2021-11-09T17:17:21-06:00 2020-12-31 271728945 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 990PF 2020-01-01 133748063 LINDEN TRUST FOR CONSERVATION LIND 2129913730 156 WEST 56TH STREET NO 1100 NEW YORK NY 100193879 IGOR GOLDENBERG DIRECTOR OF FINANCE 2129913730 2021-11-09 1 IGOR GOLDENBERG 999009999 JOSEPH L ALI CPA P02093808 9143818900 2021-11-09 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 23988522 X 6225000 3422 3422 3422 309243 309243 309243 282675 3390588 282675 120723 80647 -321 80647 6900987 595019 514035 560985 28049 51742 509243 350734 6012 19948 330786 260238 7880 18493 240187 47260 0 0 47260 50415 0 0 69073 1016231 62846 62846 879029 6750 210 210 0 249951 9423 38236 283161 21066 0 0 39394 19105 726 726 18553 370389 25348 29261 43924 2953124 140494 221462 2460610 1522177 4222177 4475301 140494 221462 6682787 2425686 454525 292573 420318 203941 203941 1416965 2621881 2621881 6058822 6554819 6554819 40882 72626 72626 1187918 1530930 1530930 14060435 13004325 13004325 23185340 23988522 23988522 181489 183100 7145986 4586596 53590 91122 7381065 4860818 X 9770664 12147412 6033611 6980292 15804275 19127704 23185340 23988522 15804275 2425686 1058653 19288614 160910 19127704 PUBLICLY TRADED SECURITIES (SHORT-TERM) 654805 565754 89051 89051 PUBLICLY TRADED SECURITIES (LONG-TERM) 2735783 2684874 50909 50909 THRU SCHEDULE K-1'S (SHORT-TERM) P 31672 31672 THRU SCHEDULE K-1'S (LONG-TERM) P 111043 111043 282675 120723 6318 0 6318 0 6318 24119 0 0 0 24119 X 0 17801 17801 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 1 0 0 0 1 N/A IGOR GOLDENBERG 2129913730 156 WEST 56TH STREET NO 1100 NEW YORK NY 100193879 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 LAWRENCE H LINDEN 156 WEST 56TH ST SUITE 1100 NEW YORK NY 100193879 TRUSTEE 40.00 0 0 0 DANA WECHSLER LINDEN 156 WEST 56TH ST SUITE 1100 NEW YORK NY 100193879 TRUSTEE 1.00 0 0 0 ROGER T ULLMAN 156 WEST 56TH ST SUITE 1100 NEW YORK NY 100193879 EXECUTIVE DIRECTOR 40.00 560985 94183 0 GWENDOLYN P VIRGILE 156 W 56TH ST STE 1100 NY NY 100193879 EXECUTIVE ASSISTANT 40.00 75410 46218 0 IGOR GOLDENBERG 156 W 56TH ST STE 1100 NY NY 100193879 DIRECTOR OF FINANCE 24.00 95700 13152 0 RYAN L PRICE 156 W 56TH ST STE 1100 NY NY 100193879 PROGRAM ASSOCIATE 40.00 72291 16985 0 ANNA C GIORGI 156 W 56TH ST STE 1100 NY NY 100193879 PROGRAM ASSOCIATE 40.00 65423 22077 0 0 SPITFIRE STRATEGIES 2300 N STREET NW SUITE 610 WASHINGTON DC 200371122 STRATEGIC COMMUNICATION PLANNING 303350 RHODIUM GROUP 5 COLUMBUS CIRCLE SUITE 1801 NEW YORK NY 100191471 US CLIMATE ANALYSIS SERVICES 254075 CASSIDY & ASSOCIATES 607 14TH STREET SUITE 400 WASHINGTON DC 200052073 NON-LOBBYING SERVICES 