2021-11-08T16:23:44-06:00 2020-12-31 390859910 BAKER TILLY US LLP 125 BAYLIS ROAD SUITE 300 MELVILLE NY 11747 990 2020-01-01 112420547 FAMILY RESIDENCES AND ESSENTIAL ENTERPRISES INC FAMI 5168701600 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 ROBERT S BUDD MPS CEO 5168701600 2021-11-08 1 ROBERT BUDD MPS XXX-XX-XXXX ELLEN M LABITA CPA P00140777 6317527400 X 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z DR CHRISTOPHER D LONG 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 125999525 0 X WWW.FAMILYRES.ORG X 1977 NY TO HELP ALL ABLED INDIVIDUALS REALIZE THEIR FULL POTENTIAL & PREVAIL OVER LIFE'S CHALLENGES. 10 10 2239 10 0 0 11460760 15524052 103447839 109148318 366149 484632 0 0 115274748 125157002 0 0 0 0 79029453 91362306 0 0 0 36424649 33602195 115454102 124964501 -179354 192501 71128248 83726029 56449652 68806979 14678596 14919050 X OUR MISSION IS TO HELP INDIVIDUALS OF ALL ABILITIES TO REALIZE THEIR FULL POTENTIAL AND PREVAIL OVER LIFE'S CHALLENGES. FAMILY RESIDENCES & ESSENTIAL ENTERPRISES' (FREE) BROAD SPECTRUM OF SERVICES ENCOURAGES INDIVIDUALS TO SHARE THEIR GIFTS AND TALENTS AS CONTRIBUTING MEMBERS OF THE COMMUNITY. 0 0 79492475 83003396 OPWDD RESIDENTIAL-OPERATION OF A WIDE ARRAY OF RESIDENTIAL PROGRAMS, SPONSORED WITH THE OFFICE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES (OPWDD), FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES PROVIDING SKILLS DEVELOPMENT AND HABILITATIVE SERVICES IN SUCH AREAS AS SOCIALIZATION, RECREATION, PROBLEM SOLVING, PERSONAL DEVELOPMENT, ACTIVITIES OF DAILY LIVING, TRAVEL TRAINING, HEALTH CARE, MEDICATION MAINTENANCE, AND MANY MORE. 15005691 16137726 DAY PROGRAMS-WIDE VARIETY OF DAY SERVICES FOR ADULTS WITH DEVELOPMENTAL DISABILITIES AND/OR MENTAL ILLNESS AND OTHER DISABILITIES INCLUDING DAY HABILITATION AND RECREATIONAL PROGRAMS, SUPPORTED EMPLOYMENT, RESPITE AND OTHER DAY HABILITATION SERVICES AT SADDLE ROCK RANCH BUILT AROUND PREFERENCES AND ABILITIES TO MAXIMIZE HUMAN POTENTIAL. 12740856 8613152 OMH RESIDENTIAL-OPERATION OF A WIDE ARRAY OF RESIDENTIAL SUPPORTS, SPONSORED WITH THE OFFICE OF MENTAL HEALTH (OMH), PROVIDING REHABILITATION AND RECOVERY SERVICES THAT ENABLE INDIVIDUALS WITH MENTAL HEALTH NEEDS TO ATTAIN GREATER INDEPENDENCE AND MEANINGFUL ACTIVITY. 4506012 1394044 OTHER PROGRAMS INCLUDE ENVIRONMENTAL MODIFICATIONS TO INCREASE THE ABILITY TO LIVE AT HOME WITH INDEPNEDENCE, SERVICES FOR THOSE WITH TRAUMATIC BRAIN INJURY, YOUTH SERVICES, NUTRITIONAL SERVICES AND OTHER VARIOUS SERVICES TO SUPPORT OUR INDIVIDUALS. 