2021-11-11T10:49:16-06:00 2020-12-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA NEW YORK NY 10004 990PF 2020-01-01 136119422 THE EDMOND DE ROTHSCHILD FOUNDATION EDMO 2129693616 PROSKAUER ROSE LLP ELEVEN TIMES SQ NEW YORK NY 10036 BENJAMIN DE ROTHSCHILD EXEC VP & TREASURER 2129693616 2021-11-05 1 BENJAMIN DE ROTHSCHILD 999009999 JAMES J REILLY P00183769 2126617777 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 25740116 X X 868 868 539280 539280 49544 13885976 49544 589692 589692 0 0 0 135609 20341 115268 58844 8827 50017 915917 182337 733580 5000 0 0 183420 21093 162327 1298790 232598 1061192 3933424 3933424 5232214 232598 4994616 -4642522 357094 2288083 2125473 2125473 4027441 3917099 6491496 19313120 14943550 17123147 25628644 20986122 25740116 0 0 X 25628644 20986122 25628644 20986122 25628644 20986122 25628644 -4642522 0 20986122 0 20986122 PUBLICLY TRADED SECURITIES P 13885976 13836432 49544 49544 49544 4964 0 4964 0 4964 30381 0 0 0 30381 0 25417 25417 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 NONE PROSKAUER ROSE LLP 2129693616 ELEVEN TIMES SQUARE NEW YORK NY 10036 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 BENJAMIN DE ROTHSCHILD C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 CHAIRMAN & DIRECTOR 0.50 0 0 0 ARIANE DE ROTHSCHILD C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 PRESIDENT & DIRECTOR 1.00 0 0 0 FIROZ LADAK C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 EXEC. VICE-PRES. , TREASURER 30.00 0 0 0 VALERIE MONCHI C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 VICE-PRESIDENT & DIRECTOR 0.50 0 0 0 FRANCOIS L MORIN C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 VICE-PRESIDENT & DIRECTOR 0.50 0 0 0 PHILIP M SUSSWEIN C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 SEC'Y AND ASST TREASURER (UNTIL 12/11) 1.00 0 0 0 NATHANIEL W BIRDSALL C/O PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 SEC'Y AND ASST TREASURER (FROM 12/11) 3.00 0 0 0 NONE 0 ADMINISTRATION ET GESTION SA-50 RUE DU RHONE PO BOX STAND 3841 1211 GENEVA, SZ SZ ADMINISTRATIVE SVCS 584880 GUL RUKH LADAK 5 CHEMIN DE LA ROCHETTE GENEVA SZ PROGRAM CONSULTANT 144000 PROSKAUER ROSE LLP ELEVEN TIMES SQUARE NEW YORK NY 10036 LEGAL SERVICES 135609 AKAKUS - USA INC 308 ORIOLE COURT NORTH BRUNSWICK NJ 08902 PROGRAM CONSULTANT 84000 0 THE EDMOND DE ROTHSCHILD FOUNDATION SPONSORS AND OPERATES THE ADR FELLOWSHIP DIRECTED PRIMARILY AT SOCIAL ENTREPRENEURS IN NORTH AMERICA AND IN EUROPE, PARTICULARLY 105611 WITHIN THE JEWISH AND MUSLIM COMMUNITIES. THE ADR FELLOWSHIP PROMOTES A BUSINESS MINDSET FOCUSED ON CIVIC ENGAGEMENT AND CONFLICT RESOLUTION. IT OFFERS THE ADR FELLOWS IMPACT-DRIVEN 0 TRAINING IN INNOVATIVE ENTREPRENEURSHIP, CREATIVE SCHOLARSHIP IN THE SOCIAL SCIENCES AND THE OPPORTUNITY TO DEVELOP AND ENHANCE SCHOOL EXPERIENCE 0 WITH A THOUGHT-PROVOKING SOCIAL SCIENCE CURRICULUM AND PEER-TO-PEER COLLABORATION AND ENGAGEMENT. 