115000 PKF O'CONNOR DAVIES LLP 500 MAMARONECK AVENUE HARRISON NY 105281633 FINANCIAL STATEMENT AUDIT, TAX AND CONSULTING 68415 DISTRICT ECONOMIC GROUP 101 CONSTITUTION AVE NW SUITE 675 WASHINGTON DC 200012133 PROGRAM PLANNING 66000 3 CLIMATE POLICY INITIATIVES: SEEKS TO (1) ENCOURAGE THE ADOPTION OF AN ECONOMY-WIDE, MARKET-BASED SOLUTION TO ADDRESS THE CHALLENGE OF CLIMATE CHANGE AND ADVANCE A CLEAN-ENERGY ECONOMY, AND (2) GAIN THE INCLUSION OF CARBON DIOXIDE REMOVAL, ONE OF THE MAJOR NECESSARY COMPONENTS OF A GLOBAL CLIMATE SOLUTION, IN U.S. CLIMATE POLICY. 2258345 0 13858054 975624 0 14833678 0 0 14833678 222505 14611173 730559 X 6682787 0 6682787 0 6682787 2015-03-20 X 292573 319714 430360 975337 2017984 248687 271757 365806 829036 1715286 6682787 8137193 7858981 6852659 29531620 4424442 5778058 5740465 5177121 21120086 2258345 2359135 2118516 1675538 8411534 0 0 487039 541269 613939 650225 2292472 0 0 0 0 LAWRENCE H LINDEN DANA WECHSLER LINDEN X ALLIANCE FOR MARKET SOLUTIONS 325 7TH STREET NW SUITE 820 WASHINGTON DC 200042801 N/A PC GENERAL OPERATING SUPPORT 2075000 AMERICAN FORESTS 1220 L STREET NW SUITE 750 WASHINGTON DC 200054079 N/A PC CARBON DIOXIDE REMOVAL 200000 BIPARTISAN POLICY CENTER 1225 EYE STREET NW SUITE 1000 WASHINGTON DC 200053914 N/A PC CARBON DIOXIDE REMOVAL 300000 CARBON 180 1111 BROADWAY 3RD FLOOR OAKLAND CA 946074139 N/A PC CARBON DIOXIDE REMOVAL 150000 CLIMATE LEADERSHIP COUNCIL 1250 CONNECTICUT AVENUE NW SUITE 625 WASHINGTON DC 200362667 N/A PC CARBON DIVIDENDS INITIATIVE 100000 COLUMBIA UNIVERSITY 622 W 113TH STREET MC4522 NEW YORK NY 100257982 N/A PC CENTER ON GLOBAL ENERGY POLICY 25000 ENERGY FUTURES INITIATIVE INC 900 17TH STREET NW SUITE 1100 WASHINGTON DC 200062592 N/A PF CARBON DIOXIDE REMOVAL RD&D INITIATIVE PHASE II: ORPHAN CDR TECHNOLOGIES 156177 ENERGY FUTURES INITIATIVE INC 900 17TH STREET NW SUITE 1100 WASHINGTON DC 200062592 N/A PF CALIFORNIA CARBON CAPTURE USE AND STORAGE STUDY 50000 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE S NEW YORK NY 100107386 N/A PC CARBON DIOXIDE REMOVAL 200000 ENVIRONMENTAL DEFENSE FUND 257 PARK AVENUE S NEW YORK NY 100107386 N/A PC GENERAL OPERATING SUPPORT 25000 GREAT PLAINS INSTITUTE 2801 21ST AVENUE S SUITE 220 MINNEAPOLIS MN 554071229 N/A PC CARBON DIOXIDE REMOVAL 150000 LEAGUE OF CONSERVATION VOTERS EDUCATION FUND 1920 L STREET NW SUITE 800 WASHINGTON DC 200365045 N/A PC EDUCATION FUND 50000 MALIASILI INITIATIVES INC PO BOX 293 UNDERHILL VT 054890293 N/A PC GENERAL OPERATING SUPPORT 5000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 100114211 N/A PC CLIMATE CHANGE 125000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 100114211 