4506012 1394044 111745034 1 1 0 1 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 245 0 2239 1 0 0 0 0 0 0 0 0 0 0 0 X 10 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X SUSAN DICKINSON CFO 5168701600 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 ELLEN PAIGE NELSON CHAIR 1.00 0.00 X X 0 0 0 MARK PREISER VICE CHAIR 1.00 0.00 X X 0 0 0 ALAN POLACEK SECRETARY 1.00 0.00 X X 0 0 0 JOHN BALDANTE TREASURER 1.00 0.00 X X 0 0 0 MICHAEL LEAHY IMMEDIATE PAST CHAIR 1.00 0.00 X 0 0 0 DAVID SANDERS BOARD MEMBER 1.00 0.00 X 0 0 0 UMA ASHOK BOARD MEMBER 1.00 0.00 X 0 0 0 MARY ELLEN FREELEY BOARD MEMBER 1.00 0.00 X 0 0 0 MARK SIMMS BOARD MEMBER 1.00 0.00 X 0 0 0 ERIC KLEIN BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT S BUDD MPS CHIEF EXECUTIVE OFFICER 40.00 2.00 X 426584 0 83788 DR CHRISTOPHER D LONG EDD PRESIDENT 40.00 2.00 X 433843 0 44121 SUSAN DICKINSON CPA CHIEF FINANCIAL OFFICER 40.00 2.00 X 264315 0 33096 JOHN HERCHENRODER ESQ CHIEF LEGAL OFFICER 40.00 2.00 X 203257 0 30339 ANITA DOWD-NEUFELD MA SVP, HOUSING 40.00 0.00 X 182023 0 35511 DARREN JOSEPH BELCHER SVP, TECHNOLOGY SERVICES 40.00 2.00 X 138068 0 31051 JOHN MICHAEL BEST SVP, HR & PROFESSIONAL DEV 40.00 2.00 X 156805 0 32977 ATINDAR ARNOLD CHIEF PROGRAM OFFICER OF COMM SRV 40.00 2.00 X 211512 0 2244 SUSAN SORRENTINO CHIEF ADMINISTRATIVE OFFICER 40.00 2.00 X 210488 0 11268 ANDREW KENT START MEDICAL DIRECTOR 40.00 0.00 X 253383 0 20203 2480278 0 324598 14 0 1 0 CUSTOM COMPUTER SPECIALISTS INC PO BOX 29786 NEW YORK NY 100879786 COMPUTER EQUIPMENT AND SUPPORT 1382525 SUFFOLK TRANSPORTATION SERVICE INC 10 MOFFITT BOULEVARD BAY SHORE NY 11706 TRANSPORTATION SERVICES 1348145 ENTERPRISE FM TRUST PO BOX 800089 KANSAS CITY MO 641800089 VEHICLE MAINTENANCE 1114202 ACCESS STAFFING LLC PO BOX 75334 CHICAGO IL 606755334 TEMPORARY STAFFING 1071194 GUARDIAN BUS COMPANY PO BOX 530157 ATLANTA GA 303530157 TRANSPORTATION SERVICES 516116 52 14149690 1374362 15524052 OPWDD PROGRAM 623990 83003396 83003396 DAY PROGRAM 611710 16137726 16137726 OMH PROGRAM 623990 8613152 8613152 OTHER PROGRAM REVENUE 623990 1394044 1394044 109148318 393028 393028 934127 842523 91604 91604 91604 125157002 109148318 0 484632 1736877 1736877 68071850 63023511 5048339 677102 677102 13505417 12425155 1080262 7371060 6702410 668650 127200 91092 36108 175161 125439 49722 488 488 2928110 2097275 830835 1187441 660103 527338 2009326 1574731 434595 6531421 6150050 381371 284792 274120 10672 1597545 1210796 386749 4381365 3424977 956388 2232439 1797517 434922 CLIENT TRANSPORTATION 3264957 3255133 9824 REPAIRS AND MAINTENANCE 3130767 2926382 204385 HOUSEHOLD SUPPLIES/FOOD 2323018 2283012 40006 MISCELLANEOUS 1514569 1422653 91916 1913596 1623576 290020 124964501 111745034 13219467 0 2661394 8153687 15791525 16500919 165089 1348931 1534955 86404782 47332505 42475507 39072277 3864296 5481079 4986595 12818023 71128248 83726029 9454778 16953492 1310575 2072994 17818520 22425428 18974828 7116065 8890951 20239000 56449652 68806979 X 14678596 14919050 14678596 14919050 71128248 83726029 X 192501 149297 -101344 X 0 1 X 1 0 X 229493 194931 10942276 11460760 15524052 38351512 105540558 107761220 98430216 103447839 109148318 524328151 105770051 