0 0 22208088 2344171 0 24552259 0 0 24552259 368284 24183975 1209199 1209199 4964 4964 1204235 0 1204235 0 1204235 4994616 0 4994616 0 4994616 1204235 0 0 2607817 2730172 2592456 2783847 1205084 11919376 4994616 0 0 0 1204235 3790381 0 0 15709757 0 0 0 0 0 0 2607817 13101940 2730172 2592456 2783847 1205084 3790381 X CARNEGIE HALL SOCIETY INC 881 7TH AVENUE NEW YORK NY 10019 N/A PC ARTS 250000 CREO FAMILY OFFICE SYNDICATE INC 156 5TH AVE STE 804 NEW YORK NY 100107764 N/A PC CHARITABLE 57428 ERFIP FOUNDATION 20 RUE ROYALE PARIS FR 75008 N/A NC - EXP. RESPONSIBI GENERAL BUDGETARY 258318 FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD 25 RUE MANIN PARIS FR 75019 N/A NC - EXP. RESPONSIBI MEDICAL RESEARCH 357113 FUNDACION ARIANE DE ROTHSCHILD CALLA ORFILA 8 - BAJO B MADRID SP 28010 N/A NC - EXP. RESPONSIBI CHARITABLE 748238 FRENCH INSTITUTE ALLIANCE FRANAISE 22 EAST 60TH STREET NEW YORK NY 10022 N/A PC CHARITABLE 80000 TRUSTEES OF THE UNIVERSITY OF PENNSYLVANIA GRADUATE SCHOOL OF EDUCATION PHILADELPHIA PA 19104 N/A PC CHARITABLE 62141 FONDATION EDMOND ADOLPHE DE ROTHSCHILD 21 ROUTE DE PREGNY PREGNYCHAMBESY SZ CH1292 N/A NC - EXP. RESPONSIBI GENERAL BUDGETARY 51664 FONDATION MAURICE ET NOEMIE DE ROTHSCHILD 18 RUE DE HESSE GENEVA SZ CH1204 N/A NC - EXP. RESPONSIBI GENERAL BUDGETARY 2068522 3933424 0 14 868 14 539280 18 49544 0 589692 0 589692 0 0 0 0 0 0 0 0 0 0 CONDON, O'MEARA, MCGINTY & DONNELLY LLP - ACCOUNTING & TAX SERVICES 25225 3784 21441 HAINES WATTS LLP - ACCOUNTING SERVICES 2671 401 2270 THOMAS AND ASSOCIATES, CPA, PC - BOOKKEEPING SERVICES 30948 4642 26306 ADDITIONAL INFORMATION WITH RESPECT MR. SUSSWEIN SERVED AS AN OFFICER, BUT NOT DIRECTOR AND DEVOTED 1.00 HOUR OR MORE OF TIME EACH WEEK TO THIS FOUNDATION'S ACTIVITIES. MR. BIRDSALL SERVED AS AN OFFICER, BUT NOT DIRECTOR AND DEVOTED 3.00 HOURS OF TIME EACH WEEK TO THIS FOUNDATION'S ACTIVITIES.WHILE MR. SUSSWEIN AND MR. BIRDSALL DO NOT RECEIVE COMPENSATION FOR THEIR SERVICES, PROSKAUER ROSE LLP, A FIRM OF WHICH MR. SUSSWEIN WAS A MEMBER UNTIL OCTOBER 31, 2018, AND THE FIRM BY WHICH MR. BIRDSALL IS EMPLOYED, RECEIVED $135,609 FOR SERVICES AND EXPENSES FROM THE FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2020.WHILE NEITHER MR. DE ROTHSCHILD NOR MME. DE ROTHSCHILD NOR MR. LADAK RECEIVES COMPENSATION FOR HIS OR HER SERVICES, ADMINISTRATION ET GESTION S.A., A COMPANY OWNED, DIRECTLY OR INDIRECTLY, BY MR. DE ROTHSCHILD AND MME. DE ROTHSCHILD AND FROM WHICH MR. LADAK RECEIVES COMPENSATION, RECEIVED $584,880 FOR SERVICES TO THIS FOUNDATION IN THE YEAR ENDED DECEMBER 31, 2020. ERFIP FOUNDATION 20 RUE ROYALE PARIS FR 75008 2020-02-03 258318 GENERAL BUDGETARY 62514 NO 9/20/21 NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD 25 RUE MANIN 75019 PARIS FR 2020-10-06 357113 MEDICAL RESEARCH 357113 NO 1/25/21 NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION ARIANE DE ROTHSCHILD CALLA ORFILA 8-BAJO B MADRID SP 