2021-11-10T13:24:58-06:00 2020-12-31 042233412 ROPES & GRAY LLP 800 BOYLSTON ST 45TH FL BOSTON MA 021993600 990PF 2020-01-01 206197902 A KINDER WORLD FOUNDATION AKIN 6179517000 CO ROPES GRAY LLP 800 BOYLSTON S BOSTON MA 021993600 ROBERT N SHAPIRO TRUSTEE 6179517000 2021-11-04 1 ROBERT SHAPIRO 999009999 KATHERINE A LIVINGSTON P01759302 6179517000 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 12023889 X 2500 X 91 91 222388 223101 68694 4044497 20534 293673 243726 16495 10722 5773 21000 10500 10500 91462 34346 57116 125 4804 125 129082 60372 73514 485500 485500 614582 60372 559014 -320909 183354 6 6 331293 381479 381479 10356352 4660652 6039378 0 5316901 5602878 0 0 148 10687645 10359038 12023889 0 0 X 10687645 10359038 0 0 0 0 10687645 10359038 10687645 10359038 10687645 -320909 0 10366736 7698 10359038 THE ARBITRAGE FUND 9288.838 SHS P 124192 121498 2694 2694 CRM LNG/SHRT OPPORT-INST 11352.131 SHS P 114543 114429 114 114 FIDELITY 500 INDEX FD-AI 1278.647 SHS P 144871 120500 24371 24371 PRIMECAP ODYSSEY STOCK FUND 847.458 SHS P 29356 19627 9729 9729 CRM LNG/SHRT OPPORT-INST 11465.329 SHS P 115112 115571 -459 -459 JPM PRIME MM FD - CAP FUND 231926.25 SHS P 232019 232007 12 12 JPM PRIME MM FD - CAP FUND 116599.35 SHS P 116658 116634 24 24 ISHARES MSCI ALL COUNTRY 663 SHS P 47649 46208 1441 1441 ISHARES MSCI ALL COUNTRY 1,333 SHS P 95801 92905 2896 2896 ISHARES MSCI JAPAN ETF 586 SHS P 33397 34291 -894 -894 ISHARES MSCI JAPAN ETF 1,349 SHS P 76959 78931 -1972 -1972 ISHARES MSCI INDIA ETF 1,034 SHS P 33120 34333 -1213 -1213 ISHARES MSCI INDIA ETF 3,124 SHS P 99854 101888 -2034 -2034 TORTOISE MLP & PIPELINE 9,956.558 SHS P 109821 120124 -10303 -10303 TORTOISE MLP & PIPELINE 9,119.391 SHS P 71314 78374 -7060 -7060 SPDR S&P OIL & GAS EXP & PR 39 SHS P 336 1418 -1082 -1082 SPDR S&P OIL & GAS EXP & PR 793 SHS P 6643 28825 -22182 -22182 VANGUARD MID-CAP ETF 45 SHS P 6006 7297 -1291 -1291 SPDR S&P OIL & GAS EXP & PR 49 SHS P 421 1781 -1360 -1360 VANGUARD MID-CAP ETF 2 SHS P 267 324 -57 -57 VANGUARD MID-CAP ETF 6 SHS P 800 971 -171 -171 VANGUARD MID-CAP ETF 2 SHS P 267 324 -57 -57 SPDR S&P OIL & GAS EXP & PR 41 SHS P 353 1490 -1137 -1137 VANGUARD MID-CAP ETF 4 SHS P 533 648 -115 -115 VANGUARD MID-CAP ETF 4 SHS P 533 648 -115 -115 SPDR S&P OIL & GAS EXP & PR 23 SHS P 198 836 -638 -638 VANGUARD MID-CAP ETF 2 SHS P 267 324 -57 -57 VANGUARD MID-CAP ETF 4 SHS P 533 648 -115 -115 VANGUARD MID-CAP ETF 2 SHS P 266 324 -58 -58 VANGUARD MID-CAP ETF 148 SHS P 19631 23961 -4330 -4330 SPDR S&P OIL & GAS EXP & PR 39 SHS P 337 1418 -1081 -1081 VANGUARD MID-CAP ETF 27 SHS P 3595 4371 -776 -776 SPDR S&P OIL & GAS EXP & PR 2 SHS P 17 73 -56 -56 VANGUARD MID-CAP ETF 435 SHS P 59059 70425 -11366 -11366 SPDR S&P OIL & GAS EXP & PR 2 SHS P 267 1127 -860 -860 VANGUARD MID-CAP ETF 2 SHS