2021-11-11T12:53:11-06:00 2020-12-31 362700600 WINEBERG SOLHEIM HOWELL & SHAIN PC 180 N LASALLE ST STE 2200 CHICAGO IL 60601 990PF 2020-01-01 366057159 D AND R FUND C/O JAMES GLASSER DAND 3126216214 500 W MONROE ST SUITE 2660 CHICAGO IL 60661 JAMES GLASSER DIRECTOR 3126216214 2021-11-04 1 JAMES GLASSER 999009999 MICHAEL S SOLHEIM CPA P00570974 3123720440 2021-11-04 2 AAL1 IAL1 2020 2022-09-23 18:48:47Z X 40958615 X X 238582 238582 2506811 2564358 2506811 151806 151806 2897199 2897199 125000 125000 0 666 666 0 9200 9200 0 141671 141671 0 89809 89809 0 428804 128804 0 795150 495150 0 1853000 1853000 2648150 495150 1853000 249049 2402049 5497 5497 5497 2734965 3233542 3233542 29916771 22564458 37685988 614190 33588 33588 33271423 25837085 40958615 636770 699160 636770 699160 X 0 0 0 0 32634653 25137925 32634653 25137925 33271423 25837085 32634653 249049 0 32883702 7745777 25137925 SECTION 1231 PASSTHRU GAIN/LOSS P 2853 -2853 -2853 SECTION 1256 PASSTHRU GAIN/LOSS P 422 422 422 SECTION 1256 PASSTHRU GAIN/LOSS P 632 632 632 2011/2012 GRESHAM PRIVATE EQUITY STRAT P 3316 3316 3316 GP CHINA VENTURE CAPITAL LP P 35580 35580 35580 GP CHINA VENTURE CAPITAL II LP P 410 410 410 GP EMERGING MARKETS STRATEGIES P 70896 70896 70896 GP GLOBAL EQUITY STRATEGIES P 209123 209123 209123 GRESHAM PRIVATE EQTY FD I P 865 -865 -865 GRESHAM PRIVATE EQTY FD II P 4009 4009 4009 2013 GRESHAM PRIVATE EQUITY STRAT P 3420 -3420 -3420 2014 GRESHAM PRIVATE EQUITY STRAT P 1596 -1596 -1596 2015 GRESHAM PRIVATE EQUITY STRAT P 5292 5292 5292 2016 GRESHAM PRIVATE EQUITY STRAT P 6218 6218 6218 2017 GRESHAM PRIVATE EQUITY STRAT P 5935 5935 5935 2018 GRESHAM PRIVATE EQUITY STRAT P 5759 5759 5759 2019 GRESHAM PRIVATE EQUITY STRAT P 17 17 17 2020 GRESHAM PRIVATE EQUITY STRAT P 12 12 12 2011/2012 GRESHAM PRIVATE EQUITY STRAT P 232193 232193 232193 GRESHAM CHINA OPPTY FUND P 9861 9861 9861 GP CHINA VENTURE CAPITAL LP P 141876 141876 141876 GP CHINA VENTURE CAPITAL II LP P 6751 6751 6751 GP EMERGING MARKETS STRATEGIES P 43981 43981 43981 GEM REALTY V LP P 8171 8171 8171 GP GLOBAL EQUITY STRATEGIES P 114646 114646 114646 GRESHAM PRIVATE EQTY FD I P 539010 539010 539010 GRESHAM PRIVATE EQTY FD II P 386802 386802 386802 2013 GRESHAM PRIVATE EQUITY STRAT P 30157 30157 30157 2014 GRESHAM PRIVATE EQUITY STRAT P 28480 28480 28480 2015 GRESHAM PRIVATE EQUITY STRAT P 36360 36360 36360 2016 GRESHAM PRIVATE EQUITY STRAT P 50104 50104 50104 2017 GRESHAM PRIVATE EQUITY STRAT P 836 836 836 2018 GRESHAM PRIVATE EQUITY STRAT P 654 654 654 2019 GRESHAM PRIVATE EQUITY STRAT P 102 -102 -102 2020 GRESHAM PRIVATE EQUITY STRAT P 84 -84 -84 3,378 SHS MEITUAAN DIANPING P 2012-07-01 2020-03-13 36381 3446 32935 32935 3,378 SHS MEITUAAN DIANPING P 2012-07-01 2020-06-19 73991 3446 70545 70545 5,704 SHS MEITUAAN DIANPING P 2012-07-01 2020-08-17 156791 17169 