EDGE BOARD MEMBER 1.00 X 0 0 0 JOE DAN BEAVERS BOARD MEMBER 1.00 X 0 0 0 VIVIAN LASLEY-BIBBS VICE CHAIR 1.00 X X 0 0 0 BRENT WRIGHT CHAIR 1.00 X X 0 0 0 CARLOS MARIN BOARD MEMBER 1.00 X 0 0 0 ALISSA YOUNG BOARD MEMBER 1.00 X 0 0 0 BEN CHANDLER PRESIDENT/CEO 40.00 X 245600 0 29836 BONNIE HACKBARTH VICE PRESIDENT OF EXTERNAL AFFAIRS 40.00 X 109323 0 9575 MARY JO SHIRCLIFFE VICE PRESIDENT OF OPERATIO 40.00 X 124689 0 20303 479612 0 59714 3 0 1 0 MORGAN STANLEY 1585 BROADWAY AVENUE NEW YORK NY 10036 INVESTMENT SERVICES 181248 1 95877 95877 930910 930910 345395 116814 228581 228581 228581 11469369 11041916 427453 427453 427453 1682821 656034 0 930910 592018 592018 275437 247893 27544 612093 533183 78910 104892 85007 19885 59355 49280 10075 38500 38500 181248 181248 52058 49173 2885 7416 7416 73628 52525 21103 27940 27940 23971 20264 3707 9675 6065 3610 20897 17328 3569 110969 109328 1641 DUES AND SUBS 19825 11163 8662 MISCELLANEOUS 1956 1956 2211878 1810539 401339 0 107059 126234 0 24000 29199 13990 17921 18964 3586723 986512 2696224 2600211 50032869 54609211 3525607 4310877 30897 15940 56439776 61719427 76983 58181 60825 9000 0 26310 137808 93491 X 56301968 61601936 24000 56301968 61625936 56439776 61719427 -529057 5853025 0 X 1 X 1 X 1 0 X X 18 COMMUNITY FOUNDAITON OF LOUISVILLE 310997017 7 0 103838 0 KENTUCKY EQUAL JUSTICE CENTER 610909545 10 0 100000 0 KENTUCKY VOICES FOR HEALTH 274557052 7 0 100000 0 KENTUCKY YOUTH ADVOCATES 610929390 7 0 30000 0 KET 611285473 7 0 50000 0 LOUISVILLE PUBLIC MEDIA 611259787 7 0 12500 0 UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION 616033693 5 0 81000 0 UNIVERSITY OF LOUISVILLE 611014882 7 0 6000 0 UNIVERSITY OF LOUISVILLE FOUNDATION 237078461 5 0 60000 0 KENTUCKY CENTER FOR PUBLIC SERVICE 463464828 7 0 5000 0 KENTUCKY RIVER AREA DEVELOPMENT DISTRICT 610675786 6 0 5000 0 LA CASITA CENTER 743178408 10 0 5000 0 TODD COUNTY HEALTH DEPARTMENT 611160159 6 0 2680 0 LEXINGTON COMMUNITY RADIO INC 364662643 10 0 5000 0 REDEEMER LUTERHAN CHURCH 610607517 1 0 1000 0 GRAYSON COUNTY FISCAL COURT 616000845 6 0 5000 0 LOUISVILLE JEFFERSON COUNTY FISCAL COURT 320049006 6 0 5000 0 HANDS HEALING HEARTS INC 831472092 7 0 10000 0 18 587018 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 SCHEDULE A; PART IV; SECTION A; LINE 1 AS PERMITTED IN THE CORPORATION'S BY-LAWS, THE MEMBERS OF THE CORPORATION SHALL BE SEVEN (7) REPRESENTATIVES OF THE CORPORATION'S SUPPORTED ORGANIZATIONS (COLLECTIVELY, THE "MEMBERS"). (A) A "SUPPORTED ORGANIZATION" MEANS ANY ORGANIZATION THAT: (I) IS ORGANIZED AND OPERATED EXCLUSIVELY FOR CHARITABLE OR EDUCATIONAL PURPOSES THAT CORRESPOND