P 266 324 -58 -58 VANGUARD MID-CAP ETF 4 SHS P 533 648 -115 -115 VANGUARD MID-CAP ETF 53 SHS P 7052 8581 -1529 -1529 SPDR S&P OIL & GAS EXP & PR 20 SHS P 172 727 -555 -555 VANGUARD MID-CAP ETF 14 SHS P 1865 2267 -402 -402 SPDR S&P OIL & GAS EXP & PR 2113 SHS P 18696 76806 -58110 -58110 DODGE & COX INCOME P 96688 99109 -2421 -2421 OAKMARK INTERNATIONAL 1,222.494 SHS P 20000 32066 -12066 -12066 VANGUARD MID-CAP ETF 329 SHS P 44403 53243 -8840 -8840 PRIMECAP ODYSSEY STOCK FUND 2,425.668 SHS P 59114 56178 2936 2936 DIAMOND HILL LONG/SHORT P 192245 230000 -37755 -37755 PRIMECAP ODYSSEY STOCK FUND 2,425.668 SHS P 205900 175125 30775 30775 DOUBLELINE TTL RTRN 28,260.677 SHS P 297302 312505 -15203 -15203 JPM PRIME MM FD - CAP FUND P 63236 63190 46 46 INVESCO QQQ TRUST SERIES 1 467 SHS P 102615 90269 12346 12346 FIDELITY INTL INDEX 720.254 SHS P 25000 32008 -7008 -7008 OAKMARK INTERNATIONAL 1,207.729 SHS P 20000 30566 -10566 -10566 PARNASSUS CORE EQUITY 352.113 SHS P 15000 9261 5739 5739 DODGE & COX INCOME 1,575.796 SHS P 50000 48743 1257 1257 DODGE & COX INCOME 2,049.950 SHS P 63876 63077 799 799 FIDELITY INTL INDEX 1,020.929 SHS P 34946 45370 -10424 -10424 FIDELITY 500 INDEX-INST 1,218.258 SHS P 128953 117259 11694 11694 INVESCO QQQ TRUST SERIES 1 467 SHS P 71394 58136 13258 13258 ISHARES GOLD TRUST 3,319 SHS P 54301 53216 1085 1085 FIDELITY 500 INDEX-INST PRM 1,024.924 SHS P 107053 96589 10464 10464 VANGUARD MID-CAP ETF 650 SHS P 107245 102952 4293 4293 VANGUARD TOT BD MKT 2,011.986 SHS P 23500 23118 382 382 DODGE & COX INTL STCK 3,174.150 SHS P 117221 97669 19552 19552 VANGUARD MID-CAP ETF 6483 SHS P 84727 73977 10750 10750 VANGUARD FINANCIALS ETF 312 SHS P 17592 22388 -4796 -4796 VANGUARD FINANCIALS ETF 1,619 SHS P 91342 116172 -24830 -24830 VANGUARD TOT BD MKT 9,382.045SHS P 109207 108567 640 640 INVESCO QQQ TRUST SERIES 595 SHS P 175078 140316 34762 34762 GOLDMAN SACHS P 8988 8988 0 0 ISHARES GOLD TRUST P 57 57 57 ISHARES GOLD TRUST P 55 55 55 ISHARES GOLD TRUST P 75 75 75 ISHARES GOLD TRUST P 75 75 75 ISHARES GOLD TRUST P 80 80 80 ISHARES GOLD TRUST P 68 68 68 ISHARES GOLD TRUST P 72 72 72 ISHARES GOLD TRUST P 80 80 80 ISHARES GOLD TRUST P 76 76 76 ISHARES GOLD TRUST P 78 78 78 ISHARES GOLD TRUST P 75 75 75 ISHARES GOLD TRUST P 76 76 76 CAPITAL GAINS DIVIDENDS P 83125 83125 83125 20534 2549 0 2549 0 2549 14671 0 0 0 14671 0 12122 12122 0 0 0 0 0 0 0 0 0 0 0 1 1 MA 1 0 0 0 0 1 N/A ROPES GRAY LLP 6179517000 800 BOYLSTON STREET BOSTON MA 021993600 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ROBERT N SHAPIRO C/O ROPES GRAY LLP 800 BOYLSTON STREET BOSTON MA 02199 TRUSTEE 0.50 16495 0 0 DAVID B SWARTZ C/O ROPES GRAY LLP 800 BOYLSTON STREET BOSTON MA 02199 TRUSTEE 1.00 0 0 0 DIANA CASTELLANOS SWARTZ C/O ROPES GRAY LLP 800 BOYLSTON STREET BOSTON MA 02199 