139622 139622 4,088 SHS MEITUAAN DIANPING P 2012-07-01 2020-09-25 124877 12848 112029 112029 73,265 SHS XIAOMI CORP P 2013-12-03 2020-03-13 94605 8059 86546 86546 62,000 SHS XIAOMI CORP P 2013-12-13 2020-06-19 100210 3659 96551 96551 2506811 33388 0 33388 0 33388 21960 0 21500 0 43460 X 0 10072 10072 0 0 0 0 0 0 0 0 0 1 1 0 1 1 IL 0 0 0 0 0 1 N/A JAMES GLASSER 3126216214 500 W MONROE ST STE 2660 CHICAGO IL 60661 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 LOUISE R GLASSER 13262 E SADDLEROCK ROAD TUCSON AZ 85749 PRESIDENT/SECRETARY 0.00 0 0 0 JAMES J GLASSER 13262 E SADDLEROCK ROAD TUCSON AZ 85749 VICE PRESIDENT/TREASURER 20.00 125000 0 0 BABETTE H ROSENTHAL 324 REGENT WOOD ROAD NORTHFIELD IL 60093 VICE PRESIDENT 0.00 0 0 0 EMILY GLASSER 3 E 84TH STREET APT9 NEW YORK NY 10028 DIRECTOR 0.00 0 0 0 SAMUEL L ROSENTHAL 721 S GREEN BAY ROAD LAKE FOREST IL 60045 DIRECTOR 0.00 0 0 0 MARY C GLASSER 6 BRINK CLOSE CONSTANTIA SF 7806 DIRECTOR 0.00 0 0 0 DAN R GLASSER 2600 LUCKY JOHN DRIVE PARK CITY UT 84060 DIRECTOR 0.00 0 0 0 PHILIP D ROSENTHAL 1335 N ASTOR STREET CHICAGO IL 60610 DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 0 3994471 35032483 39026954 0 0 39026954 585404 38441550 1922078 1922078 33388 15417 48805 1873273 0 1873273 0 1873273 1853000 0 1853000 0 1853000 1873273 0 0 5275 92336 97611 1853000 0 0 0 1853000 0 20273 20273 77338 0 0 0 0 0 0 0 77338 77338 X ACCESS COMMUNITY HEALTH NETWORK 600 W FULTON CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 15000 ACCESS LIVING 115 W CHICAGO AVE CHICAGO IL 60611 NONE 501(C)(3) CIVIC & SOCIAL 100000 ANIMATE AFRICA 2081 CENTER ST BERKELEY CA 94704 NONE 501(C)(3) CIVIC & SOCIAL 15000 ASSOCIATION TO BENEFIT CHILDREN 419 E86TH STREET NEW YORK NY 10028 NONE 501(C)(3) CIVIC & SOCIAL 5000 BERNIES BOOK FUND 985 MAPLEWOOD RD LAKE FOREST IL 60045 NONE 501(C)(3) CIVIC & SOCIAL 7500 CHICAGO COALITION FOR THE HOMELESS 70 E LAKE ST CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 15000 CHICAGO HIGH SCHOOL FOR THE ARTS 521 E 35TH ST CHICAGO IL 60616 NONE 501(C)(3) CIVIC & SOCIAL 30000 CHILDSERV 8765 W HIGGINS CHICAGO IL 60631 NONE 501(C)(3) CIVIC & SOCIAL 30000 CHRISTOPHER HOUSE 5235 W BELDEN CHICAGO IL 60639 NONE 501(C)(3) CIVIC & SOCIAL 10000 CENTRAL BANK CONSERVANCY 14 E60TH STREET NEW YORK NY 10022 NONE 501(C)(3) CIVIC & SOCIAL 5000 ERIE FAMILY HEALTH CENTER 1701 W SUPERIOR ST CHICAGO IL 60622 NONE 501(C)(3) CIVIC & SOCIAL 35000 ERIKSON INSTITUTE 451 N LASALLE CHICAGO IL 60654 NONE 501(C)(3) CIVIC & SOCIAL 30000 EXCEPTIONAL MINDS 13400 RIVERSIDE DR SHERMAN OAKS CA 91423 NONE 501(C)(3) CIVIC & SOCIAL 10000 FAMILY SERVICE OF LAKE COUNTY 777 CENTRAL AVE HIGHLAND PARK IL 60035 NONE 501(C)(3) CIVIC & SOCIAL 15000 FIELD MUSEUM OF NATURAL HISTORY 1400 S LAKE SHORE DR CHICAGO IL 60605 NONE 501(C)(3) CIVIC & SOCIAL 200000 FRIENDS