N/A PC GENERAL OPERATING SUPPORT 25000 NISKANEN CENTER 1875 CONNECTICUT AVENUE NW 10TH FLOOR WASHINGTON DC 200096046 N/A PC CARBON TAX INITIATIVE 65000 NISKANEN CENTER 1875 CONNECTICUT AVENUE NW 10TH FLOOR WASHINGTON DC 200096046 N/A PC CARBON TAX INITIATIVE 50000 OPEN SPACE INSTITUTE 1350 BROADWAY SUITE 201 NEW YORK NY 100180983 N/A PC GENERAL OPERATING SUPPORT 10000 OURENERGYPOLICY 529 14TH STREET NW SUITE 1150 WASHINGTON DC 200452121 N/A PC GENERAL OPERATING SUPPORT 1000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 200361400 N/A PC CLIMATE POLICY INITIATIVE 100000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 200361400 N/A PC CLIMATE POLICY INITIATIVE 100000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 200361400 N/A PC GENERAL OPERATING SUPPORT 25000 ROCKEFELLER FAMILY FUND 475 RIVERSIDE DRIVE SUITE 900 NEW YORK NY 101150066 N/A PC GENERAL OPERATING SUPPORT 25000 WILDLIFE CONSERVATION SOCIETY 2300 SOUTHERN BOULEVARD BRONX NY 104601090 N/A PC GENERAL OPERATING SUPPORT 10000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 200024252 N/A PC CARBON DIOXIDE REMOVAL 75000 WORLD RESOURCES INSTITUTE 10 G STREET NE SUITE 800 WASHINGTON DC 200024252 N/A PC GENERAL OPERATING SUPPORT 25000 WORLD WILDLIFE FUND 325 7TH STREET NW SUITE 820 WASHINGTON DC 200042801 N/A PC GENERAL OPERATING SUPPORT 100000 4222177 ALLIANCE FOR MARKET SOLUTIONS 325 7TH STREET NW SUITE 820 WASHINGTON DC 200042801 N/A PC GENERAL OPERATING SUPPORT 4000000 CARBON 180 1111 BROADWAY 3RD FLOOR OAKLAND CA 946074139 N/A PC CARBON DIOXIDE REMOVAL 150000 CLIMATE LEADERSHIP COUNCIL 1250 CONNECTICUT AVENUE NW SUITE 625 WASHINGTON DC 200362667 N/A PC CARBON DIVIDENDS INITIATIVE 100000 NATURAL RESOURCES DEFENSE COUNCIL 40 WEST 20TH STREET NEW YORK NY 100114211 N/A PC CLIMATE CHANGE INITIATIVE 62500 NISKANEN CENTER 1875 CONNECTICUT AVENUE NW 10TH FLOOR WASHINGTON DC 200096046 N/A PC CARBON TAX INITIATIVE 50000 RESOURCES FOR THE FUTURE 1616 P STREET NW WASHINGTON DC 200361400 N/A PC CLIMATE POLICY INITIATIVE 300000 4662500 14 3422 14 309243 18 282675 OTHER INVESTMENT LOSS 14 -321 ORGANIZATION ADMINISTRATIVE INCOME 80968 0 595019 80968 675987 11B LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2020, THE ORGANIZATION PAID THE TRUST $80,968. 0 0 0 0 0 1 0 0 1 1b(4) 3913 LTC ACTION INC LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2020, THE ORGANIZATION REIMBURSED THE TRUST $3,913 FOR SHARED COSTS. 1c 77055 LTC ACTION INC LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION"), AN IRS RECOGNIZED ORGANIZATION DESCRIBED UNDER IRS CODE SECTION 501(C)(4), GOVERNING THE ALLOCATED COSTS OF THE ORGANIZATION'S USE OF THE TRUST'S PAID STAFF AND FACILITIES. DURING THE YEAR ENDED DECEMBER 31, 2020, THE ORGANIZATION PAID THE TRUST $77,055. 