TRUSTEE 1.00 0 0 0 NONE 0 JP MORGAN 270 PARK AVENUE NEW YORK NY 10017 INVESTMENT MANAGEMENT 52839 0 0 10798575 280961 0 11079536 0 0 11079536 166193 10913343 545667 545667 2549 2549 543118 0 543118 0 543118 559014 0 559014 0 559014 543118 531471 0 0 559014 531471 0 0 27543 0 0 0 0 0 0 0 0 515575 0 0 0 DAVID B SWARTZ DIANA CASTELLANOS SWARTZ X ANIMAL HAVEN 200 CENTRE STREET NEW YORK NY 10013 NONE PUBLIC CHARITY SUPPORT FOR THE ELDERLY, HOMELESS, AND VICTIMS OF DOMESTIC VIOLENCE 50000 CHIMPANZEE SANCTUARY NORTHWEST P O BOX 952 CLE ELUM WA 98922 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 15000 INTERNATIONAL FD FOR ANIMAL WELFARE (IFAW)INC 290 SUMMER STREET YARMOUTH PORT MA 02675 NONE PUBLIC CHARITY DISASTER RESPONSE FOR AUSTRALIAN FIRES 50000 JUNGLE FRIENDS PRIMATE SANCTUARY INC 13915 NORTH STATE ROAD 121 GAINSVILLE FL 32653 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 15000 OKLAHOMA PRIMATE SANCTUARY P O BOX 134 NEWCASTLE OK 73065 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 10000 PAN-AFRICAN SANCTUARIES ALLIANCE 3426 SW ARNOLD ST PORTLAND OR 97219 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION, PANDEMIC IMPACT RESPONSE IN AFRICA 55000 SEARCH AND CARE 1844 SECOND AVE NEW YORK NY 10128 NONE PUBLIC CHARITY ELDER SUPPORT PROGRAM 10000 TIGER SANCTUARIES 250 WEST 12TH ST NEW YORK NY 10014 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 30000 URBAN RESOURCE INSTITUTE 75 BROAD STREET SUITE 505 NEW YORK NY 10004 NONE PUBLIC CHARITY SUPPORT FOR VICTIMS OF DOMESTIC VIOLENCE 50000 VETERINARIANS INTERNATIONAL ONE PENN PLAZA SUITE 6337 NEW YORK NY 10119 NONE PUBLIC CHARITY PANDEMIC IMPACT RESPONSE IN CHILE 10000 WILD BIRD FUND 565 COLUMBUS AVENUE NEW YORK NY 10024 NONE PUBLIC CHARITY WILDLIFE REHABILITATION 5000 CHIMP HAVEN 13600 CHIMPANZEE PLACE KEITHVILLE LA 71047 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 20000 HUMANE SOCIETY OF BOULDER VALLEY 2323 55TH STREET BOULDER CO 80301 NONE PUBLIC CHARITY DISASTER RESPONSE WILDFIRES 1000 LARIMER HUMANE SOCIETY 3501 EAST 71ST STREET LOVELAND CO 80538 NONE PUBLIC CHARITY DISASTER RESPONSE WILDFIRES 10000 LONGMONT HUMANE SOCIETY 9595 NELSON ROAD LONGMONT CO 80501 NONE PUBLIC CHARITY DISASTER RESPONSE WILDFIRES 7500 PETS ARE WONDERFUL SUPPORT 134 WEST 29TH STREET SUITE 802 NEW YORK NY 10001 NONE PUBLIC CHARITY SUPPORT FOR ELDER AND HOMEBOUND PET OWNERS, PANDEMIC IMPACT RESPONSE 41000 POSITIVE TAILS PO BOX 27192 BROOKLYN NY 11202 NONE PUBLIC CHARITY PANDEMIC IMPACT RESPONSE 2500 PRIMARILY PRIMATES 26099 DULL KNIFE TRAIL SAN ANTONIO TX 78255 NONE PUBLIC CHARITY DISASTER RESPONSE HURRICANES 10000 ST HUBERT'S ANIMAL WELFARE CENTER PO BOX 159 575 WOODLAND AVENUE MADISON NJ 07940 NONE PUBLIC CHARITY PANDEMIC IMPACT RESPONSE 15000 TEXAS WILDLIFE REHABILITATION COALITION INC 10801 HAMMERLY