2020-02-03 748238 GENERAL BUDGETARY 748238 NO 9/14/21 NO VERIFICATION REQUIRED.IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION EDMOND ADOLPHE DE ROTHSCHILD 21 ROUTE DE PREGNY CH 1292 PREGNYCHAMBESY SZ 2020-02-03 51664 GENERAL BUDGETARY 21770 NO 9/8/21 NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION MAURICE ET NOEMIE DE ROTHSCHILD 18 RUE DE HESSE CH 1204 GENEVA SZ 2020-02-03 2068522 GENERAL BUDGETARY 2068522 NO 9/20/21 NO VERIFICATION REQUIRED.IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). ERFIP FOUNDATION 20 RUE ROYALE PARIS FR 75008 2019-10-28 152474 GENERAL BUDGETARY PURPOSES 152474 NO 9/20/21 NO VERIFICATION REQUIREDIF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). FONDATION OPHTALMOLOGIQUE ADOLPHE DE ROTHSCHILD 25 RUE MANIN 75019 PARIS FR 2019-04-23 113410 MEDICAL RESEARCH 113410 NO 01/25/21 NO VERIFICATION REQUIRED IF THE TAXPAYER HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF ANY REPORT RECEIVED FROM A GRANTEE ORGANIZATION, IT NEED NOT CONDUCT AN INDEPENDENT VERIFICATION OF THAT REPORT. TREAS. REG. SEC. 53.4945-5(C)(1). 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DELAWARE 3393 6886 DEERE & CO. 19422 32824 DIAGEO PLC 4921 5717 DOMINION ENERGY, INC. 4710 4512 DUKE ENERGY CORP. 11922 12361 EATON CORP. PLC 20771 32077 EBAY, INC. 9176 12764 ECOLAB, INC. 5469 8871 EDWARDS LIFESCIENCES CORP. 2430 5747 ELECTRONIC ARTS, INC. 2917 3590 ELI LILLY & CO. 6303 9117 EMERSON ELEC., CO. 13328 14788 EQUINIX, INC. 4554 7856 ESTEE LAUDER COS, INC. 3206 6655 ETSY, INC. 1265 6049 EVERSOURCE ENERGY 1603 1903 EVOFEM BIOSCIENCES INC. 16870 16870 EXPEDITORS INTL. WASHINGTON, INC. 14553 19307 FACEBOOK, INC. 35604 57364 FACTSET RESH. SYS., INC. 6130 9310 FIDELITY NATL., INFORMATION SVCS. 6240 8063 FISERV, INC. 6583 8881 FORUM MERGER III CORP. 33750 33850 FREQUENCY THERAPEUTICS I 62181 116358 GENERAL MILLS, INC. 7799 9290 GILEAD SCIENCES, INC. 6845 6001 GOLDMAN SACHS GROUP, INC. 6891 9230 GRAINGER WW, INC. 4474 6533 HASBRO, INC. 3611 3555 HERSHEY CO. 2436 3351 HESS CORP. 5265 6546 HOME DEPOT, INC. 17513 34265 HONEYWELL INTL., INC. 19826 27651 HUMANA, INC. 6040 9846 HUNTINGTON BANCSHARES, INC. 4886 4736 IDEXX LABS, INC. 2244 5499 ILLINOIS TOOL WKS, INC. 13367 19776 ILLUMINA, INC. 10323 13320 INTEL CORP. 7877 6427 INTERCONTINENTAL EXCHANGE, INC. 2880 3574 INTERNATIONAL FLAVORS & FRAGRANCES 4022 3483 INTUIT 2448 3799 INTUITIVE SURGICAL, INC. 5120 8183 IOVANCE BIOTHERAPEUTICS 98122 185600 JINKOSOLAR HOLDING COM 82536 89712 JOHNSON & JOHNSON 20571 24237 JOHNSON CONTROLS INTL. PLC 8794 9970 JP MORGAN CHASE & CO. 30910 37867 KIMBERLY CLARK CORP. 11893 14022 LAM RESEARCH CORP. 6574 10390 LOCKHEED MARTIN CORP. 17270 20234 LOWES COS., INC. 12667 16854 LYDONDELLBASELL INDUSTRIES NV 1649 1742 MARSH & MCLENNAN COS., INC. 18580 23166 MASTERCARD, INC. 9199 15705 MCDONALDS CORP. 9378 11373 MCKESSON CORP. 5350 6957 MEDTRONIC PLC 27928 38188 MEIRAGTX HOLDINGS PLC 