107956151 109372492 114908599 124672370 562679663 10000 10000 20000 0 10000 10000 20000 562659663 317023 513313 619680 342151 393028 2185195 317023 513313 619680 342151 393028 2185195 106087074 108469464 109992172 115250750 125065398 564864858 0.99610 0.99620 0.00390 0.00380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 488 488 0 PART II-B, LINE 1: OTHER ACTIVITIES: ADVOCACY(EDUCATING AND MEETING WITH ELECTED OFFICIALS) AND COMMUNITY RELATIONS. 1 430161 1253558 1099062 584657 0 8850759 8850759 66098636 41122521 24976115 447533 159325 288208 6589878 6050659 539219 4417976 4417976 39072277 EQUITIES 2165720 F MUTUAL FUNDS 408733 F CORPORATE BONDS 535399 F TREASURY NOTES AND BONDS 1251609 F CASH HELD AS AN INVESTMENT 1119618 F 5481079 DUE FROM RELATED PARTIES 4608 OTHER ASSETS 1242195 OPERATING LEASES 4525623 FINANCE LEASES 3077766 ASSETS WITH LIMITED USE - DEBT SERVICE FUND 908179 ASSETS WITH LIMITED USE - RESTRICTED CASH 537016 ASSETS WITH LIMITED USE - RESTRICTED OTHER INVESTMENTS 2522636 12818023 OTHER LIABILITIES 2979003 INTEREST RATE SWAP AGREEMENT 167363 RESERVES AND RECOVERIES 9703076 DUE TO RELATED PARTIES 15144 FINANCE LEASES 2848791 OPERATING LEASES 4525623 20239000 X 125306299 149297 149297 125157002 0 125157002 124964501 0 124964501 0 124964501 PART IV, LINE 1B: FREE IS A REPRESENTATIVE PAYEE FOR SOCIAL SECURITY INCOME BENEFITS FOR INDIVIDUALS THAT NEED ASSISTANCE WITH FINANCE MANAGEMENT. PART X, LINE 2: MANAGEMENT EVALUATED THE TAX POSITIONS AND CONCLUDED THAT THE ORGANIZATION HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") ACCOUNTING STANDARDS CODIFICATION NO. 740. X X X X X 0 1 0 0 0 0 0 1 0 ROBERT S BUDD MPS CHIEF EXECUTIVE OFFICER 345000 0 25000 0 56584 0 61551 0 22237 0 510372 0 0 0 DR CHRISTOPHER D LONG EDD PRESIDENT 315001 0 97079 0 21763 0 13384 0 30737 0 477964 0 0 0 SUSAN DICKINSON CPA CHIEF FINANCIAL OFFICER 221987 0 26096 0 16232 0 10859 0 22237 0 297411 0 0 0 ANDREW KENT START MEDICAL DIRECTOR 251270 0 1000 0 1113 0 0 0 20203 0 273586 0 0 0 JOHN HERCHENRODER ESQ CHIEF LEGAL OFFICER 184998 0 11725 0 6534 0 9415 0 20924 0 233596 0 0 0 SUSAN SORRENTINO CHIEF ADMINISTRATIVE OFFICER 174990 0 24000 0 11498 0 2031 0 9237 0 221756 0 0 0 ANITA DOWD-NEUFELD MA SVP, HOUSING 165192 0 10500 0 6331 0 4774 0 30737 0 217534 0 0 0 ATINDAR ARNOLD CHIEF PROGRAM OFFICER OF COMM SRV 174989 0 24000 0 12523 0 2244 0 0 0 213756 0 0 0 JOHN MICHAEL BEST SVP, HR & PROFESSIONAL DEV 140647 0 11500 0 4658 0 2240 0 30737 0 189782 0 0 0 DARREN JOSEPH BELCHER SVP, TECHNOLOGY SERVICES 135568 0 2500 0 0 0 2119 0 28932 0 169119 0 0 0 PART I, LINE 4B ROBERT S. BUDD - $46,797 PART I, LINE 7 BONUSES FOR THE CEO ARE SET BY THE COMPENSATION COMMITTEE AND APPROVED BY THE BOARD. BONUSES FOR OTHER EXECUTIVES ARE SET BY THE CEO AND PRESIDENT, BASED ON ANNUAL GOALS AND PERFORMANCE APPRAISALS. A NASSAU COUNTY LEAC 274291221 63166LAF8 2012-05-15 