BLVD 200 HOUSTON TX 77043 NONE PUBLIC CHARITY PANDEMIC IMPACT RESPONSE 2500 RIVERDALE ANIMAL SHELTER 12155 PARK BLVD BRIGHTON CO 80601 NONE PUBLIC CHARITY DISASTER RESPONSE WILDFIRES 1000 CENTER FOR ORANGUTAN & CHIMPANZEE CONSERVATION PO BOX 488 WAUCHULA FL 33873 NONE PUBLIC CHARITY ANIMAL WELFARE AND CONSERVATION 75000 485500 0 14 91 14 222388 18 68694 0 291173 0 291173 0 0 0 0 0 0 0 0 0 0 ROPES AND GRAY TAX PREPARATION 21000 10500 10500 STATEMENT FORM 990-PF, PART VII-B, LINE 1A(4) PAYMENTS IN THE AMOUNT OF $37,495.28 WERE MADE TO ROPES & GRAY LLP, 800 BOYLSTON STREET, BOSTON, MA 02199-3600 FOR TAX PREP AND TRUSTEES FEES. TRUSTEE ROBERT SHAPIRO IS A RETIRED PARTNER OF THE FIRM HAVING MORE THAN 300 ACTIVE PARTNERS. PAYMENTS FOR THESE SERVICES WERE MADE IN ACCORDANCE WITH THE TRUST DOCUMENTS. ADDITIONALLY, PAYMENTS IN THE AMOUNT OF $16,495.28 WERE MADE TO TRUSTEE ROBERT SHAPIRO WHO, BY AGREEMENT WITH ROPES & GRAY, TURNS OVER ALL FEES RECEIVED TO THE FIRM. STATEMENT FORM 990-PF, PART VIII, LINE 1 ROBERT SHAPIRO IS A RETIRED PARTNER OF THE LAW FIRM ROPES & GRAY LLP. PER AGREEMENT WITH ROPES & GRAY, TRUSTEE FEES EARNED BY ROBERT SHAPIRO ARE TURNED OVER TO THE FIRM. PARNASSUS CORE EQUITY 253983 519142 OAKMARK INTERNATIONAL 28550.92 SHS 412983 464979 ISHARES MSCI ALL COUNTRY ASI-4046 SHS 296329 442405 ISHARES MSCI INDIA ETF 124407 167195 NEUBERGER BERGER CHINA EQ IS 110000 135446 FIDELITY INTERNATIONAL INDEX FUND 420008 435663 FIDELITY 500 INDEX FD-AI 353808 502323 INVESCO QQQ TR UNITSER1 191868 364566 ISHARES INC MSCI JAPAN NEW 212798 256255 VANECK VECTORS GOLD MINERS ETF 130446 204846 ISHARES CORE MSCI EMERGING 457471 553893 HEALTH CARE SELECT SECTOR 333506 392389 VANGUARD FINANCIALS ETF 293861 333434 EDGEWOOD GROWTH FUND 314360 394426 ISHARES RUSSELL 100 VALUE 274745 298345 T ROWE PR JAPAN FUND 111223 151962 T ROWE PRICE NEW ASIA 145882 187914 ISHARES MSCI BRAZIL ETF 110881 125445 ISHARES GLOBAL INFRASTRUCTUR 112093 108750 PIMCO COMMODITY STRAT AT COST 116658 114117 PIMCO INV GRD CRD BND AT COST 279890 299614 COHEN & STEERS REAL ESTATE AT COST 232019 208255 PERRY PRIVATE OPPORTUNITIES ACCESS OFFSHORE HOLDINGS LP AT COST 0 264 BLACKSTONE ALT MULTI-55147.059 AT COST 739904 692062 VANGUARD TOTAL BOND MARKET INDEX AT COST 1578350 1679289 DOUBLELINE TOTL RET BOND FD AT COST 307725 303090 SCHWAB US TIPS ETF AT COST 261332 294756 NEUBERGER BERMAN LONG SH-INS AT COST 230000 265483 ISHARES GOLD TRUST AT COST 263061 369743 JP MORGAN MANAGED INCOME AT COST 269829 270839 PIMCO TOT RET FD AT COST 550641 584613 DODGE & COX INCOME FUND AT COST 487492 520753 ACCRUALS 148 ADJUSTMENT TO BEGINNING VALUE-JPM 52388-COST BASIS TORTOISE MLP & PIPELINE 7698 SAVESKY & COMPANY CONSULTING 38623 0 38623 JP MORGAN-INV MGMT 52839 34346 18493 FOREIGN TAX 0 4804 0 MA PC FILING FEE 125 0 125