79243 83270 MERCK & CO, INC. 162254 220860 MERCK & CO., INC. 26651 27239 METTLER TOLEDO INTERNATIONAL 2517 4559 MICROSOFT CORP. 31824 102758 MICROSOFT CORP. 45864 66726 MONDELEZ INTL., INC. 11713 13214 MONSTER BEVERAGE, CORP. 13737 22103 MORGAN STANLEY 12598 21244 MYOVANT SCIENCES LTD 99044 165720 NASDAQ, INC. 8347 12079 NESTLE S A 10559 14154 NEUROCRINE BIOSCIENCE 52460 57510 NEXTERA ENERGY, INC. 23474 46907 NIKE, INC. 8370 14713 NORTHROP GRUMMAN CORP. 10570 10665 NOVARTIS AG 18746 20491 NOVAVAX INC. 65450 78056 NOVO-NORDISK A/S 3903 5588 NVIDIA CORP. 13638 44387 NXP SEMICONDUCTORS NV 5380 6360 OPENDOOR TECHNOLOGIES 31828 45460 ORACLE CORP. 19064 24000 OWENS CORNING, INC. 2199 4697 PARKER HANNIFIN CORP. 8866 11441 PAYCHEX, INC. 9721 12300 PENTAIR PLC 2781 3292 PEPSICO, INC. 30004 40783 PERKINELMER, INC. 2905 3014 PHILLIPS 66 10692 7693 PIONEER NAT RES CO. 1795 2506 PNC FINL SVCS GROUP, INC. 35236 40230 PPG INDS, INC. 8386 11393 PROCTER & GAMBLE CO. 13735 18366 PROGRESSIVE CORP. OHIO 4498 5735 PROLOGIS, INC. 15329 18138 PROVENTION BIO, INC. 65895 101640 QUALCOMM, INC. 21638 39761 REALTY INCOME CORP. 4730 4290 REGENERON PHARMACEUTICALS 12972 15460 REGIONS FINL. CORP. NEW COM. 4846 4884 ROCHE HLDG, LTD 19169 23246 ROCKWELL AUTOMATION, INC. 4796 6521 S&P GLOBAL, INC. 4149 6575 SALESFORCE.COM, INC. 24252 43171 SCHLUMBERGE LTD CURACAO 11948 6942 SEI INVESTMENTS CO. 7728 8908 SEMPRA ENERGY 8401 9046 SOCAL CAPITAL HEDOSOP 27940 41925 SOUTHERN CO. 14065 15173 STANLEY BLACK & DECKER, INC. 13743 16785 STARBUCKS CORP. 38401 54132 STERIS PLC 2200 3222 SVB FINL., GROUP 3407 6205 T. ROWE PRICE GROUP, INC. 3946 6207 TARGET CORP. 4403 13063 TELADOC HEALTH, INC. 1112 3599 TETRA TECH, INC. 4221 9031 TEXAS INSTRS, INC. 27482 45628 TG THERAPEUTICS, INC. 86975 228888 THERMO FISHER SCIENTIFIC CORP. 11746 16768 TJX COS., INC. 5601 10653 T-MOBILE US, INC. 216336 764600 TRACTOR SUPPLY CO. 2919 3374 TRANE TECH PUB LTD 8067 15822 TRAVELERS COS., INC. 5397 6036 TRILLIUM THERA 37650 66195 TRUIST FINL CORP. 13962 13756 UNION PAC CORP. 9042 11660 UNITED PARCEL SVC, INC. 2554 2526 US BANCORP DEL. 15838 14350 VALERO ENERGY CORP. 7087 4243 VERASTEM, INC. 10721 10650 VERIZON COMMUNICATIONS, INC. 19923 22560 VERTEX PHARMACEUTICALS INC. 2663 2363 VISA, INC. 28234 43746 WALT DISNEY CO. 28399 46201 WASTE MGMT., INC. 6277 6604 WEC ENERGY GROUP, INC. 7618 9571 WEST PHARMACEUTICAL SVSC., INC. 1610 3116 WORKDAY, INC. 5068 8866 XYLEM, INC. 3630 5700 YUM BRANDS, INC. 6889 7925 YUM CHINA HLDGS., INC. 4022 5595 ZOETIS, INC. 5792 10758 ABERDEEN ASIA PACIFIC INCOME FUND AT COST 264387 288906 ABERDEEN STNDRD PHYSCL AT COST 162822 177316 ALIBABA GROUP HOLDING LTD. AT COST 21335 29091 ALLIANZGI ARTF INTLG AND OPP. FUND AT COST 42952 53479 BAIRD AGGREGATE BOND FUND AT COST 269929 298596 BLACK ROCK SCIENCE & TECHNOLOGY TRUST AT COST 26424 40330 BLACKROCK SCIENCE TECHNO AT COST 135982 324233 BOULDER GROWTH AND INCOME FUND AT COST 95353 107612 BW PRIVATE INVESTORS OFFSHORE AT COST 301871 359107 CALVERT EMG MKTS EQUITY AT COST 187000 259099 COLUMBIA CONVERTIBLE SECURITIES FUND AT COST 273000 359883 DELAWARE EMERGING MARKETS AT COST 96351 128802 DODGE & COX INCOME FUND AT COST 668050 705728 DOMINI INTL. SOCIAL EQ.