OF THE HIGHWOOD PUBLIC LIBRARY 102 HIGHWOOD AVE HIGHWOOD IL 60040 NONE 501(C)(3) 10000CIVIC & SOCIAL 15000 GOODMAN THEATRE 170 N DEARBORN CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 25000 GREATER CHICAGO FOOD DEPOSITORY 4100 W ANN LURIE PLACE CHICAGO IL 60632 NONE 501(C)(3) CIVIC & SOCIAL 140000 HEARTLAND ALLIANCE 208 S LASALLE CHICAGO IL 60604 NONE 501(C)(3) CIVIC & SOCIAL 25000 JEWISH FEDERATION OF METROPOLITAN CHICAGO 30 S WELLS ST CHICAGO IL 60606 NONE 501(C)(3) CIVIC & SOCIAL 175000 JOHN G SHEDD AQUARIUM 1200 S LAKE SHORE DR CHICAGO IL 60605 NONE 501(C)(3) CIVIC & SOCIAL 25000 LAWRENCE HALL YOUTH SERVICES 4833 N FRANCISCO AVE CHICAGO IL 60625 NONE 501(C)(3) CIVIC & SOCIAL 30000 LINCOLN PARK ZOO PO BOX 14903 CHICAGO IL 60614 NONE 501(C)(3) CIVIC & SOCIAL 30000 LURIE CHILDREN'S HOSPITAL OF CHICAGO 225 E CHICAGO AVE CHICAGO IL 60611 NONE 501(C)(3) CIVIC & SOCIAL 125000 MERIT SCHOOL OF MUSIC 38 S PEORIA ST CHICAGO IL 60607 NONE 501(C)(3) CIVIC & SOCIAL 18000 MILLENNIUM PARK 201 E RANDOLPH ST CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 10000 MUSEUM OF SCIENCE & INDUSTRY 5700 S LAKE SHORE DR CHICAGO IL 60637 NONE 501(C)(3) CIVIC & SOCIAL 50000 NEWBERRY LIBRARY 60 W WALTON STREET CHICAGO IL 60610 NONE 501(C)(3) CIVIC & SOCIAL 100000 NORTH SHORE SENIOR CENTER 161 NORTHFIELD ROAD NORTHFIELD IL 60093 NONE 501(C)(3) CIVIC & SOCIAL 25000 OUNCE OF PREVENTION FUND 33 W MONROE CHICAGO IL 60603 NONE 501(C)(3) CIVIC & SOCIAL 25000 PLANNED PARENTHOOD 18 S MICHIGAN AVE 6TH FL CHICAGO IL 60603 NONE 501(C)(3) CIVIC & SOCIAL 150000 POSSE FOUNDATION 111 W JACKSON CHICAGO IL 60604 NONE 501(C)(3) CIVIC & SOCIAL 30000 RONALD MCDONALD HOUSE 1301 W 22ND ST STE 905 OAK BROOK IL 60523 NONE 501(C)(3) CIVIC & SOCIAL 7500 SNOW CITY ART 1653 W CONGRESS PARKWAY CHICAGO IL 60612 NONE 501(C)(3) CIVIC & SOCIAL 10000 TEACH FOR AMERICA 300 W ADAMS CHICAGO IL 60606 NONE 501(C)(3) CIVIC & SOCIAL 125000 WITS - WORKING IN THE SCHOOLS 641 W LAKE ST STE 200 CHICAGO IL 60661 NONE 501(C)(3) CIVIC & SOCIAL 25000 UNITED WAY 333 S WABASH AVE 30TH FL CHICAGO IL 60604 NONE 501(C)(3) CIVIC & SOCIAL 100000 EXECUTIVE SERVICES CORP OF CHICAGO 318 W ADAMS ST 16TH FLOOR CHICAGO IL 60606 NONE 501(C)(3) CIVIC & SOCIAL 5000 CHICAGO LIGHTHOUSE FOR THE BLIND 1850 W ROOSEVELT RD CHICAGO IL 60608 NONE 501(C)(3) CIVIC & SOCIAL 10000 CHICAGO COMMUNITY FOUNDATION 225 NORTH MICHIGAN AVENUE CHICAGO IL 60601 NONE 501(C)(3) CIVIC & SOCIAL 25000 SARA'S CIRCLE 4838 N SHERIDAN RD CHICAGO IL 60640 NONE 501(C)(3) CIVIC & SOCIAL 20000 NATIONAL ABILITY CENTER 1000 ABILITY WAY PARK CITY UT 84060 NONE 501(C)(3) CIVIC & SOCIAL 5000 1853000 0 14 238582 14 151806 18 2506811 0 2897199 0 2897199 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 9200 9200 0 WM. BLAIR CAPITAL PTRS VII FMV 4095 4168 GP GLOBAL EQUITY STRATEGIES FMV 