1 LTC ACTION INC 501(C)(4) LINDEN TRUST FOR CONSERVATION (THE "TRUST") HAS ENTERED INTO A SHARED SERVICES AGREEMENT WITH LTC ACTION, INC. (THE ORGANIZATION") GOVERNING THE ALLOCATION OF COSTS AND REIMBURSEMENT OF EXPENSES FROM THE ORGANIZATION FOR THE USE OF THE TRUST'S COMPENSATED STAFF, EQUIPMENT AND FACILITIES. THE ORGANIZATION'S BOARD PRESIDENT ALSO SERVES AS A COMPENSATED OFFICER OF THE TRUST, AND THEREFORE COMMON CONTROL IS PRESENT. X X 1 ALEXANDER FOUNDATION C/O RUANE CUNNIFF GOLDFARB 9 WEST 5 NEW YORK NY 100192701 800000 X 2 GEORGE LOENING C/O GELLER ADVISORS LLC PO BOX 1510 NEW YORK NY 101591510 5000 X 3 LAWRENCE H LINDEN AND DANA W LINDEN 156 WEST 56TH STREET NEW YORK NY 100193879 3220000 X 4 RED CRANE FOUNDATION PO BOX 73 BOWLING GREEN STATION NEW YORK NY 102740073 1100000 X 5 THE GRANTHAM FOUNDATION FOR THE PROTECTION OF THE ENVIRONMEN 40 ROWES WHARF STE 600 BOSTON MA 021103327 1100000 X FINANCIAL STATEMENT AUDIT AND TAX RETURN PREPARATION 50415 0 0 69073 ENERGY FUTURES INITIATIVE INC 900 17TH STREET NW SUITE 1100 WASHINGTON DC 200062592 2020-01-09 156177 CARBON DIOXIDE REMOVAL RD&D INITIATIVE PHASE II: ORPHAN CDR TECHNOLOGIES 0 TO THE GRANTOR'S KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED FROM THE PUPOSE OF T PENDING N/A ENERGY FUTURES INITIATIVE INC 900 17TH STREET NW SUITE 1100 WASHINGTON DC 200062592 2020-05-05 50000 CALIFORNIA CARBON CAPTURE USE AND STORAGE STUDY 0 TO THE GRANTOR'S KNOWLEDGE, NO FUNDS HAVE BEEN DIVERTED FROM THE PUPOSE OF T PENDING N/A ABBOTT LABORATORIES CMN (ABT) 180.000 SHARES 19708 19708 ADOBE INC CMN (ADBE) 166.000 SHARES 83020 83020 ALIBABA GROUP HOLDING LIMITED SPONSORED ADR CMN (BABA) 327.000 SHARES 76103 76103 ALPHABET INC. CMN CLASS A (GOOGL) 62.000 SHARES 108664 108664 AMAZON.COM INC CMN (AMZN) 34.000 SHARES 110736 110736 AON PUBLIC LIMITED COMPANY CMN (AON) 253.000 SHARES 53451 53451 ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN (AZN) 517.000 SHARES 25845 25845 AUTOMATIC DATA PROCESSING INC CMN (ADP) 239.000 SHARES 42334 42334 BOSTON SCIENTIFIC CORP. COMMON STOCK (BSX) 563.000 SHARES 20240 20240 BURLINGTON STORES INC CMN (BURL) 184.000 SHARES 48125 48125 ELANCO ANIMAL HEALTH INCORPORA CMN (ELAN) 1,006.000 SHARES 30854 30854 EPAM SYS INC CMN (EPAM) 171.000 SHARES 61278 61278 FACEBOOK, INC. CMN CLASS A (FB) 319.000 SHARES 87138 87138 FORTINET, INC. CMN (FTNT) 152.000 SHARES 22577 22577 GLOBAL PAYMENTS INC. CMN (GPN) 176.000 SHARES 37914 37914 INTUIT INC CMN (INTU) 151.000 SHARES 57357 57357 MASTERCARD INCORPORATED CMN CLASS A (MA) 86.000 SHARES 30697 30697 MICROSOFT