- INST. AT COST 298284 303799 DOUBLELINE TOTAL RETURN BOND AT COST 331605 324602 DOUBLELINE TOTAL RETURN BOND FUND AT COST 221828 223244 EDGEWOOD GROWTH FUND-INST. AT COST 314684 386044 ETON PARK OVERSEAS FUND, LTD. AT COST 217 350 EATON VANKE RISK MANAGEMENT DIVISION AT COST 21362 23350 GLOBAL X FUNDS GLOBAL X ROBOTICS &ARTIFICIAL INTELLIGENCE AT COST 151419 185258 GROSVENOR ALTERNATIVE INVESTMENT AT COST 600000 698169 HEALTH CARE SELECT SECTOR AT COST 342520 406682 IMPACT INVESTMENT PARTNERS LLP AT COST 75000 75000 INVESCO QQQ TRUST SERIES 1 AT COST 325041 476885 ISHARES CORE MSCI EMERGING MARKETS AT COST 95129 102676 ISHARES CORE S&P SMALL CAP AT COST 242648 298675 ISHARES GLOBAL INFRASRTUCTUR AT COST 144344 138211 ISHARES GOLD TRUST AT COST 252956 340626 ISHARES INTERMEDIATE GOVT / CREDIT BOND ETF AT COST 366584 395976 ISHARES MSCI ALL COUNTRY AT COST 185169 242216 ISHARES MSCI BRAZIL AT COST 132475 149874 ISHARES MSCI INDIA AT COST 92655 121585 ISHARES MSCI JAPAN AT COST 185515 211530 ISHARES MSCI KLD 400 SOCIAL INDEX AT COST 322959 435822 ISHARES RUSSELL 1000 VALUE E AT COST 252181 278246 ISHARES TR ESG MSCI EAFE AT COST 417383 508358 JANUS ENTERPRISE FUND AT COST 286000 309010 JP MORGAN - MANAGED INCOME FUND AT COST 122825 123193 LORD ABBETT ULTRA SHORT BD FD AT COST 253000 255032 NEUBERGER BERMAN GREATER CHINA EQUITY AT COST 157665 162739 OKTOBER6 LTD AT COST 75000 75000 PARNASSUS CORE FUND-INST AT COST 454775 592851 PARNASSUS MID CAP FUND-INST AT COST 297305 364891 PIMCO FUNDS TOTAL RETURN III INSTITUTIONAL CL AT COST 1185641 1285951 PIMCO INV GRD BND-INST AT COST 305852 327369 PUTNAM SHORT DURATION INCOME FUND AT COST 218204 219290 ROSE GROVE OFFHORE FUND I, LTD. 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TRANCHE B AT COST 175100 165835 TIAA-CREF CORE IMPCT BND-INST AT COST 261902 257391 VANECK VECTORS GOLD MINERS AT COST 146532 214823 VANGUARD FINANCIALS AT COST 210272 234650 VANGUARD TOTAL BOND MARKET INDEX FUND AT COST 1682906 1783251 WELLINGTON HH PRE-IPO OFFSHORE FEEDER, FUND LP AT COST 279978 157295 PROSKAUER ROSE LLP - LEGAL SERVICES 135609 20341 115268 OTHER EXPENSES 80478 21093 59385 NEW YORK STATE FILING FEE 750 0 750 ADR FELLOWSHIP EXPENSES 100911 0 100911 NET LOSS ON CURRENCY EXCHANGE TRANSACTIONS 1281 0 1281 ADMINISTRATION & GESTION S.A. - ADMINISTRATIVE SERVICES 584880 0 584880 CHARLES SCHWAB - INVESTMENT MANAGEMENT FEES 63558 63558 0 GUL RUKH LADAK - CONSULTING FEES 144000 0 144000 JP MORGAN - INVESTMENT MANAGEMENT FEES 69915 69915 0 ARGIN AUDIO LLC- CONSULTING FEES 4700 0 4700 BANK OF AMERICA - INVESTMENT MANAGEMENT FEES 48864 48864 0 FEDERAL EXCISE TAX 5000 0 0