WITH THE CORPORATION'S CHARITABLE OR EDUCATIONAL PURPOSES AS DESCRIBED IN THE ARTICLES; (II) IS QUALIFIED AS AN ORGANIZATION EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OR UNDER SECTION 115 OF THE CODE; (III) IS CLASSIFIED AS A "PUBLIC CHARITY" AS DESCRIBED UNDER THE PROVISIONS OF SECTION 509(A)(1) OR (2) OF THE CODE OR OPERATES FOR EXCLUSIVELY PUBLIC PURPOSES AS DESCRIBED IN SECTION 170(C)(1); AND (IV) IS DEVOTED TO ADDRESSING THE UNMET HEALTH NEEDS OF KENTUCKIANS INCLUDING BY INFLUENCING HEALTH POLICY, IMPROVING ACCESS TO CARE, REDUCING HEALTH RISKS AND DISPARITIES, AND PROMOTING HEALTH EQUITY. (B) "REPRESENTATIVES" OF THE SUPPORTED ORGANIZATIONS ELIGIBLE FOR MEMBERSHIP SHALL CONSIST OF ANY OFFICERS, DIRECTORS, TRUSTEES, INCLUDING EXECUTIVE-LEVEL EMPLOYEES, OR OTHER SIMILARLY SITUATED PERSONS. SCHEDULE A; PART IV; SECTION A; LINE 2 THE FOUNDATION DOES SUPPORT SOME ORGANIZATIONS, WHICH ARE NOT REQUIRED TO OBTAIN RECOGNITION OF ITS PUBLIC CHARITY STATUS BECAUSE IT IS A CHURCH, STATE UNIVERSITY, OR OTHER ORGANIZATION DESCRIBED IN SECTION 4948(B). THE FOUNDATION DOES OBTAIN SUPPORTING DOCUMENTATION FROM THE ORGANIZATION TO VERIFY THEY ARE AN EXEMPT ORGANIZATION. SCHEDULE A; PART IV; SECTION A; LINE 6 THE FOUNDATION ALSO MAKES GRANTS TO NONPROFIT ORGANIZATIONS TO CONDUCT HEALTH RESEARCH AND INCREASE PUBLIC AWARENESS IN SUPPORT OF THE FOUNDATION'S MISSION TO ADDRESS THE UNMET HEALTH NEEDS OF KENTUCKIANS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9062 9062 2202816 2211878 260594 65149 0 0 285941 274914 256198 260594 1077647 1616471 3504 110763 9390 9062 132719 71485 68729 64050 65149 269413 404120 53558476 6848892 1487280 58920088 46679776 8639540 1760840 53558476 52198445 -3536483 1982186 46679776 45752875 7445964 1000394 52198445 47852913 2474725 4574763 45752875 1.00000 0 0 3313835 837919 2475916 272888 148593 124295 2600211 NONPUBLICALLY TRADED INVESTMENTS 4310877 F 4310877 X 7471412 5853025 -181248 5671777 1799635 -116814 -116814 1682821 2147444 -181248 -181248 2328692 -116814 -116814 2211878 PART V, LINE 4: AS OF DECEMBER 31, 2020, THE BOARD OF DIRECTORS HAD DESIGNATED AN INITIAL $45,000,000 OF NET ASSETS WITHOUT DONOR RESTRICTION, PLUS ACCUMULATED EARNINGS, AS A GENERAL ENDOWMENT FUND TO SUPPORT THE MISSION OF THE FOUNDATION. PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS REQUIRED. PART XI, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -181,248. PART XI, LINE 4B - OTHER ADJUSTMENTS: BUILDING EXPENSE -116,814. PART XII, LINE 2D - OTHER ADJUSTMENTS: INVESTMENT EXPENSES -181,248. PART XII, LINE 4B - OTHER ADJUSTMENTS: BUILDING EXPENSE -116,814. 