5997592 8605205 GRESHAM - LOW VOLATILITY OFFSHORE FMV 2509278 4380812 GRESHAM PRIVATE EQUITY I FMV 340738 337625 GRESHAM PRIVATE EQUITY II FMV 765596 3215146 GEM REALTY FUND IV FMV 56102 3967 GRESHAM CHINA OPPT. FUND I FMV 544152 1011153 2011/12 PRIVATE EQUITY STRATEGIES FMV 604712 929494 2013 PRIVATE EQUITY STRATEGIES FMV 269700 528195 GEM REALTY V FMV 518303 548029 2014 PRIVATE EQUITY STRATEGIES FMV 327520 706388 GRESHAM OPPORT.GROWTH STRATEGIES OFFSHORE FMV 4250146 6962528 2015 PRIVATE EQUITY STRATEGIES FMV 396264 928466 GRESHAM CHINA VENTURE FMV 686819 2049891 GRESHAM EMERGING MARKETS FMV 2492164 3212514 2016 PRIVATE EQUITY STRATEGIES FMV 598392 887179 GEM REALTY FUND VI FMV 520291 544374 2017 PRIVATE EQUITY STRATEGIES FMV 289413 947005 GP CHINA VENTURE CAP II FMV 536881 800518 2018 PRIVATE EQUITY STRATEGIES FMV 294600 362706 GP 2019 PRIVATE EQUITY STRATEGIES FMV 389025 446713 GP 2020 PRIVATE EQUITY STRATEGIES FMV 172675 273912 LEGAL 666 666 0 DUE FROM GP GLOBAL EQUITIES STRATEGIES 600000 DUE FROM TRIDENT CAPITAL FUND V 11025 DEFERRED CAPITAL CALL 3165 33588 33588 PARTNERSHIPS-CAPITAL ACCOUNT ADJUSTMENT FOR TAX BASIS 7745777 SUNDRY EXPENSES 377 377 0 INTEREST EXPENSE - PASSTHRU 21648 21648 0 MISC. PASSTHROUGH EXPENSES - 2% 333708 33708 0 CONTRIBUTIONS - PASS THRU ENTITIES 135 135 0 DUES AND SUBSCRIPTIONS 3832 3832 0 GEM REALTY IV - PASSTHROUGH ORD. LOSS 67 67 0 2019 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 64 64 0 GEM REALTY III - PASSTHROUGH ORD. LOSS 7513 7513 0 BUILDING REALTY - PASSTHROUGH ORD. LOSS 1011 1011 0 2017 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 6668 6668 0 2018 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 1912 1912 0 GP EMERGING MARKETS - PASSTHROUGH ORD. LOSS 22940 22940 0 NON DEDUCTIBLE - PASSTHROUGH 2137 2137 0 1350 LAKESHORE - PASSTHROUGH ORD. LOSS 20372 20372 0 ROYALTY DEDUCTION - PASSTHROUGH 8 8 0 2016 PRIVATE EQUITY STRAT. - PASSTHROUGH ORD. LOSS 1513 1513 0 GEM REALTY VI - PASSTHROUGH ORD. LOSS 4479 4479 0 GEM REALTY V - PASSTHROUGH ORD. LOSS 420 420 0 PARTNERSHIP MISC. INCOME 408 408 408 2013 PRIVATE EQUITY STRATEGIES 775 775 775 GRESHAM CHINA OPPT. FUND I 2515 2515 2515 MISC. PARTNERSHIP ROYALTY INCOME 90 90 90 GRESHAM PRIVATE EQUITY II 16463 16463 16463 GRESHAM PRIVATE EQUITY I 1796 1796 1796 2011/12 PRIVATE EQUITY STRATEGIES 21399 21399 21399 GP GLOBAL EQUITY STRATEGIES 105735 105735 105735 2014 PRIVATE EQUITY STRATEGIES 145 145 145 2015 PRIVATE EQUITY STRATEGIES 2424 2424 2424 GP CHINA VENTURE CAPITAL 51 51 51 2020 PRIVATE EQUITY STRATEGIES 5 5 5 BUILDING REALTY ASSOC. 10701 11688 1350 LSD 458383 510043 GRESHAM LASALLE/JAPAN 167686 167686 GEM REALTY FUND III 0 5522 DEFERRED LIABILIITY 0 4221 INVESTMENT MANAGEMENT FEES 141671 141671 0 EXCISE TAX 52678 52678 0 FOREIGN TAXES 32685 32685 0 STATE INCOME TAXES 4446 4446 0