CORPORATION CMN (MSFT) 666.000 SHARES 148132 148132 MONSTER BEVERAGE CORPORATION CMN (MNST) 553.000 SHARES 51141 51141 NEUROCRINE BIOSCIENCES, INC. CMN (NBIX) 274.000 SHARES 26263 26263 PAYPAL HOLDINGS, INC. CMN (PYPL) 441.000 SHARES 103282 103282 SIRIUS XM HOLDINGS INC CMN (SIRI) 7,876.000 SHARES 50170 50170 STRYKER CORPORATION CMN (SYK) 71.000 SHARES 17442 17442 TENCENT HOLDINGS LTD UNSPONSORED ADR CMN (TCEHY) 1,146.000 SHARES 83358 83358 UNITEDHEALTH GROUP INCORPORATE CMN (UNH) 123.000 SHARES 43134 43134 VISA INC. CMN CLASS A (V) 254.000 SHARES 55557 55557 ZOETIS INC. CMN CLASS A (ZTS) 220.000 SHARES 36410 36410 DYNAMIC EQUITY MANAGERS: PORTFOLIO 2 [SERIES] FMV 634381 634381 DYNAMIC EQUITY MANAGERS: PORTFOLIO 4 [SERIES] FMV 983226 983226 EDGEWATER GROWTH CAPITAL PARTNERS II, L.P. FMV 103933 103933 EDGEWATER GROWTH CAPITAL PARTNERS, L.P. FMV 114387 114387 GLOBAL DISTRESSED OPPORTUNITIES CAYMAN UNIT TRUST FMV 26933 26933 GOLDMAN SACHS CORE FIXED INCOME FUND INST CL P (GSFIX) 129,324.963 SHARES FMV 1461372 1461372 GOLDMAN SACHS EMERGING MRKTS EQUITY INSIGHTS CL P (GAGPX) 43,842.001 SHARES FMV 512513 512513 GOLDMAN SACHS HIGH YIELD FLOATING RATE INST CL P (GSFRX) 67,609.391 SHARES FMV 628091 628091 GOLDMAN SACHS HIGH YIELD FUND CL P (GGMPX) 242,819.979 SHARES FMV 1571045 1571045 GOLDMAN SACHS INTERNATIONAL EQUITY INSIGHTS CL P (GGFPX) 39,758.073 SHARES FMV 545878 545878 GOLDMAN SACHS SHORT DURATION INCOME FUND CL P (GMCPX) 143,179.962 SHARES FMV 1480481 1480481 GS MEZZANINE PARTNERS 2006 OFFSHORE, L.P. FMV 6634 6634 PRIVATE EQUITY PARTNERS 2002 OFFSHORE LP FMV 19657 19657 SPDR S&P 500 ETF TRUST (SPY) 11,976.000 SHARES FMV 4496509 4496509 XTRACKERS MSCI EAFE HEDGED EQUITY ETF (DBEF) 12,475.000 SHARES FMV 419285 419285 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 47260 0 0 47260 DEFERRED FEDERAL EXCISE TAX EXPENSE 20300 CHANGE IN DISCOUNT ON GRANTS PAYABLE 140610 INSURANCE 9791 372 372 9419 OFFICE FURNISHING AND EQUIPMENT 7254 276 276 7281 OFFICE EXPENSES 29647 1127 5040 26325 FILING FEES 124 0 0 899 BANK FEES 25 25 25 0 OTHER INVESTMENT EXPENSES 23548 23548 23548 0 WRITE-OFF OF GRANTS RECEIVABLE 300000 0 0 0 OTHER INVESTMENT LOSS -321 -321 -321 ORGANIZATION ADMINISTRATIVE INCOME 80968 80968 UNREALIZED APPRECIATION OF INVESTMENTS 1012656 CHANGE IN DISCOUNT ON CONTRIBUTIONS RECEIVABLE 45997 DEFERRED FEDERAL EXCISE TAX 37800 58100 DEFERRED RENT 15790 33022 INFORMATION TECHNOLOGY CONSULTANT 19798 746 746 19046 EXECUTIVE RECRUITMENT SERVICES 35574 0 0 35574 INVESTMENT MANAGEMENT AND ADVISORY 62100 62100 62100 0 PROGRAM RELATED CONSULTANTS 898759 0 0 824409 FEDERAL EXCISE TAX 6540 0 0 0 FOREIGN TAXES WITHHELD 210 210 210 0