1 COMMUNITY FOUNDATION OF LOUISVILLE 325 W MAIN STREET SUITE 1100 LOUISVILLE KY 40202 310997017 501C(3) 103838 BOUNCE COALITION KENTUCKY EQUAL JUSTICE CENTER 201 WEST SHORT STREET SUITE 310 LEXINGTON KY 40507 610909545 501C(3) 45000 HEALTH LAW FELLOW KENTUCKY EQUAL JUSTICE CENTER 201 WEST SHORT STREET SUITE 310 LEXINGTON KY 40507 610909545 501C(3) 50000 TO PROMOTE POLICIES AND PRACTICES THAT ACCESS TO SAFE, EQUITABLE AND EFFECTIVE INTEGRATED HEALTH CARE SERVICES KENTUCKY STATE TREASURER FOR THE KENTUCKY DEPARTMENT OF PUBLIC HEALTH 272 EAST MAIN STREET HS2WE FRANKFORT KY 40621 GOVERNMENT AGENCY 5000 A KENTUCKY BEHAVIORIAL RISK FACTOR SURVEILLANCE SYSTEM (KY-BRFSS) OVERSAMPLE KENTUCKY VOICES FOR HEALTH 1640 LYNDON FARM COURT SUITE 108 LOUISVILLE KY 40222 274557052 501C(3) 100000 TARGETED HEALTH ADVOCACY IN SUPPORT OF THE FOUNDATION'S ACCESS TO HEALTH CARE AND CHILDREN'S HEALTH FOCUS AREAS KENTUCKY YOUTH ADVOCATES 11001 BLUEGRASS PARKWAY SUITE 1100 LOUISVILLE KY 40299 610929390 501C(3) 30000 TO IMPROVE THE HEALTH OF KENTUCKY'S CHILDREN BY STRENGTHENING ACCESS TO HEALTH COVERAGE, HIGH-QUALITY INTEGRATED CARE, SMOKE-FREE PROTECTIONS, AND PREVENTION POLICIES KET 600 COOPER DRIVE LEXINGTON KY 40502 611285473 501C(3) 50000 COLLABORATIVE HEALTH INITIATIVE LOUISVILLE PUBLIC MEDIA 619 S FOURTH STREET LOUISVILLE KY 40202 611259787 501C(3) 12500 HEALTH REPORTER/DATA JOURNALIST UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION 109 KINKEAD HALL LEXINGTON KY 40506 616033693 UNIVERSITY 45000 INSTITUTE FOR RURAL JOURNALISM AND TELECOMMUNICATION UNIVERSITY OF KENTUCKY RESEARCH FOUNDATION 109 KINKEAD HALL LEXINGTON KY 40506 616033693 UNIVERSITY 36000 COUNTY LEVEL ANALYSIS OF BRFSS UNIVERSITY OF LOUISVILLE 426 W BLOOM STREET LOUISVILLE KY 40208 611014882 UNIVERSITY 6000 KENTUCKY STATE DATA CENTER KENTUCKY EQUAL JUSTICE CENTER 201 WEST SHORT STREET SUITE 310 LEXINGTON KY 40507 610909545 501C(3) 5000 HEALTH POLICY CHAMPION AWARD UNIVERSITY OF LOUISVILLE FOUNDATION 215 CENTRAL AVENUE SUITE 212 LOUISVILLE KY 40208 237078461 UNIVERSITY 60000 CO-IMMUNITY PROJECT KENTUCKY CENTER FOR PUBLIC SERVICE 644 BRADDOCK COURT EDGEWOOD KY 41017 463464828 501C(3) 5000 NORTHERN KENTUCKY TRIBUNE KENTUCKY RIVER AREA DEVELOPMENT DISTRICT 941 N MAIN STREET HAZARD KY 41701 610675786 501C(3) 5000 CENSUS OUTREACH LA CASITA CENTER 223 E MAGNOLIA AVENUE LOUISVILLE KY 40208 743178408 501C(3) 5000 CENSUS OUTREACH LEXINGTON COMMUNITY RADIO INC PO BOX 526 LEXINGTON KY 40588 364662643 501C(3) 5000 CENSUS OUTREACH GRAYSON COUNTY FISCAL COURT 130E MARKET STREET PO BOX 236 LEITCHFIELD KY 42754 616000845 GOVERNMENT AGENCY 5000 CENSUS OUTREACH LOUISVILLE