2021-11-15T20:19:23-06:00 2020-12-31 910189318 MOSS ADAMS LLP 101 SECOND STREET SUITE 900 SAN FRANCISCO CA 94105 990 2020-01-01 451204321 ROCK HEALTH FOUNDATION ROCK 4158698585 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 KATIE DRASSER CEO 4158698585 2021-11-15 1 KATIE DRASSER 999009999 MICHAEL LUMSDEN P01262236 4159561500 2021-11-15 3 AAL1 IAL1 2020 2022-09-23 18:48:47Z KATIE DRASSER 301 HOWARD STREET NO 950 SAN FRANCISCO CA 94105 1065382 0 X WWW.ROCKHEALTH.ORG X 2011 CA ROCKHEALTH.ORG MAKES HEALTHCARE MASSIVELY BETTER FOR EVERY HUMAN BEING BY ENABLING AN INCLUSIVE DIGITAL HEALTH ECOSYSTEM, ADVANCING SOLUTIONS FOR THOSE WHO NEED IT MOST, AND FOSTERING COMMUNITY CONNECTIONS. 2 2 17 15 0 0 419500 175486 3384728 877617 63 279 57300 12000 3861591 1065382 0 0 0 0 1635543 377470 0 0 28079 1209585 570956 2845128 948426 1016463 116956 4170833 3992603 395504 988406 3775329 3004197 X ROCKHEALTH.ORG MAKES HEALTHCARE MASSIVELY BETTER FOR EVERY HUMAN BEING BY ENABLING AN INCLUSIVE DIGITAL HEALTH ECOSYSTEM, ADVANCING SOLUTIONS FOR THOSE WHO NEED IT MOST, AND FOSTERING COMMUNITY CONNECTIONS. 0 1 433074 0 625084 BUSINESS INCUBATOR: IN KEEPING WITH OUR MISSION TO SUPPORT INNOVATION AT THE INTERSECTION OF HEALTHCARE AND TECHNOLOGY, ROCK HEALTH MET WITH HUNDREDS OF NEW COMPANIES IN 2020, WITH AN AVERAGE OF 1 HOUR OF CONVERSATION PER COMPANY. ROCK HEALTH CLOSELY INTERACTED WITH A PORTFOLIO OF OVER 50 COMPANIES, WITH MANY INTRODUCTIONS TO OUR EXPERT NETWORK OF INDUSTRY PROFESSIONALS AND HEALTHCARE THOUGHT LEADERS. OUR LOYAL AND GROWING COMMUNITY OF EXPERTS AND ALUMNI CONTINUE TO GENEROUSLY OFFER STRATEGIC GUIDANCE AND EXPERTISE TO ROCK HEALTH START-UPS. THESE ACTIVITIES TRANSFERRED TO ROCK HEALTH, INC. IN APRIL 2020. 167266 0 241426 PUBLIC EDUCATIONAL EVENTS: ROCK HEALTH HOSTED MULTIPLE EVENTS IN 2020 SERVING OVER 2,000 PEOPLE. WE HOSTED OVER 100 DIVERSE THOUGHT LEADERS AS TEACHERS, SPEAKERS, AND DISCUSSION LEADERS. THE MAIN THEMES COVERED INCLUDED: HEALTHCARE INNOVATION, HEALTH DATA, EQUITY & INCLUSION, ENTREPRENEURSHIP, AND LEADERSHIP. THE EVENTS RANGED FROM AN IN-PERSON GATHERING IN JANUARY (PRE-PANDEMIC) WITH 500+ ATTENDEES TO A 1000+ PERSON VIRTUAL HEALTHCARE INNOVATION SUMMIT. 3500 0 11107 RESEARCH: ROCK HEALTH OFFERS AN EXTENSIVE ARRAY OF DIVERSE ONLINE EDUCATIONAL RESOURCES. THE CORE OF THESE RESOURCES IS OUR ROCK REPORTS, WHICH ARE BASED ON PRIMARY AND SECONDARY RESEARCH AND PROVIDE AN IN-DEPTH LOOK AT TRENDS IN HEALTH TECHNOLOGY. SEVEN ROCK HEALTH REPORTS WERE PUBLISHED IN 2020 AND RECEIVED OVER 148,000 VIEWS OVER THAT YEAR. WE ALSO HOSTED A PODCAST WITH 39,837 LISTENS OF 8 EPISODES IN 2020. WE ALSO CAREFULLY CURATE A JOBS PAGE, A WEEKLY HEALTHCARE TECHNOLOGY NEWS EMAIL DIGEST (WITH OVER 45,000 SUBSCRIBERS), AND OTHER RESOURCES WHICH ARE FREE TO THE PUBLIC ON OUR WEBSITE. THESE ACTIVITIES TRANSFERRED TO ROCK HEALTH, INC. IN APRIL 2020. 