10500000 CONSTRUCT AND RENOVATE FACILITY, REFUND PRIOR ISSUES (6/14/00, 6/27/02) 0 0 0 B SUFFOLK COUNTY EDC 273722095 86476RAX2 2012-05-15 9755000 ACQ & RENO FACIL,REF PRIOR ISSUE(6/16/99,12/29/99,6/27/01,06/27/02,11/15/07) 0 0 0 C DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649907ZL9 2014-04-29 2786156 REFUND PRIOR DEBT (9/11/12, 3/22/12, 9/25/13) 0 0 0 D SUFFOLK COUNTY EDC 273722095 000000000 2015-06-19 1797000 REIMB PROJ COSTS, REF PRIOR ISSUE(11/25/03,12/17/14,9/4/14,11/25/14,1/20/15 0 0 0 A 3180000 10502732 217125 210000 700287 9375320 2014 1 0 1 1 B 7340000 9760280 157033 195100 1440531 7967617 2014 1 0 1 1 C 820000 2788548 127393 3847 51945 184511 2420853 2013 1 0 1 1 D 830000 1797000 2851 35940 508034 1250175 2015 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 D 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 1 1 1 1 TD BANK & VALLEY NATIONAL BANK 20.100000000000 0 0 1 TD BANK 19.700000000000 1 0 1 B 0 0 1 1 1 1 TD BANK & VALLEY NATIONAL BANK 10.000000000000 0 0 1 TD BANK 14.700000000000 1 0 1 C 0 0 1 1 0 0 0 0 1 D 0 0 1 1 0 0 0 0 1 A 1 B 1 C 1 D 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: NASSAU COUNTY LEAC DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2017 ISSUER NAME: SUFFOLK COUNTY EDC DATE THE REBATE COMPUTATION WAS PERFORMED: 04/30/2017 ISSUER NAME: DORMITORY AUTHORITY OF THE STATE OF NEW YORK DATE THE REBATE COMPUTATION WAS PERFORMED: 04/29/2019 ISSUER NAME: SUFFOLK COUNTY EDC DATE THE REBATE COMPUTATION WAS PERFORMED: 12/19/2015 PART I, LINE B, COLUMN E, ISSUER NAME: DORMITORY AUTHORITY OF THE STATE NY TOTAL ISSUE PRICE PER IRS FORM 8038 - $20,736,816.40, ALLOCATED BETWEEN FIVE ORGANIZATIONS. PART IV, ARBITRAGE, LINE 2C, ISSUER NAME: SUFFOLK COUNTY EDC NOTE REGARDING THE REBATE COMPUTATION ON 12/19/15: SINCE THE BOND PROCEEDS HAVE BEEN SPENT, A SPENDING EXCEPTION WAS MET, AND THE DEBT SERVICE FUND WAS OPERATED ON A BONA FIDE BASIS, NO FURTHER REBATE CALCULATIONS ARE NECESSARY. PART I, LINE D, COLUMN E, ISSUER NAME: DORMITORY AUTHORITY OF THE STATE NY TOTAL ISSUE PRICE PER IRS FORM 8038 - $12,882,139.20, ALLOCATED BETWEEN FOUR ORGANIZATIONS PART I, LINE B, COLUMN E, ISSUER NAME: DORMITORY AUTHORITY OF THE STATE NY TOTAL ISSUE PRICE PER IRS FORM 8038 - $16,513,907.05, ALLOCATED BETWEEN FIVE ORGANIZATIONS. PART II, LINE 3 THE TOTAL PROCEEDS DO NOT AGREE TO THE ISSUE PRICE IN PART I, COLUMN (E) DUE TO INVESTMENT EARNINGS. A DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649900BVQ 2016-02-10 4783297 PAYOFF LOANS & RENOVATE FACILITIES 0 0 0 B DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64990GD25 2020-04-28 6109769 PAYOFF LOANS & RENOVATE FACILITIES 0 0 0 A 500000 4795953 161822 14960 95666 91613 4431892 2016 0 0 1 1 B 6109924 186439 657 122195 5800632 0 0 1 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 1 0 0 0 0 0 1 A 1 B 1 FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION'S MANAGEMENT PREPARES THE INFORMATION FOR THE FORM 990 AND THE OUTSIDE AUDITORS PREPARE THE 990. AN INTERNAL REVIEW IS COMPLETED BY MANAGEMENT PRIOR TO THE BOARD OF DIRECTOR'S APPROVAL. THE FINANCE COMMITTEE IS PROVIDED A COPY OF THE DRAFT BY EMAIL AND HAS THE OPPORTUNITY TO DISCUSS ANY QUESTIONS PRIOR TO SUBMISSION TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS AND DIRECTORS ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS AND ALL PARTIES ARE REQUIRED TO DISCLOSE ANY CHANGES IN CONFLICT OF INTEREST THROUGHOUT THE YEAR. THIS DOCUMENT IS REVIEWED BY THE ORGANIZATION'S CHIEF COMPLIANCE OFFICER FOR ALL CONFLICTS AND COMPLETENESS. ALL KNOWN CONFLICTS ARE DISCLOSED TO THE CEO AND THE GOVERNING BODY AS REQUIRED. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION USES AN OUTSIDE INDEPENDENT ACCOUNTING CONSULTING FIRM WITH EXPERTISE IN THE NOT-FOR-PROFIT INDUSTRY TO PERFORM A COMPENSATION ANALYSIS FOR THE CEO AND OTHER CORPORATE OFFICERS. THE COMPENSATION ANALYSES INCLUDE THE FOLLOWING: COMPENSATION SURVEYS BASED UPON THE COMPENSATION AND FRINGE BENEFITS REPORTED ON THE 990 TAX RETURNS FOR COMPARABLE AGENCIES IN THE INDUSTRY. THE RESULTS OF THIS COMPENSATION ANALYSIS ARE PRESENTED TO THE COMPENSATION COMMITTEE OF THE FREE BOARD OF DIRECTORS, WHO REVIEWS THE ANALYSIS TO DETERMINE THAT THE COMPENSATION LEVELS ARE APPROPRIATE AND ENSURES COMPLIANCE WITH THE DUE DILIGENCE GUIDELINES AS OUTLINED IN IRC 4958. THE BASIS FOR ITS DETERMINATION AND ALL DECISIONS MADE ARE CONTEMPORANEOUSLY DOCUMENTED IN MEETING MINUTES AND BOARD RESOLUTIONS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THEIR FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND CONFLICT OF INTEREST AVAILABLE AS REQUESTED BY OUTSIDE AGENCIES AND THE GENERAL PUBLIC. FORM 990, PART XI, LINE 9: UNREALIZED LOSS OF INTEREST RATE SWAP -101,344. CHILD DEVELOPMENT CENTER OF THE HAMPTONS CHARTER SCHOOL 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 113492588 PROVIDE SUPPORT AND SERVICES TO GENERAL AND SPECIAL EDUCATION STUDENTS NY 501(C)(3) LINE 2 FREE 1 CHILD DEVELOPMENT CENTER OF THE HAMPTONS PRESCHOOL 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 113325105 PROVIDE SUPPORT AND SERVICES TO GENERAL AND SPECIAL EDUCATION STUDENTS NY 501(C)(3) LINE 2 FREE 1 CHILD DEVELOPMENT CENTER OF THE HAMPTONS FOUNDATION 191 SWEET HOLLOW ROAD OLD BETHPAGE NY 11804 113484114 PROVIDES SUPPORT AND SERVICES TO GENERAL AND SPECIAL EDUCATION STUDENTS NY 501(C)(3) LINE 7 FREE 1 ADELANTE OF SUFFOLK COUNTY INC 83 CARELTON AVENUE CENTRAL ISLIP NY 11722 112554522 PROVIDE SERVICE TO THE COMMUNITY IN AREAS OF HEALTH, EDUCATION, EMPLOYMENT NY 501(C)(3) LINE 7 FREE 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 ADELANTE OF SUFFOLK COUNTY INC L 113810 BOOK ADELANTE OF SUFFOLK COUNTY INC O 32000 BOOK ADELANTE OF SUFFOLK COUNTY INC D 27249 BOOK