JEFFERSON COUNTY METRO GOVERNMENT 611 WEST JEFFERSON STREET LOUISVILLE KY 40202 320049006 GOVERNMENT AGENCY 5000 CENSUS OUTREACH HANDS HEALING HEARTS INC 612 SHELBY STREET FRANKFORT KY 40601 831472092 501C(3) 10000 JUST SAY YES HEALTH YOUTH FRANKLIN COUNTY 20 0 PART I, LINE 2 THE FOUNDATION MAKES GRANTS AND FUNDS PROGRAM-RELATED ACTIVITIES AS APPROVED BY THE BOARD OF DIRECTORS PER AN ANNUAL OPERATING PLAN. OVERSIGHT OF THE DEVELOPMENT OF GRANTS AND PROGRAM-RELATED ACTIVITIES IS THE RESPONSIBILITY OF THE STRATEGIC PLANNING AND EVALUATION COMMITTEE WHOSE ROLE IS TO PROVIDE ASSISTANCE TO THE BOARD OF DIRECTORS IN BOTH DEVELOPING STRATEGIC PRIORITIES AND GOALS THAT CAN OPTIMALLY ADVANCE THE FOUNDATION'S MISSION AND ASSESSING PROGRESS TOWARD FULFILLING THEM. STAFF IS RESPONSIBLE FOR THE IMPLEMENTATION AND MONITORING OF GRANTS AND ACTIVITIES AND REPORTS TO THIS COMMITTEE. X X X X X 0 0 0 0 0 0 0 0 0 BEN CHANDLER PRESIDENT/CEO 245600 0 0 0 0 0 18420 0 11416 0 275436 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FOUNDATION'S 990 IS REVIEWED PRIOR TO SUBMITTAL BY THE FINANCE AND AUDIT COMMITTEE; COPIES ARE PROVIDED TO EACH BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE FOUNDATION, BOARD, COMMITTEES AND PROFESSIONAL STAFF IS REQUIRED TO COMPLETE AN UPDATED CONFLICT OF INTEREST FORM ANNUALLY. THE FOUNDATION'S VP FOR OPERATIONS AND ADMINISTRATION TRACKS RECEIPT OF THE COMPLETED FORMS, PROVIDES A SUMMARY TO THE BOARD CHAIR AND CEO, AND FILES THEM FOR FUTURE REFERENCE. FORM 990, PART VI, SECTION B, LINE 15 EVERY THREE TO FIVE YEARS, THE FOUNDATION UNDERTAKES AN EXTERNAL SALARY STUDY OF KEY POSITIONS IN THE FOUNDATION. EXECUTIVE COMMITTEE REFLECT RECEIPT AND ADOPTION OF THE MOST RECENT SALARY STUDY. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S ARTICLES OF INCORPORATION AND BYLAWS ARE AVAILABLE UPON REQUEST. A STATEMENT OF THE FOUNDATION'S CONFLICT OF INTEREST POLICY IS CONTAINED IN THE FOUNDATION'S POLICY AND PROCEDURES MANUAL AND THE POLICY IS AVAILABLE TO THE PUBLIC UPON REQUEST. THE FOUNDATION PUBLISHES AN ANNUAL REPORT CONTAINING A FINANCIAL REPORT FOR THAT YEAR. THE ANNUAL REPORT IS POSTED ON THE FOUNDATION'S WEBSITE AND IS DISSEMINATED TO KEY STAKEHOLDERS. THE FOUNDATION'S FINANCIAL RECORDS HAVE BEEN AUDITED BY THE INDEPENDENT AUDIT FIRM STROTHMAN & COMPANY. FORM 990, SCHEDULE A, LINE 11H, SUPPORTED ORGANIZATION INFORMATION: FOUNDATION FOR A HEALTHY KENTUCKY SUPPORTS VARIOUS ORGANIZATIONS IN KENTUCKY WORKING TO ADDRESS THE UNMET HEALTH NEEDS IN KENTUCKY. THE ORGANIZATIONS SUPPORTED CHANGE ANNUALLY AND ARE NOT LISTED IN THE GOVERNING DOCUMENTS OF FOUNDATION FOR A HEALTHY KENTUCKY.