603840 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 20 0 1 17 1 0 0 0 0 0 0 0 0 0 0 0 0 X 2 2 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 1 0 CA X WILLIAM EVANS 4158698585 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 WILLIAM EVANS DIRECTOR THROUGH 6/2020 / CEO 40.00 X X 147101 184386 20574 MEGAN ZWEIG DIRECTOR OF RESEARCH THROUGH 3/2020 40.00 X 98847 124152 6538 NATE GROSS DIRECTOR 1.00 X 0 0 0 KELSEY MELLARD DIRECTOR EFFECTIVE 6/2020 1.00 X 0 0 0 TODD PIERCE DIRECTOR THROUGH 6/2020 1.00 X 0 0 0 245948 308538 27112 1 0 1 0 0 175486 175486 MEMBERSHIP REVENUE 541900 585076 585076 EVENT TICKET REVENUE 541900 241426 241426 CONSULTING SERVICES 541900 40000 40000 FEE FOR SERVICE REVENU 541700 11107 11107 BILLABLE EXPENSE/REIMB 541900 8 8 877617 279 279 MISCELLANEOUS REVENUE 900099 12000 12000 12000 1065382 877617 0 12279 X 259504 203384 40531 15589 89163 69881 13926 5356 3380 2649 528 203 25423 19925 3971 1527 29398 29398 86359 86359 176003 94800 81203 4884 3614 1026 244 9841 9841 78918 66473 7285 5160 2849 2849 59936 59936 17674 17674 17577 17577 BAD DEBT 65893 65893 EMPLOYEE RELATED EXPENS 11739 11739 REPAIRS & MAINTENANCE 3968 3968 RESEARCH DATA 3500 3500 2417 1095 1322 948426 603840 316507 28079 3019459 2008333 78982 0 758698 290405 27403 0 25108 9187 110083 64771 62986 45312 114430 1555599 83767 83767 4170833 3992603 148877 33223 186121 44583 0 78807 60506 831793 395504 988406 X 3775329 3004197 3775329 3004197 4170833 3992603 116956 -888088 0 X 0 1 X 1 0 X 1287550 1506626 1995751 419500 175486 5384913 1287550 1506626 1995751 419500 175486 5384913 2033816 3351097 45234 51325 108 38300 279 135246 225000 19000 12000 256000 5776159 5788460 0.58020 0.59850 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2019 AMOUNT: $ 19,000. 2020 AMOUNT: $ 12,000. LEASE BUYOUT - 2018 AMOUNT: $ 225,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 24425 17144 7281 85658 47627 38031 45312 1443862 C PRIVATE COMPANY STOCK 111737 F 1555599 DEFERRED RENT 52720 DUE TO RELATED ORGANIZATION 779073 831793 X PART X, LINE 2: U.S. GAAP REQUIRES THE FOUNDATION TO EVALUATE TAX POSITION TAKEN AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAX AUTHORITY. THE FOUNDATION HAS REVIEWED ITS TAX POSITIONS FOR ALL OPEN TAX YEARS AND BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR THE TAX POSITIONS TAKEN. THEREFORE NO LIABILITY HAS BEEN RECORDED. X X X 0 0 0 0 0 0 0 0 0 WILLIAM EVANS DIRECTOR THROUGH 6/2020 / CEO 119601 101886 27500 82500 0 0 0 0 10287 10287 157388 194673 0 0 MEGAN ZWEIG DIRECTOR OF RESEARCH THROUGH 3/2020 80847 124152 18000 0 0 0 0 0 3269 3269 102116 127421 0 0 FORM 990, PART III, LINE 3 DURING THE YEAR, THE ORGANIZATION SPUN-OFF ITS BUSINESS INCUBATOR PROGRAM AND RESEARCH PROGRAM TO ROCK HEALTH, INC., IT'S WHOLLY-OWNED SUBSIDIARY. FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM, IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING REPRESENTATIVES. THE CEO THEN REVIEWS THE TAX RETURNS FOR ACCURACY. AN ELECTRONIC COPY OF THE FORM 990 IS THEN E-MAILED TO THE ENTIRE BOARD FOR COMMENTS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF THE FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTORS, WHO ARE CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF THE FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, THE INTERESTED PERSON SHALL LEAVE THE BOARD MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. IN THE EVENT THAT THE BOARD DETERMINES THAT A PROPOSED TRANSACTION OR ARRANGEMENT PRESENTS A CONFLICT OF INTEREST, THE BOARD SHALL APPOINT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES, IF APPROPRIATE, AND EXCLUDE THE INTERESTED PERSON FROM THE DISCUSSION OF, AND VOTE ON, THE TRANSACTION. IF THE BOARD HAS REASONABLE CAUSE TO BELIEVE AN INTERESTED PERSON HAS FAILED TO DISCLOSE ACTUAL OR POSSIBLE CONFLICTS OF INTEREST, IT SHALL INFORM THE INTERESTED PERSON OF THE BASIS FOR SUCH BELIEF AND AFFORD THE INTERESTED PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE TO DISCLOSE. IF THE BOARD DETERMINES THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT SHALL TAKE APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE TOP MANAGEMENT OFFICIAL IS DETERMINED BY THE DISINTERESTED DIRECTORS. THE CONTENT OF THE DISCUSSION, INCLUDING THE INFORMATION USED TO DETERMINE THE REASONABLENESS OF THE COMPENSATION, AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS SHALL BE MAINTAINED IN THE MINUTES OF THE CORPORATION. THE DETERMINATION OF REASONABLENESS IS BASED UPON INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR SIMILAR SERVICES, CURRENT COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS, OR ACTUAL WRITTEN OFFERS FROM SIMILARLY SITUATED ORGANIZATIONS. COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS DETERMINED BY THE CEO, WHO UTILIZES COMPARABLE SALARY INFORMATION OF SIMILARLY SITUATED ORGANIZATIONS IN SIMILAR GEOGRAPHIC LOCATIONS WHEN MAKING THIS DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G CONTRACTORS: PROGRAM SERVICE EXPENSES 56,427. MANAGEMENT AND GENERAL EXPENSES 80,015. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 136,442. CONSULTING: PROGRAM SERVICE EXPENSES 38,373. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 38,373. OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 1,188. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,188. ROCK HEALTH INC 301 HOWARD STREET SUITE 950 SAN FRANCISCO CA 94105 371955501 HEALTH CARE CONSULTING & MEMBERSHIP ORGANIZATION CA ROCK HEALTH FOUNDATION C 2868959 3042966 1.00000 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 1 ROCK HEALTH INC B 1443862 BOOK VALUE ROCK HEALTH INC E 779073 "DUE TO/FROM..." BOOK VALUE ROCK HEALTH INC O 188992 BOOK VALUE ROCK HEALTH INC S 445716 BOOK VALUE